CPCM as of Sept. 30, 2015
Portfolio Holdings for CPCM
CPCM holds 272 positions in its portfolio as reported in the September 2015 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Starbucks Corporation (SBUX) | 17.8 | $82M | 1.4M | 56.84 | |
| iShares Russell 1000 Growth Index (IWF) | 5.1 | $23M | 249k | 93.00 | |
| Omeros Corporation (OMER) | 3.4 | $16M | 1.4M | 10.96 | |
| Microsoft Corporation (MSFT) | 3.2 | $15M | 333k | 44.26 | |
| Paccar (PCAR) | 3.0 | $14M | 267k | 52.17 | |
| iShares Lehman Aggregate Bond (AGG) | 2.6 | $12M | 110k | 109.58 | |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 2.5 | $12M | 109k | 105.13 | |
| Apple (AAPL) | 2.2 | $10M | 91k | 110.30 | |
| iShares S&P World Ex-US Prop Index (WPS) | 2.1 | $9.7M | 279k | 34.85 | |
| iShares Barclays TIPS Bond Fund (TIP) | 2.1 | $9.6M | 87k | 110.69 | |
| iShares S&P 500 Index (IVV) | 1.9 | $8.9M | 46k | 192.72 | |
| Ishares Tr cmn (STIP) | 1.6 | $7.4M | 74k | 99.27 | |
| Kimberly-Clark Corporation (KMB) | 1.6 | $7.3M | 67k | 109.04 | |
| Spdr S&p 500 Etf (SPY) | 1.5 | $6.8M | 36k | 191.64 | |
| American Airls (AAL) | 1.4 | $6.5M | 167k | 38.83 | |
| Ford Motor Company (F) | 1.2 | $5.3M | 390k | 13.57 | |
| Intel Corporation (INTC) | 1.1 | $5.1M | 168k | 30.14 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 1.0 | $4.8M | 41k | 116.09 | |
| Omni (OMC) | 1.0 | $4.7M | 71k | 65.90 | |
| iShares Russell Midcap Index Fund (IWR) | 0.9 | $4.0M | 26k | 155.56 | |
| Wells Fargo & Company (WFC) | 0.9 | $3.9M | 77k | 51.36 | |
| iShares S&P Growth Allocation Fund (AOR) | 0.8 | $3.8M | 99k | 38.16 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.8 | $3.5M | 62k | 57.32 | |
| Amazon (AMZN) | 0.8 | $3.5M | 6.9k | 511.92 | |
| Facebook Inc cl a (META) | 0.8 | $3.4M | 38k | 89.89 | |
| iShares Russell 1000 Index (IWB) | 0.7 | $3.2M | 30k | 107.04 | |
| JPMorgan Chase & Co. (JPM) | 0.7 | $3.0M | 50k | 60.95 | |
| Costco Wholesale Corporation (COST) | 0.7 | $3.0M | 21k | 144.55 | |
| Chevron Corporation (CVX) | 0.6 | $2.9M | 37k | 78.87 | |
| Vanguard Short-Term Bond ETF (BSV) | 0.6 | $2.7M | 34k | 80.40 | |
| Nordstrom | 0.6 | $2.7M | 38k | 71.70 | |
| Visa (V) | 0.6 | $2.7M | 39k | 69.65 | |
| Alphabet Inc Class A cs (GOOGL) | 0.6 | $2.7M | 4.3k | 638.46 | |
| Alphabet Inc Class C cs (GOOG) | 0.6 | $2.5M | 4.2k | 608.47 | |
| Pepsi (PEP) | 0.5 | $2.5M | 26k | 94.28 | |
| Brookdale Senior Living (BKD) | 0.5 | $2.4M | 103k | 22.96 | |
| Cisco Systems (CSCO) | 0.5 | $2.3M | 88k | 26.25 | |
| JetBlue Airways Corporation (JBLU) | 0.5 | $2.3M | 91k | 25.77 | |
| Johnson & Johnson (JNJ) | 0.5 | $2.1M | 22k | 93.34 | |
| Pfizer (PFE) | 0.5 | $2.1M | 65k | 31.41 | |
| Vanguard REIT ETF (VNQ) | 0.5 | $2.1M | 27k | 75.53 | |
| McDonald's Corporation (MCD) | 0.4 | $2.0M | 21k | 98.55 | |
