Advanced Equities Asset Management

First Allied Asset Management as of June 30, 2013

Portfolio Holdings for First Allied Asset Management

First Allied Asset Management holds 195 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Lehman MBS Bond Fund (MBB) 4.6 $32M 304k 105.50
iShares IBoxx $ Invest Grade Corp Bd (LQD) 3.8 $27M 233k 113.86
Vanguard Europe Pacific ETF (VEA) 3.1 $22M 609k 35.60
SPDR S&P MidCap 400 ETF (MDY) 2.5 $18M 84k 210.10
iShares Russell 2000 Index (IWM) 2.4 $17M 172k 96.98
iShares MSCI ACWI Index Fund (ACWI) 2.3 $16M 325k 50.07
iShares S&P 500 Index (IVV) 2.3 $16M 98k 160.88
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 2.2 $15M 145k 105.04
Vanguard Emerging Markets ETF (VWO) 2.2 $15M 391k 38.83
iShares S&P Natl AMTFr Mncpl Bd (MUB) 2.2 $15M 143k 105.09
Wisdomtree Tr em lcl debt (ELD) 1.9 $14M 283k 48.00
iShares Lehman Aggregate Bond (AGG) 1.5 $10M 95k 107.33
SPDR Gold Trust (GLD) 1.4 $10M 84k 119.52
ProShares Ultra Russell2000 (UWM) 1.4 $9.8M 163k 59.91
Chevron Corporation (CVX) 1.4 $9.4M 79k 118.34
iShares Lehman 7-10 Yr Treas. Bond (IEF) 1.3 $9.0M 88k 102.45
ProShares Ultra S&P500 (SSO) 1.3 $8.9M 116k 76.70
iShares S&P US Pref Stock Idx Fnd (PFF) 1.3 $8.8M 224k 39.26
Tortoise Energy Infrastructure 1.3 $8.8M 189k 46.49
Technology SPDR (XLK) 1.2 $8.3M 271k 30.56
iShares iBoxx $ High Yid Corp Bond (HYG) 1.1 $8.0M 89k 90.14
Vanguard REIT ETF (VNQ) 1.1 $7.8M 114k 68.73
iShares Barclays TIPS Bond Fund (TIP) 1.1 $7.8M 70k 111.81
Cohen & Steers infrastucture Fund (UTF) 1.1 $7.4M 389k 18.97
BlackRock Global Energy & Resources Trus (BGR) 1.0 $7.2M 286k 25.17
PowerShares Preferred Portfolio 1.0 $7.0M 492k 14.29
SPDR DJ International Real Estate ETF (RWX) 1.0 $6.9M 173k 40.08
Vanguard Growth ETF (VUG) 0.9 $6.5M 83k 78.27
Putnam Master Int. Income (PIM) 0.9 $6.4M 1.3M 5.01
Seagate Technology Com Stk 0.9 $6.3M 141k 44.84
At&t (T) 0.8 $5.8M 163k 35.56
Merck & Co (MRK) 0.8 $5.7M 121k 46.99
Vanguard Intermediate-Term Bond ETF (BIV) 0.8 $5.7M 67k 85.21
Ca 0.8 $5.6M 194k 28.84
Cardinal Health (CAH) 0.8 $5.5M 115k 47.70
iShares MSCI Pacific ex-Japan Idx (EPP) 0.8 $5.5M 128k 42.98
PowerShares Insured Nati Muni Bond 0.8 $5.5M 229k 24.01
Teva Pharmaceutical Industries (TEVA) 0.8 $5.3M 135k 39.52
General Electric Company 0.8 $5.4M 229k 23.57
E.I. du Pont de Nemours & Company 0.8 $5.4M 101k 53.07
Hasbro (HAS) 0.8 $5.3M 118k 45.23
Microchip Technology (MCHP) 0.8 $5.3M 141k 37.51
Raytheon Company 0.8 $5.3M 79k 66.61
Financial Select Sector SPDR (XLF) 0.8 $5.3M 272k 19.43
Utilities SPDR (XLU) 0.8 $5.2M 137k 38.05
Wells Fargo & Company (WFC) 0.7 $5.1M 124k 41.46
iShares S&P Global Telecommunicat. (IXP) 0.7 $5.1M 85k 60.14
Emerson Electric (EMR) 0.7 $5.0M 93k 54.58
Pfizer (PFE) 0.7 $5.0M 176k 28.32
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.7 $5.0M 59k 84.63
Powershares Senior Loan Portfo mf 0.7 $5.0M 200k 25.01
Manulife Finl Corp (MFC) 0.7 $5.0M 306k 16.22
