Dialectic Capital Management as of Sept. 30, 2015
Portfolio Holdings for Dialectic Capital Management
Dialectic Capital Management holds 130 positions in its portfolio as reported in the September 2015 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Spdr Gold Trust Gold Shs (GLD) | 17.8 | $55M | 510k | 106.82 | |
| Netflix Put Option (NFLX) | 7.1 | $22M | 210k | 103.26 | |
| B. Riley Financial (RILY) | 2.7 | $8.2M | 843k | 9.75 | |
| Spdr S&p 500 Etf Tr Tr Unit (SPY) | 2.3 | $7.2M | 38k | 191.64 | |
| Ingersoll-rand SHS | 2.2 | $6.8M | 135k | 50.77 | |
| A. O. Smith Corporation Put Option (AOS) | 1.9 | $5.8M | 90k | 65.18 | |
| Broadcom Corp Cl A | 1.7 | $5.3M | 103k | 51.43 | |
| Immersion Corporation (IMMR) | 1.7 | $5.2M | 462k | 11.23 | |
| Lockheed Martin Corporation Call Option (LMT) | 1.7 | $5.2M | 25k | 207.35 | |
| Cummins Put Option (CMI) | 1.6 | $4.9M | 45k | 108.58 | |
| Altera Corporation | 1.5 | $4.5M | 91k | 50.08 | |
| NetScout Systems (NTCT) | 1.5 | $4.5M | 126k | 35.37 | |
| GATX Corporation Put Option (GATX) | 1.4 | $4.4M | 100k | 44.14 | |
| Liberty Global Shs Cl A | 1.3 | $4.0M | 95k | 41.78 | |
| Paccar Put Option (PCAR) | 1.3 | $3.9M | 75k | 52.16 | |
| Amazon Put Option (AMZN) | 1.3 | $3.8M | 7.5k | 511.84 | |
| Vulcan Materials Company (VMC) | 1.2 | $3.8M | 43k | 89.24 | |
| Bwx Technologies (BWXT) | 1.2 | $3.8M | 143k | 26.36 | |
| Microsoft Corporation (MSFT) | 1.2 | $3.6M | 81k | 44.26 | |
| salesforce (CRM) | 1.2 | $3.6M | 52k | 69.42 | |
| Cisco Systems (CSCO) | 1.2 | $3.6M | 135k | 26.25 | |
| Eaton Corp SHS Call Option (ETN) | 1.1 | $3.3M | 65k | 51.29 | |
| Aercap Holdings Nv SHS (AER) | 1.1 | $3.3M | 86k | 38.24 | |
| Martin Marietta Materials (MLM) | 1.0 | $3.2M | 21k | 151.85 | |
| Spdr Series Trust S&p Biotech Put Option (XBI) | 1.0 | $3.1M | 50k | 62.25 | |
| Aramark Hldgs Call Option (ARMK) | 1.0 | $3.1M | 105k | 29.64 | |
| Mallinckrodt Pub SHS | 0.9 | $2.8M | 44k | 64.00 | |
| Jarden Corporation Put Option | 0.9 | $2.7M | 55k | 48.88 | |
| Allison Transmission Hldngs I Put Option (ALSN) | 0.9 | $2.7M | 100k | 26.69 | |
| U S G Corp Com New Call Option | 0.9 | $2.7M | 100k | 26.62 | |
| Hc2 Holdings | 0.9 | $2.6M | 377k | 7.01 | |
| TransDigm Group Incorporated (TDG) | 0.8 | $2.5M | 12k | 212.32 | |
| Covisint | 0.8 | $2.4M | 1.1M | 2.15 | |
| Gilead Sciences (GILD) | 0.8 | $2.4M | 24k | 98.16 | |
| C H Robinson Worldwide Com New (CHRW) | 0.7 | $2.2M | 33k | 67.79 | |
| Blackhawk Network Hldgs Inc cl a | 0.7 | $2.2M | 51k | 42.38 | |
| J.B. Hunt Transport Services (JBHT) | 0.7 | $2.1M | 30k | 71.38 | |
| First Solar Put Option (FSLR) | 0.7 | $2.1M | 50k | 42.74 | |
