CNH Partners

Cnh Partners as of Sept. 30, 2019

Portfolio Holdings for Cnh Partners

Cnh Partners holds 449 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Novellus Systems, Inc. note 2.625% 5/1 8.5 $578M 81M 7.16
Suntrust Banks Inc $1.00 Par Cmn 3.2 $216M 3.1M 68.80
Medidata Solutions 2.8 $192M 2.1M 91.50
WABCO Holdings 2.8 $191M 1.4M 133.75
Microchip Technology Inc note 1.625% 2/1 2.6 $178M 94M 1.90
Zayo Group Hldgs 2.4 $165M 4.9M 33.90
Cypress Semiconductor Corporation 2.4 $163M 7.0M 23.34
Allergan 2.3 $156M 926k 168.29
Advanced Micro Devices Inc Note 2.125% 9/0 bond 2.2 $149M 40M 3.73
Sprint 2.0 $138M 22M 6.17
Mellanox Technologies 2.0 $137M 1.2M 109.59
Versum Matls 1.9 $134M 2.5M 52.93
WellCare Health Plans 1.9 $131M 506k 259.17
Acacia Communications 1.9 $131M 2.0M 65.40
Wellpoint Inc Note cb 1.9 $128M 38M 3.35
Advanced Disposal Services I 1.9 $127M 3.9M 32.57
Celgene Corporation 1.8 $125M 1.3M 99.30
Genesee & Wyoming 1.4 $93M 845k 110.51
Caesars Entertainment 1.3 $91M 7.8M 11.66
Spark Therapeutics 1.2 $83M 858k 96.98
Mercadolibre Inc convertible security 1.2 $83M 57M 1.47
Square Inc convertible security 1.1 $77M 28M 2.73
Microchip Technology Inc sdcv 2.125%12/1 1.1 $74M 57M 1.29
Workday Inc note 0.250%10/0 0.8 $56M 43M 1.32
Splunk Inc note 1.125% 9/1 0.8 $56M 51M 1.10
Pure Storage Inc note 0.125% 4/1 0.8 $55M 56M 0.99
Via 0.8 $53M 2.2M 24.03
El Paso Electric Company 0.8 $53M 790k 67.08
Aerojet Rocketdyne Hldgs Inc Note 2.25012/1 bnd 0.8 $54M 27M 2.00
Genworth Financial (GNW) 0.7 $50M 11M 4.40
Altaba 0.7 $49M 2.5M 19.48
Carrizo Oil & Gas 0.7 $46M 5.3M 8.58
Zendesk Inc convertible security 0.7 $45M 34M 1.33
Fireeye Inc note 0.875% 6/0 0.7 $45M 48M 0.94
Raytheon Company 0.7 $45M 227k 196.19
Sotheby's 0.6 $39M 688k 56.98
Servicenow Inc note 6/0 0.6 $38M 20M 1.92
Nextera Energy Inc unit 09/01/2022s 0.5 $37M 725k 50.38
Pacific Biosciences of California (PACB) 0.5 $35M 6.9M 5.16
Cleveland Cliffs Inc dbcv 1.500% 1/1 0.5 $35M 32M 1.09
Ares Capital Corp convertible security 0.5 $35M 33M 1.06
Dish Network Corp note 3.375% 8/1 0.5 $34M 37M 0.92
Tesla Inc note 2.000% 5/1 0.5 $34M 33M 1.02
Legacytexas Financial 0.5 $33M 761k 43.53
Chegg Inc note 0.250% 5/1 0.5 $31M 24M 1.28
Cambrex Corporation 0.5 $30M 512k 59.50
Colfax Corp unit 01/15/2022t 0.5 $31M 238k 130.29
Fti Consulting Inc note 2.000% 8/1 0.5 $31M 25M 1.22
Ttm Technologies Inc conv 0.4 $30M 22M 1.34
Synaptics Inc note 0.500% 6/1 0.4 $30M 33M 0.93
Allegheny Technologies Inc note 4.750% 7/0 0.4 $29M 19M 1.57
Carbon Black 0.4 $29M 1.1M 25.99
Atlas Air Worldwide Hldg 1.875000 06/01/2024 bond 0.4 $28M 34M 0.83
Etsy Inc convertible security 0.4 $28M 17M 1.69
Amag Pharmaceuticals Inc note 2.500% 2/1 0.4 $27M 32M 0.83
Pivotal Software Inc ordinary shares 0.4 $26M 1.7M 14.92
Ii-vi Incorp convertible security 0.4 $26M 25M 1.03
Gannett 0.4 $25M 2.3M 10.74
Milacron Holdings 0.4 $25M 1.5M 16.67
Ship Finance International L Note 5.75010/1 0.4 $25M 23M 1.05
