Financial Management Professionals

Financial Management Professionals as of June 30, 2013

Portfolio Holdings for Financial Management Professionals

Financial Management Professionals holds 309 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Russell Midcap Value Index (IWS) 28.2 $38M 663k 57.92
Schwab U S Small Cap ETF (SCHA) 12.1 $17M 374k 43.99
WisdomTree Emerging Markets Eq (DEM) 9.1 $12M 255k 48.33
Schwab Strategic Tr us lrg cap etf (SCHX) 5.4 $7.3M 191k 38.19
iShares Russell 1000 Index (IWB) 4.6 $6.2M 69k 89.93
iShares MSCI United Kingdom Index 3.3 $4.5M 254k 17.66
Vanguard Emerging Markets ETF (VWO) 3.3 $4.4M 114k 38.80
PowerShares Dynamic Indls Sec Port 3.0 $4.1M 108k 37.93
iShares Dow Jones US Financial Svc. (IYG) 2.4 $3.3M 46k 71.53
ISHARES TR MSCI Small Cap msci small cap (SCZ) 2.4 $3.3M 78k 41.94
iShares Dow Jones US Home Const. (ITB) 2.3 $3.1M 138k 22.38
Exxon Mobil Corporation (XOM) 2.2 $3.0M 33k 90.34
PowerShares Dynamic Media Portfol. 2.1 $2.9M 138k 20.97
D Spdr Series Trust (XTN) 2.1 $2.9M 43k 66.65
iShares NASDAQ Biotechnology Index (IBB) 2.0 $2.7M 16k 173.91
iShares S&P Global Financials Sect. (IXG) 1.7 $2.3M 48k 48.48
iShares S&P Global Consumer Dis Sec (RXI) 1.6 $2.3M 32k 70.61
Vanguard Mid-Cap ETF (VO) 1.2 $1.6M 17k 95.15
iShares S&P 500 Value Index (IVE) 1.1 $1.5M 20k 75.76
Pepsi (PEP) 1.0 $1.4M 17k 81.77
Vanguard FTSE All-World ex-US ETF (VEU) 1.0 $1.4M 32k 44.23
Yum! Brands (YUM) 0.3 $444k 6.4k 69.38
Chevron Corporation (CVX) 0.3 $439k 3.7k 118.27
1/100 Berkshire Htwy Cla 100 0.2 $337k 200.00 1685.00
Apple (AAPL) 0.2 $289k 728.00 396.98
Dell 0.2 $285k 21k 13.33
Permian Basin Royalty Trust (PBT) 0.2 $288k 22k 13.27
Philip Morris International (PM) 0.2 $277k 3.2k 86.56
Kinder Morgan Energy Partners 0.2 $262k 3.1k 85.40
Discover Bank 0.25%14 cdo 0.2 $257k 257k 1.00
JPMorgan Chase & Co. (JPM) 0.2 $238k 4.5k 52.71
General Electric Company 0.1 $206k 8.9k 23.19
iShares Lehman Short Treasury Bond (SHV) 0.1 $192k 1.7k 109.97
FirstEnergy (FE) 0.1 $182k 4.9k 37.43
PG&E Corporation (PCG) 0.1 $183k 4.0k 45.65
Southern Company (SO) 0.1 $177k 4.0k 44.25
Duke Energy (DUK) 0.1 $161k 2.4k 67.34
Altria (MO) 0.1 $154k 4.4k 35.08
Microsoft Corporation (MSFT) 0.1 $137k 4.0k 34.45
Discover Bank N A 5.1%13 cdo 0.1 $135k 134k 1.01
Goldman Sachs Bk 5.0%13 cds 0.1 $134k 131k 1.02
Berkshire Hathaway (BRK.B) 0.1 $118k 1.1k 112.38
Pfizer (PFE) 0.1 $116k 4.1k 28.00
Us Natural Gas Fd Etf 0.1 $119k 6.3k 18.95
