Cowen Group

Cowen as of Sept. 30, 2014

Portfolio Holdings for Cowen

Cowen holds 259 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Time Warner Cable 8.5 $83M 575k 143.49
Spdr S&p 500 Etf (SPY) 6.8 $66M 335k 197.33
Directv 5.4 $52M 601k 86.67
Foster Wheeler Ltd Com Stk 5.0 $49M 1.5M 31.62
Kinder Morgan Energy Partners 4.2 $41M 440k 93.28
Tim Hortons Inc Com Stk 3.4 $33M 418k 78.81
Concur Technologies 2.2 $22M 171k 126.82
iShares Russell 2000 Index (IWM) 2.2 $21M 196k 109.34
Allergan 2.1 $20M 115k 178.19
TRW Automotive Holdings 2.0 $20M 193k 101.25
Family Dollar Stores 1.9 $18M 232k 77.24
Rockwood Holdings 1.8 $17M 227k 76.45
Cowen 1.5 $14M 3.8M 3.75
Salix Pharmaceuticals 1.4 $13M 86k 156.24
Comcast Corporation (CMCSA) 1.2 $12M 225k 53.78
Metropcs Communications (TMUS) 1.2 $12M 404k 28.87
Applied Materials (AMAT) 1.2 $11M 527k 21.60
At&t (T) 1.1 $11M 305k 34.71
BE Aerospace 1.0 $9.9M 118k 83.95
Valeant Pharmaceuticals Int 0.9 $8.6M 65k 131.19
Avalanche Biotechnologies In 0.9 $8.5M 249k 34.19
Ultragenyx Pharmaceutical (RARE) 0.9 $8.4M 149k 56.60
El Paso Pipeline Partners 0.8 $7.7M 193k 40.16
Burger King Worldwide 0.8 $7.4M 248k 29.66
Kinder Morgan (KMI) 0.7 $6.5M 171k 38.34
Shire 0.6 $6.0M 23k 259.07
tw tele 0.6 $6.0M 145k 41.61
Babcock & Wilcox 0.6 $6.0M 217k 27.69
Safeway 0.6 $5.5M 160k 34.30
Uti Worldwide 0.6 $5.4M 512k 10.63
Williams Companies (WMB) 0.6 $5.4M 98k 55.36
Microsoft Corporation (MSFT) 0.5 $5.2M 113k 46.40
Canadian Pacific Railway 0.5 $5.1M 25k 207.47
Sprint 0.5 $5.1M 797k 6.34
Motorola Solutions (MSI) 0.5 $5.0M 79k 63.28
Legg Mason 0.5 $4.9M 95k 51.16
Gilead Sciences (GILD) 0.5 $4.8M 45k 106.45
Akamai Technologies (AKAM) 0.5 $4.7M 79k 59.80
Air Products & Chemicals (APD) 0.5 $4.7M 36k 130.18
Signet Jewelers (SIG) 0.5 $4.7M 41k 113.91
Bank of New York Mellon Corporation (BK) 0.5 $4.6M 120k 38.73
Hewlett-Packard Company 0.5 $4.6M 130k 35.47
NCR Corporation (VYX) 0.5 $4.6M 138k 33.41
Pepsi (PEP) 0.5 $4.6M 50k 93.08
Fnf (FNF) 0.5 $4.6M 167k 27.74
Monsanto Company 0.5 $4.5M 40k 112.52
Hologic (HOLX) 0.5 $4.6M 189k 24.33
Adobe Systems Incorporated (ADBE) 0.5 $4.6M 66k 69.20
Macquarie Infrastructure Company 0.5 $4.6M 68k 66.70
Rackspace Hosting 0.5 $4.6M 140k 32.55
Platform Specialty Prods Cor 0.5 $4.5M 181k 25.02
ACI Worldwide (ACIW) 0.5 $4.5M 238k 18.76
Triumph (TGI) 0.5 $4.4M 68k 65.05
Cbre Group Inc Cl A (CBRE) 0.5 $4.5M 150k 29.74
Mondelez Int (MDLZ) 0.5 $4.5M 130k 34.26
Ptc (PTC) 0.5 $4.5M 121k 36.90
Investors Ban 0.5 $4.5M 442k 10.13
SLM Corporation (SLM) 0.5 $4.4M 512k 8.56
Ingersoll-rand Co Ltd-cl A 0.5 $4.4M 77k 56.36
Horizon Pharma 0.5 $4.3M 354k 12.28
Baker Hughes Incorporated 0.4 $4.3M 66k 65.07
SPX Corporation 0.4 $4.3M 45k 93.92
Cameron International Corporation 0.4 $4.2M 64k 66.38