Meritor Inc note 3.250%10/1 0.4 $25M 25M 0.98
Neurocrine Biosciences Inc Note 2.250 5/1 0.4 $25M 18M 1.37
Rmg Acquisition Corp cl a 0.4 $24M 2.5M 9.78
Change Healthcare Inc unit 99/99/9999 0.3 $22M 466k 47.72
Trine Acquisition Cl A Ord 0.3 $23M 2.3M 9.87
Diamondpeak Hldgs Cor 0.3 $23M 2.3M 9.82
Connecticut Water Service 0.3 $22M 313k 70.06
Dycom Inds Inc Note 0.750% 9/1 bond 0.3 $22M 23M 0.96
Infinera Corporation note 2.125% 9/0 0.3 $22M 25M 0.87
Priceline Grp Inc note 0.350% 6/1 0.3 $21M 14M 1.50
Workday Inc corporate bonds 0.3 $21M 10M 2.09
Veeco Instrs Inc Del note 2.700% 1/1 0.3 $21M 23M 0.90
Tortoise Acquisition Corp cl a 0.3 $20M 2.1M 9.78
Thrx 2 1/8 01/15/23 0.3 $20M 21M 0.94
Altice Usa Inc cl a (ATUS) 0.3 $20M 703k 28.53
Gannett Co Inc note 4.750% 4/1 0.3 $20M 18M 1.08
Ligand Pharmaceuticals Inc note 0.750% 5/1 0.3 $20M 23M 0.84
Cree Inc note 0.875% 9/0 0.3 $20M 18M 1.10
Rh convertible security 0.3 $20M 18M 1.08
Gx Acquisition Corp 0.3 $20M 2.0M 9.95
Haymaker Acquisition Corp Ii 0.3 $20M 2.0M 9.90
Seacor Holdings Inc note 2.500%12/1 0.3 $19M 19M 0.99
Exact Sciences Corp convertible/ 0.3 $19M 13M 1.41
Redwood Trust Inc convertible security 0.3 $19M 19M 1.02
Ari 5.375% 10/15/23 0.3 $19M 19M 1.03
Frontdoor (FTDR) 0.3 $18M 379k 48.57
Viavi Solutions Inc Note 1.750 6/0 bnd 0.3 $18M 15M 1.21
Illumina (ILMN) 0.3 $18M 59k 303.90
Blackstone Mtg Tr Inc Note 4.750 3/1 bond 0.3 $18M 17M 1.05
Hercules Capital Inc dbcv 4.375% 2/0 0.3 $18M 17M 1.03
Zillow Group Inc convertible/ 0.3 $18M 20M 0.88
Landcadia Hldgs Ii Inc cl a 0.2 $17M 1.7M 9.77
Oasis Pete Inc New Note 2.625% 9/1 bond 0.2 $17M 23M 0.74
Redwood Tr Inc note 4.750% 8/1 0.2 $17M 17M 1.00
Lumentum Holdings Inc convertible security 0.2 $16M 14M 1.16
Fortive Corporation convertible preferred security 0.2 $16M 18k 902.49
Opko Health Inc convertible security 0.2 $16M 20M 0.82
Prospect Capital Corporation note 0.2 $16M 16M 1.06
Hope Bancorp Inc note 2.000% 5/1 0.2 $16M 18M 0.93
Switchback Energy Acquisitio 0.2 $17M 1.7M 9.71
Wyndham Hotels And Resorts (WH) 0.2 $16M 310k 51.74
Nvent Electric Plc Voting equities (NVT) 0.2 $16M 717k 21.85
Monocle Acquisition Corp 0.2 $16M 1.6M 9.96
Kontoor Brands (KTB) 0.2 $16M 448k 35.10
Fox Corp (FOXA) 0.2 $15M 475k 31.53
Genomic Health 0.2 $14M 212k 67.82
Black Knight 0.2 $14M 231k 61.06
Scorpio Tankers Inc note 3.000% 5/1 0.2 $15M 14M 1.06
Corteva (CTVA) 0.2 $14M 502k 28.00
Mfa Financial note 6.250 6/1 0.2 $15M 14M 1.03
Newmark Group (NMRK) 0.2 $14M 1.5M 9.06
Industrial Logistics pfds, reits (ILPT) 0.2 $14M 644k 21.25
Arcosa (ACA) 0.2 $14M 405k 34.21
Dow (DOW) 0.2 $14M 289k 47.65
Semgroup Corp cl a 0.2 $13M 788k 16.34
Apergy Corp 0.2 $13M 483k 26.89
Alcon (ALC) 0.2 $13M 221k 58.29
Crescent Acquisition Corp 0.2 $13M 1.3M 9.83
Stewart Information Services Corporation (STC) 0.2 $12M 320k 38.79
Candj Energy Svcs 0.2 $12M 1.1M 10.73
Centerpnt Enrg Ds Rep 1/20 Srs B Prf 0.2 $12M 231k 52.45
