Cowen Prime Services as of Sept. 30, 2016
Portfolio Holdings for Cowen Prime Services
Cowen Prime Services holds 263 positions in its portfolio as reported in the September 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| PDF Solutions (PDFS) | 10.4 | $23M | 1.3M | 18.17 | |
| Digimarc Corporation (DMRC) | 7.4 | $16M | 425k | 38.35 | |
| Boingo Wireless | 4.1 | $9.1M | 885k | 10.28 | |
| NeoGenomics (NEO) | 3.7 | $8.1M | 981k | 8.22 | |
| Reis | 3.5 | $7.6M | 373k | 20.46 | |
| Teva Pharmaceutical Industries (TEVA) | 2.9 | $6.5M | 141k | 46.01 | |
| ARI Network Services | 2.8 | $6.1M | 1.4M | 4.44 | |
| Luminex Corporation | 2.6 | $5.8M | 257k | 22.72 | |
| Pfizer (PFE) | 2.6 | $5.8M | 172k | 33.87 | |
| ShoreTel | 2.6 | $5.8M | 719k | 8.00 | |
| Dow Chemical Company | 2.0 | $4.4M | 85k | 51.84 | |
| Lionbridge Technologies | 1.9 | $4.1M | 827k | 5.00 | |
| Vaneck Vectors Gold Miners mutual (GDX) | 1.7 | $3.7M | 141k | 26.43 | |
| Invuity | 1.6 | $3.5M | 258k | 13.72 | |
| General Electric Company | 1.6 | $3.5M | 117k | 29.62 | |
| Kraft Heinz (KHC) | 1.5 | $3.3M | 37k | 89.52 | |
| eHealth (EHTH) | 1.5 | $3.3M | 293k | 11.21 | |
| Abbvie (ABBV) | 1.4 | $3.2M | 50k | 63.08 | |
| Yum! Brands (YUM) | 1.3 | $2.9M | 32k | 90.80 | |
| Crown Castle Intl (CCI) | 1.3 | $2.9M | 31k | 94.22 | |
| Ptc (PTC) | 1.3 | $2.8M | 64k | 44.31 | |
| Senomyx | 1.2 | $2.7M | 644k | 4.26 | |
| Calpine Corporation | 1.2 | $2.6M | 209k | 12.64 | |
| CVS Caremark Corporation (CVS) | 1.1 | $2.5M | 28k | 89.00 | |
| Magellan Midstream Partners | 1.1 | $2.5M | 35k | 70.75 | |
| Vonage Holdings | 1.1 | $2.4M | 370k | 6.61 | |
| Berkshire Hathaway (BRK.B) | 1.1 | $2.4M | 17k | 144.44 | |
| Exelon Corporation (EXC) | 1.0 | $2.2M | 68k | 33.29 | |
| Zoetis Inc Cl A (ZTS) | 1.0 | $2.1M | 41k | 52.00 | |
| Marvell Technology Group | 0.9 | $2.0M | 153k | 13.27 | |
| Blucora | 0.9 | $2.0M | 181k | 11.20 | |
| Enterprise Products Partners (EPD) | 0.8 | $1.8M | 66k | 27.63 | |
| Ceva (CEVA) | 0.8 | $1.8M | 51k | 35.07 | |
| TransAct Technologies Incorporated (TACT) | 0.8 | $1.7M | 229k | 7.48 | |
| JPMorgan Chase & Co. (JPM) | 0.8 | $1.7M | 25k | 66.60 | |
| Johnson & Johnson (JNJ) | 0.7 | $1.6M | 13k | 118.12 | |
| Nic | 0.7 | $1.6M | 66k | 23.49 | |
| Vornado Realty Trust (VNO) | 0.7 | $1.5M | 15k | 101.19 | |
| 3D Systems Corporation (DDD) | 0.7 | $1.5M | 83k | 17.95 | |
| Verizon Communications (VZ) | 0.6 | $1.4M | 27k | 52.00 | |
| Medivation | 0.6 | $1.3M | 17k | 81.39 | |