| Bristol Myers Squibb (BMY) | 0.4 | $2.0M | 33k | 59.21 | |
| Zions Bancorporation (ZION) | 0.4 | $2.0M | 72k | 27.54 | |
| WisdomTree Intl. SmallCap Div (DLS) | 0.4 | $2.0M | 36k | 55.18 | |
| Exxon Mobil Corporation (XOM) | 0.4 | $1.9M | 25k | 74.33 | |
| Procter & Gamble Company (PG) | 0.4 | $1.7M | 24k | 71.96 | |
| Berkshire Hathaway (BRK.B) | 0.4 | $1.7M | 13k | 130.41 | |
| Red Robin Gourmet Burgers (RRGB) | 0.4 | $1.7M | 23k | 75.73 | |
| iShares Dow Jones US Real Estate (IYR) | 0.4 | $1.6M | 23k | 70.97 | |
| IQ Hedge Multi-Strategy Tracker (QAI) | 0.4 | $1.7M | 58k | 28.79 | |
| Home Depot (HD) | 0.3 | $1.6M | 14k | 115.47 | |
| General Electric Company | 0.3 | $1.6M | 64k | 25.22 | |
| iShares Dow Jones Select Dividend (DVY) | 0.3 | $1.6M | 22k | 72.74 | |
| Boeing Company (BA) | 0.3 | $1.6M | 12k | 130.96 | |
| Berkshire Hathaway (BRK.A) | 0.3 | $1.6M | 8.00 | 195250.00 | |
| Eaton Vance Senior Floating Rate Fund (EFR) | 0.3 | $1.5M | 117k | 13.19 | |
| SPDR S&P Oil & Gas Explore & Prod. | 0.3 | $1.5M | 46k | 32.83 | |
| iShares Russell 2000 Index (IWM) | 0.3 | $1.4M | 13k | 109.21 | |
| Flexshares Tr mornstar upstr (GUNR) | 0.3 | $1.4M | 60k | 23.48 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.3 | $1.4M | 42k | 32.77 | |
| Walt Disney Company (DIS) | 0.3 | $1.4M | 13k | 102.18 | |
| Whiting Petroleum Corporation | 0.3 | $1.4M | 89k | 15.27 | |
| Washington Federal (WAFD) | 0.3 | $1.4M | 61k | 22.75 | |
| Oasis Petroleum | 0.3 | $1.4M | 160k | 8.68 | |
| Ep Energy | 0.3 | $1.4M | 270k | 5.15 | |
| Coca-Cola Company (KO) | 0.3 | $1.3M | 33k | 40.11 | |
| Abbott Laboratories (ABT) | 0.3 | $1.3M | 32k | 40.23 | |
| SM Energy (SM) | 0.3 | $1.3M | 39k | 32.04 | |
| iShares Russell Microcap Index (IWC) | 0.3 | $1.3M | 19k | 69.73 | |
| Sanchez Energy Corp C ommon stocks | 0.3 | $1.3M | 211k | 6.15 | |
| International Business Machines (IBM) | 0.3 | $1.2M | 8.4k | 144.93 | |
| Columbia Banking System (COLB) | 0.3 | $1.3M | 40k | 31.21 | |
| At&t (T) | 0.3 | $1.2M | 37k | 32.57 | |
| Continental Resources | 0.3 | $1.2M | 42k | 28.98 | |
| Amgen (AMGN) | 0.3 | $1.2M | 8.6k | 138.34 | |
| Merck & Co (MRK) | 0.3 | $1.2M | 25k | 49.38 | |
| SPDR Dow Jones Industrial Average ETF (DIA) | 0.3 | $1.2M | 7.3k | 162.63 | |
| Jp Morgan Alerian Mlp Index | 0.3 | $1.2M | 40k | 30.40 | |
| Bonanza Creek Energy | 0.3 | $1.2M | 295k | 4.07 | |
| Valeant Pharmaceuticals Int | 0.2 | $1.1M | 6.1k | 178.31 | |
| Laredo Petroleum Holdings | 0.2 | $1.1M | 117k | 9.43 | |
| Gilead Sciences (GILD) | 0.2 | $1.1M | 11k | 98.20 | |
| Oracle Corporation (ORCL) | 0.2 | $1.1M | 30k | 36.12 | |
| Bank of America Corporation (BAC) | 0.2 | $1.0M | 66k | 15.57 | |
| UnitedHealth (UNH) | 0.2 | $1.0M | 8.7k | 116.03 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.2 | $1.0M | 12k | 83.28 | |