PowerShares DWA Emerg Markts Tech 0.7 $5.0M 277k 17.97
BP (BP) 0.7 $4.8M 114k 42.28
Apple (AAPL) 0.7 $4.8M 12k 391.12
MFS Intermediate Income Trust (MIN) 0.7 $4.8M 822k 5.82
Diamond Offshore Drilling 0.7 $4.8M 69k 69.13
Deere & Company (DE) 0.7 $4.7M 57k 81.15
Bank of New York Mellon Corporation (BK) 0.7 $4.6M 161k 28.38
WellPoint 0.7 $4.6M 57k 81.20
Bk Nova Cad (BNS) 0.7 $4.5M 84k 53.90
Waddell & Reed Financial 0.6 $4.5M 102k 43.82
Bank Of Montreal Cadcom (BMO) 0.6 $4.5M 77k 58.51
Potash Corp. Of Saskatchewan I 0.6 $4.4M 116k 38.17
Bank of Hawaii Corporation (BOH) 0.6 $4.3M 84k 51.34
iShares MSCI Canada Index (EWC) 0.6 $4.2M 159k 26.08
Vanguard Total Bond Market ETF (BND) 0.6 $4.0M 50k 80.62
AstraZeneca (AZN) 0.6 $3.8M 80k 47.38
iShares MSCI EAFE Index Fund (EFA) 0.5 $3.5M 61k 57.32
Templeton Emerging Markets Income Fund (TEI) 0.5 $3.5M 236k 14.83
Procter & Gamble Company (PG) 0.5 $3.4M 44k 75.68
Vanguard Small-Cap Growth ETF (VBK) 0.5 $3.4M 33k 102.72
Boeing Company (BA) 0.5 $3.2M 31k 102.40
Facebook Inc cl a (META) 0.5 $3.1M 127k 24.83
Humana (HUM) 0.4 $2.9M 35k 82.32
Eaton Vance Short Duration Diversified I (EVG) 0.4 $2.9M 182k 15.89
Hartford Financial Services (HIG) 0.4 $2.9M 94k 30.50
Eaton Vance Limited Duration Income Fund (EVV) 0.4 $2.9M 185k 15.63
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.4 $2.7M 25k 110.43
PNC Financial Services (PNC) 0.4 $2.7M 37k 72.24
AGL Resources 0.4 $2.6M 62k 42.09
Apache Corporation 0.4 $2.6M 32k 81.83
Bed Bath & Beyond 0.4 $2.6M 37k 70.14
National-Oilwell Var 0.4 $2.6M 37k 69.72
Templeton Global Income Fund (SABA) 0.4 $2.6M 301k 8.59
Schlumberger (SLB) 0.4 $2.5M 35k 70.40
Prudential Financial (PRU) 0.4 $2.5M 35k 70.89
Varian Medical Systems 0.4 $2.5M 37k 67.77
Northern Trust Corporation (NTRS) 0.3 $2.4M 42k 59.01
Molson Coors Brewing Company (TAP) 0.3 $2.5M 50k 48.65
Safeway 0.3 $2.4M 103k 23.67
Qualcomm (QCOM) 0.3 $2.4M 40k 60.44
Rockwell Collins 0.3 $2.3M 37k 62.39
Dr Pepper Snapple 0.3 $2.3M 49k 46.68
Exxon Mobil Corporation (XOM) 0.3 $2.2M 25k 90.57
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.3 $2.3M 21k 105.30
Gannett 0.3 $2.1M 91k 23.38
iShares S&P 500 Value Index (IVE) 0.3 $2.2M 29k 75.95
U.S. Bancorp (USB) 0.3 $2.1M 57k 36.59
iShares Dow Jones Select Dividend (DVY) 0.3 $2.0M 32k 63.70
Dow Chemical Company 0.3 $1.9M 60k 31.58
Vanguard Short Term Corporate Bond ETF (VCSH) 0.2 $1.7M 22k 79.74
Chambers Str Pptys 0.2 $1.8M 177k 10.00
Cisco Systems (CSCO) 0.2 $1.7M 69k 24.41
Ishares Tr fltg rate nt (FLOT) 0.2 $1.7M 33k 50.92
Microsoft Corporation (MSFT) 0.2 $1.6M 46k 34.54
JPMorgan Chase & Co. (JPM) 0.2 $1.5M 28k 52.80
Johnson & Johnson (JNJ) 0.2 $1.5M 18k 85.68
Intel Corporation (INTC) 0.2 $1.4M 59k 24.15
Pimco Etf Tr 0-5 high yield (HYS) 0.2 $1.2M 12k 103.73
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.2 $1.2M 14k 84.37
Lockheed Martin Corporation (LMT) 0.2 $1.1M 10k 108.07
Hess (HES) 0.1 $1.1M 16k 66.65