| Intermolecular | 0.6 | $1.3M | 1.3M | 0.99 | |
| Duke Energy (DUK) | 0.6 | $1.3M | 16k | 80.06 | |
| United Parcel Service (UPS) | 0.6 | $1.3M | 12k | 109.34 | |
| Immersion Corporation (IMMR) | 0.6 | $1.3M | 153k | 8.16 | |
| DTS | 0.6 | $1.2M | 29k | 42.53 | |
| 3M Company (MMM) | 0.5 | $1.2M | 6.8k | 176.30 | |
| Weyerhaeuser Company (WY) | 0.5 | $1.1M | 36k | 31.93 | |
| Exar Corporation | 0.5 | $1.1M | 123k | 9.31 | |
| Sonus Networ Ord | 0.5 | $1.1M | 147k | 7.78 | |
| Analog Devices (ADI) | 0.5 | $1.1M | 18k | 64.43 | |
| Infoblox | 0.5 | $1.1M | 43k | 26.36 | |
| Microsoft Corporation (MSFT) | 0.5 | $1.1M | 19k | 57.62 | |
| Virgin America | 0.5 | $1.1M | 20k | 53.50 | |
| Cepheid | 0.5 | $1.0M | 19k | 52.68 | |
| Rackspace Hosting | 0.5 | $982k | 31k | 31.68 | |
| American Electric Power Company (AEP) | 0.4 | $979k | 15k | 64.20 | |
| Accuray Incorporated (ARAY) | 0.4 | $965k | 152k | 6.37 | |
| Intersil Corporation | 0.4 | $934k | 43k | 21.92 | |
| Linkedin Corp | 0.4 | $936k | 4.9k | 191.02 | |
| Cst Brands | 0.4 | $914k | 19k | 48.11 | |
| Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) | 0.4 | $923k | 21k | 44.28 | |
| At&t (T) | 0.4 | $904k | 22k | 40.59 | |
| Harmonic (HLIT) | 0.4 | $815k | 137k | 5.93 | |
| Chatham Lodging Trust (CLDT) | 0.4 | $814k | 42k | 19.24 | |
| Monsanto Company | 0.3 | $664k | 6.5k | 102.15 | |
| Whitewave Foods | 0.3 | $653k | 12k | 54.42 | |
| St. Jude Medical | 0.3 | $642k | 8.0k | 79.78 | |
| Media Gen | 0.3 | $646k | 35k | 18.44 | |
| Cedar Fair | 0.3 | $622k | 11k | 57.33 | |
| Model N (MODN) | 0.3 | $583k | 53k | 11.10 | |
| International Business Machines (IBM) | 0.2 | $502k | 3.2k | 158.76 | |
| Allergan | 0.2 | $498k | 2.2k | 230.13 | |
| Exxon Mobil Corporation (XOM) | 0.2 | $490k | 5.6k | 87.34 | |
| Neogen Corporation (NEOG) | 0.2 | $482k | 8.6k | 55.98 | |
| NVE Corporation (NVEC) | 0.2 | $491k | 8.3k | 58.94 | |
| Brocade Communications Systems | 0.2 | $477k | 52k | 9.24 | |
| Bristol Myers Squibb (BMY) | 0.2 | $453k | 8.4k | 53.93 | |
| Biogen Idec (BIIB) | 0.2 | $470k | 1.5k | 313.33 | |
| EPIQ Systems | 0.2 | $459k | 28k | 16.48 | |
| Suburban Propane Partners (SPH) | 0.2 | $457k | 14k | 33.33 | |
| Alliance Resource Partners (ARLP) | 0.2 | $468k | 21k | 22.16 | |
| Kinder Morgan (KMI) | 0.2 | $402k | 17k | 23.15 | |
| Regeneron Pharmaceuticals (REGN) | 0.1 | $322k | 800.00 | 402.50 | |
| MetLife (MET) | 0.1 | $322k | 7.3k | 44.41 | |
| Solarcity | 0.1 | $320k | 16k | 19.54 | |
| Coca-Cola Company (KO) | 0.1 | $318k | 7.5k | 42.28 | |