| Vanguard Emerging Markets ETF (VWO) | 0.2 | $988k | 30k | 33.08 | |
| BB&T Corporation | 0.2 | $967k | 27k | 35.61 | |
| Ishares Inc core msci emkt (IEMG) | 0.2 | $949k | 24k | 39.91 | |
| Level 3 Communications | 0.2 | $896k | 21k | 43.68 | |
| Medtronic (MDT) | 0.2 | $906k | 14k | 66.96 | |
| United Parcel Service (UPS) | 0.2 | $876k | 8.9k | 98.73 | |
| Automatic Data Processing (ADP) | 0.2 | $865k | 11k | 80.38 | |
| Philip Morris International (PM) | 0.2 | $863k | 11k | 79.30 | |
| Verizon Communications (VZ) | 0.2 | $806k | 19k | 43.53 | |
| CVS Caremark Corporation (CVS) | 0.2 | $811k | 8.4k | 96.48 | |
| General Mills (GIS) | 0.2 | $835k | 15k | 56.11 | |
| Nike (NKE) | 0.2 | $808k | 6.6k | 123.02 | |
| Target Corporation (TGT) | 0.2 | $808k | 10k | 78.67 | |
| salesforce (CRM) | 0.2 | $847k | 12k | 69.45 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.2 | $810k | 21k | 38.59 | |
| Abbvie (ABBV) | 0.2 | $831k | 15k | 54.41 | |
| Flotek Industries | 0.2 | $791k | 47k | 16.71 | |
| 3M Company (MMM) | 0.2 | $728k | 5.1k | 141.83 | |
| United Technologies Corporation | 0.2 | $754k | 8.5k | 88.97 | |
| Altria (MO) | 0.1 | $680k | 13k | 54.38 | |
| Weyerhaeuser Company (WY) | 0.1 | $690k | 25k | 27.33 | |
| Celgene Corporation | 0.1 | $688k | 6.4k | 108.18 | |
| PowerShares QQQ Trust, Series 1 | 0.1 | $621k | 6.1k | 101.70 | |
| iShares Russell 3000 Index (IWV) | 0.1 | $661k | 5.8k | 113.95 | |
| Citigroup (C) | 0.1 | $644k | 13k | 49.60 | |
| Bank of New York Mellon Corporation (BK) | 0.1 | $578k | 15k | 39.13 | |
| Noble Energy | 0.1 | $598k | 20k | 29.64 | |
| Qualcomm (QCOM) | 0.1 | $589k | 11k | 53.74 | |
| Vanguard European ETF (VGK) | 0.1 | $618k | 13k | 49.15 | |
| Jones Energy Inc A | 0.1 | $575k | 120k | 4.79 | |
| Caterpillar (CAT) | 0.1 | $538k | 8.2k | 65.39 | |
| Eli Lilly & Co. (LLY) | 0.1 | $562k | 6.7k | 83.73 | |
| Thermo Fisher Scientific (TMO) | 0.1 | $552k | 4.5k | 122.29 | |
| ConAgra Foods (CAG) | 0.1 | $550k | 14k | 40.50 | |
| iShares MSCI EAFE Value Index (EFV) | 0.1 | $553k | 12k | 46.25 | |
| iShares Russell 3000 Value Index (IUSV) | 0.1 | $541k | 4.4k | 121.63 | |
| iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) | 0.1 | $540k | 5.1k | 106.32 | |
| Cognizant Technology Solutions (CTSH) | 0.1 | $526k | 8.4k | 62.66 | |
| Comcast Corporation (CMCSA) | 0.1 | $521k | 9.2k | 56.85 | |
| BlackRock | 0.1 | $488k | 1.6k | 297.74 | |
| Goldman Sachs (GS) | 0.1 | $513k | 3.0k | 173.72 | |
| PNC Financial Services (PNC) | 0.1 | $495k | 5.6k | 89.17 | |
| Union Pacific Corporation (UNP) | 0.1 | $510k | 5.8k | 88.42 | |
| Yum! Brands (YUM) | 0.1 | $500k | 6.2k | 80.03 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $510k | 2.5k | 207.15 | |
| Stryker Corporation (SYK) | 0.1 | $509k | 5.4k | 94.03 | |
