CNH Partners

Cnh Partners as of June 30, 2015

Portfolio Holdings for Cnh Partners

Cnh Partners holds 416 positions in its portfolio as reported in the June 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Verisign SDCV 3.250% 8/1 (Principal) 3.8 $302M 163M 1.85
Novellus Sys Note 2.625% 5/1 (Principal) 2.9 $232M 97M 2.38
Microchip Technology SDCV 2.125%12/1 (Principal) 2.6 $206M 108M 1.91
Dresser-Rand 2.6 $202M 2.4M 85.18
Family Dollar Stores 2.3 $184M 2.3M 78.81
Intel Corp SDCV 3.250% 8/0 (Principal) 2.1 $169M 111M 1.52
Sigma-Aldrich Corporation 2.0 $162M 1.2M 139.35
Directv 2.0 $156M 1.7M 92.79
Tyson Foods Unit 99/99/9999 1.8 $143M 2.8M 52.01
Southwestern Energy Dep Shs 1/20 B 1.8 $142M 2.8M 49.97
Mgic Invt Corp Wis Note 2.000% 4/0 (Principal) 1.8 $140M 84M 1.67
Sunedison Note 2.000%10/0 (Principal) 1.8 $140M 67M 2.10
Hudson City Ban 1.8 $140M 14M 9.88
Catamaran 1.8 $139M 2.3M 61.08
Fiat Chrysler Automobiles N Man Cov Sec 16 1.8 $139M 1.1M 126.38
Hospira 1.8 $139M 1.6M 88.71
Freescale Semiconductor SHS 1.7 $136M 3.4M 39.97
Wellpoint Note 2.750%10/1 (Principal) 1.7 $131M 59M 2.20
Pepco Holdings 1.6 $128M 4.8M 26.94
T Mobile Us Conv Pfd Ser A 1.6 $124M 1.8M 69.05
Advent Software 1.6 $124M 2.8M 44.21
Broadcom Corp Cl A 1.5 $117M 2.3M 51.49
Yahoo! 1.5 $114M 2.9M 39.29
Baker Hughes Incorporated 1.4 $114M 1.8M 61.70
Sandisk Corp Note 1.500% 8/1 (Principal) 1.3 $102M 78M 1.30
Dominion Res Inc Va Unit 07/01/2016 1.3 $99M 1.8M 53.91
Tesla Mtrs Note 1.500% 6/0 (Principal) 1.2 $96M 44M 2.18
Health Care Reit Pfd Per Con I 1.2 $94M 1.6M 60.00
Susquehanna Bancshares 1.2 $92M 6.5M 14.12
Polypore International 1.1 $88M 1.5M 59.88
Time Warner Cable 1.0 $83M 463k 178.17
Dominion Res Inc Va Unit 04/01/2013 1.0 $78M 1.4M 53.69
City National Corporation 1.0 $77M 847k 90.39
Hawaiian Electric Industries (HE) 1.0 $76M 2.5M 29.73
DealerTrack Holdings 1.0 $76M 1.2M 62.79
Cleco Corporation 0.9 $75M 1.4M 53.85
Baxter International (BAX) 0.9 $75M 1.1M 69.93
Informatica Corporation 0.9 $73M 1.5M 48.47
Orbitz Worldwide 0.9 $69M 6.1M 11.42
Ann 0.8 $65M 1.3M 48.29
Crown Castle Intl Corp Cnv Pfd Stk Sr A 0.8 $65M 625k 103.20
Sunedison Note 2.750% 1/0 (Principal) 0.8 $62M 29M 2.12
Office Depot 0.8 $60M 7.0M 8.66
Micron Technology Note 2.375% 5/0 (Principal) 0.8 $60M 30M 2.01
Altera Corporation 0.8 $60M 1.2M 51.20
Pall Corporation 0.7 $56M 452k 124.45
Rosetta Resources 0.7 $56M 2.4M 23.14
Cheniere Energy Note 4.250% 3/1 (Principal) 0.7 $56M 74M 0.75
Associated Estates Realty Corporation 0.7 $56M 1.9M 28.63
Ship Finance International L Note 3.250% 2/0 (Principal) 0.7 $55M 51M 1.07
Mgic Invt Corp Wis Note 5.000% 5/0 (Principal) 0.7 $54M 47M 1.15
iGATE Corporation 0.7 $54M 1.1M 47.69
Electronic Arts Note 0.750% 7/1 (Principal) 0.7 $52M 25M 2.09
Omnicare 0.6 $50M 532k 94.25
Meritor Note 7.875% 3/0 (Principal) 0.6 $45M 28M 1.58
