Cowen Group

Cowen as of March 31, 2017

Portfolio Holdings for Cowen

Cowen holds 182 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Mobileye 58.5 $11B 1.7M 6140.00
E.I. du Pont de Nemours & Company 22.1 $4.0B 502k 8034.00
Nimble Storage 4.7 $858M 686k 1250.00
Rite Aid Corporation 2.8 $513M 1.2M 425.08
Kate Spade & Co 1.6 $284M 122k 2322.27
Monsanto Company 0.9 $172M 1.5M 113.20
Time Warner 0.9 $164M 1.7M 97.71
iShares Russell 2000 Index (IWM) 0.9 $159M 1.2M 137.48
Nxp Semiconductors N V (NXPI) 0.8 $145M 1.4M 103.50
Level 3 Communications 0.7 $128M 2.2M 57.22
Mead Johnson Nutrition 0.6 $113M 1.3M 89.08
Brocade Communications Systems 0.5 $82M 6.6M 12.48
Western Refining 0.4 $71M 2.0M 35.07
Allied World Assurance 0.3 $62M 1.2M 53.10
Yahoo! 0.3 $52M 1.1M 46.41
Dell Technologies Inc Class V equity 0.3 $52M 816k 64.08
CurrencyShares Japanese Yen Trust 0.3 $49M 570k 86.52
New York Reit 0.2 $41M 4.3M 9.69
Array BioPharma 0.2 $39M 44k 893.42
Vaneck Vectors Semiconductor Etf semiconductor (SMH) 0.2 $34M 429k 79.71
iShares MSCI South Korea Index Fund (EWY) 0.2 $33M 532k 61.87
CenturyLink 0.2 $32M 1.3M 23.57
Powershares Senior Loan Portfo mf 0.1 $22M 926k 23.26
Alibaba Group Holding (BABA) 0.1 $18M 164k 107.83
Headwaters Incorporated 0.1 $14M 603k 23.48
SPDR S&P Oil & Gas Explore & Prod. 0.1 $14M 380k 37.44
Bristol Myers Squibb (BMY) 0.1 $12M 2.2k 5438.06
Cabela's Incorporated 0.1 $12M 231k 53.11
Air Methods Corporation 0.1 $14M 317k 43.00
Consumer Staples Select Sect. SPDR (XLP) 0.1 $12M 228k 54.58
Abbvie (ABBV) 0.1 $13M 2.1k 6520.00
CurrencyShares Euro Trust 0.1 $12M 114k 103.40
Fairpoint Communications 0.1 $11M 656k 16.60
Liberty Media Corp Delaware Com A Siriusxm 0.1 $10M 266k 38.92
Citrix Systems 0.1 $10M 120k 83.39
CIGNA Corporation 0.1 $9.8M 67k 146.49
FelCor Lodging Trust Incorporated 0.1 $9.8M 1.3M 7.51
iShares MSCI Canada Index (EWC) 0.1 $9.2M 342k 26.88
West 0.1 $8.8M 360k 24.42
Vaneck Vectors Etf Tr coal etf 0.1 $9.5M 685k 13.83
Reynolds American 0.0 $7.0M 110k 63.02
Amazon (AMZN) 0.0 $6.7M 7.5k 886.60
British American Tobac (BTI) 0.0 $7.3M 110k 66.32
Quinpario Acquisition Corp 2 0.0 $7.3M 733k 9.97
Liberty Ventures - Ser A 0.0 $7.9M 177k 44.48
At&t (T) 0.0 $5.0M 1.2k 4155.17
Unilever 0.0 $6.3M 126k 49.68
CPFL Energia 0.0 $4.9M 300k 16.39
Liberty Broadband Corporation (LBRDA) 0.0 $6.3M 75k 85.09
Liberty Media Corp Del Com Ser 0.0 $5.4M 164k 32.70
Ishares Msci United Kingdom Index etf (EWU) 0.0 $6.2M 189k 32.55
Spdr S&p 500 Etf (SPY) 0.0 $3.8M 160.00 23570.51
Penn National Gaming (PENN) 0.0 $3.5M 188k 18.43
Alere 0.0 $4.1M 102k 39.73
Stillwater Mining Company 0.0 $3.3M 193k 17.27
Unilever (UL) 0.0 $3.2M 65k 49.34
PrivateBan 0.0 $3.1M 52k 59.37
Hca Holdings (HCA) 0.0 $3.1M 352.00 8897.73
Hrg 0.0 $4.2M 219k 19.32
Allergan 0.0 $3.5M 15k 238.92
Liberty Media Corp Delaware Com C Siriusxm 0.0 $3.4M 88k 38.78