Capital One Usa 5.0%13 cdo 0.1 $119k 117k 1.02
Safra Natl Bk Ny 0.45%14 cdo 0.1 $127k 127k 1.00
McDonald's Corporation (MCD) 0.1 $106k 1.1k 99.34
At&t (T) 0.1 $114k 3.2k 35.29
ConocoPhillips (COP) 0.1 $108k 1.8k 60.78
International Business Machines (IBM) 0.1 $106k 553.00 191.68
Enterprise Products Partners (EPD) 0.1 $103k 1.7k 61.86
Calcasieu-cameron 4%18 bmu 0.1 $109k 100k 1.09
Intel Corporation (INTC) 0.1 $95k 3.9k 24.19
iShares S&P Latin America 40 Index (ILF) 0.1 $98k 2.7k 36.77
Spdr Index Shs Fds s^p global nat res (GNR) 0.1 $96k 2.1k 44.96
Cisco Systems (CSCO) 0.1 $87k 3.6k 24.21
AMR Corporation 0.1 $81k 20k 4.05
First Financial Bankshares (FFIN) 0.1 $77k 1.4k 55.32
Kimco Realty Corporation (KIM) 0.1 $86k 4.0k 21.50
Powershares Etf Tr Ii s^p500 low vol 0.1 $75k 2.4k 31.08
Ally Bk 1.5%13 cdo 0.1 $87k 87k 1.00
Citibank Na 3%14 cdo 0.1 $75k 73k 1.03
Wal-Mart Stores (WMT) 0.1 $62k 829.00 74.79
Colgate-Palmolive Company (CL) 0.1 $69k 1.2k 57.50
Procter & Gamble Company (PG) 0.1 $74k 957.00 77.32
iShares MSCI EAFE Index Fund (EFA) 0.1 $63k 1.1k 57.22
MarkWest Energy Partners 0.1 $67k 1.0k 67.00
iShares Gold Trust 0.1 $62k 5.2k 11.93
Simon Property (SPG) 0.1 $73k 463.00 157.67
Phillips 66 (PSX) 0.1 $68k 1.1k 59.23
Capmark Bank N A 3.5%14 cds 0.1 $62k 61k 1.02
Fifth Third Bank 0.25%14 cds 0.1 $70k 70k 1.00
Fifth Third Bank 0.25%14 cds 0.1 $63k 63k 1.00
Park Sterling Bk 0.25%14 cdo 0.1 $62k 62k 1.00
Allstate Corporation (ALL) 0.0 $58k 1.2k 48.33
Whole Foods Market 0.0 $50k 974.00 51.33
SPDR Gold Trust (GLD) 0.0 $58k 489.00 118.61
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.0 $60k 918.00 65.36
Tesla Motors (TSLA) 0.0 $54k 500.00 108.00
PowerShares DWA Emerg Markts Tech 0.0 $52k 2.9k 18.06
Express Scripts Holding 0.0 $60k 972.00 61.73
Calcasieu Parish 3.6%15 bmu 0.0 $51k 50k 1.02
Citizens Bank 2.65%15 cdo 0.0 $52k 50k 1.04
East Baton Roug 3.625%15 bmu 0.0 $51k 50k 1.02
Park Sterling Bk 2.1%14 cdo 0.0 $58k 57k 1.02
Saint Martin Pari 3.5%14 bmu 0.0 $51k 50k 1.02
iShares MSCI Emerging Markets Indx (EEM) 0.0 $38k 986.00 38.54
Bank of America Corporation (BAC) 0.0 $37k 2.9k 12.96
Peabody Energy Corporation 0.0 $40k 2.7k 14.81
General Mills (GIS) 0.0 $39k 795.00 49.06
Hewlett-Packard Company 0.0 $40k 1.6k 24.51
Windstream Corporation 0.0 $46k 6.0k 7.67
Hilltop Holdings (HTH) 0.0 $40k 2.4k 16.46
Calpine Corporation 0.0 $42k 2.0k 21.00
Sirius XM Radio 0.0 $35k 11k 3.35
