Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services as of June 30, 2013

Portfolio Holdings for Empirical Financial Services

Empirical Financial Services holds 82 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Short Term Corporate Bond ETF (VCSH) 22.3 $67M 847k 79.10
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 13.3 $40M 481k 83.01
Pimco Etf Tr 1-3yr ustreidx 8.1 $24M 477k 50.79
Schwab Strategic Tr 0 (SCHP) 7.1 $21M 395k 53.81
Schwab Strategic Tr us lrg cap etf (SCHX) 6.4 $19M 500k 38.19
Barclays Bk Plc Ipspgs Ttl Etn etf 4.8 $14M 463k 31.12
Vanguard Large-Cap ETF (VV) 3.8 $12M 157k 73.41
Vanguard REIT ETF (VNQ) 3.6 $11M 156k 68.72
iShares Barclays TIPS Bond Fund (TIP) 3.4 $10M 91k 112.00
Vanguard Short-Term Bond ETF (BSV) 2.8 $8.5M 106k 80.07
Pimco Etf Tr 0-5 high yield (HYS) 2.3 $6.9M 67k 102.68
Vanguard Europe Pacific ETF (VEA) 2.0 $6.1M 170k 35.60
Vanguard Total Stock Market ETF (VTI) 1.3 $4.0M 49k 82.67
iShares S&P Natl AMTFr Mncpl Bd (MUB) 1.2 $3.7M 35k 105.05
Ishares Inc core msci emkt (IEMG) 1.2 $3.6M 78k 46.06
Spdr Short-term High Yield mf (SJNK) 0.9 $2.8M 94k 30.18
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.9 $2.6M 25k 105.04
Market Vectors High Yield Muni. Ind 0.6 $1.8M 60k 30.59
Vanguard Total World Stock Idx (VT) 0.6 $1.7M 33k 51.51
SPDR DJ Wilshire REIT (RWR) 0.4 $1.3M 18k 75.93
Schwab International Equity ETF (SCHF) 0.4 $1.3M 47k 27.24
iShares MSCI EAFE Index Fund (EFA) 0.4 $1.3M 22k 57.32
Spdr Series Trust cmn (HYMB) 0.4 $1.3M 24k 53.87
Spdr Series Trust nuvn s^p vrdo mn 0.4 $1.2M 40k 29.75
iShares Lehman Aggregate Bond (AGG) 0.4 $1.2M 11k 107.18
Wisdomtree Tr em lcl debt (ELD) 0.4 $1.2M 24k 48.05
Microsoft Corporation (MSFT) 0.4 $1.1M 31k 34.53
PowerShares VRDO Tax Free Weekly Por ETF 0.4 $1.1M 43k 25.01
Schwab Emerging Markets Equity ETF (SCHE) 0.4 $1.1M 46k 23.35
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.3 $1.0M 31k 33.57
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.3 $1.1M 20k 53.38
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.3 $938k 7.8k 120.71
Market Vectors-Inter. Muni. Index 0.3 $940k 43k 22.05
Claymore Exchange-traded Fd gugg crp bd 2013 0.3 $895k 43k 20.79
Claymore Exchange-traded Fd gugg crp bd 2014 0.3 $899k 42k 21.27
Claymore Exchange-traded Fd gugg crp bd 2016 0.3 $896k 41k 22.06
Guggenheim Bulletshar 0.3 $899k 41k 21.77
Claymore Exchange-traded Fd gugg crp bd 2017 0.3 $848k 38k 22.32
Claymore Exchange Trd Fd Tr gug bull2018 e 0.3 $831k 40k 20.58
Claymore Exchange Trd Fd Tr gug bull2019 e 0.3 $822k 40k 20.39
Apple (AAPL) 0.3 $791k 2.0k 396.49
iShares S&P World Ex-US Prop Index (WPS) 0.3 $769k 22k 35.21
Vanguard Value ETF (VTV) 0.2 $757k 11k 67.61
Claymore Exchange Trd Fd Tr gug bull2020 e 0.2 $758k 37k 20.34
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.2 $726k 8.6k 84.34
Schwab Strategic Tr us aggregate b (SCHZ) 0.2 $692k 14k 50.53
Vanguard High Dividend Yield ETF (VYM) 0.2 $622k 11k 56.36
SPDR Dow Jones Global Real Estate (RWO) 0.2 $638k 15k 42.11
Procter & Gamble Company (PG) 0.2 $560k 7.3k 77.04
Spdr Series Trust brcly em locl (EBND) 0.2 $565k 19k 29.67
LSI Corporation 0.2 $527k 74k 7.14
SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.2 $538k 23k 23.89
iShares MSCI Emerging Markets Indx (EEM) 0.2 $512k 13k 38.47
iShares Russell Microcap Index (IWC) 0.2 $504k 8.2k 61.79
Chevron Corporation (CVX) 0.2 $475k 4.0k 118.22
General Electric Company 0.2 $489k 21k 23.20
3M Company (MMM) 0.2 $483k 4.4k 109.45
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $442k 11k 41.91
WisdomTree SmallCap Dividend Fund (DES) 0.1 $453k 7.8k 58.35
Zagg 0.1 $423k 79k 5.35
Vanguard Emerging Markets ETF (VWO) 0.1 $400k 10k 38.82
Vanguard Total Bond Market ETF (BND) 0.1 $352k 4.4k 80.90
PIMCO Broad US TIPS Index Fund (TIPZ) 0.1 $371k 6.6k 56.28
Claymore Exchange-traded Fd gugg bull 2013 0.1 $342k 13k 25.69
Guggenheim Bulletshs Etf equity 0.1 $344k 13k 26.27
Guggenheim Bulletshs Etf equity 0.1 $342k 13k 26.23
Claymore Etf gug blt2017 hy 0.1 $332k 13k 26.21
Claymore Etf gug blt2016 hy 0.1 $335k 13k 25.90
Claymore Exchange Trd Fd Tr gug blt2018 hy 0.1 $330k 13k 25.98
ConocoPhillips (COP) 0.1 $314k 5.2k 60.52
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $305k 6.9k 44.07
Bank of America Corporation (BAC) 0.1 $272k 21k 12.88
Coca-Cola Company (KO) 0.1 $283k 7.1k 40.10
Starbucks Corporation (SBUX) 0.1 $257k 3.9k 65.54
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.1 $255k 2.4k 107.96
Spdr S&p 500 Etf (SPY) 0.1 $234k 1.5k 160.38
Boeing Company (BA) 0.1 $215k 2.1k 102.58
International Business Machines (IBM) 0.1 $202k 1.1k 191.47
iShares S&P 500 Index (IVV) 0.1 $218k 1.4k 161.24
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $200k 1.8k 113.64
WisdomTree Intl. SmallCap Div (DLS) 0.1 $205k 3.9k 52.32
Opko Health (OPK) 0.1 $142k 20k 7.10