Apollo Commercial Real Estate Finance Inc note 4.750% 8/2 0.2 $11M 11M 1.02
Intrexon Corp note 3.500% 7/0 0.2 $12M 19M 0.62
Resideo Technologies (REZI) 0.2 $11M 791k 14.35
Nutanix Inc convertible security 0.2 $12M 13M 0.94
Act Ii Global Acquisition Co Cl A (ACTT) 0.2 $12M 1.2M 9.85
Team Inc note 5.000% 8/0 0.2 $11M 10M 1.11
Quotient Technology Inc convertible security 0.2 $11M 12M 0.94
Acamar Partners Acqsition Co cl a 0.2 $11M 1.1M 9.96
Transocean Inc Deb 0.500 1/3 bond 0.1 $10M 13M 0.82
New Mtn Fin Corp note 5.750% 8/1 0.1 $10M 9.5M 1.05
South Mtn Merger Corp 0.1 $10M 1.1M 9.80
Experience Investment Corp unit 09/01/2026 0.1 $10M 1.0M 10.01
New Providence Acquisitin Co unit 09/01/2024 0.1 $10M 1.0M 10.07
Thunder Brdg Acquistion Ii L unit 99/99/9999 0.1 $10M 1.0M 10.18
Pacira Pharmaceuticals Inc convertible security 0.1 $9.9M 10M 0.99
Viavi Solutions Inc convertible security 0.1 $9.5M 7.7M 1.23
Cf Fin Acquisition Corp 0.1 $9.3M 917k 10.14
Pivotal Acq Corp Ii 0.1 $9.7M 1000k 9.70
Tuscan Holdings Ii Acq Corp 0.1 $9.3M 950k 9.81
Monotype Imaging Holdings 0.1 $8.7M 440k 19.81
Wesco Aircraft Holdings 0.1 $9.2M 832k 11.01
Blackstone Mtg Tr Inc note 4.375% 5/0 0.1 $8.8M 8.4M 1.05
Retrophin Inc note 2.500% 9/1 0.1 $8.6M 12M 0.75
Equitrans Midstream Corp (ETRN) 0.1 $8.8M 617k 14.28
Boxwood Merger Corp 0.1 $9.0M 894k 10.08
Intercept Pharmaceuticals In Note 2.000 5/1 bnd 0.1 $8.9M 9.9M 0.90
Insurance Acquisition Corp cl a 0.1 $8.9M 900k 9.85
Momo Inc note 1.250% 7/0 0.1 $8.8M 9.7M 0.91
Alder Biopharmaceuticals 0.1 $8.0M 423k 18.86
Nielsen Hldgs Plc Shs Eur 0.1 $8.5M 402k 21.13
Tpg Specialty Lending Inc note 4.500% 8/0 0.1 $7.9M 7.5M 1.05
Hubspot convertible security 0.1 $8.4M 5.0M 1.68
Garrett Motion (GTX) 0.1 $8.2M 819k 9.96
Livent Corp 0.1 $7.9M 1.2M 6.69
Hennessy Cap Acqustion Corp Cl A 0.1 $8.0M 800k 10.00
Replay Acquisition Corp 0.1 $7.9M 800k 9.90
Silver Spike Acquisition Unt 0.1 $8.1M 800k 10.09
Echo Global Logistics Inc note 2.500% 5/0 0.1 $7.6M 7.6M 1.00
Q2 Holdings Inc convertible security 0.1 $7.4M 5.0M 1.47
Gds Hldgs Ltd note 0.1 $7.8M 7.5M 1.04
Gigcapital2 Acq Corp 0.1 $7.5M 765k 9.83
Gigcapital 0.1 $6.9M 675k 10.20
Veoneer Incorporated 0.1 $7.0M 466k 14.99
Verastem Inc note 5.000%11/0 0.1 $7.1M 15M 0.47
Iaa 0.1 $6.9M 165k 41.73
Navigant Consulting 0.1 $6.4M 228k 27.95
Nanometrics Incorporated 0.1 $6.0M 184k 32.62
Tesla Motors (TSLA) 0.1 $6.4M 27k 240.88
United Financial Ban 0.1 $6.4M 471k 13.63
Pentair cs (PNR) 0.1 $6.2M 165k 37.74
Pros Holding Inc 2% Due 12/1/2 cvbond 0.1 $6.2M 3.5M 1.76
Green Plains Inc conv bnd 0.1 $5.9M 7.3M 0.82
Gordon Pointe Acquisition 0.1 $6.1M 580k 10.48
Sempra Energy convertible preferred security 0.1 $6.4M 54k 118.19
Hci Group Inc note 4.250% 3/0 0.1 $6.0M 6.0M 1.00
Avantor Inc 6.25 pfd cnv sr 0.1 $6.1M 113k 53.64
B Riley Principal Merger Cor cl a 0.1 $6.4M 650k 9.90
Diamond Eagle Acquisition Corp diamond eagle acq cl a 0.1 $5.9M 600k 9.85
