CNH Partners

Cnh Partners as of Dec. 31, 2018

Portfolio Holdings for Cnh Partners

Cnh Partners holds 574 positions in its portfolio as reported in the December 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Novellus Systems, Inc. note 2.625% 5/1 6.2 $448M 109M 4.13
Advanced Micro Devices Inc Note 2.125% 9/0 bond 2.8 $207M 85M 2.43
L3 Technologies 2.8 $203M 1.2M 173.66
Nxp Semiconductors N V (NXPI) 2.4 $175M 2.4M 73.28
Arris 2.1 $156M 5.1M 30.57
Wellpoint Inc Note cb 2.0 $147M 41M 3.62
Integrated Device Technology 2.0 $145M 3.0M 48.43
Altaba 2.0 $144M 2.5M 57.94
USG Corporation 1.9 $142M 3.3M 42.66
Esterline Technologies Corporation 1.9 $141M 1.2M 121.45
Microchip Technology Inc note 1.625% 2/1 1.9 $136M 97M 1.41
Vectren Corporation 1.8 $131M 1.8M 71.98
Randgold Resources 1.8 $129M 1.5M 85.66
Twenty-first Century Fox 1.7 $126M 2.6M 48.12
Red Hat 1.7 $125M 712k 175.64
Avista Corporation (AVA) 1.6 $120M 2.8M 42.48
SCANA Corporation 1.6 $118M 2.5M 47.78
Dun & Bradstreet Corporation 1.6 $113M 791k 142.74
athenahealth 1.6 $113M 855k 131.93
Molina Healthcare Inc. conv 1.5 $110M 38M 2.88
Orbotech Ltd Com Stk 1.5 $110M 1.9M 56.54
Tribune Co New Cl A 1.5 $110M 2.4M 45.38
NxStage Medical 1.4 $106M 3.7M 28.62
Aspen Insurance Holdings 1.4 $105M 2.5M 41.99
Tesaro 1.2 $91M 1.2M 74.25
Sprint 1.2 $84M 15M 5.82
Palo Alto Networks Inc note 7/0 1.1 $82M 48M 1.70
Newfield Exploration 1.1 $81M 5.6M 14.66
Micron Technology Inc note 2.125% 2/1 1.1 $79M 27M 2.90
Belmond 1.1 $79M 3.2M 25.03
Square Inc convertible security 1.1 $78M 32M 2.45
Finisar Corporation 1.0 $74M 3.4M 21.60
Allegheny Technologies Inc note 4.750% 7/0 0.8 $57M 34M 1.68
Herbalife Ltd conv 0.8 $55M 40M 1.38
Caesars Entmt Corp note 5.000%10/0 0.8 $55M 44M 1.24
Microchip Technology Inc sdcv 2.125%12/1 0.8 $55M 56M 0.98
Chesapeake Energy Corp convertible security 0.8 $55M 68M 0.81
NutriSystem 0.7 $53M 1.2M 43.88
MB Financial 0.7 $49M 1.2M 39.63
Pacific Biosciences of California (PACB) 0.7 $49M 6.6M 7.40
Genworth Financial (GNW) 0.7 $47M 10M 4.66
Apptio Inc cl a 0.6 $46M 1.2M 37.96
Electro Scientific Industries 0.6 $45M 1.5M 29.96
Imperva 0.6 $42M 756k 55.69
Teradyne Inc note 1.250%12/1 0.6 $41M 35M 1.19
Workday Inc corporate bonds 0.5 $40M 20M 1.98
Cleveland Cliffs Inc dbcv 1.500% 1/1 0.5 $37M 33M 1.12
Aerojet Rocketdyne Hldgs Inc Note 2.25012/1 bnd 0.5 $36M 24M 1.47
Nevsun Res 0.5 $35M 8.0M 4.39
Rent-A-Center (UPBD) 0.5 $34M 2.1M 16.19
Sendgrid 0.5 $33M 768k 43.17
Ttm Technologies Inc conv 0.4 $31M 27M 1.17
Fcb Financial Holdings-cl A 0.4 $32M 939k 33.58
Infrareit 0.4 $30M 1.4M 21.02
Amag Pharmaceuticals Inc note 2.500% 2/1 0.4 $30M 33M 0.92
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 0.4 $30M 32M 0.96
Shire 0.4 $28M 162k 174.04
Mindbody 0.4 $28M 774k 36.40
Thrx 2 1/8 01/15/23 0.4 $28M 26M 1.08
Restoration Hardware Hldgs I dbcv 7/1 0.4 $28M 24M 1.17
Istar Inc note 3.125% 9/1 0.4 $27M 30M 0.90
Nuvasive Inc note 2.250% 3/1 0.4 $27M 25M 1.05
State Street Bank Financial 0.3 $25M 1.2M 21.59
Boxwood Merger Unt 0.3 $25M 2.5M 9.93
Inphi Corp note 0.750% 9/0 0.3 $24M 26M 0.93
Huron Consulting Group I 1.25% cvbond 0.3 $24M 24M 0.98
Fintech Acquisition Corp Iii unit 12/01/2023 0.3 $23M 2.3M 10.03
Hortonworks 0.3 $23M 1.6M 14.42
Amci Acquisition Corp unit 01/07/2019 0.3 $23M 2.3M 9.95
Investment Technology 0.3 $22M 717k 30.24
Ship Finance International L Note 5.75010/1 0.3 $22M 24M 0.93
Wildhorse Resource Dev Corp 0.3 $22M 1.5M 14.11
Travelport Worldwide 0.3 $21M 1.3M 15.62
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.3 $20M 32M 0.64
Hercules Capital Inc dbcv 4.375% 2/0 0.3 $20M 21M 0.95
Zillow Group Inc convertible/ 0.3 $20M 24M 0.86
Ii-vi Incorp convertible security 0.3 $20M 20M 0.98
Cf Fin Acquisition Corp unit 04/30/2025 0.3 $20M 2.0M 10.00
Tesla Inc convertible security 0.3 $19M 16M 1.22
