DLD Asset Management

DLD Asset Management as of March 31, 2021

Portfolio Holdings for DLD Asset Management

DLD Asset Management holds 129 positions in its portfolio as reported in the March 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 54.5 $1.9B 4.9M 396.26
Varian Medical Systems 2.8 $101M 571k 176.53
Wayfair Note 1.000% 8/1 (Principal) 2.0 $70M 32M 2.23
United States Stl Corp Note 5.000%11/0 (Principal) 1.9 $69M 32M 2.18
Workday Note 0.250%10/0 (Principal) 1.8 $65M 38M 1.73
Alexion Pharmaceuticals 1.7 $62M 402k 152.91
Gw Pharmaceuticals Ads 1.7 $61M 280k 216.90
Spirit Airls Note 4.750% 5/1 (Principal) 1.7 $59M 19M 3.08
RealPage 1.6 $58M 670k 87.20
Willis Towers Watson SHS (WTW) 1.5 $55M 239k 228.88
Ihs Markit SHS 1.4 $50M 518k 96.78
World Wrestling Entmt Note 3.375%12/1 (Principal) 1.3 $45M 20M 2.26
Nuance Communications Note 1.250% 4/0 (Principal) 1.1 $40M 17M 2.29
CoreLogic 1.1 $39M 495k 79.25
Inphi Corporation 1.1 $39M 217k 178.41
Norwegian Cruise Line Hldg L SHS Put Option (NCLH) 1.0 $35M 1.3M 27.58
Southwest Airls Note 1.250% 5/0 (Principal) 1.0 $34M 20M 1.72
Liberty Media Corp Del Note 1.375%10/1 (Principal) 0.9 $33M 25M 1.28
Slack Technologies Com Cl A 0.9 $31M 752k 40.63
Nuance Communications DBCV 1.000%12/1 (Principal) 0.8 $30M 16M 1.85
Maxim Integrated Products 0.8 $29M 314k 91.37
Palo Alto Networks Note 0.750% 7/0 (Principal) 0.8 $29M 22M 1.32
Cincinnati Bell Com New 0.7 $25M 1.7M 15.35
American Airls Group Note 6.500% 7/0 (Principal) 0.6 $20M 12M 1.72
Spirit Airlines Put Option (SAVE) 0.5 $19M 525k 36.90
Sarepta Therapeutics DBCV 1.500%11/1 (Principal) 0.5 $19M 15M 1.31
Allscripts Healthcare Solutn Note 0.875% 1/0 (Principal) 0.5 $19M 14M 1.33
On Semiconductor Corp Note 1.625%10/1 (Principal) 0.5 $18M 8.8M 2.08
Guess? Put Option (GES) 0.5 $17M 710k 23.55
Perspecta 0.4 $16M 550k 29.05
Guess Note 2.000% 4/1 (Principal) 0.4 $16M 14M 1.16
Lumentum Hldgs Note 0.250% 3/1 (Principal) 0.4 $15M 9.5M 1.62
Carnival Corp Unit 99/99/9999 Put Option (CCL) 0.4 $15M 555k 26.55
Anzu Special Acquisitin Corp Unit 01/27/2026 0.4 $14M 1.4M 9.95
Xilinx 0.4 $13M 109k 123.90
FLIR Systems 0.4 $13M 238k 56.47
United States Steel Corporation Put Option (X) 0.4 $13M 494k 26.17
Illumina Note 0.500% 6/1 (Principal) 0.4 $13M 8.5M 1.51
Pra Health Sciences 0.4 $13M 82k 153.33
Nic 0.3 $12M 362k 33.93
Cinemark Holdings Put Option (CNK) 0.3 $12M 585k 20.42
M3 Brigade Acquisition Ii Unit 99/99/9999 0.3 $12M 1.2M 9.92
Royal Caribbean Cruises (RCL) 0.3 $12M 139k 85.61
