Clear Harbor Asset Management

Clear Harbor Asset Management as of Sept. 30, 2018

Portfolio Holdings for Clear Harbor Asset Management

Clear Harbor Asset Management holds 255 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Roper Industries (ROP) 14.3 $72M 270k 265.34
Apple (AAPL) 3.9 $20M 89k 219.80
American Water Works (AWK) 3.8 $19M 211k 89.93
Trimble Navigation (TRMB) 2.5 $12M 330k 37.36
Flextronics International Ltd Com Stk (FLEX) 2.2 $11M 1.0M 10.91
Pioneer Natural Resources 2.2 $11M 71k 153.62
Parker-Hannifin Corporation (PH) 1.9 $9.3M 64k 146.70
Berkshire Hathaway (BRK.B) 1.8 $8.9M 44k 201.98
Energen Corporation 1.8 $8.8M 120k 73.32
Spdr S&p 500 Etf (SPY) 1.7 $8.7M 32k 270.06
Citigroup (C) 1.7 $8.7M 133k 64.97
Taiwan Semiconductor Mfg (TSM) 1.7 $8.4M 225k 37.39
Western Digital (WDC) 1.7 $8.3M 154k 54.01
Honeywell International (HON) 1.6 $7.8M 53k 147.47
Alphabet Inc Class C cs (GOOG) 1.5 $7.5M 6.8k 1095.55
Connecticut Water Service 1.3 $6.5M 95k 68.99
CBS Corporation 1.3 $6.4M 117k 54.68
New Jersey Resources Corporation (NJR) 1.3 $6.4M 139k 46.00
Chesapeake Utilities Corporation (CPK) 1.2 $6.3M 76k 82.10
Hartford Financial Services (HIG) 1.2 $6.1M 135k 45.54
Micron Technology (MU) 1.2 $6.0M 164k 36.78
Johnson & Johnson (JNJ) 1.2 $6.0M 43k 138.48
Everest Re Group (EG) 1.2 $5.9M 28k 207.55
Northwest Natural Gas 1.2 $5.9M 87k 67.48
Axis Capital Holdings (AXS) 1.1 $5.3M 94k 56.91
Walgreen Boots Alliance (WBA) 1.0 $5.2M 68k 75.74
JPMorgan Chase & Co. (JPM) 1.0 $5.0M 47k 104.86
Caterpillar (CAT) 1.0 $5.0M 43k 115.62
Solar Cap (SLRC) 0.8 $4.2M 207k 20.44
Matador Resources (MTDR) 0.8 $4.2M 144k 28.85
WisdomTree Japan Total Dividend (DXJ) 0.8 $4.0M 76k 52.02
Core Laboratories 0.8 $3.8M 43k 88.34
Exxon Mobil Corporation (XOM) 0.8 $3.8M 48k 78.32
Microsoft Corporation (MSFT) 0.7 $3.7M 34k 108.30
Antero Res (AR) 0.7 $3.7M 225k 16.31
South Jersey Industries 0.7 $3.6M 115k 31.37
California Water Service (CWT) 0.7 $3.6M 86k 42.08
Qorvo (QRVO) 0.7 $3.6M 50k 70.98
Vanguard Total Bond Market ETF (BND) 0.7 $3.5M 45k 78.03
Discover Financial Services (DFS) 0.7 $3.3M 45k 73.22
Macquarie Infrastructure Company 0.7 $3.3M 86k 38.75
Intellicheck Mobilisa (IDN) 0.6 $3.2M 1.3M 2.42
Alphabet Inc Class A cs (GOOGL) 0.6 $3.1M 2.8k 1103.62
Illumina (ILMN) 0.6 $3.0M 10k 298.13
Alibaba Group Holding (BABA) 0.6 $3.1M 21k 144.59
Arthur J. Gallagher & Co. (AJG) 0.6 $3.0M 41k 72.98