Stewart Information Services Corporation (STC) 0.2 $18M 440k 41.40
Prospect Capital Corporation conb 0.2 $19M 19M 0.96
Blackstone Mtg Tr Inc Note 4.750 3/1 bond 0.2 $18M 19M 0.98
Ari 5.375% 10/15/23 0.2 $18M 19M 0.96
Seacor Holdings Inc note 2.500%12/1 0.2 $17M 19M 0.89
Veeco Instrs Inc Del note 2.700% 1/1 0.2 $18M 23M 0.76
Jbg Smith Properties (JBGS) 0.2 $18M 509k 34.81
Nvent Electric Plc Voting equities (NVT) 0.2 $17M 764k 22.46
Redwood Trust Inc convertible security 0.2 $18M 19M 0.94
Acorda Therap note 1.75% 6/15 0.2 $17M 20M 0.83
Micro Focus Intl 0.2 $17M 965k 17.21
Redwood Tr Inc note 4.750% 8/1 0.2 $17M 19M 0.92
Centerpnt Enrg Ds Rep 1/20 Srs B Prf 0.2 $17M 332k 50.45
Graf Industrial Corp 0.2 $16M 1.7M 9.60
Altice Usa Inc cl a (ATUS) 0.2 $15M 910k 16.52
Wyndham Hotels And Resorts (WH) 0.2 $15M 329k 45.37
Connecticut Water Service 0.2 $15M 217k 66.87
Ezcorp Inc sr unsecured 06/19 2.625 0.2 $15M 15M 0.98
Zillow Group Inc note 2.000%12/0 0.2 $14M 15M 0.98
Thunder Bridge Acquisition L shs class a 0.2 $14M 1.4M 9.90
Infinera Corporation note 2.125% 9/0 0.2 $14M 20M 0.73
Tkk Symphony Acquistion Cor 0.2 $15M 1.5M 9.65
Resideo Technologies (REZI) 0.2 $14M 699k 20.55
Schultze Special Purpose Acquisi Unt 0.2 $14M 1.4M 9.95
J2 Global Inc note 3.250% 6/1 0.2 $14M 12M 1.15
Priceline Grp Inc note 0.350% 6/1 0.2 $14M 10M 1.35
Integrated Device Tech conv 0.2 $14M 9.0M 1.55
Vectoiq Acquisition Corp 0.2 $14M 1.4M 9.70
Forum Merger Ii Corp cl a 0.2 $14M 1.4M 9.65
Chaserg Technlgy Acquisitn C class a 0.2 $14M 1.4M 9.68
Navigators 0.2 $13M 192k 69.49
Illumina Inc. 0.00% June 15, 2019 ccb 0.2 $13M 11M 1.22
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.2 $13M 14M 0.94
Park Hotels & Resorts Inc-wi (PK) 0.2 $13M 510k 25.98
Intrexon Corp note 3.500% 7/0 0.2 $13M 19M 0.70
Gs Acquisition Holdings Cl A Ord 0.2 $13M 1.4M 9.80
Quotient Technology Inc convertible security 0.2 $13M 14M 0.95
Beneficial Ban 0.2 $12M 845k 14.29
Varex Imaging (VREX) 0.2 $12M 509k 23.68
Legacy Acquisition Corp 0.2 $12M 1.2M 9.82
Gordon Pointe Acquisition 0.2 $12M 1.2M 10.00
Union Acquisition Corp 0.2 $13M 1.3M 10.07
Apergy Corp 0.2 $12M 455k 27.08
Frontdoor (FTDR) 0.2 $12M 452k 26.61
Spartan Energy Acquisition Cl A Ord 0.2 $12M 1.2M 9.63
Churchill Cap Corp Com Cl A 0.2 $12M 1.3M 9.55
Bemis Company 0.2 $11M 247k 45.90
Black Knight 0.2 $11M 252k 45.06
Transocean Inc Deb 0.500 1/3 bond 0.2 $11M 12M 0.95
Mudrick Cap Acquisition Corp 0.2 $11M 1.2M 9.87
One Madison Corp 0.2 $12M 1.2M 10.03
Verastem Inc note 5.000%11/0 0.2 $12M 15M 0.78
Vector Group Ltd frnt 1/1 0.1 $11M 11M 1.03
Blackstone Mtg Tr Inc note 4.375% 5/0 0.1 $11M 11M 0.98
Apollo Commercial Real Estate Finance Inc note 4.750% 8/2 0.1 $11M 11M 0.94
Osi Systems Inc convertible security 0.1 $11M 12M 0.93
Retrophin Inc note 2.500% 9/1 0.1 $11M 13M 0.90
Pandora Media 0.1 $9.9M 1.2M 8.09
Hyde Park Bancorp, Mhc 0.1 $10M 466k 21.34
Akamai Technologies Inc Sr Cv zero coupon bonds 0.1 $10M 10M 1.00
Conduent Incorporate (CNDT) 0.1 $9.9M 935k 10.63
Megalith Finl Acquisition Co cl a 0.1 $10M 1.0M 9.70
Arcosa (ACA) 0.1 $10M 369k 27.69
BioMarin Pharmaceutical (BMRN) 0.1 $9.8M 115k 85.15
Tahoe Resources 0.1 $9.2M 2.5M 3.65
Rowan Companies 0.1 $9.8M 1.2M 8.39
Hilton Grand Vacations (HGV) 0.1 $9.3M 351k 26.39
Amyris Inc bond 0.1 $9.6M 9.6M 1.00
Lf Cap Acquisition Corp cl a 0.1 $9.4M 960k 9.80
Garrett Motion (GTX) 0.1 $9.6M 781k 12.34
Twelve Seas Investment Compa 0.1 $9.4M 960k 9.82
Brighthouse Finl (BHF) 0.1 $9.0M 295k 30.48
Haymaker Acquisition Corp 0.1 $9.0M 900k 10.01
Veoneer Incorporated 0.1 $8.8M 372k 23.57
Pure Acquisition Corp cl a 0.1 $8.9M 900k 9.84
Guaranty Bancorp Del 0.1 $8.2M 397k 20.75
Echo Global Logistics Inc note 2.500% 5/0 0.1 $8.3M 8.5M 0.97
Inphi Corp note 1.125%12/0 0.1 $7.7M 7.3M 1.05
Pacira Pharmaceuticals Inc convertible security 0.1 $8.1M 8.2M 0.99