Herbalife Note 2.000% 8/1 (Principal) 0.6 $44M 50M 0.89
Webmd Health Corp Note 1.500%12/0 (Principal) 0.6 $44M 40M 1.08
Starwood Ppty Tr Note 4.550% 3/0 (Principal) 0.5 $40M 38M 1.05
HCC Insurance Holdings 0.5 $38M 499k 76.84
Anthem Unit 05/01/20188 0.5 $37M 700k 52.94
Excel Trust 0.5 $37M 2.3M 15.77
Wl Ross Hldg Corp Com Shs 0.5 $36M 3.4M 10.41
Equinix Note 4.750% 6/1 (Principal) 0.4 $35M 11M 3.17
Uti Worldwide Note 4.500% 3/0 (Principal) 0.4 $34M 34M 1.03
Health Care Reit Note 3.000%12/0 (Principal) 0.4 $33M 25M 1.29
MeadWestva 0.4 $33M 688k 47.19
Micron Technology Note 3.125% 5/0 (Principal) 0.4 $32M 16M 2.02
Quinpario Acquisition Corp 2 0.4 $31M 3.1M 9.86
United States Stl Corp Note 2.750% 4/0 (Principal) 0.4 $30M 27M 1.11
Convergys Corp SDCV 5.750% 9/1 (Principal) 0.4 $29M 13M 2.29
Gp Invts Acquisition Cor Unit 99/99/9999 0.4 $28M 2.8M 10.11
Prospect Capital Corporation Note 4.750% 4/1 (Principal) 0.3 $27M 29M 0.94
Integrated Silicon Solution 0.3 $27M 1.2M 22.14
Spirit Rlty Cap Note 2.875% 5/1 (Principal) 0.3 $27M 28M 0.94
Radian Group Note 2.250% 3/0 (Principal) 0.3 $25M 14M 1.78
Starwood Ppty Tr Note 3.750%10/1 (Principal) 0.3 $24M 24M 1.01
Starwood Ppty Tr Note 4.000% 1/1 (Principal) 0.3 $24M 23M 1.06
Micrel, Incorporated 0.3 $24M 1.7M 13.90
Home Properties 0.3 $23M 321k 73.05
Garnero Group Acquisition SHS 0.3 $23M 2.4M 9.82
Pdl Biopharma Note 4.000% 2/0 (Principal) 0.3 $23M 24M 0.95
Square 1 Finl Cl A 0.3 $22M 798k 27.35
Hudson Valley Holding 0.3 $22M 766k 28.21
Hydra Inds Acquisition 0.2 $19M 2.0M 9.65
GrafTech International 0.2 $19M 3.9M 4.96
Alcatel-lucent Sponsored Adr 0.2 $19M 5.3M 3.62
Ttm Technologies Note 1.750%12/1 (Principal) 0.2 $19M 16M 1.17
Gencorp SDCV 4.062%12/3 (Principal) 0.2 $19M 8.3M 2.29
RTI International Metals 0.2 $19M 591k 31.52
Standard Pac Corp Note 1.250% 8/0 (Principal) 0.2 $18M 15M 1.22
Ciena Corp Debt 4.000%12/1 (Principal) 0.2 $18M 13M 1.41
Montpelier Re Holdings SHS 0.2 $17M 440k 39.50
Cdk Global Inc equities 0.2 $17M 315k 53.98
Take-two Interactive Softwar Note 1.750%12/0 (Principal) 0.2 $17M 11M 1.49
Acorda Therapeutics Note 1.750% 6/1 (Principal) 0.2 $17M 17M 1.02
Micron Technology Note 2.125% 2/1 (Principal) 0.2 $17M 9.3M 1.80
Harmony Merger 0.2 $16M 1.6M 9.80
Perrigo SHS (PRGO) 0.2 $16M 87k 184.83
Cambridge Cap Acquisition 0.2 $16M 1.6M 10.00
Vector Group FRNT 1/1 (Principal) 0.2 $16M 11M 1.48
Hologic FRNT 2.000%12/1 (Principal) 0.2 $15M 9.2M 1.68
Terrapin 3 Acquisition Corp Com Cl A 0.2 $15M 1.5M 9.95
Cemex Sab De Cv Note 3.250% 3/1 (Principal) 0.2 $14M 13M 1.12
American Tower Corp Pfd Conv Ser A 0.2 $14M 141k 101.06
Humana (HUM) 0.2 $14M 73k 191.28
Stillwater Mng Note 1.750%10/1 (Principal) 0.2 $13M 13M 1.07
Red Hat 0.2 $13M 172k 75.93
Amsurg Corp Pfd Cnv Sr A-1 % 0.2 $13M 93k 136.94
Alon Usa Energy Note 3.000% 9/1 (Principal) 0.1 $12M 8.4M 1.40
