Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management as of March 31, 2018

Portfolio Holdings for Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management holds 202 positions in its portfolio as reported in the March 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Short Term Corporate Bond ETF (VCSH) 20.1 $102M 857k 118.34
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 12.3 $62M 483k 128.74
Vanguard Malvern Fds strm infproidx (VTIP) 8.7 $44M 634k 69.64
iShares Lehman 1-3 Year Treas.Bond (SHY) 6.1 $31M 210k 146.61
Ishares Inc core msci emkt (IEMG) 5.3 $27M 324k 81.98
Spdr Short-term High Yield mf (SJNK) 4.4 $22M 570k 38.69
Vanguard REIT ETF (VNQ) 2.3 $12M 109k 107.61
Vanguard Large-Cap ETF (VV) 2.0 $9.9M 59k 168.56
Schwab Strategic Tr us lrg cap etf (SCHX) 1.9 $9.5M 78k 122.08
Spdr Series Trust cmn (HYMB) 1.8 $8.9M 128k 69.19
Nuveen Barclays Shrt Term Muni bdfund (SHM) 1.7 $8.5M 148k 57.68
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 1.3 $6.5M 52k 125.46
Microsoft Corporation (MSFT) 1.1 $5.7M 45k 125.90
U.S. Bancorp (USB) 1.1 $5.4M 107k 50.59
Vanguard Total Stock Market ETF (VTI) 1.0 $5.3M 28k 188.85
iShares S&P Natl AMTFr Mncpl Bd (MUB) 1.0 $5.2M 34k 154.96
D First Tr Exchange-traded (FPE) 1.0 $5.1M 232k 22.00
Schwab Strategic Tr us aggregate b (SCHZ) 1.0 $4.9M 51k 95.89
Vanguard Europe Pacific ETF (VEA) 0.8 $4.3M 73k 58.65
Apple (AAPL) 0.8 $4.0M 10k 380.56
Amazon (AMZN) 0.8 $3.9M 863.00 4468.13
Spdr S&p 500 Etf (SPY) 0.7 $3.5M 12k 296.35
Ishares Inc msci frntr 100 (FM) 0.6 $3.1M 66k 46.62
iShares Barclays TIPS Bond Fund (TIP) 0.6 $3.0M 12k 241.39
Procter & Gamble Company (PG) 0.6 $2.9M 14k 208.20
Vanguard High Dividend Yield ETF (VYM) 0.5 $2.7M 21k 127.31
Vaneck Vectors Etf Tr High Yld Mun Etf 0.5 $2.6M 67k 39.36
Schwab Emerging Markets Equity ETF (SCHE) 0.5 $2.5M 93k 26.70
iShares S&P 500 Index (IVV) 0.5 $2.4M 8.0k 298.68
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.4 $2.1M 25k 85.61
Intel Corporation (INTC) 0.4 $2.0M 38k 51.97
Teledyne Technologies Incorporated (TDY) 0.4 $1.9M 10k 187.14
PowerShares QQQ Trust, Series 1 0.4 $1.9M 12k 158.20
Ishares U S Etf Tr Commodities Select Strategy Etf (COMT) 0.4 $1.9M 43k 43.43
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.4 $1.8M 26k 70.47
Schwab Strategic Tr 0 (SCHP) 0.4 $1.8M 19k 96.94
Claymore Exchange Trd Fd Tr gug bull2019 e 0.4 $1.8M 71k 25.22
Claymore Exchange Trd Fd Tr gug bull2018 e 0.4 $1.8M 95k 19.18
WisdomTree Intl. SmallCap Div (DLS) 0.3 $1.8M 7.0k 253.01
SPDR S&P International Dividend (DWX) 0.3 $1.8M 31k 57.91
Claymore Exchange Trd Fd Tr gug bull2020 e 0.3 $1.8M 76k 23.42
Boeing Company (BA) 0.3 $1.7M 5.6k 305.42
iShares Russell Microcap Index (IWC) 0.3 $1.7M 14k 128.57