Platinum Eagle Acq Corp 0.1 $8.1M 800k 10.08
Trinity Merger Corp 0.1 $8.0M 800k 9.97
Far Pt Acquisition Corp cl a founders sh 0.1 $7.7M 800k 9.65
New Frontier Corp 0.1 $7.8M 800k 9.80
Gores Holdings Iii 0.1 $8.2M 850k 9.67
Tpg Specialty Lending Inc note 4.500% 8/0 0.1 $7.4M 7.5M 0.98
Dfb Healthcare Acquistion 0.1 $7.2M 750k 9.61
Scorpio Tankers Inc note 3.000% 5/1 0.1 $7.0M 8.8M 0.80
Allegro Merger Corp 0.1 $7.3M 750k 9.75
New Mtn Fin Corp note 5.750% 8/1 0.1 $6.9M 7.0M 0.99
Pentair cs (PNR) 0.1 $6.4M 168k 37.78
Engility Hldgs 0.1 $6.7M 236k 28.46
Citrix Systems Inc conv 0.1 $6.6M 4.6M 1.42
Red Hat Inc conv 0.1 $6.6M 2.8M 2.38
Resolute Energy 0.1 $6.3M 218k 28.98
Pensare Acquisition Corp 0.1 $6.4M 637k 10.13
Newmark Group (NMRK) 0.1 $6.7M 839k 8.02
Teladoc Inc note 3.000%12/1 0.1 $6.9M 5.0M 1.38
Gigcapital 0.1 $6.8M 675k 10.10
Sempra Energy convertible preferred security 0.1 $6.8M 71k 96.16
Leo Holdings Corp 0.1 $6.2M 647k 9.65
Fortive Corporation convertible preferred security 0.1 $6.4M 7.0k 909.18
Vector Group Ltd note 1.75% 4/15 0.1 $6.1M 6.0M 1.01
Penn Va 0.1 $6.0M 111k 54.06
Cars (CARS) 0.1 $5.9M 273k 21.50
Modern Media Acquisition 0.1 $6.1M 595k 10.20
Green Plains Inc conv bnd 0.1 $5.9M 6.8M 0.88
Delphi Technologies 0.1 $6.0M 422k 14.32
Finisar Corp note 0.500%12/1 0.1 $5.7M 6.0M 0.95
Assurant Inc convertible preferred security 0.1 $6.1M 62k 98.25
Encore Cap Group Inc note 3.250% 3/1 0.1 $5.7M 7.0M 0.82
Nebula Acquisition Corp 0.1 $5.8M 600k 9.75
Hci Group Inc note 4.250% 3/0 0.1 $6.1M 6.0M 1.01
Leisure Acquisition Corp 0.1 $5.4M 550k 9.85
Regalwood Global Energy 0.1 $5.1M 523k 9.82
Tiberius Acquisition Corp 0.1 $5.3M 540k 9.80
Clovis Oncology Inc note 1.250% 5/0 0.1 $5.2M 7.4M 0.70
Granite Pt Mtg Tr Inc note 6.375%10/0 0.1 $5.0M 5.0M 0.99
Medicines Company conv 0.1 $4.0M 4.7M 0.86
Helix Energy Solutions Group convertible security 0.1 $4.7M 5.0M 0.93
Pro 2.000 06/01/47 convertible bond 0.1 $4.7M 5.0M 0.93
Illumina (ILMN) 0.1 $3.6M 12k 299.93
Wix (WIX) 0.1 $3.4M 38k 90.35
Interdigital Inc 1.5% 3/1/20 convertible bond 0.1 $3.7M 3.5M 1.05
New York Mtg Tr Inc note 6.250% 1/1 0.1 $3.7M 3.7M 0.99
Constellation Alpha Cap Corp 0.1 $3.6M 350k 10.22
Cm Seven Star Acquisition 0.1 $3.9M 388k 10.10
Booking Holdings (BKNG) 0.1 $3.8M 2.2k 1722.47
Neurocrine Biosciences Inc Note 2.250 5/1 0.1 $3.6M 3.0M 1.20
Innoviva Inc note 2.500% 8/1 0.1 $3.6M 3.0M 1.21
Collier Creek Holdings 0.1 $3.4M 350k 9.64
Compucredit Hldgs Corp note 5.875%11/3 0.0 $2.8M 5.0M 0.56
Tesaro Inc note 3.000%10/0 0.0 $2.6M 1.2M 2.18
Green Ban 0.0 $2.6M 152k 17.14
Invacare Corp conv bnd 0.0 $2.9M 4.0M 0.72
Pra Group Inc convertible security 0.0 $2.8M 3.3M 0.85
Legacy Reserves Lp/ Legacy F note 8.000% 9/2 0.0 $3.0M 10M 0.30
At&t (T) 0.0 $2.0M 70k 28.53
Tesla Motors (TSLA) 0.0 $2.1M 6.2k 332.74
Fidelity Southern Corporation 0.0 $2.5M 96k 26.02
Jazz Pharmaceuticals (JAZZ) 0.0 $1.9M 16k 123.99
SELECT INCOME REIT COM SH BEN int 0.0 $2.4M 327k 7.36
National Health Invs Inc note 0.0 $2.2M 2.0M 1.10
Harmonic Inc note 4.000 12/0 0.0 $2.1M 2.0M 1.06
Black Ridge Acquisition Corp 0.0 $2.1M 210k 10.04
Big Rock Partners Acquisi 0.0 $2.0M 200k 10.00
Industrial Logistics pfds, reits (ILPT) 0.0 $2.1M 107k 19.67
Magnachip Semiconductor Sa Note 5.000 3/0 bnd 0.0 $2.0M 2.0M 1.02
Gopro Inc note 3.500% 4/1 0.0 $2.1M 2.5M 0.82
South Jersey Inds Inc unit 99/99/9999 0.0 $1.9M 41k 47.01
Carbonite Inc note 2.500% 4/0 0.0 $2.4M 2.0M 1.19
Qts Rlty Tr 0.0 $2.2M 23k 94.61
Hl Acquisitions Corp 0.0 $2.1M 216k 9.60
Dell Technologies (DELL) 0.0 $1.9M 38k 48.87
Wynn Resorts (WYNN) 0.0 $1.2M 13k 98.88
Medicines Company 0.0 $1.5M 81k 19.15
Akorn 0.0 $1.4M 409k 3.39
Blackrock Muniyield Insured Fund (MYI) 0.0 $1.2M 101k 12.05
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $1.1M 97k 11.48
Nuveen Insd Dividend Advantage (NVG) 0.0 $1.2M 85k 13.98