| Triplepoint Venture Gr Bdc cs (TPVG) | 0.7 | $2.1M | 207k | 10.14 | |
| Owens Corning Call Option (OC) | 0.7 | $2.1M | 50k | 41.89 | |
| Solar Cap (SLRC) | 0.7 | $2.0M | 127k | 15.81 | |
| Facebook Cl A (META) | 0.6 | $2.0M | 22k | 89.88 | |
| New Residential Invt Corp Com New (RITM) | 0.6 | $2.0M | 149k | 13.10 | |
| Air Lease Corp Cl A (AL) | 0.6 | $1.9M | 63k | 30.92 | |
| Zillow Group Cl A Put Option (ZG) | 0.6 | $1.9M | 66k | 28.72 | |
| American Capital | 0.6 | $1.8M | 151k | 12.16 | |
| Teradyne (TER) | 0.6 | $1.8M | 101k | 18.01 | |
| EMC Corporation | 0.6 | $1.8M | 74k | 24.15 | |
| Precision Castparts | 0.6 | $1.8M | 7.8k | 229.74 | |
| Ladder Cap Corp Cl A (LADR) | 0.6 | $1.7M | 122k | 14.32 | |
| Google Cl A | 0.6 | $1.7M | 2.7k | 638.42 | |
| Hci (HCI) | 0.6 | $1.7M | 44k | 38.81 | |
| Saratoga Invt Corp Com New (SAR) | 0.5 | $1.7M | 102k | 16.14 | |
| Transocean Reg Shs Put Option (RIG) | 0.5 | $1.6M | 125k | 12.92 | |
| Cal Maine Foods Com New (CALM) | 0.5 | $1.6M | 29k | 54.63 | |
| Gramercy Ppty Tr Com New | 0.5 | $1.5M | 74k | 20.77 | |
| Apollo Commercial Real Est. Finance (ARI) | 0.5 | $1.5M | 97k | 15.72 | |
| Amtrust Financial Services Put Option | 0.5 | $1.5M | 24k | 63.00 | |
| Hexcel Corporation (HXL) | 0.5 | $1.5M | 33k | 44.85 | |
| Allegion Pub Ord Shs (ALLE) | 0.5 | $1.5M | 26k | 57.68 | |
| Colony Cap Cl A | 0.5 | $1.5M | 74k | 19.56 | |
| HeartWare International Put Option | 0.5 | $1.4M | 27k | 52.27 | |
| AECOM Technology Corporation (ACM) | 0.5 | $1.4M | 51k | 27.52 | |
| THL Credit | 0.5 | $1.4M | 129k | 10.92 | |
| Hollyfrontier Corp | 0.5 | $1.4M | 29k | 48.85 | |
| Zs Pharma Put Option | 0.4 | $1.3M | 20k | 65.68 | |
| BE Aerospace | 0.4 | $1.3M | 29k | 43.88 | |
| James River Group Holdings L (JRVR) | 0.4 | $1.3M | 47k | 26.90 | |
| Bluerock Resident Gr Reit In Com Cl A | 0.4 | $1.3M | 106k | 11.98 | |
| Xilinx | 0.4 | $1.3M | 30k | 42.39 | |
| Kcap Financial | 0.4 | $1.2M | 268k | 4.51 | |
| Las Vegas Sands Put Option (LVS) | 0.4 | $1.2M | 32k | 38.00 | |
| TeleNav | 0.4 | $1.2M | 155k | 7.81 | |
| Barclays Bk Ipath S&p500 Vix Call Option | 0.4 | $1.2M | 45k | 25.62 | |
| HEICO Corporation (HEI) | 0.4 | $1.1M | 24k | 48.85 | |
| Nmi Hldgs Cl A (NMIH) | 0.4 | $1.1M | 150k | 7.60 | |
| Resource America Cl A | 0.4 | $1.1M | 168k | 6.66 | |
| Kite Pharma Put Option | 0.4 | $1.1M | 20k | 55.66 | |
| Landstar System (LSTR) | 0.3 | $1.1M | 17k | 63.46 | |
| Iac Interactivecorp Com Par $.001 | 0.3 | $1.1M | 16k | 65.30 | |
| Hub Group Cl A (HUBG) | 0.3 | $1.1M | 29k | 36.43 | |
| Murphy Usa (MUSA) | 0.3 | $1.1M | 19k | 54.92 | |
| Northstar Rlty Fin Corp Com New | 0.3 | $1.0M | 82k | 12.35 | |