Electrum Spl Acquisition Cor Unit 99/99/9999 0.1 $11M 1.1M 10.02
Rambus Inc Del Note 1.125% 8/1 (Principal) 0.1 $11M 8.2M 1.33
Meadowbrook Ins Group DBCV 5.000% 3/1 (Principal) 0.1 $11M 9.4M 1.15
Cemex Sab De Cv Note 3.750% 3/1 (Principal) 0.1 $11M 8.9M 1.18
Istar Finl Note 3.000%11/1 (Principal) 0.1 $10M 8.5M 1.21
Webmd Health Corp Note 2.500% 1/3 (Principal) 0.1 $10M 9.9M 1.02
Cowen Group Note 3.000% 3/1 (Principal) 0.1 $10M 7.6M 1.31
Omnicare Cap Tr Ii PFD B TR 4.00% 0.1 $9.8M 85k 115.44
Kythera Biopharmaceuticals I 0.1 $9.7M 129k 75.31
Roi Acquisition Corp Ii 0.1 $9.7M 945k 10.25
Meadowbrook Insurance 0.1 $9.6M 1.1M 8.60
Mylan N V Shs Euro 0.1 $9.5M 140k 67.86
Liberty Interactive Corp Lbt Vent Com A 0.1 $9.4M 240k 39.27
Sequenom Note 5.000% 1/0 (Principal) 0.1 $9.3M 9.5M 0.98
Ar Cap Acquisition 0.1 $9.2M 1.0M 9.07
Healthways Note 1.500% 7/0 (Principal) 0.1 $9.2M 9.8M 0.94
Webmd Health Corp Note 2.250% 3/3 (Principal) 0.1 $9.1M 9.1M 1.01
Global Defense & Natl Sec Sy 0.1 $9.1M 871k 10.50
Northstar Asset Management C 0.1 $9.1M 492k 18.49
Spirit Rlty Cap Note 3.750% 5/1 (Principal) 0.1 $9.0M 9.7M 0.94
Automatic Data Processing (ADP) 0.1 $8.9M 111k 80.23
Fintech Acquisition 0.1 $8.6M 890k 9.70
Heritage Financial 0.1 $8.2M 273k 30.18
CIGNA Corporation 0.1 $8.0M 49k 162.00
Arowana SHS 0.1 $7.8M 800k 9.77
Northstar Rlty Fin Corp Com New 0.1 $7.7M 485k 15.90
Timken Company (TKR) 0.1 $7.5M 206k 36.57
Aegean Marine Pete Network I Note 4.000%11/0 (Principal) 0.1 $7.4M 6.8M 1.10
Capitol Acquisition Corp Ii 0.1 $7.4M 704k 10.55
Weyerhaeuser Pref Conv Ser A 0.1 $7.2M 138k 52.22
Bio-reference Labs Com $.01 New 0.1 $7.2M 175k 41.25
General Cable Corp Del FRNT 4.500%11/1 (Principal) 0.1 $7.2M 8.6M 0.83
Time 0.1 $7.1M 309k 23.01
Amtrust Finl Svcs Note 2.750%12/1 (Principal) 0.1 $7.0M 7.3M 0.97
Lumenis SHS CL B 0.1 $6.9M 504k 13.72
On Semiconductor Corp Note 2.625%12/1 (Principal) 0.1 $6.9M 5.6M 1.24
Spectrum Pharmaceuticals Note 2.750%12/1 (Principal) 0.1 $6.8M 7.3M 0.94
Tornier N V SHS 0.1 $6.6M 262k 24.99
Amyris Note 6.500% 5/1 (Principal) 0.1 $6.2M 9.4M 0.66
Quality Distribution 0.1 $6.1M 398k 15.46
Accuray Debt 3.500% 2/0 (Principal) 0.1 $6.1M 4.5M 1.35
Herbalife Com Usd Shs (HLF) 0.1 $5.8M 106k 55.09
Communications Sales&leas Incom us equities / etf's 0.1 $5.8M 235k 24.72
Levy Acquisition Corp *w Exp 11/19/201 0.1 $5.6M 962k 5.80
Timkensteel (MTUS) 0.1 $5.4M 201k 26.99
Synchrony Financial (SYF) 0.1 $5.3M 162k 32.93
Barington Hilco Acquisition 0.1 $5.3M 546k 9.70
Renewable Energy Group MTNF 2.750% 6/1 (Principal) 0.1 $5.2M 4.9M 1.07
Talen Energy 0.1 $5.1M 300k 17.16
Atlantic Alliance Partner SHS 0.1 $5.1M 500k 10.15
Kimberly-Clark Corporation (KMB) 0.1 $5.0M 48k 105.97
Vantage Drilling Company Note 7.875% 9/0 (Principal) 0.1 $5.0M 5.3M 0.96
Intel Corp SDCV 12/1 (Principal) 0.1 $5.0M 4.2M 1.21