Cf Corporation 0.0 $3.3M 310k 10.70
Charter Communications Inc New Cl A cl a (CHTR) 0.0 $4.5M 136.00 32727.94
Gores Hldin-cw20 equity wrt 0.0 $2.9M 1.0M 2.82
E TRADE Financial Corporation 0.0 $2.3M 67k 34.89
Mattel (MAT) 0.0 $1.3M 500.00 2562.00
Molson Coors Brewing Company (TAP) 0.0 $1.8M 19k 95.70
Dow Chemical Company 0.0 $1.9M 293.00 6354.95
Xilinx 0.0 $1.1M 19k 57.87
Cadence Design Systems (CDNS) 0.0 $937k 30k 31.39
Liberty Media 0.0 $1.2M 62k 20.02
Macy's (M) 0.0 $1.8M 597.00 2964.82
Merck & Co (MRK) 0.0 $1.1M 174.00 6356.32
iShares MSCI EAFE Index Fund (EFA) 0.0 $2.4M 38k 62.29
Williams Companies (WMB) 0.0 $1.1M 375.00 2960.00
ConAgra Foods (CAG) 0.0 $2.5M 61k 40.32
Sina Corporation 0.0 $1.8M 25k 72.12
Ashford Hospitality Trust 0.0 $2.2M 341k 6.37
SPDR Gold Trust (GLD) 0.0 $2.1M 18k 118.70
Enterprise Products Partners (EPD) 0.0 $931k 34k 27.60
Petrobras Energia Participaciones SA 0.0 $1.8M 163k 11.05
Deutsche Bank Ag-registered (DB) 0.0 $2.1M 125k 17.16
Vector (VGR) 0.0 $936k 45k 20.80
Magellan Midstream Partners 0.0 $1.1M 14k 76.95
Prospect Capital Corporation (PSEC) 0.0 $2.2M 248k 9.04
Central Fd Cda Ltd cl a 0.0 $2.3M 182k 12.86
LogMeIn 0.0 $1.5M 16k 97.48
Chemtura Corporation 0.0 $1.7M 51k 33.39
Pandora Media 0.0 $1.7M 141k 11.81
Zeltiq Aesthetics 0.0 $2.3M 415.00 5561.45
Spdr Short-term High Yield mf (SJNK) 0.0 $1.6M 56k 27.96
Sibanye Gold 0.0 $1.4M 154k 8.81
Tribune Co New Cl A 0.0 $1.2M 33k 37.26
Sterling Bancorp 0.0 $1.2M 52k 23.69
Oci Partners 0.0 $957k 96k 10.00
Fnf (FNF) 0.0 $2.5M 65k 38.94
Barington Hilco Acquisition 0.0 $2.3M 228k 10.25
Paypal Holdings (PYPL) 0.0 $1.1M 25k 43.01
Nielsen Hldgs Plc Shs Eur 0.0 $929k 23k 41.29
Alphabet Inc Class C cs (GOOG) 0.0 $1.2M 1.5k 829.27
Electrum Spl Acquisition Cor 0.0 $1.1M 115k 10.00
Boulevard Acquisition cl a 0.0 $2.0M 200k 10.02
Andina Acquisition Corp Ii 0.0 $1.4M 140k 10.09
Johnson Controls International Plc equity (JCI) 0.0 $1.1M 27k 42.13
M Iii Acquisition Corp unit 99/99/9999t 0.0 $1.1M 105k 10.07
Conduent Incorporate (CNDT) 0.0 $1.4M 83k 16.78
Gty Technology Holdings Inc. unit 99/99/9999 0.0 $1.7M 163k 10.32
Bioverativ Inc Com equity 0.0 $971k 18k 54.44
Kayne Anderson Acquisition unit 06/30/2022 0.0 $2.7M 271k 10.02
Gores Hldgs Ii Inc unit 99/99/9999 0.0 $1.7M 167k 10.29
Charles Schwab Corporation (SCHW) 0.0 $673k 17k 40.79
Cisco Systems (CSCO) 0.0 $172k 5.1k 33.80
Hologic (HOLX) 0.0 $216k 5.1k 42.60
NVIDIA Corporation (NVDA) 0.0 $709k 6.5k 108.89
Northrop Grumman Corporation (NOC) 0.0 $476k 2.0k 238.00
Valspar Corporation 0.0 $556k 5.0k 111.00
Raytheon Company 0.0 $534k 3.5k 152.57
Capital One Financial (COF) 0.0 $433k 5.0k 86.60
International Business Machines (IBM) 0.0 $784k 4.5k 174.22
NCR Corporation (VYX) 0.0 $466k 10k 45.70
Nextera Energy (NEE) 0.0 $642k 5.0k 128.40
Buckeye Partners 0.0 $373k 5.4k 68.57