S&p Global (SPGI) 0.6 $3.0M 17k 177.18
Goldman Sachs (GS) 0.6 $2.9M 14k 214.00
Patterson-UTI Energy (PTEN) 0.6 $2.9M 191k 15.29
Harris Corporation 0.6 $2.8M 17k 161.04
Merck & Co (MRK) 0.5 $2.6M 38k 69.97
Vanguard Total Stock Market ETF (VTI) 0.5 $2.6M 19k 138.17
iShares Gold Trust 0.5 $2.6M 219k 11.80
1iqtech International 0.5 $2.5M 2.0M 1.29
Tecogen (TGEN) 0.5 $2.4M 661k 3.61
PNC Financial Services (PNC) 0.4 $2.2M 18k 119.65
At&t (T) 0.4 $2.2M 72k 29.98
Union Pacific Corporation (UNP) 0.4 $2.1M 15k 144.17
Westrock (WRK) 0.4 $2.1M 50k 41.55
Ecolab (ECL) 0.4 $1.9M 13k 150.11
EQT Corporation (EQT) 0.4 $1.9M 53k 35.34
Cui Global 0.4 $1.9M 1.1M 1.77
Commscope Hldg (COMM) 0.4 $1.9M 78k 24.46
Vanguard FTSE All-World ex-US ETF (VEU) 0.4 $1.9M 39k 47.40
Hexcel Corporation (HXL) 0.4 $1.8M 31k 57.89
Vanguard Consumer Discretionary ETF (VCR) 0.3 $1.8M 11k 163.70
Pfizer (PFE) 0.3 $1.7M 40k 43.41
Vanguard European ETF (VGK) 0.3 $1.6M 31k 51.11
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.3 $1.5M 15k 100.68
Solar Senior Capital 0.3 $1.4M 91k 15.95
Blue Capital Reinsurance Hol 0.3 $1.5M 173k 8.50
Amgen (AMGN) 0.3 $1.3M 6.8k 188.15
Atlas Financial Holdings 0.3 $1.3M 139k 9.50
Corporate Capital Trust 0.3 $1.3M 93k 14.09
Apollo Investment 0.2 $1.3M 251k 5.03
Chevron Corporation (CVX) 0.2 $1.2M 11k 111.61
Verizon Communications (VZ) 0.2 $1.2M 21k 56.42
Titan International (TWI) 0.2 $1.2M 186k 6.36
Lowe's Companies (LOW) 0.2 $1.1M 12k 97.97
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.2 $1.1M 22k 50.62
Ishares Tr 0.2 $1.2M 47k 24.80
Consolidated Edison (ED) 0.2 $1.1M 15k 76.79
Intel Corporation (INTC) 0.2 $1.1M 25k 44.31
McKesson Corporation (MCK) 0.2 $1.1M 8.7k 121.93
Procter & Gamble Company (PG) 0.2 $1.0M 12k 88.99
Toll Brothers (TOL) 0.2 $1.0M 35k 30.38
Ares Coml Real Estate (ACRE) 0.2 $1.1M 75k 14.01
Allergan 0.2 $1.1M 5.9k 180.21
Devon Energy Corporation (DVN) 0.2 $1.0M 31k 32.86
Qualcomm (QCOM) 0.2 $1.0M 16k 63.23
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $999k 8.9k 112.72
York Water Company (YORW) 0.2 $1.0M 32k 31.51
Goodyear Tire & Rubber Company (GT) 0.2 $940k 46k 20.58
Amazon (AMZN) 0.2 $937k 526.00 1781.37
Avis Budget (CAR) 0.2 $954k 33k 28.84
Aqua America 0.2 $948k 28k 34.14
Pure Cycle Corporation (PCYO) 0.2 $942k 100k 9.47
Pure Acquisition Corp cl a 0.2 $970k 100k 9.70
CSX Corporation (CSX) 0.2 $911k 14k 66.42
General Motors Company (GM) 0.2 $904k 28k 32.01