Frontier Communications Corp Pfd Conv Ser-a 0.1 $5.0M 50k 99.68
Partner Re 0.1 $4.9M 39k 128.50
Clicksoftware Technologies L Ord 0.1 $4.6M 369k 12.57
Kohlberg Capital Corp Note 8.750% 3/1 (Principal) 0.1 $4.6M 4.4M 1.06
Alamos Gold 0.1 $4.6M 808k 5.66
Blackrock Core Bd Tr Shs Ben Int (BHK) 0.1 $4.6M 361k 12.67
Cohen & Steers Quality Income Realty (RQI) 0.1 $4.6M 427k 10.69
Ares Cap Corp Note 5.750% 2/0 (Principal) 0.1 $4.5M 4.4M 1.02
BlackRock Corporate High Yield Fund VI (HYT) 0.1 $4.5M 415k 10.79
Blackrock Mun Target Term Tr Com Shs Ben In (BTT) 0.1 $4.4M 218k 20.27
1347 Cap 0.1 $4.4M 451k 9.75
Now (DNOW) 0.1 $4.4M 221k 19.91
Citrix Systems 0.1 $4.4M 62k 70.16
LNB Ban 0.1 $4.4M 235k 18.50
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $4.4M 344k 12.67
Beazer Homes Usa Unit 07/15/2015 0.1 $4.3M 150k 28.72
Blackrock Res & Comm Strat T SHS (BCX) 0.1 $4.3M 472k 9.12
Rally Software Development 0.1 $4.3M 220k 19.45
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $4.2M 311k 13.47
Gain Cap Hldgs Note 4.125%12/0 (Principal) 0.1 $4.1M 3.8M 1.10
Nuveen Cr Strategies Incm Com Shs (JQC) 0.1 $4.1M 481k 8.61
Abbvie (ABBV) 0.1 $4.0M 60k 67.19
UIL Holdings Corporation 0.0 $3.6M 78k 45.81
C B Pharma Acquisition Corp SHS 0.0 $3.5M 350k 9.87
Boulevard Acquisition 0.0 $3.4M 274k 12.50
Blackstone Gso Strategic Cr Com Shs Ben In (BGB) 0.0 $3.4M 218k 15.63
Affymetrix Note 4.000% 7/0 (Principal) 0.0 $3.4M 1.8M 1.94
Mannkind Corp Note 5.750% 8/1 (Principal) 0.0 $3.4M 3.3M 1.02
Liberty All Star Equity Sh Ben Int (USA) 0.0 $3.4M 585k 5.75
Wl Ross Hldg Corp *w Exp 06/11/201 0.0 $3.3M 3.5M 0.95
Alpine Global Premier Pptys Com Sbi 0.0 $3.2M 499k 6.47
Meritage Homes Corp Note 1.875% 9/1 (Principal) 0.0 $3.1M 2.9M 1.06
First Tr High Income L/s (FSD) 0.0 $3.1M 197k 15.64
Axis Capital Holdings SHS (AXS) 0.0 $3.0M 57k 53.36
Albany Molecular Resh Note 2.250%11/1 (Principal) 0.0 $3.0M 2.1M 1.40
Invacare Corp SDCV 4.125% 2/0 (Principal) 0.0 $2.7M 2.5M 1.10
Liberty Tripadvisor Hldgs In Com Ser A (LTRPA) 0.0 $2.7M 85k 32.23
Wp Glimcher 0.0 $2.6M 195k 13.53
Keycorp Pfd 7.75% Sr A 0.0 $2.6M 20k 131.25
Cenveo Corp Note 7.000% 5/1 (Principal) 0.0 $2.5M 2.7M 0.94
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $2.5M 492k 5.15
Audience 0.0 $2.5M 508k 4.89
M/i Homes Note 3.000% 3/0 (Principal) 0.0 $2.5M 2.5M 1.00
Bridge Capital Holdings 0.0 $2.4M 82k 29.80
Nuveen Premium Income Municipal Fund 0.0 $2.3M 173k 13.14
Cbre Clarion Global Real Estat re (IGR) 0.0 $2.2M 282k 7.96
Dt Asia Invts SHS 0.0 $2.2M 225k 9.90
Ark Restaurants (ARKR) 0.0 $2.2M 88k 25.03
Compucredit Hldgs Corp Note 5.875%11/3 (Principal) 0.0 $2.2M 5.0M 0.43
Quantum Corp Note 4.500%11/1 (Principal) 0.0 $2.1M 1.8M 1.19
Mitel Networks Corp 0.0 $2.1M 235k 8.83
Oneida Financial 0.0 $2.1M 101k 20.45
Arvinmeritor FRNT 4.625% 3/0 (Principal) 0.0 $2.0M 2.0M 1.01