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $1.2M 92k 12.65
Eaton Vance Municipal Bond Fund (EIM) 0.0 $1.2M 104k 11.29
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $1.2M 111k 11.18
Invesco Quality Municipal Inc Trust (IQI) 0.0 $1.1M 99k 11.22
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $1.3M 102k 12.31
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $1.3M 104k 12.54
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $1.2M 102k 11.52
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.0 $1.1M 91k 12.68
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $1.2M 100k 11.65
Blackrock California Mun. Income Trust (BFZ) 0.0 $1.2M 98k 11.97
Invesco Insured Municipal Income Trust (IIM) 0.0 $1.2M 88k 13.52
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.0 $1.3M 101k 12.75
Expedia (EXPE) 0.0 $1.4M 12k 112.63
Guidewire Software (GWRE) 0.0 $1.2M 15k 80.22
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.0 $1.3M 64k 20.51
News (NWSA) 0.0 $1.5M 134k 11.35
Renewable Energy Group Inc mtnf 2.750% 6/1 0.0 $1.3M 675k 1.93
National Commerce 0.0 $1.3M 37k 36.00
Corenergy Infrastructure note 7% 6/15 0.0 $1.6M 1.5M 1.05
Timkensteel Corp note 6.000% 6/0 0.0 $1.6M 1.5M 1.04
Virtus Investment Partners convertible preferred security 0.0 $1.4M 18k 75.72
Flexion Therapeutics convertible security 0.0 $1.1M 1.3M 0.83
Invacare Corp convertible security 0.0 $1.3M 2.0M 0.67
Leo Holdings Corp *w exp 02/07/202 0.0 $1.2M 1.1M 1.07
Transocean (RIG) 0.0 $514k 74k 6.94
CVS Caremark Corporation (CVS) 0.0 $399k 6.1k 65.58
Williams Companies (WMB) 0.0 $640k 29k 22.04
Buckeye Partners 0.0 $400k 14k 28.99
Discovery Communications 0.0 $651k 28k 23.09
Enbridge (ENB) 0.0 $1.1M 34k 31.07
Enterprise Products Partners (EPD) 0.0 $683k 28k 24.60
Western Gas Partners 0.0 $521k 12k 42.22
Dcp Midstream Partners 0.0 $547k 21k 26.49
Energy Transfer Equity (ET) 0.0 $923k 70k 13.21
Genesis Energy (GEL) 0.0 $446k 24k 18.46
Martin Midstream Partners (MMLP) 0.0 $419k 41k 10.27
NuStar Energy 0.0 $365k 17k 20.93
Oil States International (OIS) 0.0 $677k 47k 14.29
Plains All American Pipeline (PAA) 0.0 $596k 30k 20.03
TC Pipelines 0.0 $504k 16k 32.10
TransMontaigne Partners 0.0 $821k 20k 40.60
Holly Energy Partners 0.0 $631k 22k 28.55
Teekay Lng Partners 0.0 $376k 34k 11.02
Magellan Midstream Partners 0.0 $551k 9.7k 57.06
Oneok (OKE) 0.0 $912k 17k 53.97
Templeton Global Income Fund 0.0 $493k 82k 6.03
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $543k 73k 7.40
Advent Claymore Convertible Sec & Inc (AVK) 0.0 $396k 32k 12.54
AllianceBernstein Global Hgh Incm (AWF) 0.0 $603k 57k 10.53
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $513k 55k 9.37
Blackrock Muniholdings Insured Fund II (MUE) 0.0 $531k 46k 11.47
Cohen & Steers Quality Income Realty (RQI) 0.0 $452k 44k 10.37
Cohen & Steers REIT/P (RNP) 0.0 $415k 23k 17.78
Dreyfus Strategic Municipal Bond Fund 0.0 $657k 94k 6.98
Eaton Vance Municipal Income Trust (EVN) 0.0 $721k 64k 11.31
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $393k 31k 12.56
Gabelli Dividend & Income Trust (GDV) 0.0 $469k 26k 18.30
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $527k 57k 9.29
Neuberger Ber. Intermediate Muni. Fund (NBH) 0.0 $477k 38k 12.66
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.0 $877k 72k 12.13
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $472k 40k 11.91
Cheniere Energy Partners (CQP) 0.0 $786k 22k 36.08
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $461k 36k 12.67
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $690k 58k 11.91
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $417k 37k 11.19
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $553k 54k 10.27
Wells Fargo Adv Inc Opport Fund (EAD) 0.0 $381k 53k 7.24
Western Asset High Incm Fd I (HIX) 0.0 $510k 89k 5.76