UnitedHealth (UNH) 0.2 $863k 3.3k 264.32
Facebook Inc cl a (META) 0.2 $873k 5.8k 150.88
Autodesk (ADSK) 0.2 $781k 6.0k 130.06
Invesco (IVZ) 0.2 $821k 38k 21.55
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.2 $792k 6.9k 114.24
QEP Resources 0.2 $784k 85k 9.24
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.2 $799k 6.7k 118.88
Abbvie (ABBV) 0.2 $820k 10k 81.71
Diageo (DEO) 0.1 $737k 5.4k 137.24
Gilead Sciences (GILD) 0.1 $728k 11k 68.58
Oracle Corporation (ORCL) 0.1 $772k 16k 47.94
Hca Holdings (HCA) 0.1 $749k 5.9k 127.06
Marathon Petroleum Corp (MPC) 0.1 $731k 11k 69.92
SPDR Gold Trust (GLD) 0.1 $709k 6.1k 116.36
Ez (EZPW) 0.1 $690k 69k 10.07
Garrison Capital 0.1 $712k 89k 8.02
Hunt Cos Fin Tr 0.1 $681k 196k 3.47
J.M. Smucker Company (SJM) 0.1 $640k 6.0k 106.52
salesforce (CRM) 0.1 $640k 4.5k 140.88
Western Asset Global Cp Defi (GDO) 0.1 $651k 42k 15.49
Cherry Hill Mort (CHMI) 0.1 $631k 35k 17.82
FedEx Corporation (FDX) 0.1 $623k 2.9k 213.87
Home Depot (HD) 0.1 $593k 3.3k 179.05
Abbott Laboratories (ABT) 0.1 $601k 8.9k 67.72
Assured Guaranty (AGO) 0.1 $580k 15k 39.35
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $580k 11k 51.65
Ishares Tr trs flt rt bd (TFLO) 0.1 $617k 12k 50.33
3M Company (MMM) 0.1 $568k 3.1k 185.08
Vanguard Mid-Cap Value ETF (VOE) 0.1 $556k 5.3k 104.18
Ishares Trust Barclays (CMBS) 0.1 $545k 11k 49.37
Dell Technologies Inc Class V equity 0.1 $535k 5.9k 90.82
Magnolia Oil & Gas Corp magnolia oil & gas corp (MGY) 0.1 $552k 42k 13.14
Coca-Cola Company (KO) 0.1 $504k 11k 46.53
IAC/InterActive 0.1 $513k 2.7k 193.58
Information Services (III) 0.1 $501k 120k 4.16
Vermilion Energy (VET) 0.1 $514k 19k 27.12
Wisdomtree Tr intl hedge eqt (HEDJ) 0.1 $491k 8.3k 58.82
Monroe Cap (MRCC) 0.1 $499k 39k 12.80
Heritage Ins Hldgs (HRTG) 0.1 $514k 38k 13.38
Fiat Chrysler Auto 0.1 $483k 30k 16.10
Kraft Heinz (KHC) 0.1 $502k 9.0k 55.98
Oaktree Specialty Lending Corp 0.1 $496k 112k 4.43
Boeing Company (BA) 0.1 $431k 1.2k 363.41
CVS Caremark Corporation (CVS) 0.1 $452k 6.4k 70.65
Anadarko Petroleum Corporation 0.1 $453k 7.6k 59.61
United Technologies Corporation 0.1 $427k 3.4k 124.27
Illinois Tool Works (ITW) 0.1 $454k 3.7k 122.74
Marvell Technology Group 0.1 $449k 27k 16.85
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.1 $462k 5.6k 83.17
Amc Networks Inc Cl A (AMCX) 0.1 $452k 8.2k 54.95
Puma Biotechnology (PBYI) 0.1 $441k 11k 40.49