Vanguard Value ETF (VTV) 0.3 $1.7M 15k 108.44
SPDR DJ Wilshire REIT (RWR) 0.3 $1.5M 13k 117.82
Gugenheim Bulletshares 2022 Corp Bd 0.3 $1.6M 60k 25.95
Starbucks Corporation (SBUX) 0.3 $1.5M 18k 79.87
WisdomTree SmallCap Dividend Fund (DES) 0.3 $1.4M 36k 40.04
Chevron Corporation (CVX) 0.3 $1.4M 6.7k 214.04
Microchip Technology (MCHP) 0.3 $1.4M 15k 91.32
PS Business Parks 0.3 $1.4M 13k 111.17
Vanguard Total World Stock Idx (VT) 0.3 $1.4M 14k 103.03
Facebook Inc cl a (META) 0.2 $1.2M 5.7k 209.33
Claymore Exchange Trd Fd Tr 2023 corp bond 0.2 $1.2M 45k 26.78
Claymore Exchange Trd Fd Tr 2024 corp bond 0.2 $1.2M 46k 26.11
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.2 $1.0M 22k 46.35
Vaneck Vectors Amt-free Intermediate Municipal Index Etf etf 0.2 $995k 34k 29.03
Claymore Exchange Trd Fd Tr gug blt2018 hy 0.2 $944k 47k 20.23
Claymore Exchange Trd Fd Tr gug bul 2019 hy 0.2 $967k 36k 26.73
Costco Wholesale Corporation (COST) 0.2 $919k 4.2k 220.81
Nike (NKE) 0.2 $924k 9.2k 100.50
Vanguard Growth ETF (VUG) 0.2 $892k 6.3k 141.93
WisdomTree Emerging Markets Eq (DEM) 0.2 $934k 13k 70.54
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.2 $893k 26k 33.77
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.2 $889k 10k 89.16
Guggenheim Bulletshares 2020 H mf 0.2 $930k 36k 25.91
Claymore Exchange Trd Fd Tr 2022 hg yld cb 0.2 $888k 34k 26.16
Claymore Exchange Trd Fd Tr 2021 hg yld cb 0.2 $906k 36k 25.17
Berkshire Hathaway (BRK.B) 0.2 $882k 5.7k 155.67
Johnson & Johnson (JNJ) 0.2 $878k 5.1k 172.70
Matthews International Corporation (MATW) 0.2 $793k 225.00 3524.44
iShares Lehman Aggregate Bond (AGG) 0.2 $816k 2.4k 333.88
SPDR S&P Emerging Markets Small Cap (EWX) 0.2 $831k 8.5k 98.06
McDonald's Corporation (MCD) 0.1 $752k 4.8k 156.28
Schwab Intl Small Cap Equity ETF (SCHC) 0.1 $748k 17k 44.46
Exxon Mobil Corporation (XOM) 0.1 $713k 7.4k 96.44
Amgen (AMGN) 0.1 $692k 4.5k 154.88
Vanguard Emerging Markets ETF (VWO) 0.1 $726k 11k 68.82
Vanguard Dividend Appreciation ETF (VIG) 0.1 $716k 4.2k 171.99
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.1 $698k 3.0k 232.67
Claymore Exchange Trd Fd Tr gugenhim 2023 0.1 $709k 25k 28.36
JPMorgan Chase & Co. (JPM) 0.1 $646k 5.4k 120.19
iShares MSCI EAFE Index Fund (EFA) 0.1 $667k 8.9k 75.32
iShares S&P 500 Value Index (IVE) 0.1 $665k 5.5k 121.35
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $667k 686.00 972.30
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.1 $661k 20k 33.25
Alphabet Inc Class C cs (GOOG) 0.1 $675k 3.0k 224.63
Schwab International Equity ETF (SCHF) 0.1 $620k 6.8k 90.76
Alphabet Inc Class A cs (GOOGL) 0.1 $591k 4.3k 137.35
Bank of America Corporation (BAC) 0.1 $571k 16k 36.01