Boulevard Acquisition Corp *w Exp 02/19/201 0.0 $2.0M 552k 3.65
Encore Cap Group Note 3.000% 7/0 (Principal) 0.0 $2.0M 1.8M 1.07
Cohen & Steers REIT/P (RNP) 0.0 $2.0M 112k 17.49
Capitol Acquisition Corp Ii *w Exp 05/15/201 0.0 $1.9M 822k 2.34
Resource Cap Corp Note 8.000% 1/1 (Principal) 0.0 $1.9M 2.0M 0.95
Cyan 0.0 $1.9M 359k 5.24
Nuveen Insured Quality Muncipal Fund 0.0 $1.9M 147k 12.62
Franklin Templeton (FTF) 0.0 $1.8M 156k 11.65
Wells Fargo Advantage Multi Com Shs (ERC) 0.0 $1.8M 141k 12.66
Templeton Global Income Fund (SABA) 0.0 $1.8M 251k 7.03
Ares Dynamic Cr Allocation (ARDC) 0.0 $1.8M 115k 15.33
Resource Cap Corp Note 6.000%12/0 (Principal) 0.0 $1.7M 1.9M 0.93
First Tr Aberdeen Glbl Opp F Com Shs (FAM) 0.0 $1.7M 159k 10.92
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $1.7M 135k 12.85
Western Asset Managed High Incm Fnd 0.0 $1.7M 343k 4.94
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.0 $1.7M 263k 6.41
Central Securities (CET) 0.0 $1.6M 77k 21.15
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $1.6M 134k 11.61
Nuveen Dividend Advantage Municipal Fd 2 0.0 $1.5M 114k 13.41
Rayonier Advanced Matls (RYAM) 0.0 $1.5M 91k 16.26
Nuveen Maryland Premium Income Municipal 0.0 $1.5M 119k 12.25
Journal Media 0.0 $1.5M 176k 8.29
Blackstone Gso Lng Shrt Cr I Com Shs Bn Int (BGX) 0.0 $1.4M 93k 15.49
Eaton Vance Short Duration Diversified I (EVG) 0.0 $1.4M 103k 13.85
Nuveen Premium Income Muni Fund 2 0.0 $1.4M 105k 13.28
Wabash Natl Corp Note 3.375% 5/0 (Principal) 0.0 $1.4M 1.1M 1.26
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $1.4M 100k 13.52
Castle A M & Co Note 7.000%12/1 (Principal) 0.0 $1.3M 1.6M 0.87
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $1.3M 102k 12.55
Invesco Quality Municipal Inc Trust (IQI) 0.0 $1.3M 109k 11.82
Willis Group Holdings Public SHS 0.0 $1.3M 27k 46.88
Nuveen Select Quality Municipal Fund 0.0 $1.2M 94k 13.22
Nuveen Quality Income Municipal Fund 0.0 $1.2M 93k 13.34
Nuveen Munpl Markt Opp Fund 0.0 $1.2M 94k 12.90
Western Asset Global Cp Defi (GDO) 0.0 $1.2M 70k 17.15
Blackrock Ltd Duration Inc T Com Shs (BLW) 0.0 $1.2M 78k 15.15
RMR Asia Pacific Real Estate Fund 0.0 $1.2M 63k 18.55
MannKind Corporation 0.0 $1.1M 202k 5.69
Trade Str Residential Com New 0.0 $1.1M 166k 6.66
Nuveen North Carol Premium Incom Mun 0.0 $1.1M 84k 12.69
Huntington Bancshares Pfd Conv Ser A 0.0 $1.1M 800.00 1330.00
Kinder Morgan (KMI) 0.0 $1.1M 27k 38.40
Quinpario Acquisition Corp 2 *w Exp 01/01/202 0.0 $1.1M 3.5M 0.30
Nuveen PA Investnt Quality Municipal (NQP) 0.0 $1.0M 78k 13.16
Jason Inds *w Exp 06/30/201 0.0 $1.0M 2.3M 0.43
Quidel Corp Note 3.250%12/1 (Principal) 0.0 $1.0M 1.0M 1.00
Nuveen Performance Plus Municipal Fund 0.0 $987k 70k 14.03
Lehman Brothers First Trust IOF (NHS) 0.0 $986k 84k 11.78
Eaton Vance Municipal Bond Fund (EIM) 0.0 $984k 81k 12.17