Sc Health Corp 0.1 $5.9M 600k 9.82
BioMarin Pharmaceutical (BMRN) 0.1 $5.2M 77k 67.39
Oritani Financial 0.1 $5.2M 294k 17.70
Delphi Technologies 0.1 $5.6M 422k 13.27
Osi Systems Inc convertible security 0.1 $5.6M 5.0M 1.12
Lf Cap Acquisition Corp cl a 0.1 $5.7M 560k 10.26
Gs Acquisition Holdings Cl A Ord 0.1 $5.6M 550k 10.20
Graf Industrial Corp 0.1 $5.7M 566k 10.03
Granite Pt Mtg Tr Inc note 6.375%10/0 0.1 $5.2M 5.0M 1.03
Covetrus 0.1 $5.5M 465k 11.85
Dht 4.5 08/15/21 note 4.500% 8/1 0.1 $5.4M 4.7M 1.15
IAC/InterActive 0.1 $4.9M 23k 217.96
Wayfair (W) 0.1 $5.1M 45k 112.11
Docusign (DOCU) 0.1 $4.5M 75k 60.47
Air Transport Services Grp I note 1.125%10/1 0.1 $4.6M 4.9M 0.94
Tuscan Holdings Corp 0.1 $5.1M 520k 9.80
Fintech Acquisition Corp Iii 0.1 $4.5M 450k 10.00
Gores Metropoulos 0.1 $5.0M 500k 10.00
Netfin Acquisition Corp shs cl a 0.1 $4.9M 500k 9.76
International Speedway Corporation 0.1 $4.2M 92k 45.01
Invacare Corp conv bnd 0.1 $3.8M 4.0M 0.94
Helix Energy Solutions Group convertible security 0.1 $4.1M 3.5M 1.17
Vectoiq Acquisition Corp 0.1 $4.0M 390k 10.20
Clarivate Analytics Plc *w exp 11/09/201 0.1 $4.1M 698k 5.89
Ezcorp Inc note 2.375% 5/0 0.1 $4.4M 5.5M 0.80
Apex Technology Acquisitn Co unit 06/11/2026 0.1 $4.1M 400k 10.19
LivePerson (LPSN) 0.1 $3.2M 89k 35.70
Proofpoint 0.1 $3.1M 25k 124.24
Vector Group Ltd note 1.75% 4/15 0.1 $3.6M 3.5M 1.04
Presidio 0.1 $3.4M 199k 16.90
Caesars Entmt Corp note 5.000%10/0 0.1 $3.4M 2.0M 1.70
Booking Holdings (BKNG) 0.1 $3.6M 1.8k 1956.90
Regalwood Global Energy 0.1 $3.3M 323k 10.32
Clovis Oncology Inc note 1.250% 5/0 0.1 $3.2M 7.4M 0.43
Far Pt Acquisition Corp cl a founders sh 0.1 $3.6M 350k 10.22
Arlo Technologies (ARLO) 0.1 $3.7M 1.1M 3.41
Collier Creek Holdings 0.1 $3.6M 350k 10.19
Amci Acquisition Corp class a 0.1 $3.6M 360k 10.03
Dominion Energy Inc unit 99/99/9999 0.1 $3.6M 34k 105.86
New Relic Inc note 0.500% 5/0 0.1 $3.7M 3.9M 0.95
Plug Power Inc note 5.500% 3/1 0.1 $3.7M 3.0M 1.24
Rapid7 Inc convertible security 0.1 $3.3M 2.5M 1.30
Churchill Cap Corp Ii cl a 0.1 $3.5M 350k 10.02
Compucredit Hldgs Corp note 5.875%11/3 0.0 $2.6M 5.0M 0.51
Pdc Energy 0.0 $2.5M 92k 27.75
Leisure Acquisition Corp 0.0 $3.1M 300k 10.22
Legacy Acquisition Corp 0.0 $3.1M 300k 10.20
Magnachip Semiconductor Sa Note 5.000 3/0 bnd 0.0 $2.8M 2.0M 1.38
Mudrick Cap Acquisition Corp 0.0 $3.1M 300k 10.19
Nebula Acquisition Corp 0.0 $2.9M 290k 10.16
Flexion Therapeutics convertible security 0.0 $2.9M 3.2M 0.90
Innoviva Inc note 2.500% 8/1 0.0 $2.9M 3.0M 0.97
Spartan Energy Acquisition Cl A Ord 0.0 $2.4M 240k 10.10
Chaserg Technlgy Acquisitn C class a 0.0 $3.0M 300k 10.01
Schultze Special Purpose Acquisi Ord 0.0 $2.9M 288k 9.95
Pivotal Acquisition Corp pivotal acquisition co-cw24 0.0 $2.4M 1.8M 1.34
Proficient Alpha Acqustn Cor 0.0 $2.8M 280k 9.95
Virtus Investment Partners convertible preferred security 0.0 $1.7M 18k 95.74
Big Rock Partners Acquisi 0.0 $2.1M 200k 10.47