Vanguard Small-Cap ETF (VB) 0.1 $576k 5.0k 114.38
Ishares Tr cmn (STIP) 0.1 $580k 9.3k 62.64
Walt Disney Company (DIS) 0.1 $483k 1.6k 298.52
At&t (T) 0.1 $520k 12k 43.24
Altria (MO) 0.1 $490k 22k 21.97
International Business Machines (IBM) 0.1 $488k 2.6k 186.62
Oracle Corporation (ORCL) 0.1 $497k 8.8k 56.66
Vanguard Short-Term Bond ETF (BSV) 0.1 $528k 3.6k 147.08
iShares Russell 2000 Index (IWM) 0.1 $507k 3.3k 154.10
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $530k 1.9k 280.13
First Trust Dow Jones Sel.MicroCap (FDM) 0.1 $506k 11k 47.33
Pimco Etf Tr 0-5 high yield (HYS) 0.1 $516k 2.5k 208.06
iShares MSCI Emerging Markets Indx (EEM) 0.1 $475k 9.8k 48.32
iShares S&P World Ex-US Prop Index (WPS) 0.1 $477k 5.4k 88.37
First Tr Exchange Traded Fd senior ln (FTSL) 0.1 $446k 8.3k 53.87
ConocoPhillips (COP) 0.1 $405k 50k 8.08
Philip Morris International (PM) 0.1 $380k 3.6k 105.85
United Technologies Corporation 0.1 $414k 3.1k 133.03
Alaska Air (ALK) 0.1 $395k 6.1k 64.53
iShares Dow Jones Select Dividend (DVY) 0.1 $400k 4.2k 95.90
iShares S&P SmallCap 600 Index (IJR) 0.1 $398k 1.8k 219.40
Spdr Series Trust brcly em locl (EBND) 0.1 $387k 12k 31.87
3M Company (MMM) 0.1 $342k 685.00 499.27
Pepsi (PEP) 0.1 $337k 133k 2.53
Danaher Corporation (DHR) 0.1 $377k 3.8k 98.33
Gilead Sciences (GILD) 0.1 $363k 4.4k 82.28
Constellation Brands (STZ) 0.1 $371k 1.6k 228.17
Southwest Airlines (LUV) 0.1 $346k 6.8k 51.26
iShares S&P 500 Growth Index (IVW) 0.1 $351k 2.6k 134.23
iShares Silver Trust (SLV) 0.1 $362k 24k 15.41
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.1 $343k 3.9k 88.49
Vanguard S&p 500 Etf idx (VOO) 0.1 $330k 1.4k 242.29
Hp (HPQ) 0.1 $346k 14k 24.50
Coca-Cola Company (KO) 0.1 $321k 5.2k 61.84
Pfizer (PFE) 0.1 $316k 7.4k 42.67
Bristol Myers Squibb (BMY) 0.1 $326k 4.9k 65.91
Berkshire Hathaway (BRK.A) 0.1 $296k 79.00 3746.84
Merck & Co (MRK) 0.1 $293k 2.3k 128.51
UnitedHealth (UNH) 0.1 $299k 1.2k 255.56
Fiserv (FI) 0.1 $297k 7.3k 40.56
iShares Russell 1000 Index (IWB) 0.1 $297k 2.0k 147.10
SPDR S&P MidCap 400 ETF (MDY) 0.1 $321k 939.00 341.85
SPDR S&P Dividend (SDY) 0.1 $304k 2.8k 109.04
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.1 $280k 362.00 773.48
SPDR Dow Jones Global Real Estate (RWO) 0.1 $299k 4.2k 70.87
Schwab Strategic Tr us dividend eq (SCHD) 0.1 $281k 5.7k 49.68
Sch Fnd Intl Lg Etf (FNDF) 0.1 $327k 12k 28.28
Sch Fnd Us Lg Etf schwb fdt us lg (FNDX) 0.1 $298k 8.2k 36.33
Caterpillar (CAT) 0.1 $240k 1.0k 233.46
Home Depot (HD) 0.1 $259k 1.4k 190.44
General Electric Company 0.1 $232k 13k 17.49
Cisco Systems (CSCO) 0.1 $277k 5.2k 53.25
Automatic Data Processing (ADP) 0.1 $252k 462.00 545.45
Visa (V) 0.1 $254k 1.8k 143.83
Xcel Energy (XEL) 0.1 $234k 5.3k 43.84