| Biogen Idec (BIIB) | 0.1 | $515k | 1.8k | 291.95 | |
| EMC Corporation | 0.1 | $499k | 21k | 24.18 | |
| Investors Real Estate Trust | 0.1 | $503k | 65k | 7.74 | |
| Simon Property (SPG) | 0.1 | $518k | 2.8k | 183.88 | |
| Allergan | 0.1 | $488k | 1.8k | 271.87 | |
| Spx Flow | 0.1 | $513k | 147k | 3.49 | |
| Time Warner Cable | 0.1 | $470k | 2.6k | 179.53 | |
| Nextera Energy (NEE) | 0.1 | $459k | 4.7k | 97.66 | |
| Marathon Oil Corporation (MRO) | 0.1 | $471k | 33k | 14.09 | |
| Vanguard Growth ETF (VUG) | 0.1 | $468k | 4.7k | 100.34 | |
| iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) | 0.1 | $466k | 4.4k | 106.01 | |
| Eclipse Resources | 0.1 | $480k | 246k | 1.95 | |
| MasterCard Incorporated (MA) | 0.1 | $400k | 4.4k | 90.13 | |
| American Express Company (AXP) | 0.1 | $395k | 5.3k | 74.09 | |
| Genuine Parts Company (GPC) | 0.1 | $402k | 4.9k | 82.84 | |
| Brown-Forman Corporation (BF.B) | 0.1 | $404k | 4.2k | 96.86 | |
| ConocoPhillips (COP) | 0.1 | $397k | 8.3k | 47.91 | |
| Royal Dutch Shell | 0.1 | $432k | 9.1k | 47.39 | |
| Tesla Motors (TSLA) | 0.1 | $426k | 1.7k | 248.69 | |
| Vanguard Small-Cap Growth ETF (VBK) | 0.1 | $412k | 3.5k | 117.65 | |
| Vanguard Mid-Cap ETF (VO) | 0.1 | $399k | 3.4k | 116.60 | |
| ISHARES TR MSCI Small Cap msci small cap (SCZ) | 0.1 | $402k | 8.4k | 47.73 | |
| 1/100 Berkshire Htwy Cla 100 | 0.1 | $390k | 200.00 | 1950.00 | |
| Mondelez Int (MDLZ) | 0.1 | $422k | 10k | 41.84 | |
| Monster Beverage Corp (MNST) | 0.1 | $435k | 3.2k | 135.26 | |
| Welltower Inc Com reit (WELL) | 0.1 | $419k | 6.2k | 67.77 | |
| U.S. Bancorp (USB) | 0.1 | $350k | 8.5k | 41.05 | |
| Public Storage (PSA) | 0.1 | $346k | 1.6k | 211.62 | |
| Emerson Electric (EMR) | 0.1 | $360k | 8.1k | 44.20 | |
| Honeywell International (HON) | 0.1 | $358k | 3.8k | 94.73 | |
| Danaher Corporation (DHR) | 0.1 | $345k | 4.0k | 85.31 | |
| Williams Companies (WMB) | 0.1 | $384k | 10k | 36.89 | |
| TJX Companies (TJX) | 0.1 | $356k | 5.0k | 71.47 | |
| iShares NASDAQ Biotechnology Index (IBB) | 0.1 | $378k | 1.2k | 303.13 | |
| Marchex (MCHX) | 0.1 | $370k | 92k | 4.03 | |
| Vanguard Small-Cap ETF (VB) | 0.1 | $386k | 3.6k | 107.97 | |
| Cbre Group Inc Cl A (CBRE) | 0.1 | $352k | 11k | 32.03 | |
| Walgreen Boots Alliance | 0.1 | $354k | 4.3k | 83.06 | |
| CSX Corporation (CSX) | 0.1 | $314k | 12k | 26.94 | |
| Wal-Mart Stores (WMT) | 0.1 | $324k | 5.0k | 64.88 | |
| Tractor Supply Company (TSCO) | 0.1 | $319k | 3.8k | 84.30 | |
| Northrop Grumman Corporation (NOC) | 0.1 | $305k | 1.8k | 166.12 | |
| Paychex (PAYX) | 0.1 | $322k | 6.8k | 47.60 | |
| Dow Chemical Company | 0.1 | $299k | 7.1k | 42.36 | |
| Red Hat | 0.1 | $330k | 4.6k | 71.90 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $339k | 5.1k | 66.13 | |