Five Prime Therapeutics 0.3 $11M 300k 37.67
Booking Holdings (BKNG) 0.3 $11M 4.8k 2329.84
Figure Acquisition Corp I Unit 99/99/9999 0.3 $10M 1.0M 10.12
GenMark Diagnostics 0.3 $10M 420k 23.90
Etsy (ETSY) 0.3 $10M 50k 201.67
Twitter Note 1.000% 9/1 (Principal) 0.3 $9.9M 9.5M 1.04
Discovery Com Ser C 0.2 $8.1M 220k 36.89
Draftkings Com Cl A Call Option 0.2 $7.7M 125k 61.32
American Airls Put Option (AAL) 0.2 $7.4M 310k 23.89
Pluralsight Com Cl A 0.2 $7.4M 330k 22.34
Cardtronics Shs Cl A 0.2 $7.1M 183k 38.80
Microchip Technology (MCHP) 0.2 $6.9M 44k 155.23
Michaels Cos Inc/the 0.2 $6.6M 300k 21.94
Jazz Pharmaceuticals Shs Usd Put Option (JAZZ) 0.2 $6.6M 40k 164.38
Envestnet Note 1.750% 6/0 (Principal) 0.2 $5.5M 4.5M 1.22
Bloomin Brands Put Option (BLMN) 0.2 $5.4M 200k 27.06
Cubic Corporation 0.1 $5.1M 69k 74.57
Biogen Idec Call Option (BIIB) 0.1 $5.1M 18k 279.83
Liberty Global Shs Cl A 0.1 $4.8M 186k 25.66
Coherent 0.1 $4.8M 19k 252.87
BioMarin Pharmaceutical (BMRN) 0.1 $4.8M 63k 75.51
Anterix Inc. Atex Call Option (ATEX) 0.1 $4.8M 101k 47.17
Gores Holdings Vii Unit 02/12/2028 0.1 $4.5M 450k 9.97
Atlas Corp Shares Put Option 0.1 $4.0M 295k 13.66
Kansas City Southern Com New 0.1 $4.0M 15k 263.93
Magnachip Semiconductor Corp (MX) 0.1 $3.5M 140k 24.90
Fortress Value Acquisi Corp Unit 03/31/2028 0.1 $3.5M 350k 9.90
Palo Alto Networks Put Option (PANW) 0.1 $3.2M 10k 322.30
Compute Health Acquisitin Unit 99/99/9999 0.1 $3.0M 300k 10.09
Dmy Technology Group Inc Iv Unit 99/99/9999 0.1 $3.0M 300k 10.04
Conx Corp Com Cl A (CONX) 0.1 $3.0M 300k 9.97
Property Solutions Acquisiti Unit 03/01/2026 0.1 $3.0M 300k 9.91
Rxr Acquisition Corp Unit 01/01/2025 0.1 $3.0M 300k 9.91
Thunder Bridge Cap Prtnrs Ii Unit 02/15/2028 0.1 $3.0M 300k 9.91
Hudson Executive Inves Iii Unit 02/22/2026 0.1 $3.0M 300k 9.90
Cbre Acquisition Hldgs Com Cl A 0.1 $2.9M 300k 9.75
Hamilton Lane Alliance Hldgs Com Cl A 0.1 $2.9M 300k 9.75
Golden Falcon Acquisition Cl A 0.1 $2.9M 300k 9.67
Change Healthcare 0.1 $2.6M 119k 22.10
Power & Digital Infra Acq Unit 99/99/9999 0.1 $2.5M 250k 10.07
Nightdragon Acquisition Corp Unit 02/26/20266 0.1 $2.5M 250k 10.05
Tcw Special Purpose Acqu Cor Unit 99/99/9999 0.1 $2.5M 250k 9.95
Southwest Airlines Put Option (LUV) 0.1 $2.4M 40k 61.10
Gores Hldgs Viii Unit 02/01/2028 0.1 $2.2M 225k 9.98
Extended Stay Amer Unit 99/99/9999b 0.1 $2.0M 104k 19.64
W.R. Grace & Co. 0.1 $2.0M 34k 59.87
Simon Property Grp Acq Holdi Unit 99/99/9999 0.1 $2.0M 200k 10.05