Northwest Natural Gas 0.1 $232k 4.5k 51.21
iShares S&P MidCap 400 Index (IJH) 0.1 $233k 241.00 966.80
iShares S&P SmallCap 600 Growth (IJT) 0.1 $263k 1.5k 174.17
iShares Morningstar Large Core Idx (ILCB) 0.1 $245k 1.6k 153.12
Schwab U S Small Cap ETF (SCHA) 0.1 $264k 3.8k 69.13
Schwab Strategic Tr cmn (SCHV) 0.1 $264k 5.2k 50.37
Phillips 66 (PSX) 0.1 $259k 2.9k 89.84
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $236k 8.6k 27.31
Hewlett Packard Enterprise (HPE) 0.1 $268k 14k 19.62
CSX Corporation (CSX) 0.0 $207k 1.7k 119.10
Verizon Communications (VZ) 0.0 $222k 4.3k 51.83
Industrial SPDR (XLI) 0.0 $210k 2.8k 74.23
Align Technology (ALGN) 0.0 $201k 2.4k 84.38
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $207k 380.00 544.74
Vanguard Small-Cap Value ETF (VBR) 0.0 $212k 730.00 290.41
Schwab U S Broad Market ETF (SCHB) 0.0 $210k 1.9k 108.98
stock 0.0 $214k 18k 11.70
Mondelez Int (MDLZ) 0.0 $204k 4.9k 41.74
GlaxoSmithKline 0.0 $134k 239k 0.56
Honeywell International (HON) 0.0 $132k 15k 9.12
MiMedx (MDXG) 0.0 $139k 20k 6.95
Global X Fds glb x lithium (LIT) 0.0 $121k 49k 2.50
AU Optronics 0.0 $28k 13k 2.08
PNC Financial Services (PNC) 0.0 $46k 18k 2.52
McKesson Corporation (MCK) 0.0 $45k 16k 2.85
Deere & Company (DE) 0.0 $35k 250k 0.14
ConAgra Foods (CAG) 0.0 $44k 11k 4.00
Chesapeake Energy Corporation 0.0 $31k 10k 3.04
salesforce (CRM) 0.0 $34k 31k 1.09
American Water Works (AWK) 0.0 $56k 24k 2.31
Pinnacle West Capital Corporation (PNW) 0.0 $29k 31k 0.93
Vanguard Extended Market ETF (VXF) 0.0 $63k 40k 1.59
Huntington Ingalls Inds (HII) 0.0 $28k 12k 2.40
Plug Power (PLUG) 0.0 $38k 20k 1.87
Eversource Energy (ES) 0.0 $63k 15k 4.19
Yum China Holdings (YUMC) 0.0 $41k 13k 3.09
Altaba 0.0 $39k 14k 2.73
Hasbro (HAS) 0.0 $1.8k 45k 0.04
Hawaiian Electric Industries (HE) 0.0 $3.0k 74k 0.04
Best Buy (BBY) 0.0 $1.7k 166k 0.01
Laboratory Corp. of America Holdings (LH) 0.0 $6.0k 18k 0.33
Koninklijke Philips Electronics NV (PHG) 0.0 $6.0k 14k 0.42
Stryker Corporation (SYK) 0.0 $16k 17k 0.96
Coca-Cola Bottling Co. Consolidated (COKE) 0.0 $23k 11k 2.09
Rite Aid Corporation 0.0 $17k 10k 1.70
Camden National Corporation (CAC) 0.0 $0 0 0.00
CNO Financial (CNO) 0.0 $22k 270k 0.08
Amarin Corporation (AMRN) 0.0 $3.1k 15k 0.20
Alerian Mlp Etf 0.0 $5.9k 16k 0.38
iShares Barclays 10-20 Yr Tresry Bd (TLH) 0.0 $13k 23k 0.57
iShares FTSE Developed Small Cap ex-Nor (IEUS) 0.0 $23k 20k 1.13
Schwab Strategic Tr intrm trm (SCHR) 0.0 $1.1k 22k 0.05
WisdomTree DEFA Equity Income Fund (DTH) 0.0 $0 0 0.00
Alps Etf sectr div dogs (SDOG) 0.0 $977.480000 14k 0.07
Alps Etf Tr sprott gl mine 0.0 $9.0k 13k 0.69
Dbx Etf Tr deutsche usd etf (HYLB) 0.0 $0 436k 0.00
Cel Sci (CVM) 0.0 $16k 11k 1.42