SPDR S&P Homebuilders (XHB) 0.0 $40k 1.4k 29.22
iShares MSCI Germany Index Fund (EWG) 0.0 $37k 1.5k 24.54
iShares MSCI Switzerland Index Fund (EWL) 0.0 $37k 1.3k 28.48
iShares MSCI Spain Index (EWP) 0.0 $34k 1.2k 27.62
iShares MSCI Belgium Investable Mkt (EWK) 0.0 $37k 2.7k 13.73
Jefferies Group 5.5%16 b 0.0 $43k 40k 1.08
Royal Bk Scot 3.95%15f udd 0.0 $42k 40k 1.05
Telefonica Emi 5.877%19f udd 0.0 $43k 40k 1.08
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $24k 750.00 32.00
Caterpillar (CAT) 0.0 $21k 250.00 84.00
CSX Corporation (CSX) 0.0 $25k 1.1k 23.15
Teva Pharmaceutical Industries (TEVA) 0.0 $33k 846.00 39.01
Coach 0.0 $26k 460.00 56.52
Hubbell Incorporated 0.0 $24k 240.00 100.00
Novartis (NVS) 0.0 $25k 357.00 70.03
UnitedHealth (UNH) 0.0 $23k 356.00 64.61
Oracle Corporation (ORCL) 0.0 $32k 1.0k 31.16
El Paso Pipeline Partners 0.0 $24k 550.00 43.64
Ingersoll-rand Co Ltd-cl A 0.0 $33k 600.00 55.00
iShares MSCI Hong Kong Index Fund (EWH) 0.0 $26k 1.4k 18.57
Home Ban (HBCP) 0.0 $29k 1.5k 18.72
Pilgrim's Pride Corporation (PPC) 0.0 $30k 2.0k 15.00
Weingarten Realty Investors 0.0 $21k 675.00 31.11
Vanguard Total Stock Market ETF (VTI) 0.0 $32k 391.00 81.84
Alerian Mlp Etf 0.0 $27k 1.5k 17.95
Motorola Solutions (MSI) 0.0 $23k 391.00 58.82
iShares MSCI Australia Index Fund (EWA) 0.0 $31k 1.4k 22.55
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $26k 2.8k 9.19
ARMOUR Residential REIT 0.0 $34k 7.1k 4.76
Hsbc Holdings Plc 8.125% p 0.0 $25k 1.0k 25.00
Ust Infl Idx 2%07/14 tip 0.0 $25k 20k 1.25
BP (BP) 0.0 $18k 428.00 42.06
Progressive Corporation (PGR) 0.0 $10k 400.00 25.00
U.S. Bancorp (USB) 0.0 $15k 404.00 37.13
Coca-Cola Company (KO) 0.0 $17k 429.00 39.63
Bristol Myers Squibb (BMY) 0.0 $7.0k 150.00 46.67
3M Company (MMM) 0.0 $9.0k 80.00 112.50
Kimberly-Clark Corporation (KMB) 0.0 $10k 100.00 100.00
Electronic Arts (EA) 0.0 $9.0k 400.00 22.50
American Financial (AFG) 0.0 $14k 287.00 48.78
Aegon 0.0 $9.0k 1.4k 6.66
Amgen (AMGN) 0.0 $18k 187.00 96.26
Baker Hughes Incorporated 0.0 $17k 375.00 45.33
Occidental Petroleum Corporation (OXY) 0.0 $18k 200.00 90.00
Qualcomm (QCOM) 0.0 $18k 300.00 60.00
Ford Motor Company (F) 0.0 $10k 675.00 14.81
Starbucks Corporation (SBUX) 0.0 $20k 300.00 66.67
Google 0.0 $9.0k 10.00 900.00
Frontier Communications 0.0 $11k 2.6k 4.19
Netflix (NFLX) 0.0 $12k 56.00 214.29
Yahoo! 0.0 $10k 400.00 25.00
Eagle Rock Energy Partners,L.P 0.0 $8.0k 1.0k 8.00