Tiberius Acquisition Corp 0.0 $2.1M 200k 10.26
Trinity Merger Corp *w exp 05/11/202 0.0 $2.2M 1.8M 1.27
Qts Rlty Tr 0.0 $2.2M 18k 121.60
Allegro Merger Corp 0.0 $2.0M 200k 10.12
Hl Acquisitions Corp 0.0 $2.2M 216k 10.18
Gores Holdings Iii 0.0 $2.0M 200k 10.11
Andina Acquisition Corp Iii 0.0 $2.0M 200k 9.99
Veoneer Incorporated Note note 4.000% 6/0 0.0 $2.0M 2.0M 0.99
Paratek Pharmaceuticals Inc note 4.750% 5/0 0.0 $2.2M 3.1M 0.73
Oaktree Acquisition Corp shs cl a 0.0 $1.9M 200k 9.75
Enbridge (ENB) 0.0 $1.2M 34k 35.08
Euronet Worldwide (EEFT) 0.0 $1.7M 11k 146.33
Oneok (OKE) 0.0 $1.2M 17k 73.26
Mplx (MPLX) 0.0 $1.3M 45k 28.02
Intrexon 0.0 $1.5M 265k 5.72
Envestnet Inc note 1.750%12/1 0.0 $1.5M 1.5M 1.02
1,375% Liberty Media 15.10.2023 note 0.0 $1.2M 1.0M 1.20
Square Inc cl a (SQ) 0.0 $1.6M 26k 61.31
Timkensteel Corp note 6.000% 6/0 0.0 $1.4M 1.5M 0.94
Opes Acquisition Corp 0.0 $1.0M 100k 10.37
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $1.4M 2.3M 0.63
Pure Acquisition Corp cl a 0.0 $1.5M 150k 10.25
South Jersey Inds Inc unit 99/99/9999 0.0 $1.6M 31k 52.26
Invacare Corp convertible security 0.0 $1.6M 2.0M 0.84
Megalith Finl Acquisition Co cl a 0.0 $1.6M 156k 10.13
Forum Merger Ii Corp cl a 0.0 $1.5M 150k 10.11
Tkk Symphony Acquistion Cor 0.0 $1.5M 150k 10.13
Arya Sciences Acquisition-a shs cl a 0.0 $1.0M 100k 10.31
Fintech Acquisition Corp Iii *w exp 12/01/202 0.0 $1.4M 1.2M 1.22
Tuscan Holdings Corp tuscan holdings corp-cw26 0.0 $1.2M 1.6M 0.76
Boxwood Merger Corp *w exp 11/26/202 0.0 $1.2M 1.8M 0.70
Hennessy Cap Acqustion Corp *w exp 09/05/202 0.0 $1.3M 1.5M 0.85
Arbor Rlty Tr Inc note 5.250% 7/0 0.0 $1.6M 1.5M 1.07
Williams Companies (WMB) 0.0 $768k 32k 24.07
Buckeye Partners 0.0 $781k 19k 41.11
Pioneer Floating Rate Trust (PHD) 0.0 $519k 49k 10.54
Enterprise Products Partners (EPD) 0.0 $857k 30k 28.57
Dcp Midstream Partners 0.0 $629k 24k 26.21
Energy Transfer Equity (ET) 0.0 $914k 70k 13.08
Genesis Energy (GEL) 0.0 $580k 27k 21.48
NuStar Energy 0.0 $494k 17k 28.33
Plains All American Pipeline (PAA) 0.0 $747k 36k 20.75
TC Pipelines 0.0 $639k 16k 40.70
Holly Energy Partners 0.0 $558k 22k 25.25
Teekay Lng Partners 0.0 $491k 36k 13.64
Magellan Midstream Partners 0.0 $928k 14k 66.29
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $624k 60k 10.43
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $777k 60k 13.04
Teva Pharm Finance Llc Cvt cv bnd 0.0 $910k 1.0M 0.91
Royce Value Trust (RVT) 0.0 $371k 27k 13.77
BlackRock Floating Rate Income Trust (BGT) 0.0 $580k 47k 12.27
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $964k 76k 12.62
Cheniere Energy Partners (CQP) 0.0 $991k 22k 45.49
Eaton Vance Senior Income Trust (EVF) 0.0 $383k 63k 6.12
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $751k 57k 13.23
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $630k 53k 12.01
Nuveen Fltng Rte Incm Opp 0.0 $514k 54k 9.54
Targa Res Corp (TRGP) 0.0 $845k 21k 39.89