Targa Res Corp (TRGP) 0.0 $763k 21k 36.02
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $427k 32k 13.37
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $581k 52k 11.19
BlackRock Inv. Quality Munic. Trust (BKN) 0.0 $524k 40k 13.20
BlackRock Municipal Income Trust II (BLE) 0.0 $592k 46k 12.91
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $396k 51k 7.77
Blackrock MuniEnhanced Fund 0.0 $773k 78k 9.89
Blackrock Muniyield Quality Fund II (MQT) 0.0 $581k 51k 11.42
BlackRock MuniYield Pennsylvania Insured (MPA) 0.0 $487k 39k 12.54
Dreyfus Strategic Muni. 0.0 $816k 114k 7.18
Eaton Vance New York Municipal Bond Fund (ENX) 0.0 $408k 37k 11.00
Federated Premier Municipal Income (FMN) 0.0 $384k 31k 12.28
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $1.0M 94k 11.14
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.0 $370k 33k 11.31
MFS Municipal Income Trust (MFM) 0.0 $429k 70k 6.14
Lehman Brothers First Trust IOF (NHS) 0.0 $436k 45k 9.66
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.0 $895k 67k 13.42
Pioneer Municipal High Income Trust (MHI) 0.0 $449k 41k 10.96
Putnam Managed Municipal Income Trust (PMM) 0.0 $573k 85k 6.72
Putnam Municipal Opportunities Trust (PMO) 0.0 $975k 87k 11.23
Western Asset Global High Income Fnd (EHI) 0.0 $373k 45k 8.27
Nuveen PA Investnt Quality Municipal (NQP) 0.0 $733k 60k 12.21
BlackRock MuniHolding Insured Investm 0.0 $1.1M 84k 12.74
Blackrock Muniyield Quality Fund (MQY) 0.0 $892k 69k 12.98
Nuveen Maryland Premium Income Municipal 0.0 $737k 63k 11.71
BlackRock Insured Municipal Income Trust (BYM) 0.0 $804k 64k 12.49
Blackrock MuniHoldings Insured 0.0 $372k 33k 11.32
Nuveen Ohio Quality Income M 0.0 $701k 53k 13.30
Western Asset Intm Muni Fd I (SBI) 0.0 $561k 67k 8.35
Van Kampen Advantage Muni Incm Tr II (VKI) 0.0 $799k 81k 9.87
Blackrock New York Municipal Income Trst (BNY) 0.0 $404k 33k 12.23
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $1.1M 88k 12.33
BlackRock MuniYield California Fund 0.0 $850k 66k 12.92
Blackrock Muniyield California Ins Fund 0.0 $1.1M 86k 12.64
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $912k 73k 12.58
BlackRock MuniYield New Jersey Fund 0.0 $889k 69k 12.95
BlackRock MuniHoldings New York Insured (MHN) 0.0 $987k 82k 11.98
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $754k 76k 9.90
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $822k 67k 12.25
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $998k 78k 12.74
Nuveen Michigan Qlity Incom Municipal 0.0 $751k 60k 12.46
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.0 $844k 68k 12.42
Delaware Inv Mn Mun Inc Fd I 0.0 $434k 37k 11.86
First Tr High Income L/s (FSD) 0.0 $558k 42k 13.27
Nuveen North Carol Premium Incom Mun 0.0 $627k 53k 11.80
Nuveen Arizona Premium Income Mun (NAZ) 0.0 $423k 36k 11.88
Nuveen Conn Prem Income Mun sh ben int 0.0 $523k 46k 11.27
Nuveen Va Premium Income Municipal Fund (NPV) 0.0 $655k 56k 11.73
Cbre Clarion Global Real Estat re (IGR) 0.0 $499k 81k 6.16
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $408k 58k 7.07
Nuveen Real (JRI) 0.0 $422k 31k 13.62
Eqt Midstream Partners 0.0 $432k 10k 43.29
Dividend & Income Fund (BXSY) 0.0 $447k 47k 9.52
Mplx (MPLX) 0.0 $700k 23k 30.28
Atlanticus Holdings (ATLC) 0.0 $697k 191k 3.64
Allianzgi Nfj Divid Int Prem S cefs 0.0 $463k 43k 10.67
Ares Dynamic Cr Allocation (ARDC) 0.0 $408k 30k 13.78
Blackrock Multi-sector Incom other (BIT) 0.0 $426k 28k 15.36
Phillips 66 Partners 0.0 $537k 13k 42.13
Intrexon 0.0 $947k 145k 6.54
Valero Energy Partners 0.0 $583k 14k 42.18
Enlink Midstream Ptrs 0.0 $437k 40k 11.01
Enable Midstream 0.0 $635k 47k 13.54
H & Q Healthcare Fund equities (HQH) 0.0 $424k 24k 17.96
Shell Midstream Prtnrs master ltd part 0.0 $368k 22k 16.42
1,375% Liberty Media 15.10.2023 note 0.0 $1.1M 1.0M 1.07