United Ins Hldgs (ACIC) 0.1 $447k 22k 20.36
Nabriva Therapeutics 0.1 $442k 213k 2.08
Spirit Mta Reit 0.1 $476k 43k 10.99
AutoNation (AN) 0.1 $397k 9.4k 42.35
Walt Disney Company (DIS) 0.1 $381k 3.3k 114.17
Bristol Myers Squibb (BMY) 0.1 $389k 7.9k 49.19
Wells Fargo & Company (WFC) 0.1 $411k 7.9k 51.89
Emerson Electric (EMR) 0.1 $378k 5.6k 67.02
Aetna 0.1 $421k 2.1k 196.18
Occidental Petroleum Corporation (OXY) 0.1 $404k 5.9k 68.61
Pepsi (PEP) 0.1 $396k 3.5k 112.85
Stryker Corporation (SYK) 0.1 $395k 2.4k 165.34
Pvh Corporation (PVH) 0.1 $404k 3.4k 120.60
Synergy Pharmaceuticals 0.1 $387k 276k 1.40
Express Scripts Holding 0.1 $391k 4.1k 95.34
Ambac Finl (AMBC) 0.1 $384k 19k 19.85
Brookfield Property Reit Inc cl a 0.1 $386k 20k 19.31
Comcast Corporation (CMCSA) 0.1 $340k 9.5k 35.87
Himax Technologies (HIMX) 0.1 $356k 63k 5.70
Bank of America Corporation (BAC) 0.1 $336k 13k 26.61
Norfolk Southern (NSC) 0.1 $330k 2.0k 164.10
Deere & Company (DE) 0.1 $346k 2.5k 136.76
International Business Machines (IBM) 0.1 $331k 2.6k 126.38
Danaher Corporation (DHR) 0.1 $370k 3.8k 98.25
Graphic Packaging Holding Company (GPK) 0.1 $354k 34k 10.52
Scorpio Tankers 0.1 $366k 229k 1.60
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $331k 26k 12.78
Ishares Inc etf (HYXU) 0.1 $333k 6.5k 50.94
City Office Reit (CIO) 0.1 $353k 31k 11.52
Caredx (CDNA) 0.1 $340k 14k 24.29
Mylan Nv 0.1 $364k 12k 31.03
State Street Corporation (STT) 0.1 $299k 4.4k 68.14
Lennar Corporation (LEN) 0.1 $288k 7.2k 40.18
NVIDIA Corporation (NVDA) 0.1 $298k 1.4k 207.67
Fifth Third Ban (FITB) 0.1 $282k 11k 25.89
CF Industries Holdings (CF) 0.1 $310k 6.9k 44.90
Capstead Mortgage Corporation 0.1 $287k 40k 7.14
EMC Insurance 0.1 $324k 14k 24.00
iShares Lehman MBS Bond Fund (MBB) 0.1 $290k 2.8k 102.55
Mondelez Int (MDLZ) 0.1 $282k 6.9k 40.97
Redhill Biopharma Ltd cmn 0.1 $323k 39k 8.32
Stonecastle Finl (BANX) 0.1 $302k 15k 20.01
Argenx Se (ARGX) 0.1 $326k 4.4k 74.94
Granite Pt Mtg Tr (GPMT) 0.1 $277k 15k 18.48
Xai Octagon Floatng Rate Alt (XFLT) 0.1 $287k 31k 9.37
McDonald's Corporation (MCD) 0.1 $256k 1.5k 175.10
Cisco Systems (CSCO) 0.1 $267k 5.9k 45.42
Kimberly-Clark Corporation (KMB) 0.1 $249k 2.4k 104.58
Travelers Companies (TRV) 0.1 $226k 1.9k 121.18
Laboratory Corp. of America Holdings 0.1 $228k 1.5k 156.70
Altria (MO) 0.1 $265k 4.2k 63.10
Colgate-Palmolive Company (CL) 0.1 $261k 4.1k 63.91
Philip Morris International (PM) 0.1 $235k 2.6k 90.73