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.0 $375k 69k 5.43
BlackRock MuniYield Pennsylvania Insured (MPA) 0.0 $348k 25k 14.20
Nuveen Senior Income Fund 0.0 $389k 67k 5.77
Western Asset Intm Muni Fd I (SBI) 0.0 $393k 43k 9.18
Nuveen Va Premium Income Municipal Fund (NPV) 0.0 $419k 30k 13.84
Apollo Sr Floating Rate Fd I (AFT) 0.0 $525k 35k 14.84
Jazz Pharmaceuticals (JAZZ) 0.0 $849k 6.7k 127.15
Eqt Midstream Partners 0.0 $425k 13k 32.69
Dividend & Income Fund (BXSY) 0.0 $530k 44k 11.95
Atlanticus Holdings (ATLC) 0.0 $901k 108k 8.35
Ares Dynamic Cr Allocation (ARDC) 0.0 $458k 31k 14.89
Apollo Tactical Income Fd In (AIF) 0.0 $379k 25k 15.13
Phillips 66 Partners 0.0 $787k 14k 56.62
Enlink Midstream (ENLC) 0.0 $468k 55k 8.51
Enable Midstream 0.0 $602k 50k 12.04
H & Q Healthcare Fund equities (HQH) 0.0 $504k 28k 18.33
Shell Midstream Prtnrs master ltd part 0.0 $532k 26k 20.46
Petroleum & Res Corp Com cef (PEO) 0.0 $739k 47k 15.84
Patriot Natl Ban (PNBK) 0.0 $439k 34k 12.75
Tallgrass Energy Gp Lp master ltd part 0.0 $705k 35k 20.14
Crestwood Equity Partners master ltd part 0.0 $1.0M 28k 36.51
Gol Linhas Aereas Intlg S A spon adr p (GOLLQ) 0.0 $829k 54k 15.47
Blackrock Debt Strat (DSU) 0.0 $618k 58k 10.76
Hess Midstream Partners Lp unit ltd pr int 0.0 $584k 30k 19.27
Cnx Midstream Partners 0.0 $508k 36k 14.11
Legacy Acquisition Corp wt 0.0 $438k 1.3M 0.35
Leisure Acquisition Corp *w exp 12/05/201 0.0 $469k 625k 0.75
Gigcapital Inc w exp 06/08/202 0.0 $765k 1.1M 0.68
Gordon Pointe Acquisition Co w exp 07/30/202 0.0 $443k 1.1M 0.40
Dfb Healthcare Acquistion Co *w exp 04/11/202 0.0 $864k 600k 1.44
Pure Acquisition Corp *w exp 04/17/202 0.0 $880k 863k 1.02
Leo Holdings Corp *w exp 02/07/202 0.0 $825k 1.1M 0.74
Vectoiq Acquisition Corp *w exp 05/16/202 0.0 $794k 1.6M 0.49
Far Pt Acquisition Corp w exp 06/01/202 0.0 $360k 300k 1.20
Tiberius Acquisition Corp w exp 02/28/202 0.0 $624k 1.1M 0.59
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.0 $384k 1.2M 0.32
Gs Acquisition Hldgs Corp *w exp 06/12/202 0.0 $750k 500k 1.50
Twelve Seas Investment Compa right 12/22/2019 0.0 $444k 1.2M 0.37
Twelve Seas Investment Compa *w exp 12/22/202 0.0 $672k 1.2M 0.56
Ezcorp Inc note 2.875% 7/0 0.0 $950k 1.0M 0.95
Forum Merger Ii Corp warrant 0.0 $956k 1.6M 0.59
Megalith Finl Acquisition Co warrant 0.0 $438k 1.2M 0.38
New Frontier Corp warrant 0.0 $450k 450k 1.00
Graf Indl Corp *w exp 12/31/202 0.0 $695k 1.8M 0.39
Ctacw Us 30 Sep 23 C11.5 w exp 04/10/202 0.0 $721k 810k 0.89
Grshw Us 11 Sep 23 C11.5 w exp 09/11/202 0.0 $500k 333k 1.50
Amci Acquisition Corp *w exp 05/20/202 0.0 $805k 2.3M 0.35
Western Midstream Partners (WES) 0.0 $572k 23k 24.87
Antero Midstream Corp antero midstream (AM) 0.0 $389k 53k 7.40
Schultze Spl Purp Acqustn Co *w exp 12/31/202 0.0 $504k 1.4M 0.35
Cf Finance Acquisition Corp cf finance acquisition -cw25 0.0 $900k 1.5M 0.60
Monocle Acquisition Corp monocle acquisition cor-cw24 0.0 $756k 1.7M 0.45
