Espalier Global Management

Espalier Global Management as of Sept. 30, 2013

Portfolio Holdings for Espalier Global Management

Espalier Global Management holds 74 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
International Business Machines Put Option (IBM) 7.9 $74M 400k 185.18
Yahoo! 4.4 $42M 1.3M 33.17
Agilent Technologies Inc C ommon Call Option (A) 4.0 $38M 736k 51.25
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 3.6 $34M 200k 168.01
Discover Financial Services (DFS) 3.4 $32M 625k 50.54
American Intl Group Com New (AIG) 2.8 $27M 550k 48.63
Ishares Russell 2000 Etf Put Option (IWM) 2.8 $27M 250k 106.61
Amarin Corp Spons Adr New Call Option (AMRN) 2.7 $25M 4.0M 6.32
Franklin Resources Put Option (BEN) 2.7 $25M 500k 50.55
TiVo 2.6 $25M 2.0M 12.44
TD Ameritrade Holding 2.5 $24M 900k 26.18
Digitalglobe Com New 2.3 $21M 675k 31.62
Delta Air Lines Inc Del Com New (DAL) 2.2 $20M 865k 23.59
Google Cl A 2.1 $20M 23k 875.91
Ca 2.1 $20M 660k 29.67
Tibco Software 2.0 $19M 750k 25.59
Facebook Cl A (META) 1.9 $18M 350k 50.23
E Trade Financial Corp Com New 1.8 $17M 1.1M 16.50
Cit Group Com New Call Option 1.8 $17M 350k 48.77
Caterpillar Put Option (CAT) 1.8 $17M 200k 83.40
eBay Put Option (EBAY) 1.5 $14M 250k 55.80
Blackberry Put Option (BB) 1.4 $14M 1.7M 7.94
BlackRock Put Option (BLK) 1.4 $14M 50k 270.62
Pitney Bowes Call Option (PBI) 1.4 $13M 725k 18.19
O'reilly Automotive Put Option (ORLY) 1.4 $13M 100k 127.59
Corning Incorporated Call Option (GLW) 1.3 $12M 825k 14.59
Sunedison Call Option 1.2 $12M 1.4M 7.96
Intel Corporation (INTC) 1.2 $12M 500k 22.92
Home Depot Put Option (HD) 1.2 $11M 150k 75.85
News Corp Cl A (NWSA) 1.2 $11M 700k 16.06
Groupon Com Cl A Call Option 1.2 $11M 1.0M 11.21
Morgan Stanley Com New (MS) 1.2 $11M 415k 26.95
Broadridge Financial Solutions (BR) 1.2 $11M 350k 31.75
Cognizant Technology Solutio Cl A (CTSH) 1.2 $11M 135k 82.12
Ing U S 1.2 $11M 375k 29.21
AutoZone Put Option (AZO) 1.1 $11M 25k 422.72
Nq Mobile Adr Repstg Cl A 1.1 $11M 483k 21.79
Vmware Cl A Com Put Option 1.1 $10M 125k 80.90
Blackstone Group Com Unit Ltd 1.1 $10M 400k 24.89
NVIDIA Corporation Call Option (NVDA) 1.0 $9.5M 610k 15.56
Kkr & Co L P Del Com Units 1.0 $9.3M 450k 20.58
Adt 1.0 $9.1M 225k 40.66
Gamestop Corp Cl A (GME) 0.9 $8.7M 175k 49.65
USANA Health Sciences Put Option (USNA) 0.9 $8.5M 98k 86.79
Cerner Corporation Call Option 0.9 $8.4M 159k 52.55
Bio-reference Labs Com $.01 New Put Option 0.9 $8.3M 278k 29.88
Take-Two Interactive Software (TTWO) 0.8 $7.3M 400k 18.17
Barclays Adr Call Option (BCS) 0.7 $6.8M 400k 17.04
McGraw-Hill Companies 0.7 $6.6M 100k 65.59
Altisource Residential Corp CL B 0.7 $6.3M 275k 22.98
Jabil Circuit (JBL) 0.6 $6.0M 279k 21.68
Xilinx 0.6 $5.9M 125k 46.85
Vantiv Cl A 0.6 $5.6M 200k 27.94
Iron Mountain Incorporated Call Option 0.6 $5.4M 200k 27.02
Hologic (HOLX) 0.5 $5.2M 250k 20.65
Acelrx Pharmaceuticals 0.5 $4.9M 450k 10.78
Gogo (GOGO) 0.5 $4.6M 262k 17.77
Healthways Call Option 0.5 $4.6M 250k 18.52
CommVault Systems Put Option (CVLT) 0.5 $4.4M 50k 87.92
Nii Hldgs Cl B New 0.5 $4.2M 700k 6.07
Workday Cl A (WDAY) 0.4 $4.0M 50k 80.94
Adtran 0.4 $4.0M 150k 26.64
Advanced Emissions (ARQ) 0.4 $3.8M 90k 42.72
Green Mountain Coffee Roasters Put Option 0.4 $3.8M 50k 75.34
Nxp Semiconductors N V (NXPI) 0.4 $3.7M 100k 37.21
Jds Uniphase Corp Com Par $0.001 0.4 $3.7M 250k 14.71
Qlik Technologies 0.4 $3.4M 100k 34.23
Textura 0.3 $3.3M 76k 43.09
Nasdaq Omx (NDAQ) 0.3 $3.2M 100k 32.11
Hanesbrands Put Option (HBI) 0.3 $3.1M 50k 62.32
Charles Schwab Corporation Put Option (SCHW) 0.2 $2.1M 100k 21.14
Bankrate 0.2 $1.5M 75k 20.57
Points Intl Com New 0.1 $1.4M 60k 23.12
Mix Telematics Sponsored Adr 0.1 $740k 50k 14.80