Applied Materials (AMAT) 0.1 $268k 8.2k 32.68
Verisk Analytics (VRSK) 0.1 $241k 2.1k 114.87
Baidu (BIDU) 0.1 $253k 1.3k 190.23
Dime Community Bancshares 0.1 $243k 15k 16.72
Brookdale Senior Living (BKD) 0.1 $260k 31k 8.37
Eqt Midstream Partners 0.1 $271k 5.7k 47.54
Nuveen Int Dur Qual Mun Trm 0.1 $256k 21k 11.98
Fs Investment Corporation 0.1 $262k 41k 6.37
Verso Corp cl a 0.1 $237k 8.0k 29.62
Archer Daniels Midland Company (ADM) 0.0 $201k 4.2k 47.91
Campbell Soup Company (CPB) 0.0 $224k 5.9k 37.97
Ashford Hospitality Trust 0.0 $210k 40k 5.28
Huntsman Corporation (HUN) 0.0 $200k 9.4k 21.34
Infinity Pharmaceuticals (INFIQ) 0.0 $200k 98k 2.05
Direxion Daily Large Cp Bull 3X (SPXL) 0.0 $215k 5.0k 43.00
BlackRock Income Trust 0.0 $195k 35k 5.63
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $218k 35k 6.30
Nuveen Conn Prem Income Mun sh ben int 0.0 $185k 17k 11.21
Apollo Global Management 'a' 0.0 $222k 7.5k 29.80
Liberty Global Inc C 0.0 $222k 9.5k 23.47
Adamas Pharmaceuticals 0.0 $222k 13k 17.72
Hc2 Holdings 0.0 $189k 36k 5.32
Alta Mesa Resour 0.0 $182k 58k 3.17
General Electric Company 0.0 $156k 13k 11.82
Gran Tierra Energy 0.0 $171k 56k 3.04
Spectrum Pharmaceuticals 0.0 $126k 10k 12.55
Invesco Van Kampen High Inc Trust II (VLT) 0.0 $136k 10k 13.56
Nuveen NY Municipal Value (NNY) 0.0 $140k 15k 9.09
Ngl Energy Partners Lp Com Uni (NGL) 0.0 $154k 15k 10.48
Inspired Entmt (INSE) 0.0 $164k 22k 7.32
Solaris Oilfield Infrstr (SEI) 0.0 $152k 11k 13.69
Obsidian Energy 0.0 $147k 186k 0.79
Rite Aid Corporation 0.0 $116k 110k 1.05
Putnam Premier Income Trust (PPT) 0.0 $117k 24k 4.96
Ensco Plc Shs Class A 0.0 $114k 15k 7.44
Spirit Realty reit 0.0 $92k 11k 8.07
Perma-fix Env. (PESI) 0.0 $88k 24k 3.72
Direxion Shs Etf Tr daily sm cap bea 0.0 $122k 10k 11.89
Yatra Online Inc ord (YTRA) 0.0 $104k 25k 4.20
Alta Mesa Res Inc *w exp 03/28/202 0.0 $92k 204k 0.45
Novavax 0.0 $36k 20k 1.85
AVEO Pharmaceuticals 0.0 $59k 27k 2.19
Catalyst Pharmaceutical Partners (CPRX) 0.0 $54k 17k 3.19
Cinedigm 0.0 $37k 36k 1.04
Pure Acquisition Corp *w exp 04/17/202 0.0 $64k 50k 1.28
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $7.0k 10k 0.70
iShares MSCI Emerging Markets Indx (EEM) 0.0 $2.9k 17k 0.17
Digirad Corporation 0.0 $14k 10k 1.40
WidePoint Corporation 0.0 $24k 50k 0.48
Sanofi Aventis Wi Conval Rt 0.0 $17k 34k 0.51
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $16k 25k 0.64