Bioceres Crop Solutions Corp bioceres crop solutions-cw25 0.0 $425k 1.2M 0.34
Ranpak Hldgs Corp *w exp 06/03/202 0.0 $581k 775k 0.75
Trine Acquisition Corp *w exp 03/31/202 0.0 $909k 1.2M 0.79
Rattler Midstream 0.0 $502k 28k 17.83
Tortoise Acquisition Corp *w exp 03/04/202 0.0 $634k 1.0M 0.61
Crescent Acquisition Corp *w exp 03/08/202 0.0 $750k 1.0M 0.75
Diamondpeak Hldgs Cor *w exp 02/22/202 0.0 $675k 767k 0.88
Act Ii Global Acquisiti-cw24 warrants (ACTTW) 0.0 $792k 900k 0.88
Landcadia Holdings Ii -cw warrants 0.0 $414k 583k 0.71
Replay Acquisition -cw20 warrants 0.0 $397k 575k 0.69
Conyers Pk Ii Acquisition 0.0 $746k 75k 9.95
South Mtn Merger Corp *w exp 06/20/202 0.0 $638k 750k 0.85
Gx Acquisition Corp *w exp 05/24/202 0.0 $600k 1.0M 0.60
Haymaker Acquisition Corp Ii *w exp 10/31/202 0.0 $1000k 667k 1.50
Switchback Energy Acquisitio *w exp 07/25/202 0.0 $538k 567k 0.95
Pivotal Invt Corp Ii *w exp 06/01/202 0.0 $357k 333k 1.07
Sc Health Corp *w exp 99/99/999 0.0 $360k 300k 1.20
Martin Midstream Partners (MMLP) 0.0 $185k 41k 4.53
UGI Corporation (UGI) 0.0 $302k 6.0k 50.19
Advent Claymore Convertible Sec & Inc (AVK) 0.0 $174k 12k 14.58
Blackrock Muniholdings Insured Fund II (MUE) 0.0 $222k 17k 12.79
Boulder Growth & Income Fund (STEW) 0.0 $221k 20k 11.22
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $218k 17k 12.53
Source Capital (SOR) 0.0 $278k 7.6k 36.56
Federated Premier Municipal Income (FMN) 0.0 $299k 21k 14.18
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $276k 30k 9.15
Blackrock MuniHoldings Insured 0.0 $216k 17k 12.80
Nuveen Ohio Quality Income M 0.0 $212k 14k 15.75
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $167k 17k 9.88
Blackrock New York Municipal Income Trst (BNY) 0.0 $238k 17k 14.15
BlackRock MuniYield New Jersey Fund 0.0 $169k 11k 15.30
DTF Tax Free Income (DTF) 0.0 $230k 16k 14.48
Nuveen Michigan Qlity Incom Municipal 0.0 $263k 19k 13.95
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.0 $148k 11k 14.04
Delaware Inv Mn Mun Inc Fd I 0.0 $273k 21k 13.11
Nuveen North Carol Premium Incom Mun 0.0 $148k 11k 13.53
Nuveen Arizona Premium Income Mun (NAZ) 0.0 $211k 16k 13.44
Nuveen Conn Prem Income Mun sh ben int 0.0 $149k 11k 13.38
Cbre Clarion Global Real Estat re (IGR) 0.0 $314k 40k 7.92
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $257k 34k 7.48
Summit Midstream Partners 0.0 $175k 36k 4.86
Madison Covered Call Eq Strat (MCN) 0.0 $76k 12k 6.39
Thl Cr Sr Ln 0.0 $256k 17k 15.00
Voya Global Eq Div & Pr Opp (IGD) 0.0 $125k 21k 6.01
Voya Infrastructure Industrial & Materia (IDE) 0.0 $282k 25k 11.43
Tekla Life Sciences sh ben int (HQL) 0.0 $193k 13k 15.10
Adesto Technologies 0.0 $156k 18k 8.55
Daseke Inc *w exp 03/31/202 0.0 $68k 378k 0.18
Rosehill Resources Inc - A warrant 0.0 $47k 245k 0.19
National Energy Services Reu *w exp 05/05/202 0.0 $154k 384k 0.40
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $45k 500k 0.09