Anheuser-Busch InBev NV (BUD) 0.0 $811k 7.4k 109.82
General Dynamics Corporation (GD) 0.0 $562k 3.0k 187.33
Dollar Tree (DLTR) 0.0 $275k 3.5k 78.57
Lennar Corporation (LEN.B) 0.0 $700k 17k 41.83
Toyota Motor Corporation (TM) 0.0 $576k 5.3k 108.68
iShares NASDAQ Biotechnology Index (IBB) 0.0 $609k 2.1k 293.49
Medicines Company 0.0 $253k 5.2k 49.00
Fred's 0.0 $328k 250.00 1312.00
Oneok Partners 0.0 $364k 6.8k 53.93
Plains All American Pipeline (PAA) 0.0 $629k 20k 31.61
Suburban Propane Partners (SPH) 0.0 $553k 21k 26.96
Boardwalk Pipeline Partners 0.0 $570k 31k 18.30
Halozyme Therapeutics (HALO) 0.0 $34k 2.6k 13.00
Teradyne (TER) 0.0 $370k 12k 31.09
Alnylam Pharmaceuticals (ALNY) 0.0 $292k 57.00 5122.81
LMI Aerospace 0.0 $730k 530.00 1377.36
Intrepid Potash 0.0 $17k 10k 1.70
SPDR S&P Retail (XRT) 0.0 $211k 5.0k 42.20
Amicus Therapeutics (FOLD) 0.0 $152k 21k 7.14
Dollar General (DG) 0.0 $244k 3.5k 69.71
iShares Silver Trust (SLV) 0.0 $863k 50k 17.26
Cobalt Intl Energy 0.0 $13k 25k 0.52
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $509k 47k 10.91
Mosaic (MOS) 0.0 $248k 85.00 2917.65
Hollyfrontier Corp 0.0 $579k 20k 28.35
Clovis Oncology 0.0 $125k 2.0k 64.00
Imperva 0.0 $776k 19k 41.04
Kinder Morgan Inc/delaware Wts 0.0 $0 882k 0.00
Prudential Sht Duration Hg Y 0.0 $546k 36k 15.38
Proshs Ultrashrt S&p500 Prosha etf 0.0 $759k 56k 13.45
Walter Invt Mgmt Corp note 0.0 $165k 500k 0.33
Organovo Holdings 0.0 $80k 25k 3.20
D Stemline Therapeutics 0.0 $657k 77k 8.54
Metropcs Communications (TMUS) 0.0 $452k 7.0k 64.57
Sprouts Fmrs Mkt (SFM) 0.0 $335k 145.00 2310.34
Aerie Pharmaceuticals 0.0 $454k 100.00 4540.00
La Jolla Pharmaceuticl Com Par 0.0 $299k 100.00 2990.00
Community Health Sys Inc New right 01/27/2016 0.0 $1.5k 151k 0.01
Time 0.0 $296k 15k 19.33
Paratek Pharmaceuticals 0.0 $386k 200.00 1930.00
Juno Therapeutics 0.0 $224k 101.00 2217.82
Cytosorbents (CTSO) 0.0 $248k 55k 4.50
Quinpario Acquisition Corp 2 *w exp 01/01/202 0.0 $318k 636k 0.50
Liberty Global 0.0 $386k 17k 23.04
Alphabet Inc Class A cs (GOOGL) 0.0 $441k 520.00 848.08
Capitol Acquisition Corp Iii *w exp 10/13/20 0.0 $306k 161k 1.90
Capitol Acquisition Corp Iii unit 99/99/9999 0.0 $340k 30k 11.54
Double Eagle Acquisition Cor *w exp 09/16/202 0.0 $44k 79k 0.56
Pinnacle Entertainment 0.0 $589k 30k 19.51
Nexeo Solutions Inc *w exp 06/09/202 0.0 $45k 62k 0.73
Ilg 0.0 $589k 28k 20.96
Cf Corp *w exp 05/25/202 0.0 $396k 291k 1.36
Inspired Entmt (INSE) 0.0 $133k 13k 10.59
Avista Healthcare Pub Acq Co w exp 99/99/999 0.0 $17k 33k 0.51
Avista Healthcare Pub Acq Co cl a 0.0 $575k 58k 9.89
Stellar Acquisition Iii 0.0 $676k 66k 10.17
Deutsche Bk Ag right 04/06/2017 0.0 $118k 50k 2.36
Daseke Inc *w exp 03/31/202 0.0 $325k 290k 1.12
Fintech Acquisition Corp Ii unit 99/99/9999 0.0 $126k 12k 10.23
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $67k 53k 1.25