Empirical Financial Services, LLC d/b/a Empirical Wealth Management

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management as of June 30, 2018

Portfolio Holdings for Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management holds 185 positions in its portfolio as reported in the June 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Short Term Corporate Bond ETF (VCSH) 19.4 $104M 1.3M 78.10
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 11.9 $64M 760k 83.52
Vanguard Malvern Fds strm infproidx (VTIP) 8.7 $47M 955k 48.85
iShares Lehman 1-3 Year Treas.Bond (SHY) 6.1 $33M 392k 83.37
Ishares Inc core msci emkt (IEMG) 4.5 $24M 453k 52.51
Spdr Short-term High Yield mf (SJNK) 4.4 $24M 861k 27.29
Vanguard REIT ETF (VNQ) 2.5 $14M 167k 81.45
Nuveen Barclays Shrt Term Muni bdfund (SHM) 2.2 $12M 245k 47.99
Schwab Strategic Tr us lrg cap etf (SCHX) 1.9 $10M 157k 64.99
Vanguard Large-Cap ETF (VV) 1.9 $10M 81k 124.76
Spdr Series Trust cmn (HYMB) 1.9 $10M 178k 56.48
Microsoft Corporation (MSFT) 1.4 $7.4M 75k 98.60
Amazon (AMZN) 1.1 $6.0M 3.5k 1699.72
iShares S&P Natl AMTFr Mncpl Bd (MUB) 1.1 $5.8M 53k 109.04
Vanguard Total Stock Market ETF (VTI) 1.0 $5.4M 39k 140.43
Apple (AAPL) 1.0 $5.4M 29k 185.10
D First Tr Exchange-traded (FPE) 0.9 $4.9M 257k 19.06
Schwab Strategic Tr us aggregate b (SCHZ) 0.9 $4.7M 93k 50.64
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.8 $4.5M 42k 106.78
U.S. Bancorp (USB) 0.8 $4.3M 86k 50.01
Vanguard Europe Pacific ETF (VEA) 0.7 $3.7M 86k 42.90
Schwab Emerging Markets Equity ETF (SCHE) 0.7 $3.5M 135k 25.89
Danaher Corporation (DHR) 0.6 $3.2M 32k 98.67
Spdr S&p 500 Etf (SPY) 0.6 $3.1M 12k 271.28
Vanguard High Dividend Yield ETF (VYM) 0.5 $2.7M 33k 83.05
Ishares Inc msci frntr 100 (FM) 0.5 $2.6M 89k 28.81
iShares Barclays TIPS Bond Fund (TIP) 0.5 $2.5M 22k 112.89
Vaneck Vectors Etf Tr High Yld Mun Etf 0.5 $2.4M 78k 31.47
Exxon Mobil Corporation (XOM) 0.4 $2.0M 25k 82.74
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.4 $2.0M 35k 58.07
Ishares U S Etf Tr Commodities Select Strategy Etf (COMT) 0.4 $2.0M 52k 39.06
Teledyne Technologies Incorporated (TDY) 0.4 $2.0M 10k 199.08
Chevron Corporation (CVX) 0.4 $1.9M 15k 126.45
Invesco Qqq Trust Series 1 (QQQ) 0.4 $1.9M 11k 171.66
Invesco Bulletshares 2018 Corp 0.3 $1.8M 87k 21.17
iShares Russell Microcap Index (IWC) 0.3 $1.8M 17k 105.61
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.3 $1.8M 61k 30.16
Invesco Bulletshares 2019 Corp 0.3 $1.8M 87k 20.99