Pensare Acquisition Corp *w exp 07/27/202 0.0 $55k 250k 0.22
Tpg Pace Hldgs Corp w exp 99/99/999 0.0 $105k 67k 1.58
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.0 $208k 83k 2.50
Bp Midstream Partners Lp Ltd P ml 0.0 $292k 20k 14.60
Estre Ambiental Inc *w exp 12/21/202 (ESTWF) 0.0 $27k 662k 0.04
Big Rock Partners Acquisi Co *w exp 12/01/202 0.0 $17k 100k 0.17
Big Rock Partners Acquisi Co right 12/01/2022 0.0 $44k 200k 0.22
Infra And Energy Altrntive I *w exp 05/20/202 0.0 $10k 343k 0.03
Alpine Global Premier Pptys Fd Com Sbi cef (AWP) 0.0 $206k 33k 6.21
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.0 $227k 27k 8.32
Regalwood Global Energy Ltd warrant 0.0 $265k 441k 0.60
Opes Acquisition Corp w exp 01/15/202 0.0 $35k 250k 0.14
Nebula Acquisition Corp *w exp 03/12/202 0.0 $233k 233k 1.00
Spirit Mta Reit 0.0 $113k 13k 8.45
Dws Municipal Income Cf non-tax cef (KTF) 0.0 $315k 27k 11.58
Leo Holdings Corp 0.0 $313k 31k 10.23
Aberdeen Global Dynamic Divd F (AGD) 0.0 $174k 18k 9.65
Retail Value Inc reit 0.0 $256k 6.9k 37.02
Falcon Minerals Corp *w exp 07/21/202 0.0 $83k 223k 0.37
Gain Cap Hldgs Inc bond 0.0 $212k 225k 0.94
Allegro Merger Corp *w exp 01/06/202 0.0 $207k 900k 0.23
Hl Acquisitions Corp *w exp 06/21/202 0.0 $70k 270k 0.26
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.0 $167k 1.9M 0.09
Nrc Group Holdings Corp nrc group holdings corp-cw24 0.0 $207k 88k 2.37
Collier Creek Holdings *w exp 99/99/999 0.0 $152k 117k 1.30
Sentinel Energy Svcs Inc *w exp 11/02/202 0.0 $53k 133k 0.40
Loacw Us 31 Jul 25 C11.5 w exp 07/31/202 0.0 $11k 125k 0.09
Phunw Us 27 Dec 23 C11.5 w exp 08/11/202 0.0 $16k 59k 0.27
Spaq/ws Us 01 Oct 23 C11.5 w exp 08/27/202 0.0 $261k 435k 0.60
Longevity Acquisition Corp right 07/31/2020 0.0 $25k 125k 0.20
Tenzing Acquisition Corp *w exp 02/23/202 0.0 $63k 250k 0.25
Arya Sciences Acquisition Co *w exp 10/10/202 0.0 $76k 50k 1.52
Target Hospitality Corp *w exp 03/15/202 0.0 $184k 267k 0.69
Cyclerion Therapeutics 0.0 $180k 15k 12.13
Andina Acquisition Corp-cw24 *w exp 07/31/202 0.0 $252k 1.2M 0.21
Gores Metropoulos Inc *w exp 01/28/202 0.0 $233k 167k 1.40
B Riley Principal Merger Corwt warrant and righ 0.0 $230k 425k 0.54
Proficient Alpha Acqustn Cor *w exp 04/30/202 (PAACW) 0.0 $28k 400k 0.07
Diamond Eagle Acquisit-cl A diamond eagle acq cw26 0.0 $162k 200k 0.81
Medallia 0.0 $274k 10k 27.40
Nesco Holdings In 25 Wts *w exp 01/01/202 0.0 $72k 83k 0.86
Conyers Pk Ii Acquisition Co *w exp 07/18/202 0.0 $38k 19k 2.03
Envista Hldgs Corp (NVST) 0.0 $279k 10k 27.90
Netfin Acquisition Corp *w exp 08/01/202 0.0 $150k 500k 0.30
Akazoo Sa *w exp 09/11/202 0.0 $119k 155k 0.77
Churchill Cap Corp Ii *w exp 07/02/202 0.0 $175k 117k 1.50
Dermtech Inc *w exp 08/29/202 (DMTKW) 0.0 $84k 700k 0.12
Gigcapital2 Inc *w exp 02/28/202 0.0 $214k 765k 0.28
Tuscan Hldgs Corp Ii *w exp 04/01/202 0.0 $261k 475k 0.55
Oaktree Acquisition Corp *w exp 99/99/999 0.0 $57k 67k 0.86