Putnam Mun Opportunities Tr Sh Ben Int (PMO) 0.0 $969k 83k 11.61
Western Asset Worldwide Income Fund 0.0 $964k 89k 10.83
Pioneer Floating Rate Trust (PHD) 0.0 $952k 84k 11.39
Transamerica Income Shares 0.0 $950k 48k 19.88
Nuveen Municipal Advantage Fund 0.0 $939k 72k 13.00
Putnam Managed Municipal Income Trust (PMM) 0.0 $922k 130k 7.07
Williams Partners Com Unit Ltd Par 0.0 $917k 19k 48.43
State Invs Ban 0.0 $916k 43k 21.19
Alpine Global Dynamic Divd F Com New 0.0 $911k 92k 9.89
Eaton Vance Sr Income Tr Sh Ben Int (EVF) 0.0 $889k 143k 6.21
Lands' End (LE) 0.0 $886k 36k 24.83
Energy Transfer Prtnrs Unit Ltd Partn 0.0 $867k 17k 52.21
Morgan Stanley Trusts Income Secs Inc 0.0 $867k 50k 17.21
Sfx Entmt 0.0 $841k 187k 4.49
Enterprise Products Partners (EPD) 0.0 $827k 28k 29.90
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $792k 58k 13.59
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $786k 65k 12.02
Source Capital (SOR) 0.0 $782k 11k 72.76
Nuveen Global Value Opportunities Fund 0.0 $764k 61k 12.48
Wci Cmntys Com Par $0.01 0.0 $720k 30k 24.39
Gabelli Dividend & Income Trust (GDV) 0.0 $713k 34k 20.82
Hydra Inds Acquisition Corp Right 99/99/9999 0.0 $680k 2.0M 0.34
Atlanticus Holdings (ATLC) 0.0 $676k 191k 3.53
Boston Private Finl Hldgs In *w Exp 11/21/201 0.0 $668k 118k 5.67
Sunoco Logistics Prtnrs Com Units 0.0 $664k 18k 38.00
Putman High Income Sec Fund Shs Ben Int 0.0 $655k 84k 7.79
Harmony Merger Corp *w Exp 01/01/202 0.0 $653k 1.6M 0.40
Nuveen Divid Adv Mun Fd 3 Com Sh Ben Int (NZF) 0.0 $641k 48k 13.35
Magellan Midstream Prtnrs Com Unit Rp Lp 0.0 $638k 8.7k 73.42
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.0 $632k 48k 13.30
Western Asset Glbl Partners Incm Fnd 0.0 $631k 69k 9.18
Mfs Mun Income Tr Sh Ben Int (MFM) 0.0 $627k 98k 6.43
Alere Note 3.000% 5/1 (Principal) 0.0 $623k 500k 1.25
Nuveen Premier Mun Income 0.0 $620k 48k 12.89
BlackRock Muniyield Michigan Ins. Fnd II 0.0 $614k 49k 12.47
Transmontaigne Partners Com Unit L P 0.0 $608k 16k 38.03
Nuveen Sht Dur Cr Opp 0.0 $606k 37k 16.48
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $604k 44k 13.77
Ani Pharmaceuticals Note 3.000%12/0 (Principal) 0.0 $600k 525k 1.14
Nuveen Conn Prem Income Mun sh ben int 0.0 $598k 48k 12.48
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $593k 45k 13.25
Holly Energy Partners Com Ut Ltd Ptn 0.0 $590k 17k 35.16
Wells Fargo Advantage Income Com Shs (EAD) 0.0 $575k 70k 8.27
Advent/Claymore Enhanced Growth & Income 0.0 $568k 63k 9.07
Mfs Invt Grade Mun Tr Sh Ben Int (CXH) 0.0 $562k 60k 9.30
Gabelli Hlthcare & Wellness SHS (GRX) 0.0 $547k 49k 11.23
General Motors Company (GM) 0.0 $547k 16k 33.33
Tortoise Pipeline & Energy 0.0 $542k 21k 25.57
MPLX Com Unit Rep Ltd (MPLX) 0.0 $541k 7.6k 71.38
Cheniere Energy Partners Com Unit (CQP) 0.0 $539k 18k 30.87