Invesco Bulletshares 2020 Corp 0.3 $1.8M 85k 21.06
iShares S&P 500 Index (IVV) 0.3 $1.7M 6.4k 272.98
Camden National Corporation (CAC) 0.3 $1.8M 39k 45.70
Vanguard Value ETF (VTV) 0.3 $1.8M 17k 103.85
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.3 $1.7M 28k 62.73
SPDR S&P International Dividend (DWX) 0.3 $1.7M 45k 38.30
Boeing Company (BA) 0.3 $1.7M 4.9k 335.49
Schwab Strategic Tr 0 (SCHP) 0.3 $1.7M 31k 54.89
PS Business Parks 0.3 $1.6M 12k 128.47
SPDR DJ Wilshire REIT (RWR) 0.3 $1.6M 17k 93.94
WisdomTree SmallCap Dividend Fund (DES) 0.3 $1.6M 54k 29.66
Invesco Bulletshares 2021 Corp 0.3 $1.6M 78k 20.76
Intel Corporation (INTC) 0.3 $1.5M 31k 49.70
Bscm etf 0.3 $1.6M 76k 20.66
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.3 $1.5M 58k 25.85
Microchip Technology (MCHP) 0.3 $1.4M 15k 90.95
Starbucks Corporation (SBUX) 0.2 $1.3M 27k 48.83
Vanguard Total World Stock Idx (VT) 0.2 $1.3M 18k 73.39
Fortive (FTV) 0.2 $1.2M 16k 77.08
Guggenheim Bulletshrs 2023 Corp Bd Etf 0.2 $1.2M 60k 20.20
Bsco etf 0.2 $1.2M 60k 20.07
Vanguard Growth ETF (VUG) 0.2 $1.0M 7.0k 149.76
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.2 $1.0M 31k 33.29
Facebook Inc cl a (META) 0.2 $1.1M 5.4k 194.34
Costco Wholesale Corporation (COST) 0.2 $1.0M 4.9k 208.96
Procter & Gamble Company (PG) 0.2 $1.0M 13k 78.07
Vanguard Emerging Markets ETF (VWO) 0.2 $1.0M 24k 42.20
Vaneck Vectors Amt-free Intermediate Municipal Index Etf etf 0.2 $997k 42k 23.57
Berkshire Hathaway (BRK.B) 0.2 $980k 5.3k 186.60
SPDR S&P Emerging Markets Small Cap (EWX) 0.2 $938k 20k 47.46
Matthews International Corporation (MATW) 0.2 $921k 16k 58.77
Nike (NKE) 0.2 $896k 11k 79.68
Invesco Exch Trd Slf Idx Fd Tr 0.2 $902k 36k 25.10
Bsjj etf 0.2 $919k 38k 24.19
Johnson & Johnson (JNJ) 0.2 $857k 7.1k 121.34
WisdomTree Emerging Markets Eq (DEM) 0.2 $853k 20k 42.87
Schwab Intl Small Cap Equity ETF (SCHC) 0.2 $868k 24k 36.05
Phillips 66 (PSX) 0.2 $878k 7.8k 112.30
Invesco Bulletshs 2020 Hi Yld Corp Bd Etf 0.2 $868k 36k 24.26
Invesco Exch Trd Slf Idx Fd bulshs 2022 hy 0.2 $831k 34k 24.46
Invesco Exch Trd Slf Idx Fd bulshs 2021 hy 0.2 $848k 35k 24.61
McDonald's Corporation (MCD) 0.1 $817k 5.2k 156.72
WisdomTree Intl. SmallCap Div (DLS) 0.1 $827k 12k 71.93
Vanguard Dividend Appreciation ETF (VIG) 0.1 $723k 7.1k 101.60
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.1 $758k 12k 63.17
Schwab International Equity ETF (SCHF) 0.1 $725k 22k 33.04
iShares Lehman Aggregate Bond (AGG) 0.1 $701k 6.6k 106.24