MedAssets 0.4 $4.3M 207k 20.72
Actavis 0.4 $4.2M 18k 241.26
Alliant Techsystems 0.4 $4.2M 33k 127.63
American Realty Capital Prop 0.4 $4.2M 348k 12.06
Sotheby's 0.4 $4.1M 115k 35.72
Rowan Companies 0.4 $4.0M 160k 25.31
SYSCO Corporation (SYY) 0.4 $3.9M 104k 37.94
Goodyear Tire & Rubber Company (GT) 0.4 $4.0M 176k 22.59
Harman International Industries 0.4 $3.9M 40k 98.03
Owens-Illinois 0.4 $4.0M 152k 26.05
Restoration Hardware Hldgs I 0.4 $4.0M 50k 79.56
Sunedison 0.4 $4.0M 210k 18.88
Sanchez Energy Corp C ommon stocks 0.4 $3.8M 146k 26.26
Williams Partners 0.4 $3.7M 69k 53.05
Kraft Foods 0.4 $3.7M 66k 56.39
AVANIR Pharmaceuticals 0.4 $3.6M 301k 11.92
AECOM Technology Corporation (ACM) 0.3 $3.4M 100k 33.75
Energy Transfer Equity (ET) 0.3 $3.3M 53k 61.69
TiVo 0.3 $3.3M 257k 12.82
Bluebird Bio 0.3 $3.3M 92k 35.88
Scientific Games (LNWO) 0.3 $3.1M 286k 10.77
Gnc Holdings Inc Cl A 0.3 $3.0M 78k 38.74
Walgreen Company 0.3 $2.9M 50k 59.27
Chico's FAS 0.3 $2.7M 181k 14.77
Lin Media 0.3 $2.8M 124k 22.20
Sigma-Aldrich Corporation 0.3 $2.6M 19k 135.99
Magellan Midstream Partners 0.3 $2.6M 30k 84.19
iShares NASDAQ Biotechnology Index (IBB) 0.2 $2.4M 8.8k 273.66
Cbs Outdoor Americas 0.2 $2.4M 79k 29.94
Apple (AAPL) 0.2 $2.2M 22k 100.75
Qr Energy 0.2 $2.2M 114k 19.42
Covidien 0.2 $2.2M 26k 86.51
Nuance Communications 0.2 $2.2M 141k 15.42
Manitowoc Company 0.2 $2.1M 90k 23.46
Encana Corp 0.2 $2.1M 99k 21.21
Loral Space & Communications 0.2 $2.2M 30k 71.79
Carrizo Oil & Gas 0.2 $2.2M 40k 53.82
IAC/InterActive 0.2 $2.0M 31k 65.90
Bob Evans Farms 0.2 $2.0M 43k 47.35
Lamar Advertising Company 0.2 $1.9M 39k 49.26
International Game Technology 0.2 $1.7M 103k 16.87
Enterprise Products Partners (EPD) 0.2 $1.7M 43k 40.30
Sunoco Logistics Partners 0.2 $1.8M 37k 48.25
Triangle Petroleum Corporation 0.2 $1.7M 158k 11.01
Abbvie (ABBV) 0.2 $1.7M 30k 57.80
Life Time Fitness 0.2 $1.7M 33k 50.45
Penn Virginia Corporation 0.2 $1.7M 133k 12.71
QEP Resources 0.2 $1.7M 55k 30.78
Compuware Corporation 0.2 $1.5M 144k 10.62
ChipMOS Technology Bermuda 0.1 $1.5M 65k 22.62
AstraZeneca 0.1 $1.3M 19k 71.40
Google 0.1 $1.4M 2.4k 588.51
WuXi PharmaTech 0.1 $1.3M 38k 35.00
Regency Energy Partners 0.1 $1.4M 43k 32.62
Nabors Industries 0.1 $1.3M 59k 22.75
Express Scripts Holding 0.1 $1.4M 19k 70.60
Viper Energy Partners 0.1 $1.4M 60k 23.23
Charles Schwab Corporation (SCHW) 0.1 $1.2M 43k 29.40
Teva Pharmaceutical Industries (TEVA) 0.1 $1.3M 24k 53.74
NRG Energy (NRG) 0.1 $1.2M 38k 30.47
CBS Corporation 0.1 $1.2M 22k 53.57
Buckeye Partners 0.1 $1.1M 14k 79.65
Amazon (AMZN) 0.1 $1.1M 3.5k 322.48
Plains All American Pipeline (PAA) 0.1 $1.2M 21k 58.87
Eli Lilly & Co. (LLY) 0.1 $1.1M 17k 64.88
Agilent Technologies Inc C ommon (A) 0.1 $1.1M 19k 56.97