Alliant Energy Corporation (LNT) 0.0 $13k 248.00 52.42
Southwest Airlines (LUV) 0.0 $20k 1.6k 12.71
Tim Hortons Inc Com Stk 0.0 $7.0k 135.00 51.85
Textron (TXT) 0.0 $9.0k 352.00 25.57
BP Prudhoe Bay Royalty Trust (BPT) 0.0 $19k 200.00 95.00
Inergy 0.0 $16k 1.0k 16.00
Sabine Royalty Trust (SBR) 0.0 $16k 300.00 53.33
Susser Holdings Corporation 0.0 $9.0k 196.00 45.92
Luminex Corporation 0.0 $19k 910.00 20.88
Realty Income (O) 0.0 $11k 274.00 40.15
Magellan Midstream Partners 0.0 $9.0k 166.00 54.22
WebMD Health 0.0 $10k 346.00 28.90
Utilities SPDR (XLU) 0.0 $12k 311.00 38.59
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $10k 1.0k 10.00
iShares Barclays TIPS Bond Fund (TIP) 0.0 $8.0k 69.00 115.94
Western Asset Income Fund (PAI) 0.0 $12k 925.00 12.97
Nuveen Select Tax Free Incom Portfolio 2 0.0 $9.0k 700.00 12.86
Schwab Emerging Markets Equity ETF (SCHE) 0.0 $20k 867.00 23.07
Dyadic International (DYAI) 0.0 $11k 6.4k 1.72
Proshares Ultrashort Qqq 0.0 $9.0k 400.00 22.50
Firsthand Tech Value (SVVC) 0.0 $9.0k 441.00 20.41
Cys Investments 0.0 $15k 1.6k 9.49
Inergy Midstream Lp us equity 0.0 $10k 432.00 23.15
Discover 5% 091013 conv bd 0.0 $15k 15k 1.00
Facebook Inc cl a (META) 0.0 $16k 633.00 25.28
Chuys Hldgs (CHUY) 0.0 $8.0k 200.00 40.00
Mondelez Int (MDLZ) 0.0 $10k 338.00 29.59
Tenet Healthcare Corporation (THC) 0.0 $14k 306.00 45.75
Susser Petroleum Partners 0.0 $9.0k 315.00 28.57
Eaton (ETN) 0.0 $18k 272.00 66.18
Allianzgi Conv & Inc Fd taxable cef 0.0 $10k 1.1k 9.13
Alamo Tex Cmnty Col 4%16 bmu 0.0 $18k 17k 1.06
Coppell Tex Indpt 0%17 bmu 0.0 $19k 21k 0.90
Dallas Tex Conventi 0%18 bmu 0.0 $14k 16k 0.88
Galveston Tex Wt 3.75%14 bmu 0.0 $17k 17k 1.00
Goose Creek Tex Con 4%15 bmu 0.0 $17k 16k 1.06
Harris Cnty Tex 0%17 bmu 0.0 $16k 17k 0.94
Harris Cnty Tex Mun 4%17 bmu 0.0 $16k 16k 1.00
Irving Tex Indp 4.125%20 bmu 0.0 $17k 16k 1.06
Mercedes Tex Indp 3.5%13 bmu 0.0 $17k 17k 1.00
Pflugerville Tex In 4%18 bmu 0.0 $8.0k 8.0k 1.00
Travis Cnty Tex 4.375%24 bmu 0.0 $18k 18k 1.00
Uvalde Tex Cons 4.25%20 bmu 0.0 $9.0k 9.0k 1.00
Wharton Tex Indpt 4%14 bmu 0.0 $17k 17k 1.00
Time Warner Cable 0.0 $1.0k 5.00 200.00
Caci Intl Inc note 2.125% 5/0 0.0 $0 0 0.00
Beckman Coulter Inc note 2.500%12/1 0.0 $4.0k 3.0k 1.33
Time Warner 0.0 $1.0k 23.00 43.48
NRG Energy (NRG) 0.0 $0 3.00 0.00
Citadel Broadcasting Corp 0.0 $0 29.00 0.00
Linear Technology Corp note 3.000% 5/0 0.0 $0 0 0.00
PNC Financial Services (PNC) 0.0 $0 2.00 0.00