Longview Acquisition Corp Ii Unit 99/99/9999 0.1 $2.0M 200k 10.04
Tishman Speyer Innovation Unit 02/11/2026 0.1 $2.0M 200k 10.04
Accelerate Acquisition Corp Unit 99/99/9999 0.1 $2.0M 200k 9.93
Climate Real Impact Slutins Com Cl A 0.1 $1.9M 200k 9.73
Telephone & Data Sys Com New (TDS) 0.0 $1.7M 76k 22.96
Livent Corp Put Option 0.0 $1.7M 100k 17.32
Monmouth Real Estate Invt Cl A 0.0 $1.7M 94k 17.69
Purecycle Technologies *w Exp 01/28/202 Call Option (PCTTW) 0.0 $1.7M 120k 13.92
Kkr Acquisition Holding I Unit 99/99/9999 0.0 $1.5M 150k 10.01
Sarepta Therapeutics Put Option (SRPT) 0.0 $1.5M 20k 74.60
Senior Connect Acquisitn Cor Com Cl A 0.0 $1.4M 144k 9.72
Imax Corp Cad Put Option (IMAX) 0.0 $1.0M 50k 20.10
Revolution Healthcar Aq Corp Unit 03/18/20266 0.0 $1.0M 100k 10.04
Gores Technology Partners In Unit 03/16/2028 0.0 $1.0M 100k 10.00
Gores Technology Partners Ii Unit 03/16/2028 0.0 $997k 100k 9.97
Forest Road Acquisition Cor Unit 99/99/9999 0.0 $996k 100k 9.96
Vectoiq Acquisition Corp Ii Com Cl A 0.0 $992k 100k 9.92
Allscripts Healthcare Solutions Put Option (MDRX) 0.0 $751k 50k 15.02
Wayfair Cl A Put Option (W) 0.0 $630k 2.0k 315.00
Vistra Energy Call Option (VST) 0.0 $442k 25k 17.68
Frequency Therapeutics 0.0 $190k 20k 9.50
Aphria Inc foreign 0.0 $184k 10k 18.40
Golden Falcon Acquisition *w Exp 11/04/202 Call Option 0.0 $106k 150k 0.71
Prospector Capital Corp *w Exp 01/01/202 Call Option 0.0 $101k 100k 1.01
Motive Capital Corp *w Exp 12/31/202 Call Option 0.0 $88k 100k 0.88
Highland Transcend Partners *w Exp 99/99/999 Call Option 0.0 $83k 67k 1.25
Cbre Acquisition Hldgs *w Exp 99/99/999 Call Option 0.0 $69k 75k 0.92
Hamilton Lane Alliance Hldgs *w Exp 01/12/202 Call Option 0.0 $69k 100k 0.69
Jack Creek Investment Corp *w Exp 10/01/202 Call Option 0.0 $66k 125k 0.53
Senior Connect Acquisitn Cor *w Exp 12/31/202 Call Option 0.0 $51k 72k 0.71
Deep Lake Capital Acqustn *w Exp 01/04/202 Call Option 0.0 $45k 75k 0.60
Climate Real Impact Slutins *w Exp 01/29/202 Call Option (CLIMW) 0.0 $44k 40k 1.10
Switchback Ii Corporation *w Exp 01/07/202 Call Option 0.0 $40k 20k 2.00
Marlin Technology Corp Cl A Shs Call Option 0.0 $36k 50k 0.72
Ares Acquisition Corporation *w Exp 99/99/999 Call Option 0.0 $35k 40k 0.88
Genworth Finl Com Cl A (GNW) 0.0 $33k 10k 3.30
Vectoiq Acquisition Corp Ii *w Exp 01/07/202 Call Option 0.0 $29k 20k 1.45
Global Partner Acqistn Corp *w Exp 01/14/202 Call Option (GPACW) 0.0 $26k 25k 1.04
G Squared Ascend I *w Exp 02/01/202 Call Option 0.0 $19k 20k 0.95