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.1 $669k 11k 63.37
Sch Fnd Em Lg Etf schb fdt emk lg (FNDE) 0.1 $676k 24k 27.66
Alphabet Inc Class A cs (GOOGL) 0.1 $668k 592.00 1128.38
Alphabet Inc Class C cs (GOOG) 0.1 $721k 646.00 1116.10
Invesco Exch Trd Slf Idx Fd bulshs 2023 hy 0.1 $670k 26k 25.96
JPMorgan Chase & Co. (JPM) 0.1 $640k 6.1k 104.22
Amgen (AMGN) 0.1 $660k 3.6k 184.72
iShares MSCI EAFE Index Fund (EFA) 0.1 $622k 9.3k 67.02
Bank of America Corporation (BAC) 0.1 $576k 20k 28.17
Pfizer (PFE) 0.1 $603k 17k 36.29
Altria (MO) 0.1 $613k 11k 56.83
International Business Machines (IBM) 0.1 $596k 4.3k 139.81
Vanguard Small-Cap ETF (VB) 0.1 $613k 3.9k 155.58
Ishares Tr cmn (STIP) 0.1 $584k 5.9k 99.62
Sch Fnd Us Lg Etf schwb fdt us lg (FNDX) 0.1 $582k 16k 37.32
Walt Disney Company (DIS) 0.1 $532k 5.1k 104.75
Edwards Lifesciences (EW) 0.1 $552k 3.8k 145.53
Automatic Data Processing (ADP) 0.1 $509k 3.8k 134.09
Vanguard Short-Term Bond ETF (BSV) 0.1 $525k 6.7k 78.21
iShares Russell 2000 Index (IWM) 0.1 $536k 3.3k 163.81
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $533k 2.2k 242.60
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $509k 4.9k 103.77
First Trust Dow Jones Sel.MicroCap (FDM) 0.1 $545k 11k 50.98
At&t (T) 0.1 $506k 16k 32.14
Union Pacific Corporation (UNP) 0.1 $492k 3.5k 141.62
Adobe Systems Incorporated (ADBE) 0.1 $472k 1.9k 243.93
Oracle Corporation (ORCL) 0.1 $467k 11k 44.07
iShares S&P World Ex-US Prop Index (WPS) 0.1 $465k 12k 38.01
Schwab U S Small Cap ETF (SCHA) 0.1 $454k 6.2k 73.56
ConocoPhillips (COP) 0.1 $436k 6.3k 69.55
Philip Morris International (PM) 0.1 $440k 5.5k 80.66
United Technologies Corporation 0.1 $419k 3.3k 125.11
UnitedHealth (UNH) 0.1 $431k 1.8k 245.30
Visa (V) 0.1 $410k 3.1k 132.34
iShares Dow Jones Select Dividend (DVY) 0.1 $411k 4.2k 97.83
iShares S&P SmallCap 600 Index (IJR) 0.1 $436k 5.2k 83.43
iShares MSCI EAFE Value Index (EFV) 0.1 $410k 8.0k 51.35
Sch Fnd Intl Lg Etf (FNDF) 0.1 $445k 15k 29.54
Bristol Myers Squibb (BMY) 0.1 $362k 6.5k 55.33
Merck & Co (MRK) 0.1 $398k 6.6k 60.74
Pepsi (PEP) 0.1 $381k 3.5k 109.01
Constellation Brands (STZ) 0.1 $356k 1.6k 218.94
iShares S&P 500 Growth Index (IVW) 0.1 $368k 2.3k 162.47
SPDR S&P MidCap 400 ETF (MDY) 0.1 $368k 1.0k 354.87
iShares Silver Trust (SLV) 0.1 $356k 24k 15.16
Pimco Etf Tr 0-5 high yield (HYS) 0.1 $378k 3.8k 99.50
First Tr Exch Trd Alpha Fd I em sml cp alph (FEMS) 0.1 $354k 9.3k 38.19
First Tr Exchange Traded Fd senior ln (FTSL) 0.1 $386k 8.1k 47.78
Sch Fnd Us Sm Etf schwab fdt us sc (FNDA) 0.1 $376k 9.4k 39.86