| Schlumberger (SLB) | 0.1 | $319k | 4.6k | 69.02 | |
| iShares Russell 1000 Value Index (IWD) | 0.1 | $330k | 3.5k | 93.25 | |
| Lowe's Companies (LOW) | 0.1 | $321k | 4.7k | 68.99 | |
| American International (AIG) | 0.1 | $321k | 5.7k | 56.78 | |
| iShares S&P 500 Value Index (IVE) | 0.1 | $305k | 3.6k | 84.11 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.1 | $335k | 1.3k | 249.26 | |
| Vanguard Total Stock Market ETF (VTI) | 0.1 | $302k | 3.1k | 98.76 | |
| Hldgs (UAL) | 0.1 | $330k | 6.2k | 52.98 | |
| Industries N shs - a - (LYB) | 0.1 | $342k | 4.1k | 83.46 | |
| SPDR DJ Wilshire REIT (RWR) | 0.1 | $317k | 3.7k | 86.14 | |
| Vanguard Mid-Cap Growth ETF (VOT) | 0.1 | $343k | 3.5k | 97.33 | |
| Kinder Morgan (KMI) | 0.1 | $318k | 12k | 27.72 | |
| Express Scripts Holding | 0.1 | $309k | 3.8k | 80.89 | |
| Northern Tr | 0.1 | $304k | 12k | 25.41 | |
| Equinix (EQIX) | 0.1 | $319k | 1.2k | 273.82 | |
| Time Warner | 0.1 | $285k | 4.1k | 68.79 | |
| Annaly Capital Management | 0.1 | $278k | 28k | 9.88 | |
| State Street Corporation (STT) | 0.1 | $260k | 3.9k | 67.27 | |
| FedEx Corporation (FDX) | 0.1 | $293k | 2.0k | 143.91 | |
| Spectra Energy | 0.1 | $266k | 10k | 26.26 | |
| Travelers Companies (TRV) | 0.1 | $288k | 2.9k | 99.48 | |
| V.F. Corporation (VFC) | 0.1 | $263k | 3.9k | 68.19 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $264k | 3.2k | 82.22 | |
| Morgan Stanley (MS) | 0.1 | $253k | 8.0k | 31.50 | |
| McKesson Corporation (MCK) | 0.1 | $257k | 1.4k | 184.76 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $254k | 5.1k | 49.47 | |
| Henry Schein (HSIC) | 0.1 | $297k | 2.2k | 132.65 | |
| General Dynamics Corporation (GD) | 0.1 | $297k | 2.2k | 138.08 | |
| priceline.com Incorporated | 0.1 | $267k | 216.00 | 1236.11 | |
| Ventas (VTR) | 0.1 | $279k | 5.0k | 56.14 | |
| Delta Air Lines (DAL) | 0.1 | $263k | 5.9k | 44.90 | |
| Under Armour (UAA) | 0.1 | $262k | 2.7k | 96.71 | |
| Ares Capital Corporation (ARCC) | 0.1 | $278k | 19k | 14.46 | |
| Bill Barrett Corporation | 0.1 | $268k | 81k | 3.30 | |
| iShares S&P MidCap 400 Index (IJH) | 0.1 | $277k | 2.0k | 136.79 | |
| Vanguard Europe Pacific ETF (VEA) | 0.1 | $265k | 7.4k | 35.67 | |
| SPDR S&P Dividend (SDY) | 0.1 | $286k | 4.0k | 72.15 | |
| Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) | 0.1 | $291k | 16k | 18.35 | |
| Powershares Etf Trust dyna buybk ach | 0.1 | $263k | 6.0k | 43.83 | |
| Ishares Tr eafe min volat (EFAV) | 0.1 | $275k | 4.4k | 62.50 | |
| Intercontinental Exchange (ICE) | 0.1 | $270k | 1.1k | 235.19 | |
| Foundation Ban | 0.1 | $290k | 33k | 8.90 | |
| Nuveen Barclays Shrt Term Muni bdfund (SHM) | 0.1 | $277k | 11k | 24.34 | |
| Charles Schwab Corporation (SCHW) | 0.1 | $249k | 9.9k | 25.14 | |
| Ecolab (ECL) | 0.1 | $233k | 2.1k | 109.65 | |