Terrapin 3 Acquisition Corp *w Exp 06/27/201 0.0 $536k 1.7M 0.32
Neuberger Berman Real Estate Sec (NRO) 0.0 $527k 111k 4.74
Qep Midstream Partners Com Unit Rp Ltd 0.0 $525k 30k 17.53
Nustar Energy Unit Com (NS) 0.0 $518k 8.7k 59.36
Rose Rock Midstream Com U Rep Ltd 0.0 $516k 11k 46.74
Targa Res Corp (TRGP) 0.0 $511k 5.7k 89.30
Western Asset Global High Income Fnd (EHI) 0.0 $501k 48k 10.34
Bright Horizons Fam Sol In D (BFAM) 0.0 $497k 8.6k 57.79
Western Gas Partners Com Unit Lp In 0.0 $493k 7.8k 63.36
Tallgrass Energy Partners Com Unit 0.0 $493k 10k 48.11
Phillips 66 Partners Com Unit Rep Int 0.0 $485k 6.7k 71.99
Geeknet Com New 0.0 $481k 24k 19.94
Nuveen Diversified Dividend & Income 0.0 $477k 42k 11.49
Valero Energy Partners Com Unt Rep Lp 0.0 $471k 9.2k 51.06
Avenue Income Cr Strat 0.0 $466k 33k 14.20
Garnero Group Acquisition Right 06/25/2016 0.0 $464k 2.9M 0.16
Enlink Midstream Partners Com Unit Rep Ltd 0.0 $461k 21k 21.98
Invesco Van Kampen High Inc Trust II (VLT) 0.0 $446k 31k 14.34
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $440k 32k 13.75
Summit Midstream Partners Com Unit Ltd 0.0 $436k 13k 33.04
Stone Hbr Emerg Mkts Tl 0.0 $435k 31k 14.01
Oneok Partners Unit Ltd Partn 0.0 $430k 13k 34.03
Genesis Energy Unit Ltd Partn (GEL) 0.0 $424k 9.7k 43.89
Martin Midstream Prtnrs Unit L P Int (MMLP) 0.0 $417k 14k 30.97
Enable Midstream Partners Com Unit Rp In 0.0 $414k 26k 15.97
Markwest Energy Partners Unit Ltd Partn 0.0 $412k 7.3k 56.33
Amerigas Partners Unit L P Int 0.0 $409k 9.0k 45.68
Wec Energy Group (WEC) 0.0 $404k 9.0k 45.01
Duff & Phelps Global (DPG) 0.0 $404k 23k 17.71
Swiss Helvetia Fund (SWZ) 0.0 $402k 34k 11.69
BlackRock Floating Rate Income Trust (BGT) 0.0 $402k 31k 12.98
Buckeye Partners Unit Ltd Partn 0.0 $400k 5.4k 73.86
Spectra Energy Partners 0.0 $392k 8.5k 46.13
Macquarie Global Infr Total Rtrn Fnd 0.0 $386k 17k 23.35
Invesco Van Kampen Bond Fund (VBF) 0.0 $381k 22k 17.36
Enbridge Energy Partners 0.0 $379k 11k 33.31
Crestwood Midstream Partners Unit Ltd Partner 0.0 $371k 33k 11.20
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $370k 27k 13.55
Tc Pipelines Ut Com Ltd Prt 0.0 $363k 6.4k 56.94
Zweig Total Return Com New 0.0 $362k 28k 12.94
Standard Pacific 0.0 $355k 40k 8.91
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $352k 26k 13.33
Plains All Amern Pipeline L Unit Ltd Partn (PAA) 0.0 $351k 8.1k 43.57
BlackRock LT Municipal Advantage Trust (BTA) 0.0 $349k 32k 10.81
Boardwalk Pipeline Partners Ut Ltd Partner 0.0 $347k 24k 14.53
Teekay Lng Partners Prtnrsp Units 0.0 $344k 11k 32.19
Dcp Midstream Partners Com Ut Ltd Ptn 0.0 $338k 11k 30.66
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $331k 25k 13.16
Pimco Dynamic Cr Income Com Shs 0.0 $330k 16k 20.20
Azure Midstream Partners Com Unit Ltd Par 0.0 $328k 28k 11.86
BlackRock Insured Municipal Income Inves 0.0 $324k 23k 14.08