Home Depot (HD) 0.0 $3.0k 43.00 69.77
Walt Disney Company (DIS) 0.0 $999.900000 22.00 45.45
Citrix Systems 0.0 $2.0k 32.00 62.50
Newmont Mining Corporation (NEM) 0.0 $6.0k 200.00 30.00
Spectra Energy 0.0 $3.0k 88.00 34.09
Best Buy (BBY) 0.0 $2.0k 63.00 31.75
Morgan Stanley (MS) 0.0 $5.0k 200.00 25.00
Nokia Corporation (NOK) 0.0 $0 40.00 0.00
Corinthian Colleges 0.0 $2.0k 781.00 2.56
National-Oilwell Var 0.0 $5.0k 68.00 73.53
Universal Health Services (UHS) 0.0 $6.0k 96.00 62.50
CenturyLink 0.0 $0 6.00 0.00
Sprint Nextel Corporation 0.0 $1.0k 103.00 9.71
Aol 0.0 $0 4.00 0.00
Halliburton Company (HAL) 0.0 $6.0k 132.00 45.45
Merck & Co (MRK) 0.0 $6.0k 139.00 43.17
Agilent Technologies Inc C ommon (A) 0.0 $0 7.00 0.00
iShares S&P 500 Index (IVV) 0.0 $0 0 0.00
LSI Corporation 0.0 $999.460000 154.00 6.49
PPL Corporation (PPL) 0.0 $6.0k 200.00 30.00
Applied Materials (AMAT) 0.0 $1.0k 96.00 10.42
Chesapeake Energy Corporation 0.0 $0 2.00 0.00
Research In Motion 0.0 $6.0k 600.00 10.00
Amazon (AMZN) 0.0 $5.0k 18.00 277.78
PowerShares DB Com Indx Trckng Fund 0.0 $0 0 0.00
Rite Aid Corporation 0.0 $3.0k 1.0k 3.00
Amkor Technology (AMKR) 0.0 $0 30.00 0.00
Juniper Networks (JNPR) 0.0 $2.0k 100.00 20.00
SONICblue 0.0 $0 182.00 0.00
Entergy Corporation (ETR) 0.0 $4.0k 59.00 67.80
Under Armour (UAA) 0.0 $2.0k 40.00 50.00
Excel Maritime Carriers L 0.0 $0 14k 0.00
Chico's FAS 0.0 $5.0k 280.00 17.86
CenterPoint Energy (CNP) 0.0 $999.940000 34.00 29.41
JDS Uniphase Corporation 0.0 $0 1.00 0.00
Oneok Partners 0.0 $6.0k 122.00 49.18
TC Pipelines 0.0 $0 7.00 0.00
Williams Partners 0.0 $5.0k 100.00 50.00
Open Text Corp (OTEX) 0.0 $0 4.00 0.00
Integrys Energy 0.0 $6.0k 100.00 60.00
Texas Pacific Land Trust 0.0 $4.0k 45.00 88.89
BJ's Restaurants (BJRI) 0.0 $5.0k 143.00 34.97
Fairpoint Communications 0.0 $0 6.00 0.00
Alcatel-Lucent 0.0 $4.0k 2.0k 2.00
Brocade Communications Systems 0.0 $0 5.00 0.00
Prospect Capital Corporation (PSEC) 0.0 $5.0k 505.00 9.90
Us Shipping Partners 0.0 $0 300.00 0.00
Technology SPDR (XLK) 0.0 $0 0 0.00
PowerShares QQQ Trust, Series 1 0.0 $0 5.00 0.00
Sycamore Networks 0.0 $0 10.00 0.00
TranSwitch Corporation (TXCCQ) 0.0 $0 7.00 0.00
iShares S&P MidCap 400 Index (IJH) 0.0 $3.0k 30.00 100.00
Peregrine Pharmaceuticals 0.0 $0 220.00 0.00
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $4.0k 30.00 133.33
American Capital Agency 0.0 $2.0k 90.00 22.22