Gentiva Health Services 0.1 $1.0M 63k 16.78
Vitamin Shoppe 0.1 $1.1M 25k 44.40
Glu Mobile 0.1 $1.0M 201k 5.17
Outerwall 0.1 $1.1M 19k 56.10
Plains Gp Hldgs L P shs a rep ltpn 0.1 $1.0M 34k 30.66
Google Inc Class C 0.1 $1.0M 1.8k 577.22
Oneok Partners 0.1 $941k 17k 55.96
Energy Transfer Partners 0.1 $976k 15k 64.00
Qlik Technologies 0.1 $975k 36k 27.07
Mallinckrodt Pub 0.1 $1.0M 11k 90.15
International Business Machines (IBM) 0.1 $854k 4.5k 189.78
Barnes & Noble 0.1 $910k 46k 19.74
American Railcar Industries 0.1 $839k 11k 73.92
VirnetX Holding Corporation 0.1 $851k 142k 6.00
Allison Transmission Hldngs I (ALSN) 0.1 $894k 31k 28.48
Phillips 66 Partners 0.1 $901k 14k 66.74
Crestwood Midstream Partners 0.1 $898k 40k 22.66
Equity Commonwealth (EQC) 0.1 $872k 34k 25.72
Amgen (AMGN) 0.1 $773k 5.5k 140.55
Pinnacle Entertainment 0.1 $741k 30k 25.11
Precision Castparts 0.1 $782k 3.3k 236.97
Hertz Global Holdings 0.1 $730k 29k 25.39
Dresser-Rand 0.1 $785k 9.5k 82.33
Oiltanking Partners L P unit 0.1 $818k 17k 49.58
Tesaro 0.1 $810k 30k 26.91
Citrix Systems 0.1 $642k 9.0k 71.33
Alere 0.1 $671k 17k 38.79
ProShares UltraShort Euro (EUO) 0.1 $679k 34k 19.97
Pacific Drilling Sa 0.1 $632k 77k 8.26
Facebook Inc cl a (META) 0.1 $725k 9.2k 79.02
Sterling Bancorp 0.1 $665k 52k 12.80
National-Oilwell Var 0.1 $609k 8.0k 76.12
Tibco Software 0.1 $548k 23k 23.62
Suburban Propane Partners (SPH) 0.1 $570k 13k 44.54
Oneok (OKE) 0.1 $597k 9.1k 65.53
Ann 0.1 $553k 13k 41.12
Cornerstone Ondemand 0.1 $619k 18k 34.38
Proshs Ultrashrt S&p500 Prosha etf 0.1 $555k 23k 24.67
Dominion Resources (D) 0.1 $518k 7.5k 69.07
JetBlue Airways Corporation (JBLU) 0.1 $496k 47k 10.62
EOG Resources (EOG) 0.1 $495k 5.0k 99.00
Magellan Health Services 0.1 $530k 9.7k 54.67
Stillwater Mining Company 0.1 $439k 29k 15.03
Genesis Energy (GEL) 0.1 $474k 9.0k 52.67
Constant Contact 0.1 $475k 18k 27.14
Proshares Tr Ii Ultrashort Ye etf (YCS) 0.1 $455k 6.0k 75.83
Jazz Pharmaceuticals (JAZZ) 0.1 $490k 3.1k 160.66
Synergy Pharmaceuticals 0.1 $500k 180k 2.78
Forest Oil Corporation 0.0 $347k 296k 1.17
Genuine Parts Company (GPC) 0.0 $342k 3.9k 87.69
Union Pacific Corporation (UNP) 0.0 $379k 3.5k 108.29
International Rectifier Corporation 0.0 $392k 10k 39.20
Capital One Financial (COF) 0.0 $408k 5.0k 81.60
Halliburton Company (HAL) 0.0 $355k 5.5k 64.55
Biogen Idec (BIIB) 0.0 $414k 1.3k 331.20
Arch Capital Group (ACGL) 0.0 $405k 7.4k 54.73
Brinker International (EAT) 0.0 $406k 8.0k 50.75
FMC Corporation (FMC) 0.0 $383k 6.7k 57.16
Cubist Pharmaceuticals 0.0 $406k 6.1k 66.29
Ciena Corporation (CIEN) 0.0 $418k 25k 16.72
Cheniere Energy (LNG) 0.0 $400k 5.0k 80.00
Rigel Pharmaceuticals 0.0 $359k 185k 1.94
SIGA Technologies (SIGA) 0.0 $419k 291k 1.44
EQT Corporation (EQT) 0.0 $403k 4.4k 91.59