Hp (HPQ) 0.1 $350k 15k 22.70
Altaba 0.1 $384k 5.2k 73.17
Coca-Cola Company (KO) 0.1 $335k 7.6k 43.84
CSX Corporation (CSX) 0.1 $322k 5.0k 63.79
Home Depot (HD) 0.1 $309k 1.6k 195.08
General Electric Company 0.1 $306k 23k 13.61
3M Company (MMM) 0.1 $336k 1.7k 196.72
Cisco Systems (CSCO) 0.1 $298k 6.9k 43.01
Gilead Sciences (GILD) 0.1 $340k 4.8k 70.86
Fiserv (FI) 0.1 $308k 4.2k 74.07
iShares Russell 1000 Index (IWB) 0.1 $307k 2.0k 152.06
Southwest Airlines (LUV) 0.1 $308k 6.1k 50.83
Technology SPDR (XLK) 0.1 $332k 4.8k 69.43
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.1 $321k 6.7k 47.68
SPDR S&P Dividend (SDY) 0.1 $309k 3.3k 92.82
SPDR Dow Jones Global Real Estate (RWO) 0.1 $313k 6.5k 48.04
Schwab U S Broad Market ETF (SCHB) 0.1 $294k 4.5k 65.90
stock 0.1 $332k 3.3k 99.16
Verizon Communications (VZ) 0.1 $267k 5.3k 50.29
Occidental Petroleum Corporation (OXY) 0.1 $244k 2.9k 83.65
Xcel Energy (XEL) 0.1 $264k 5.8k 45.65
Alaska Air (ALK) 0.1 $290k 4.8k 60.44
Align Technology (ALGN) 0.1 $274k 800.00 342.50
Northwest Natural Gas 0.1 $257k 4.0k 63.77
iShares S&P MidCap 400 Index (IJH) 0.1 $242k 1.2k 195.00
Vanguard Small-Cap Value ETF (VBR) 0.1 $259k 1.9k 135.53
iShares S&P SmallCap 600 Growth (IJT) 0.1 $285k 1.5k 188.74
iShares Morningstar Large Core Idx (ILCB) 0.1 $246k 1.6k 153.75
Spdr Series Trust brcly em locl (EBND) 0.1 $246k 9.1k 26.97
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $252k 11k 23.19
Mondelez Int (MDLZ) 0.1 $283k 6.9k 40.94
Vanguard Whitehall Fds Inc emerg mkt bd etf (VWOB) 0.1 $264k 3.5k 75.43
Vanguard S&p 500 Etf idx (VOO) 0.1 $290k 1.2k 249.14
Caterpillar (CAT) 0.0 $229k 1.7k 135.66
Eli Lilly & Co. (LLY) 0.0 $200k 2.3k 85.36
Netflix (NFLX) 0.0 $202k 516.00 391.47
Industrial SPDR (XLI) 0.0 $203k 2.8k 71.76
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $202k 1.8k 114.77
Oneok (OKE) 0.0 $205k 2.9k 69.87
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.0 $216k 1.8k 120.20
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.0 $211k 1.8k 115.49
WisdomTree DEFA Equity Income Fund (DTH) 0.0 $210k 5.1k 41.42
Schwab Strategic Tr cmn (SCHV) 0.0 $233k 4.4k 53.23
Abbvie (ABBV) 0.0 $209k 2.3k 92.68
Hewlett Packard Enterprise (HPE) 0.0 $224k 15k 14.61
Invesco Exchange Traded Fd T s&p mdcp400 pr (RFG) 0.0 $202k 1.3k 161.60
Opko Health (OPK) 0.0 $109k 23k 4.70
MiMedx (MDXG) 0.0 $128k 20k 6.40
Chesapeake Energy Corporation 0.0 $53k 10k 5.20
Rite Aid Corporation 0.0 $17k 10k 1.70
Cel Sci 0.0 $14k 16k 0.90