Petroleum & Res Corp Com cef (PEO) 0.0 $507k 35k 14.56
Patriot Natl Ban (PNBK) 0.0 $491k 35k 14.25
Tallgrass Energy Gp Lp master ltd part 0.0 $774k 32k 24.34
Crestwood Equity Partners master ltd part 0.0 $780k 28k 27.92
Jensyn Acquisition 0.0 $759k 69k 11.00
Brookfield Real Assets Incom shs ben int (RA) 0.0 $461k 24k 19.07
Blackrock Debt Strat (DSU) 0.0 $471k 48k 9.77
Vitamin Shoppe Inc note 2.250 12/0 0.0 $950k 1.0M 0.95
Hunter Maritime Acquisition cl a 0.0 $1.0M 100k 10.04
Hess Midstream Partners Lp unit ltd pr int 0.0 $514k 30k 16.96
Antero Midstream Gp partnerships 0.0 $364k 33k 11.17
National Energy Services Reu *w exp 05/05/202 0.0 $491k 410k 1.20
Andeavor Logistics Lp Com Unit Lp Int 0.0 $491k 15k 32.52
Modern Media Acquisition right 99/99/9999 0.0 $425k 1.7M 0.25
Kbl Merger Corp Iv right 03/22/2019 0.0 $390k 1.0M 0.39
Cnx Midstream Partners 0.0 $560k 34k 16.28
Haymaker Acquisition Corp *w exp 10/27/202 0.0 $492k 600k 0.82
Legacy Acquisition Corp wt 0.0 $413k 1.3M 0.33
Leisure Acquisition Corp *w exp 12/05/201 0.0 $494k 625k 0.79
Opes Acquisition Corp 0.0 $970k 100k 9.70
Mtech Acquisition Corp 0.0 $755k 75k 10.07
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.0 $464k 64k 7.21
Regalwood Global Energy Ltd warrant 0.0 $476k 441k 1.08
Gigcapital Inc right 03/06/2020 0.0 $405k 1.5M 0.27
Gordon Pointe Acquisition Co w exp 07/30/202 0.0 $432k 1.1M 0.39
One Madison Corp w exp 99/99/999 0.0 $878k 1.1M 0.78
Union Acquisition Corp right 12/02/2019 0.0 $475k 1.3M 0.38
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $1.0M 2.3M 0.45
Dws Municipal Income Cf non-tax cef (KTF) 0.0 $940k 91k 10.30
Pgim Global Short Duration H (GHY) 0.0 $617k 48k 12.92
Pgim Short Duration High Yie (ISD) 0.0 $643k 49k 13.02
Dfb Healthcare Acquistion Co *w exp 04/11/202 0.0 $738k 600k 1.23
Pure Acquisition Corp *w exp 04/17/202 0.0 $983k 863k 1.14
Trinity Merger Corp *w exp 05/11/202 0.0 $900k 2.3M 0.40
Vectoiq Acquisition Corp *w exp 05/16/202 0.0 $810k 1.6M 0.50
Far Pt Acquisition Corp w exp 06/01/202 0.0 $390k 300k 1.30
Tiberius Acquisition Corp w exp 02/28/202 0.0 $412k 1.1M 0.39
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.0 $504k 1.2M 0.42
Gs Acquisition Hldgs Corp *w exp 06/12/202 0.0 $625k 500k 1.25
Twelve Seas Investment Compa right 12/22/2019 0.0 $420k 1.2M 0.35
Ezcorp Inc note 2.875% 7/0 0.0 $990k 1.0M 0.99
Forum Merger Ii Corp warrant 0.0 $729k 1.6M 0.45
Megalith Finl Acquisition Co warrant 0.0 $462k 1.2M 0.40
New Frontier Corp warrant 0.0 $405k 450k 0.90
Tkk Symphony Acquisition Cor right 02/20/2020 0.0 $648k 1.9M 0.35
Thunder Bridge Acquisition L *w exp 01/01/202 0.0 $599k 1.6M 0.37
Us Well Services Inc us well services inc-cw21 0.0 $455k 758k 0.60
Cigna Corp (CI) 0.0 $862k 4.5k 189.83
Graf Indl Corp *w exp 12/31/202 0.0 $713k 1.8M 0.40
Concrete Pumping Hldgs Inc *w exp 08/01/202 0.0 $390k 500k 0.78
Churchill Cap Corp *w exp 09/11/202 0.0 $607k 698k 0.87
Arya Sciences Acquisition-a shs cl a 0.0 $980k 100k 9.80
Ctacw Us 30 Sep 23 C11.5 w exp 04/10/202 0.0 $591k 810k 0.73
Grshw Us 11 Sep 23 C11.5 w exp 09/11/202 0.0 $433k 333k 1.30
Spaq/ws Us 01 Oct 23 C11.5 w exp 08/27/202 0.0 $422k 435k 0.97
Starwood Property Trust (STWD) 0.0 $267k 14k 19.73
Pioneer Floating Rate Trust (PHD) 0.0 $360k 37k 9.84
AmeriGas Partners 0.0 $351k 14k 25.32
TheStreet 0.0 $278k 137k 2.03
Calamos Conv. Opptys. & Income Fund (CHI) 0.0 $261k 30k 8.86
Blackrock Municipal Income Trust (BFK) 0.0 $246k 20k 12.17
Calamos Convertible & Hi Income Fund (CHY) 0.0 $172k 18k 9.39
Cohen & Steers infrastucture Fund (UTF) 0.0 $325k 17k 19.74
Eaton Vance Short Duration Diversified I (EVG) 0.0 $206k 17k 12.43
Eaton Vance Tax-advntg Glbl Di (ETG) 0.0 $258k 19k 13.55
Franklin Templeton (FTF) 0.0 $250k 28k 9.03
John Hancock Tax-Advantage Dvd Incom (HTD) 0.0 $289k 14k 20.43