| Ares Coml Real Estate (ACRE) | 0.3 | $1.0M | 84k | 12.00 | |
| Dbx Etf Tr Dbxtr Har Cs 300 Put Option (ASHR) | 0.3 | $970k | 30k | 32.33 | |
| United States Oil Fund Units Put Option | 0.3 | $954k | 65k | 14.68 | |
| Hyde Park Bancorp, Mhc | 0.3 | $952k | 69k | 13.86 | |
| Horizon Technology Fin (HRZN) | 0.3 | $942k | 104k | 9.05 | |
| Glu Mobile | 0.3 | $939k | 215k | 4.37 | |
| Ericsson Adr B Sek 10 (ERIC) | 0.3 | $926k | 95k | 9.78 | |
| Howard Hughes | 0.3 | $903k | 7.9k | 114.67 | |
| Brocade Communications Sys I Com New | 0.3 | $902k | 87k | 10.38 | |
| Activision Blizzard | 0.3 | $896k | 29k | 30.87 | |
| Vonage Holdings | 0.3 | $889k | 151k | 5.88 | |
| Dish Network Corp Cl A | 0.3 | $861k | 15k | 58.33 | |
| Beneficial Ban | 0.3 | $832k | 63k | 13.24 | |
| Nuveen Flexible Invt Income | 0.3 | $826k | 56k | 14.85 | |
| Blackstone Mtg Tr Com Cl A (BXMT) | 0.3 | $817k | 30k | 27.44 | |
| Tyco Intl SHS | 0.3 | $807k | 24k | 33.48 | |
| Comcast Corp Cl A Spl | 0.3 | $778k | 14k | 57.24 | |
| TravelCenters of America | 0.2 | $755k | 73k | 10.33 | |
| Marvell Technology Group Ord | 0.2 | $721k | 80k | 9.05 | |
| Ofs Capital (OFS) | 0.2 | $680k | 66k | 10.24 | |
| Kearny Finl Corp Md (KRNY) | 0.2 | $679k | 59k | 11.45 | |
| RealD | 0.2 | $678k | 71k | 9.61 | |
| Solar Senior Capital | 0.2 | $642k | 45k | 14.23 | |
| Mellanox Technologies SHS | 0.2 | $486k | 13k | 37.75 | |
| KLA-Tencor Corporation (KLAC) | 0.2 | $465k | 9.3k | 50.00 | |
| Northstar Asset Management C | 0.2 | $463k | 32k | 14.35 | |
| Smith & Wesson Holding Corporation | 0.2 | $461k | 27k | 16.89 | |
| Electronic Arts (EA) | 0.1 | $460k | 6.8k | 67.69 | |
| O2micro International Spons Adr | 0.1 | $454k | 200k | 2.27 | |
| PennantPark Investment (PNNT) | 0.1 | $450k | 70k | 6.46 | |
| Realnetworks Com New | 0.1 | $435k | 106k | 4.09 | |
| Juniper Networks (JNPR) | 0.1 | $426k | 17k | 25.73 | |
| Alcentra Cap | 0.1 | $398k | 34k | 11.59 | |
| Homeaway | 0.1 | $361k | 14k | 26.52 | |
| Quantum Corp Com Dssg | 0.1 | $358k | 514k | 0.70 | |
| Hilltop Holdings (HTH) | 0.1 | $341k | 17k | 19.80 | |
| Infoblox | 0.1 | $301k | 19k | 16.00 | |
| Goldman Sachs Bdc SHS (GSBD) | 0.1 | $257k | 14k | 18.43 | |
| Zynga Cl A | 0.1 | $209k | 91k | 2.29 | |
| Digital Turbine Com New (APPS) | 0.1 | $181k | 100k | 1.81 | |
| Enstar Group SHS (ESGR) | 0.0 | $53k | 355.00 | 149.30 | |
| Ellington Financial | 0.0 | $39k | 2.2k | 17.89 | |
| Fidus Invt (FDUS) | 0.0 | $37k | 2.7k | 13.81 | |
| Ares Mgmt Com Unit Rp In | 0.0 | $37k | 2.1k | 17.33 | |
| Blackstone Group Com Unit Ltd | 0.0 | $33k | 1.0k | 31.73 | |
| Citizens Financial (CFG) | 0.0 | $27k | 1.2k | 23.48 | |
| Capitala Finance | 0.0 | $16k | 1.3k | 12.80 |