| Kopin Corporation (KOPN) | 0.1 | $300k | 138k | 2.18 | |
| HCP | 0.1 | $304k | 8.0k | 38.00 | |
| Colgate-Palmolive Company (CL) | 0.1 | $297k | 4.0k | 74.05 | |
| G&K Services | 0.1 | $286k | 3.0k | 95.33 | |
| NuStar Energy | 0.1 | $279k | 5.6k | 49.56 | |
| Apigee | 0.1 | $296k | 17k | 17.41 | |
| Apple (AAPL) | 0.1 | $261k | 2.3k | 112.99 | |
| Procter & Gamble Company (PG) | 0.1 | $261k | 2.9k | 89.60 | |
| Ingersoll-rand Co Ltd-cl A | 0.1 | $272k | 4.0k | 68.00 | |
| Bovie Medical Corporation | 0.1 | $256k | 49k | 5.21 | |
| PRGX Global | 0.1 | $261k | 55k | 4.71 | |
| National Resh Corp cl a (NRC) | 0.1 | $264k | 16k | 16.30 | |
| Empire St Rlty Op L P unit ltd prtnsp (ESBA) | 0.1 | $269k | 13k | 20.85 | |
| New Media Inv Grp | 0.1 | $273k | 18k | 15.51 | |
| Tesoro Logistics Lp us equity | 0.1 | $242k | 5.0k | 48.40 | |
| Sarepta Therapeutics (SRPT) | 0.1 | $246k | 4.0k | 61.50 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $211k | 3.0k | 70.05 | |
| Aixtron | 0.1 | $229k | 38k | 6.06 | |
| Invensense | 0.1 | $219k | 30k | 7.43 | |
| M/a (MTSI) | 0.1 | $227k | 5.4k | 42.35 | |
| Western Gas Partners | 0.1 | $193k | 3.5k | 55.14 | |
| Plains All American Pipeline (PAA) | 0.1 | $194k | 6.2k | 31.37 | |
| Celgene Corporation | 0.1 | $209k | 2.0k | 104.50 | |
| Dell Technologies Inc Class V equity | 0.1 | $189k | 4.0k | 47.85 | |
| Deere & Company (DE) | 0.1 | $172k | 2.0k | 85.53 | |
| General Mills (GIS) | 0.1 | $179k | 2.8k | 63.93 | |
| Seagate Technology Com Stk | 0.1 | $166k | 4.3k | 38.60 | |
| FalconStor Software | 0.1 | $177k | 170k | 1.04 | |
| Everbank Finl | 0.1 | $170k | 8.8k | 19.32 | |
| Press Ganey Holdings | 0.1 | $166k | 4.1k | 40.49 | |
| Blackstone | 0.1 | $153k | 6.0k | 25.50 | |
| Dominion Resources (D) | 0.1 | $149k | 2.0k | 74.50 | |
| Yahoo! | 0.1 | $145k | 3.4k | 43.21 | |
| Mondelez Int (MDLZ) | 0.1 | $154k | 3.5k | 44.00 | |
| Paychex (PAYX) | 0.1 | $139k | 2.4k | 57.92 | |
| Philip Morris International (PM) | 0.1 | $136k | 1.4k | 97.14 | |
| Novo Nordisk A/S (NVO) | 0.1 | $143k | 3.5k | 41.45 | |
| FormFactor (FORM) | 0.1 | $124k | 12k | 10.82 | |
| BRT Realty Trust (BRT) | 0.1 | $128k | 16k | 7.99 | |
| Gigpeak | 0.1 | $126k | 54k | 2.34 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $114k | 900.00 | 126.67 | |
| Altria (MO) | 0.1 | $107k | 1.7k | 62.94 | |
| Pepsi (PEP) | 0.1 | $110k | 1.0k | 108.80 | |
| DURECT Corporation | 0.1 | $121k | 87k | 1.39 | |
| Onvia | 0.1 | $108k | 22k | 4.87 | |