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.0 $102k 11k 9.22
New America High Income Fund I (HYB) 0.0 $172k 23k 7.58
Royce Value Trust (RVT) 0.0 $343k 29k 11.79
General American Investors (GAM) 0.0 $315k 11k 28.48
Boulder Growth & Income Fund (STEW) 0.0 $123k 12k 10.40
Royce Micro Capital Trust (RMT) 0.0 $92k 12k 7.45
BlackRock Floating Rate Income Trust (BGT) 0.0 $281k 24k 11.55
Eaton Vance Senior Income Trust (EVF) 0.0 $361k 60k 6.00
Nuveen California Municipal Value Fund (NCA) 0.0 $140k 15k 9.14
Nuveen Fltng Rte Incm Opp 0.0 $286k 32k 9.02
Nuveen Diversified Dividend & Income 0.0 $136k 15k 9.25
Nuveen Quality Pref. Inc. Fund II 0.0 $124k 15k 8.26
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $190k 23k 8.35
Western Asset Managed Municipals Fnd (MMU) 0.0 $218k 17k 12.72
MFS Multimarket Income Trust (MMT) 0.0 $105k 21k 5.13
BlackRock Municipal Bond Trust 0.0 $330k 25k 13.37
BlackRock Global Energy & Resources Trus (BGR) 0.0 $169k 16k 10.44
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.0 $326k 65k 4.99
Blackrock Muniholdings Fund II 0.0 $355k 27k 12.97
Calamos Global Dynamic Income Fund (CHW) 0.0 $91k 14k 6.58
Dreyfus Municipal Income 0.0 $301k 40k 7.62
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $357k 30k 11.93
Nuveen Senior Income Fund 0.0 $251k 46k 5.51
Nuveen Real Estate Income Fund (JRS) 0.0 $202k 24k 8.44
Pioneer High Income Trust (PHT) 0.0 $311k 39k 7.97
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $127k 27k 4.66
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $260k 23k 11.10
Western Asset Municipal Hgh Incm Fnd (MHF) 0.0 $75k 11k 6.93
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $143k 17k 8.26
Nuveen Enhanced Mun Value 0.0 $230k 18k 12.84
Semgroup Corp cl a 0.0 $335k 24k 13.77
Alliance California Municipal Income Fun 0.0 $259k 19k 13.65
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $141k 16k 8.68
First Trust/Aberdeen Global Opportunity 0.0 $179k 19k 9.39
Cohen and Steers Global Income Builder 0.0 $118k 16k 7.43
DTF Tax Free Income (DTF) 0.0 $361k 29k 12.39
Eaton Vance Mun Bd Fd Ii 0.0 $126k 12k 10.98
Macquarie Global Infr Total Rtrn Fnd 0.0 $243k 13k 18.83
MFS Investment Grade Municipal Trust (CXH) 0.0 $115k 13k 8.76
Western Asset Municipal Partners Fnd 0.0 $327k 24k 13.89
Nuveen Ga Div Adv Mun Fd 2 0.0 $320k 29k 10.94
BlackRock Insured Municipal Income Inves 0.0 $168k 13k 13.08
Nuveen Texas Quality Income Municipal 0.0 $217k 18k 12.37
Exd - Eaton Vance Tax-advant 0.0 $111k 13k 8.52
Western Asset Global Cp Defi (GDO) 0.0 $218k 15k 14.96
Western Asset Hgh Yld Dfnd (HYI) 0.0 $250k 19k 13.13
Blackstone Gso Lng Shrt Cr I (BGX) 0.0 $142k 10k 13.77
Apollo Sr Floating Rate Fd I (AFT) 0.0 $341k 24k 14.41
Brookfield Global Listed 0.0 $228k 23k 10.13
GAMCO Natural Resources, Gold & Income Trust (GNT) 0.0 $55k 11k 4.94
Summit Midstream Partners 0.0 $349k 35k 10.06
Blackstone Gso Strategic (BGB) 0.0 $360k 27k 13.48
Madison Covered Call Eq Strat (MCN) 0.0 $65k 11k 6.12
Nuveen Intermediate 0.0 $311k 25k 12.37
Apollo Tactical Income Fd In (AIF) 0.0 $287k 21k 13.78
Nuveen Int Dur Qual Mun Trm 0.0 $141k 11k 12.35
Dreyfus Mun Bd Infrastructure 0.0 $314k 26k 11.88
Ivy High Income Opportunities 0.0 $295k 24k 12.14
Eaton Vance Fltg Rate In 0.0 $146k 10k 14.18
Kkr Income Opportunities (KIO) 0.0 $191k 13k 14.23
Community Health Sys Inc New right 01/27/2016 0.0 $0 9.3M 0.00
Voya Emerging Markets High I etf (IHD) 0.0 $111k 15k 7.29
Voya Global Eq Div & Pr Opp (IGD) 0.0 $268k 46k 5.86
Ing Global Advantage And Premium Opportunity Fund (IGA) 0.0 $108k 12k 9.19
Gopro (GPRO) 0.0 $328k 77k 4.24
Voya Infrastructure Industrial & Materia (IDE) 0.0 $186k 17k 11.07
Jason Inds Inc w exp 06/30/201 0.0 $39k 1.9M 0.02
Lumentum Hldgs (LITE) 0.0 $213k 5.1k 41.95
First Tr Dynamic Europe Eqt 0.0 $270k 21k 12.65
Jensyn Acquisition Corp *w exp 03/01/202 0.0 $12k 174k 0.07