iShares Dow Jones US Real Estate (IYR) 0.0 $6.0k 83.00 72.29
Polymet Mining Corp 0.0 $1.0k 2.0k 0.50
PowerShares WilderHill Clean Energy 0.0 $2.0k 280.00 7.14
iShares MSCI Pacific ex-Japan Idx (EPP) 0.0 $6.0k 150.00 40.00
GlobalSCAPE 0.0 $0 98.00 0.00
WisdomTree Dividend ex-Fin Fund (AIVL) 0.0 $0 0 0.00
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.0 $0 0 0.00
Barclays Bank Plc Carry Etn 38 etf (ICITF) 0.0 $0 0 0.00
Market Vectors Emerging Mkts Local ETF 0.0 $0 0 0.00
PowerShares Glbl Clean Enrgy Port 0.0 $2.0k 200.00 10.00
Nuveen Muni Value Fund (NUV) 0.0 $3.0k 266.00 11.28
Vanguard Utilities ETF (VPU) 0.0 $3.0k 38.00 78.95
Pimco Municipal Income Fund II (PML) 0.0 $5.0k 400.00 12.50
Thornburg Mortgage 0.0 $0 150.00 0.00
Alpine Total Dynamic Dividend Fund 0.0 $6.0k 1.5k 4.00
CurrencyShares Japanese Yen Trust 0.0 $0 0 0.00
iShares S&P/Citigroup 1-3 Year Int Trsry (ISHG) 0.0 $0 0 0.00
Spdr S&p Bric 40 0.0 $5.0k 228.00 21.93
Claymore/Sabrient Defensive Eq Idx 0.0 $0 0 0.00
ERHC Energy (ERHE) 0.0 $1.1k 18k 0.06
Eagle Broadband 0.0 $0 5.00 0.00
Meltronix Inc cs (MTNX) 0.0 $0 100.00 0.00
02/01/2026 Teva Pharmaceut Fin Llc .250000% debt 0.0 $0 0 0.00
Barclays Bank Plc fund 0.0 $0 0 0.00
Covidien 0.0 $3.0k 50.00 60.00
Beacon Power Corporation 0.0 $0 13.00 0.00
Kinder Morgan (KMI) 0.0 $0 6.00 0.00
Citigroup (C) 0.0 $0 2.00 0.00
Schwab Strategic Tr us reit etf (SCHH) 0.0 $0 0 0.00
Wilhelmina Intl 0.0 $0 1.4k 0.00
International Tme 0.0 $0 667.00 0.00
Ytb Intl Inc Cl A 0.0 $0 214.00 0.00
Wendy's/arby's Group (WEN) 0.0 $2.0k 425.00 4.71
Virtus Total Return Fund Cef 0.0 $5.0k 1.4k 3.57
Zaza Energy 0.0 $1.0k 500.00 2.00
Wmi Holdings 0.0 $0 1.00 0.00
Wa Funding Tr Iii D/escrow 0.0 $0 25.00 0.00
Kraft Foods 0.0 $6.0k 112.00 53.57
Axiall 0.0 $5.0k 116.00 43.10
Digerati Technologies (DTGI) 0.0 $0 100.00 0.00
Zoetis Inc Cl A (ZTS) 0.0 $1.0k 21.00 47.62
Az Gold & Onyx Mining 0.0 $0 1.00 0.00
Polymet Mining - Rts right 07/03/2013 0.0 $0 2.0k 0.00
Clean Energy Pathways 0.0 $0 10k 0.00
Coastal Pacific Mining F fgc 0.0 $0 20k 0.00
Discover Bank Na 5.05%13 cdo 0.0 $5.0k 5.0k 1.00
Energy & Engine Tech Xxx 0.0 $0 10k 0.00
La Joya Tex Indpt 0%16 bmu 0.0 $2.0k 2.0k 1.00
Lehman Bros Hldgs 2xxx prd 0.0 $0 10k 0.00
Parts.com Inc New Xxx 0.0 $0 20.00 0.00
Rosamond Calif Cm 7.5%02 bmu 0.0 $1.0k 10k 0.10
Spencer Pharma 0.0 $0 2.0k 0.00
Valuestar Corp Xxx 0.0 $0 6.0k 0.00
Velatel Global Comm 0.0 $0 50.00 0.00
Zeox Corp F fgc 0.0 $0 15k 0.00