Colfax Corporation 0.0 $342k 6.0k 57.00
Michael Kors Holdings 0.0 $357k 5.0k 71.40
Signature Bank (SBNY) 0.0 $303k 2.7k 112.22
Exxon Mobil Corporation (XOM) 0.0 $270k 2.9k 94.04
Wal-Mart Stores (WMT) 0.0 $308k 4.0k 76.52
McKesson Corporation (MCK) 0.0 $292k 1.5k 194.67
WABCO Holdings 0.0 $337k 3.7k 91.08
Tesoro Corporation 0.0 $305k 5.0k 61.00
Illumina (ILMN) 0.0 $246k 1.5k 164.00
Northwest Pipe Company (NWPX) 0.0 $335k 9.8k 34.11
On Assignment 0.0 $244k 9.1k 26.81
Copa Holdings Sa-class A (CPA) 0.0 $322k 3.0k 107.33
Boardwalk Pipeline Partners 0.0 $320k 17k 18.71
United States Steel Corporation 0.0 $274k 7.0k 39.14
A. O. Smith Corporation (AOS) 0.0 $322k 6.8k 47.35
Repligen Corporation (RGEN) 0.0 $260k 13k 20.00
Mattson Technology 0.0 $272k 110k 2.47
Greenbrier Companies (GBX) 0.0 $264k 3.6k 73.33
Acacia Research Corporation (ACTG) 0.0 $273k 18k 15.46
iShares MSCI Canada Index (EWC) 0.0 $307k 10k 30.70
Team Health Holdings 0.0 $330k 5.8k 57.33
Repros Therapeutics 0.0 $284k 29k 9.90
Catalyst Pharmaceutical Partners (CPRX) 0.0 $255k 106k 2.40
Alkermes (ALKS) 0.0 $300k 7.0k 42.86
Pdc Energy 0.0 $332k 6.6k 50.30
Crestwood Eqty Ptrns Lp equs 0.0 $327k 31k 10.57
Civeo 0.0 $325k 28k 11.60
Seattle Genetics 0.0 $242k 6.5k 37.23
Hudson City Ban 0.0 $204k 21k 9.71
Berkshire Hathaway (BRK.A) 0.0 $207k 1.00 207000.00
Schlumberger (SLB) 0.0 $203k 2.0k 101.50
Methanex Corp (MEOH) 0.0 $200k 3.0k 66.67
Rite Aid Corporation 0.0 $242k 50k 4.84
Vanda Pharmaceuticals (VNDA) 0.0 $155k 15k 10.40
Headwaters Incorporated 0.0 $147k 12k 12.56
Goodrich Petroleum Corporation 0.0 $148k 10k 14.80
Monmouth R.E. Inv 0.0 $202k 20k 10.10
Tesla Motors (TSLA) 0.0 $204k 840.00 242.86
Oncothyreon 0.0 $194k 101k 1.92
Move 0.0 $210k 10k 21.00
Peregrine Semiconductor 0.0 $238k 19k 12.38
22nd Centy 0.0 $227k 90k 2.52
Oncomed Pharmaceuticals 0.0 $189k 10k 18.90
Delcath Systems 0.0 $149k 75k 1.99
Federal Signal Corporation (FSS) 0.0 $142k 11k 13.26
Gray Television (GTN) 0.0 $80k 10k 7.84
Advanced Micro Devices (AMD) 0.0 $85k 25k 3.40
Mueller Water Products (MWA) 0.0 $89k 11k 8.32
Rubicon Technology 0.0 $54k 13k 4.25
Sangamo Biosciences (SGMO) 0.0 $121k 11k 10.80
Kodiak Oil & Gas 0.0 $136k 10k 13.60
Pacific Biosciences of California (PACB) 0.0 $74k 15k 4.93
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $105k 11k 10.00
Mcewen Mining 0.0 $63k 32k 1.95
Rlj Entmt 0.0 $52k 14k 3.85
Dex Media 0.0 $98k 10k 9.61
Inteliquent 0.0 $142k 11k 12.46
ReneSola 0.0 $44k 15k 2.99
Houston American Energy Corporation 0.0 $12k 38k 0.32
Geron Corporation (GERN) 0.0 $39k 19k 2.01
Sequenom 0.0 $46k 16k 2.95
Dynavax Technologies Corporation 0.0 $43k 30k 1.43
ParkerVision 0.0 $34k 30k 1.13
Rare Element Res (REEMF) 0.0 $12k 19k 0.65
Gevo 0.0 $19k 55k 0.35
Galena Biopharma 0.0 $35k 17k 2.03