| Monsanto Company | 0.1 | $225k | 2.6k | 85.45 | |
| Baxter International (BAX) | 0.1 | $244k | 7.4k | 32.80 | |
| Leggett & Platt (LEG) | 0.1 | $251k | 6.1k | 41.20 | |
| Reynolds American | 0.1 | $242k | 5.5k | 44.22 | |
| Harley-Davidson (HOG) | 0.1 | $218k | 4.0k | 54.79 | |
| Analog Devices (ADI) | 0.1 | $219k | 3.9k | 56.52 | |
| Kroger (KR) | 0.1 | $248k | 6.9k | 36.05 | |
| Colgate-Palmolive Company (CL) | 0.1 | $235k | 3.7k | 63.41 | |
| Macy's (M) | 0.1 | $216k | 4.2k | 51.29 | |
| Marsh & McLennan Companies (MMC) | 0.1 | $245k | 4.7k | 52.32 | |
| Sigma-Aldrich Corporation | 0.1 | $220k | 1.6k | 138.98 | |
| Linear Technology Corporation | 0.1 | $250k | 6.2k | 40.30 | |
| Illinois Tool Works (ITW) | 0.1 | $235k | 2.9k | 82.37 | |
| Prudential Financial (PRU) | 0.1 | $234k | 3.1k | 76.22 | |
| J.M. Smucker Company (SJM) | 0.1 | $222k | 1.9k | 114.26 | |
| Hawaiian Holdings | 0.1 | $247k | 10k | 24.70 | |
| Alexion Pharmaceuticals | 0.1 | $236k | 1.5k | 156.39 | |
| Elements Rogers Intl Commodity Etn etf | 0.1 | $224k | 43k | 5.20 | |
| Wisdomtree Tr intl hedge eqt (HEDJ) | 0.1 | $211k | 3.9k | 54.73 | |
| Tableau Software Inc Cl A | 0.1 | $219k | 2.8k | 79.61 | |
| Anthem (ELV) | 0.1 | $215k | 1.5k | 139.70 | |
| Wec Energy Group (WEC) | 0.1 | $225k | 4.3k | 52.23 | |
| Baxalta Incorporated | 0.1 | $229k | 7.3k | 31.53 | |
| Starwood Property Trust (STWD) | 0.0 | $205k | 10k | 20.50 | |
| E.I. du Pont de Nemours & Company | 0.0 | $204k | 4.2k | 48.10 | |
| Halliburton Company (HAL) | 0.0 | $205k | 5.8k | 35.28 | |
| Accenture (ACN) | 0.0 | $204k | 2.1k | 98.41 | |
| iShares Russell 2000 Value Index (IWN) | 0.0 | $201k | 2.2k | 90.13 | |
| iShares Silver Trust (SLV) | 0.0 | $178k | 13k | 13.91 | |
| American Tower Reit (AMT) | 0.0 | $205k | 2.3k | 87.83 | |
| Db-x Msci Eafe Currency-hedged (DBEF) | 0.0 | $203k | 7.8k | 26.03 | |
| Voya Prime Rate Trust sh ben int | 0.0 | $174k | 34k | 5.07 | |
| American Capital | 0.0 | $131k | 11k | 12.13 | |
| Nuveen Muni Value Fund (NUV) | 0.0 | $142k | 15k | 9.78 | |
| Arconic | 0.0 | $137k | 14k | 9.63 | |
| Mbia (MBI) | 0.0 | $91k | 15k | 6.07 | |
| Apollo Investment | 0.0 | $91k | 17k | 5.49 | |
| Red Lion Hotels Corporation | 0.0 | $112k | 13k | 8.48 | |
| First Sound Bank | 0.0 | $90k | 1.0M | 0.09 | |
| AK Steel Holding Corporation | 0.0 | $52k | 22k | 2.42 | |
| Interleukin Genetics | 0.0 | $49k | 611k | 0.08 | |
| First Horizon Nat Corp 100,000 | 0.0 | $0 | 211k | 0.00 | |
| Jones Soda (JSDA) | 0.0 | $20k | 50k | 0.40 | |
| Neurologix | 0.0 | $0 | 11k | 0.00 | |
| Horizon Financial (HRZB) | 0.0 | $0 | 17k | 0.00 | |
| Americ Int Gr Frac Warrant | 0.0 | $0 | 21k | 0.00 | |
| Rolls Royce Group Ord Fseries | 0.0 | $0 | 11k | 0.00 | |
| Bodyscan Corporation | 0.0 | $0 | 17k | 0.00 |