| Tableau Software Inc Cl A | 0.1 | $111k | 2.0k | 55.50 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $109k | 140.00 | 778.57 | |
| Wal-Mart Stores (WMT) | 0.0 | $86k | 1.2k | 72.27 | |
| Vertex Pharmaceuticals Incorporated (VRTX) | 0.0 | $87k | 1.0k | 87.00 | |
| Northrop Grumman Corporation (NOC) | 0.0 | $96k | 450.00 | 213.33 | |
| Lockheed Martin Corporation (LMT) | 0.0 | $96k | 400.00 | 240.00 | |
| GlaxoSmithKline | 0.0 | $86k | 2.0k | 43.00 | |
| Sempra Energy (SRE) | 0.0 | $86k | 800.00 | 107.50 | |
| Unilever (UL) | 0.0 | $78k | 1.6k | 47.42 | |
| Northstar Asset Management C | 0.0 | $84k | 6.5k | 12.92 | |
| Vitae Pharmaceuticals | 0.0 | $88k | 4.2k | 20.95 | |
| Vtti Energy Partners | 0.0 | $95k | 5.0k | 19.00 | |
| smith Micro Software | 0.0 | $98k | 49k | 2.02 | |
| McDonald's Corporation (MCD) | 0.0 | $74k | 640.00 | 115.62 | |
| Lennar Corporation (LEN) | 0.0 | $64k | 1.5k | 42.67 | |
| SYSCO Corporation (SYY) | 0.0 | $69k | 1.4k | 49.29 | |
| Intel Corporation (INTC) | 0.0 | $61k | 1.6k | 37.47 | |
| E.I. du Pont de Nemours & Company | 0.0 | $67k | 1.0k | 67.00 | |
| Emerson Electric (EMR) | 0.0 | $71k | 1.3k | 54.62 | |
| Newfield Exploration | 0.0 | $56k | 1.3k | 43.08 | |
| Schlumberger (SLB) | 0.0 | $66k | 836.00 | 78.95 | |
| UnitedHealth (UNH) | 0.0 | $70k | 502.00 | 139.44 | |
| Dcp Midstream Partners | 0.0 | $57k | 1.6k | 35.62 | |
| Global Partners (GLP) | 0.0 | $67k | 4.2k | 16.14 | |
| National Retail Properties (NNN) | 0.0 | $76k | 1.5k | 50.67 | |
| Facebook Inc cl a (META) | 0.0 | $64k | 500.00 | 128.00 | |
| Allegion Plc equity (ALLE) | 0.0 | $69k | 999.00 | 69.07 | |
| Caterpillar (CAT) | 0.0 | $53k | 600.00 | 88.33 | |
| Devon Energy Corporation (DVN) | 0.0 | $51k | 1.2k | 44.35 | |
| Helmerich & Payne (HP) | 0.0 | $54k | 800.00 | 67.50 | |
| eBay (EBAY) | 0.0 | $34k | 1.0k | 33.37 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $40k | 550.00 | 72.73 | |
| Sanofi-Aventis SA (SNY) | 0.0 | $38k | 1.0k | 38.00 | |
| Gap (GAP) | 0.0 | $49k | 2.2k | 22.30 | |
| Syngenta | 0.0 | $44k | 500.00 | 88.00 | |
| Ventas (VTR) | 0.0 | $35k | 500.00 | 70.00 | |
| TICC Capital | 0.0 | $42k | 7.2k | 5.83 | |
| DepoMed | 0.0 | $50k | 2.0k | 25.00 | |
| BJ's Restaurants (BJRI) | 0.0 | $55k | 1.6k | 35.26 | |
| Bank Of Montreal Cadcom (BMO) | 0.0 | $49k | 753.00 | 65.07 | |
| Oasis Petroleum | 0.0 | $50k | 4.4k | 11.36 | |
| Alkermes (ALKS) | 0.0 | $47k | 1.0k | 47.00 | |
| Synacor | 0.0 | $46k | 16k | 2.91 | |
| Vodafone Group New Adr F (VOD) | 0.0 | $48k | 1.6k | 29.34 | |