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $316k 29k 10.81
Voya Prime Rate Tr Sh Ben Int 0.0 $313k 60k 5.25
AllianceBernstein Global Hgh Incm (AWF) 0.0 $309k 26k 12.00
Eaton Vance New York Municipal Bond Fund (ENX) 0.0 $306k 25k 12.32
Sprott Focus Tr (FUND) 0.0 $305k 43k 7.08
Targa Resources Partners Com Unit 0.0 $303k 7.8k 38.60
Fintech Acquisition Corp *w Exp 02/19/202 0.0 $303k 890k 0.34
Tri-Continental Corporation (TY) 0.0 $302k 14k 21.19
Brookfield Globl Listed Infr Com Shs 0.0 $301k 18k 16.56
Hydra Inds Acquisition Corp *w Exp 10/20/202 0.0 $300k 2.0M 0.15
Eagle Rock Energy Partners L Unit 0.0 $295k 118k 2.51
Pangaea Logistics Solution L SHS (PANL) 0.0 $273k 84k 3.23
Cambridge Cap Acquisition *w Exp 12/17/201 0.0 $264k 1.8M 0.15
Roi Acquisition Corp Ii *w Exp 09/17/201 0.0 $263k 1.1M 0.25
Ar Cap Acquisition Corp *w Exp 10/06/201 0.0 $263k 750k 0.35
Verso Paper 0.0 $259k 393k 0.66
LMP Capital and Income Fund (SCD) 0.0 $254k 17k 15.10
Blackrock MuniHoldings Insured 0.0 $236k 18k 12.95
Eaton Vance Risk Managed Diversified (ETJ) 0.0 $224k 21k 10.82
Arowana Right 01/01/2017 0.0 $224k 800k 0.28
Blackrock Multi-sector Incom other (BIT) 0.0 $224k 14k 16.61
Alpha Nat Res Note 4.875%12/1 (Principal) 0.0 $223k 2.7M 0.08
Nuveen Senior Income Fund 0.0 $222k 35k 6.40
Nuveen Quality Pref. Inc. Fund II 0.0 $221k 26k 8.46
Nuveen Ohio Quality Income M 0.0 $215k 15k 14.35
Nuveen Qual Preferred Inc. Fund III 0.0 $199k 25k 8.13
BlackRock MuniYield Insured Investment 0.0 $199k 15k 13.17
John Hancock Income Securities Trust (JHS) 0.0 $198k 14k 13.90
New Amer High Income Com New (HYB) 0.0 $197k 23k 8.76
1347 Cap Corp Right 07/21/2016 0.0 $190k 501k 0.38
Rice Midstream Partners Unit Ltd Partn 0.0 $181k 10k 17.40
Eaton Vance Tax-adv Bd & Opt Com Sh Ben Int 0.0 $178k 14k 12.89
BlackRock Insured Municipal Income Trust (BYM) 0.0 $176k 13k 13.59
Apollo Tactical Income Fd In (AIF) 0.0 $172k 11k 15.75
Nuveen Massachusetts Pre Income Mun (NMT) 0.0 $169k 13k 13.25
Nuveen Insd Dividend Advantage (NVG) 0.0 $152k 11k 13.54
Barington Hilco Acquisition Right 02/13/2017 0.0 $152k 546k 0.28
BlackRock MuniYield Pennsylvania Insured (MPA) 0.0 $143k 11k 13.43
Opko Health (OPK) 0.0 $142k 11k 13.18
C B Pharma Acquisition Corp Right 06/17/2016 0.0 $142k 350k 0.41
Community Health Sys Right 01/27/2016 0.0 $140k 10M 0.01
Liberty All-Star Growth Fund (ASG) 0.0 $115k 22k 5.15
Deutsche High Income Tr SHS 0.0 $111k 13k 8.53
General Mtrs *w Exp 12/31/201 0.0 $103k 357k 0.29
1347 Cap Corp *w Exp 07/15/202 0.0 $100k 501k 0.20
Barington Hilco Acquisition *w Exp 02/11/201 0.0 $87k 546k 0.16
Associated Banc Corp *w Exp 11/21/201 0.0 $82k 24k 3.50
Energy Fuels Com New (UUUU) 0.0 $81k 18k 4.50
Atlas Energy Group Llc m 0.0 $79k 16k 5.00
Dt Asia Invts Right 03/30/2016 0.0 $66k 225k 0.29
Valley Natl Bancorp *w Exp 11/14/201 0.0 $28k 116k 0.24