Jensyn Acquisition Corp right 99/99/9999 0.0 $35k 174k 0.20
Barings Global Short Duration Com cef (BGH) 0.0 $295k 19k 15.95
Saban Cap Acquisition Corp *w exp 09/21/202 0.0 $25k 42k 0.60
Gty Technology Holdings Inc w exp 99/99/999 0.0 $253k 325k 0.78
Daseke Inc *w exp 03/31/202 0.0 $61k 378k 0.16
Virtus Total Return Fund cf 0.0 $192k 22k 8.66
Rosehill Resources Inc - A warrant 0.0 $88k 245k 0.36
Modern Media Acquisition w exp 05/17/202 0.0 $85k 425k 0.20
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $45k 500k 0.09
Vantage Energy Acquisition w exp 04/12/202 0.0 $118k 250k 0.47
Constellation Alpha Cap Corp *w exp 03/23/202 0.0 $77k 700k 0.11
Bison Cap Acquisition Corp *w exp 06/20/202 0.0 $18k 75k 0.24
Bison Cap Acquisition Corp right 03/20/2019 0.0 $42k 150k 0.28
Constellation Alpha Cap Corp right 99/99/9999 0.0 $133k 700k 0.19
Federal Str Acquisition Corp *w exp 07/24/202 0.0 $128k 188k 0.68
Pensare Acquisition Corp *w exp 07/27/202 0.0 $50k 250k 0.20
Pensare Acquisition Corp right 0.0 $290k 1.0M 0.29
Tpg Pace Hldgs Corp w exp 99/99/999 0.0 $101k 440k 0.23
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.0 $60k 83k 0.72
Bp Midstream Partners Lp Ltd P ml 0.0 $272k 18k 15.54
Aberdeen Income Cred Strat (ACP) 0.0 $124k 12k 10.45
Black Ridge Acquisition Corp *w exp 07/10/202 0.0 $63k 210k 0.30
Black Ridge Acquisition Corp right 07/10/2019 0.0 $82k 210k 0.39
Capitol Invt Corp Iv *w exp 01/01/202 0.0 $83k 83k 1.00
Cm Seven Star Acquisition Co right 08/21/2022 0.0 $300k 750k 0.40
Estre Ambiental Inc *w exp 12/21/202 (ESTWF) 0.0 $33k 662k 0.05
Big Rock Partners Acquisi Co *w exp 12/01/202 0.0 $38k 100k 0.38
Big Rock Partners Acquisi Co right 12/01/2022 0.0 $72k 200k 0.36
Alta Mesa Res Inc *w exp 03/28/202 0.0 $25k 308k 0.08
Infra And Energy Altrntive I *w exp 05/20/202 0.0 $312k 343k 0.91
Gigcapital Inc w exp 06/08/202 0.0 $270k 1.1M 0.24
Opes Acquisition Corp w exp 01/15/202 0.0 $73k 250k 0.29
Union Acquisition Corp w exp 07/01/202 0.0 $313k 1.3M 0.25
Platinum Eagle Acquisitin Co *w exp 01/17/202 0.0 $347k 267k 1.30
Nebula Acquisition Corp *w exp 03/12/202 0.0 $315k 233k 1.35
Mtech Acquisition Corp warrants 0.0 $37k 63k 0.59
Spirit Mta Reit 0.0 $191k 27k 7.14
Corepoint Lodging Inc. Reit 0.0 $149k 12k 12.29
Aberdeen Global Dynamic Divd F (AGD) 0.0 $149k 18k 8.51
Retail Value Inc reit 0.0 $345k 14k 25.61
Magnolia Oil & Gas Corp tpg pace energy hold 0.0 $252k 83k 3.02
M I Acquisitions Inc *w exp 11/15/202 0.0 $325k 250k 1.30
Klx Energy Servics Holdngs I 0.0 $294k 13k 23.44
Dws Strategic Municipal Income Trust (KSM) 0.0 $334k 32k 10.31
Falcon Minerals Corp *w exp 07/21/202 0.0 $150k 250k 0.60
Twelve Seas Investment Compa *w exp 12/22/202 0.0 $312k 1.2M 0.26
Gain Cap Hldgs Inc bond 0.0 $232k 225k 1.03
Allegro Merger Corp *w exp 01/06/202 0.0 $270k 900k 0.30
Hl Acquisitions Corp *w exp 06/21/202 0.0 $81k 270k 0.30
Hl Acquisitions Corp right 07/17/2023 0.0 $205k 270k 0.76
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.0 $278k 1.9M 0.15
Allegro Merger Corp right 12/31/2023 0.0 $261k 900k 0.29
Nrc Group Holdings Corp nrc group holdings corp-cw24 0.0 $152k 188k 0.81
Organogenesis Hldgs Inc *w exp 10/07/202 0.0 $210k 1.0M 0.21
Reebonz Hldg Ltd ord 0.0 $31k 15k 2.07
Collier Creek Holdings *w exp 99/99/999 0.0 $140k 117k 1.20
Sentinel Energy Svcs Inc *w exp 11/02/202 0.0 $111k 133k 0.83
Reebonz Hldg Ltd *w exp 12/19/202 0.0 $14k 75k 0.19
Loacw Us 31 Jul 25 C11.5 w exp 07/31/202 0.0 $19k 125k 0.15
Phunw Us 27 Dec 23 C11.5 w exp 08/11/202 0.0 $174k 600k 0.29
Longevity Acquisition Corp right 07/31/2020 0.0 $50k 125k 0.40
Smaaash Entertainment Inc *w exp 05/22/202 0.0 $38k 225k 0.17
Tenzing Acquisition Corp *w exp 02/23/202 0.0 $83k 250k 0.33
Smaaash Entertainment 0.0 $38k 19k 2.02
Arya Sciences Acquisition Co *w exp 10/10/202 0.0 $80k 50k 1.60