| Performance Sports | 0.0 | $43k | 11k | 4.06 | |
| Paypal Holdings (PYPL) | 0.0 | $42k | 1.0k | 41.38 | |
| Northstar Realty Finance | 0.0 | $43k | 3.3k | 13.23 | |
| Corning Incorporated (GLW) | 0.0 | $27k | 1.2k | 23.48 | |
| American Express Company (AXP) | 0.0 | $13k | 200.00 | 65.00 | |
| Bank of America Corporation (BAC) | 0.0 | $12k | 761.00 | 15.77 | |
| Apache Corporation | 0.0 | $29k | 450.00 | 64.44 | |
| PPG Industries (PPG) | 0.0 | $30k | 292.00 | 102.74 | |
| Hanesbrands (HBI) | 0.0 | $30k | 1.2k | 25.00 | |
| Darden Restaurants (DRI) | 0.0 | $15k | 250.00 | 60.00 | |
| Merck & Co (MRK) | 0.0 | $25k | 400.00 | 62.50 | |
| Williams Companies (WMB) | 0.0 | $31k | 1.0k | 31.00 | |
| Shire | 0.0 | $14k | 74.00 | 189.19 | |
| EOG Resources (EOG) | 0.0 | $29k | 300.00 | 96.67 | |
| Oracle Corporation (ORCL) | 0.0 | $15k | 394.00 | 38.07 | |
| Netflix (NFLX) | 0.0 | $20k | 200.00 | 100.00 | |
| Domino's Pizza (DPZ) | 0.0 | $15k | 100.00 | 150.00 | |
| SPDR Gold Trust (GLD) | 0.0 | $20k | 160.00 | 125.00 | |
| Agnico (AEM) | 0.0 | $27k | 500.00 | 54.00 | |
| ZIOPHARM Oncology | 0.0 | $18k | 3.2k | 5.62 | |
| Hsbc Hldgs Plc adr a 1/40pf a | 0.0 | $20k | 775.00 | 25.81 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.0 | $23k | 2.7k | 8.52 | |
| Targa Res Corp (TRGP) | 0.0 | $21k | 434.00 | 48.39 | |
| Apollo Global Management 'a' | 0.0 | $27k | 1.5k | 18.00 | |
| Sanchez Energy Corp C ommon stocks | 0.0 | $26k | 2.9k | 8.97 | |
| Alibaba Group Holding (BABA) | 0.0 | $21k | 200.00 | 105.00 | |
| Alphabet Inc Class A cs (GOOGL) | 0.0 | $32k | 40.00 | 800.00 | |
| Northstar Realty Europe | 0.0 | $12k | 1.1k | 11.08 | |
| Eli Lilly & Co. (LLY) | 0.0 | $0 | 6.00 | 0.00 | |
| Walt Disney Company (DIS) | 0.0 | $3.0k | 34.00 | 88.24 | |
| American Eagle Outfitters (AEO) | 0.0 | $1.0k | 50.00 | 20.00 | |
| Cisco Systems (CSCO) | 0.0 | $999.960000 | 39.00 | 25.64 | |
| R.R. Donnelley & Sons Company | 0.0 | $0 | 3.00 | 0.00 | |
| Union Pacific Corporation (UNP) | 0.0 | $0 | 4.00 | 0.00 | |
| Wells Fargo & Company (WFC) | 0.0 | $1.0k | 20.00 | 50.00 | |
| Laboratory Corp. of America Holdings | 0.0 | $0 | 2.00 | 0.00 | |
| Nokia Corporation (NOK) | 0.0 | $999.320000 | 166.00 | 6.02 | |
| Aegon | 0.0 | $6.0k | 1.5k | 4.10 | |
| Alcoa | 0.0 | $10k | 1.0k | 10.00 | |
| Cenovus Energy (CVE) | 0.0 | $0 | 4.00 | 0.00 | |
| Target Corporation (TGT) | 0.0 | $1.0k | 11.00 | 90.91 | |
| United Technologies Corporation | 0.0 | $1.0k | 11.00 | 90.91 | |
| Encana Corp | 0.0 | $0 | 4.00 | 0.00 | |
| Ford Motor Company (F) | 0.0 | $999.960000 | 52.00 | 19.23 | |
| Lowe's Companies (LOW) | 0.0 | $1.0k | 16.00 | 62.50 | |
| Frontier Communications | 0.0 | $2.0k | 439.00 | 4.56 | |
| Applied Materials (AMAT) | 0.0 | $0 | 12.00 | 0.00 | |
| Fastenal Company (FAST) | 0.0 | $0 | 6.00 | 0.00 | |
| Fair Isaac Corporation (FICO) | 0.0 | $0 | 3.00 | 0.00 | |
| Juniper Networks (JNPR) | 0.0 | $0 | 4.00 | 0.00 | |
| Kindred Healthcare | 0.0 | $0 | 7.00 | 0.00 | |
| Rex Energy Corporation | 0.0 | $4.0k | 6.7k | 0.60 | |
| United Bankshares (UBSI) | 0.0 | $0 | 1.00 | 0.00 | |
| Cbiz (CBZ) | 0.0 | $11k | 1.0k | 11.00 | |
| Allete (ALE) | 0.0 | $10k | 166.00 | 60.24 | |
| Enzo Biochem (ENZ) | 0.0 | $999.460000 | 242.00 | 4.13 | |
| Nautilus (BFXXQ) | 0.0 | $11k | 500.00 | 22.00 | |
| Apollo Commercial Real Est. Finance (ARI) | 0.0 | $0 | 13.00 | 0.00 | |
| Deutsche Bank Ag option | 0.0 | $8.0k | 100.00 | 80.00 | |
| Ishares Tr Index option | 0.0 | $4.0k | 25.00 | 160.00 | |
| Advantage Oil & Gas | 0.0 | $7.0k | 1.0k | 7.00 | |
| Utilities SPDR (XLU) | 0.0 | $1.0k | 23.00 | 43.48 | |
| Valeant Pharmaceuticals Int | 0.0 | $999.960000 | 26.00 | 38.46 | |
| Cobalt Intl Energy | 0.0 | $8.0k | 6.7k | 1.19 | |
| KKR & Co | 0.0 | $0 | 1.00 | 0.00 | |
| Eaton Vance Limited Duration Income Fund (EVV) | 0.0 | $0 | 2.00 | 0.00 | |
| BroadVision | 0.0 | $0 | 4.00 | 0.00 | |
| VALEANT PHARMACEUTICALS Inte call | 0.0 | $0 | 5.00 | 0.00 | |
| Bankrate | 0.0 | $8.0k | 1.0k | 8.00 | |
| Expedia (EXPE) | 0.0 | $2.0k | 20.00 | 100.00 | |
| Bonanza Creek Energy | 0.0 | $2.0k | 2.0k | 1.00 | |
| Liberty Global Inc C | 0.0 | $0 | 2.00 | 0.00 | |
| Sirius Xm Holdings (SIRI) | 0.0 | $0 | 9.00 | 0.00 | |
| Noble Corp Plc equity | 0.0 | $5.0k | 800.00 | 6.25 | |
| Adamis Pharmaceuticals Corp Com Stk | 0.0 | $0 | 6.00 | 0.00 | |
| Walgreen Boots Alliance (WBA) | 0.0 | $2.0k | 23.00 | 86.96 | |
| Cimpress N V Shs Euro | 0.0 | $10k | 100.00 | 100.00 | |
| Medtronic (MDT) | 0.0 | $0 | 1.00 | 0.00 | |
| Chemours (CC) | 0.0 | $3.0k | 200.00 | 15.00 | |
| Kornit Digital (KRNT) | 0.0 | $8.0k | 800.00 | 10.00 | |
| Westrock (WRK) | 0.0 | $0 | 1.00 | 0.00 | |
| Hp (HPQ) | 0.0 | $3.0k | 200.00 | 15.00 | |
| Determine | 0.0 | $1.0k | 700.00 | 1.43 | |
| Hewlett Packard Enterprise (HPE) | 0.0 | $5.0k | 200.00 | 25.00 | |
| Four Corners Ppty Tr (FCPT) | 0.0 | $999.900000 | 30.00 | 33.33 | |
| Parkervision (PRKR) | 0.0 | $3.0k | 600.00 | 5.00 | |
| California Res Corp | 0.0 | $0 | 26.00 | 0.00 |