EMC Corporation 0.1 $1.1M 45k 23.61
MetLife (MET) 0.1 $1.0M 23k 45.78
Ishares Inc emkts asia idx (EEMA) 0.1 $1.0M 20k 51.60
Hewlett-Packard Company 0.1 $972k 39k 24.82
Fifth Third Ban (FITB) 0.1 $941k 52k 18.01
Vanguard Short-Term Bond ETF (BSV) 0.1 $985k 12k 80.66
St. Jude Medical 0.1 $976k 21k 45.61
Vanguard Value ETF (VTV) 0.1 $991k 15k 67.73
Chubb Corporation 0.1 $887k 11k 84.24
Eli Lilly & Co. (LLY) 0.1 $928k 19k 49.00
Walgreen Company 0.1 $933k 21k 44.20
iShares Russell 1000 Index (IWB) 0.1 $914k 10k 90.08
3M Company (MMM) 0.1 $826k 7.5k 109.48
Pepsi (PEP) 0.1 $834k 10k 81.54
Retail Properties Of America 0.1 $832k 58k 14.29
Abbvie (ABBV) 0.1 $805k 19k 41.55
Spdr S&p 500 Etf (SPY) 0.1 $747k 4.6k 161.06
Valero Energy Corporation (VLO) 0.1 $798k 23k 34.70
Oracle Corporation (ORCL) 0.1 $788k 26k 30.67
Abbott Laboratories (ABT) 0.1 $700k 21k 34.20
Western Digital (WDC) 0.1 $678k 11k 61.98
Baker Hughes Incorporated 0.1 $685k 15k 45.88
Key (KEY) 0.1 $707k 64k 11.11
SPDR Barclays Capital High Yield B 0.1 $672k 17k 39.56
AmerisourceBergen (COR) 0.1 $655k 12k 56.13
Gap (GPS) 0.1 $616k 15k 41.50
General Dynamics Corporation (GD) 0.1 $653k 8.4k 77.67
Ipath Dow Jones-aig Commodity (DJP) 0.1 $610k 17k 36.47
Expedia (EXPE) 0.1 $659k 11k 60.86
Ensco Plc Shs Class A 0.1 $601k 10k 58.12
State Street Corporation (STT) 0.1 $548k 8.5k 64.17
Energizer Holdings 0.1 $548k 5.3k 102.60
iShares Russell 1000 Value Index (IWD) 0.1 $522k 6.2k 83.65
Murphy Oil Corporation (MUR) 0.1 $579k 9.5k 61.00
Omni (OMC) 0.1 $530k 8.4k 63.31
PPL Corporation (PPL) 0.1 $583k 19k 29.99
Quest Diagnostics Incorporated (DGX) 0.1 $591k 9.8k 60.59
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $587k 5.3k 110.21
Market Vectors Emerging Mkts Local ETF 0.1 $566k 23k 24.33
Market Vectors Etf Tr .......... intl hi yld bd 0.1 $588k 23k 25.94
Market Vectors Etf Tr emkt hiyld bd 0.1 $574k 23k 25.09
Berkshire Hathaway (BRK.B) 0.1 $517k 4.6k 112.20
AGCO Corporation (AGCO) 0.1 $492k 9.8k 50.37
Macy's (M) 0.1 $521k 11k 48.00
iShares Russell 1000 Growth Index (IWF) 0.1 $484k 6.7k 72.28
iShares S&P SmallCap 600 Index (IJR) 0.1 $491k 5.4k 90.74
iShares MSCI Emerging Markets Indx (EEM) 0.1 $433k 11k 38.69
Regeneron Pharmaceuticals (REGN) 0.1 $427k 1.9k 224.74
UnitedHealth (UNH) 0.1 $441k 6.7k 65.45
CF Industries Holdings (CF) 0.1 $413k 2.4k 171.51
First Republic Bank/san F (FRCB) 0.1 $397k 10k 39.06
Vodafone 0.1 $377k 13k 28.67
Public Service Enterprise (PEG) 0.1 $315k 9.6k 32.76
SPDR S&P International Dividend (DWX) 0.1 $352k 8.1k 43.61
Wal-Mart Stores (WMT) 0.0 $284k 4.0k 71.75
SYSCO Corporation (SYY) 0.0 $254k 7.4k 34.12
Verizon Communications (VZ) 0.0 $311k 6.2k 50.27
CVS Caremark Corporation (CVS) 0.0 $254k 4.3k 59.44
ConocoPhillips (COP) 0.0 $281k 4.6k 61.68
International Business Machines (IBM) 0.0 $296k 1.6k 188.42
Philip Morris International (PM) 0.0 $282k 3.3k 86.03
Google 0.0 $259k 281.00 921.71
Enterprise Products Partners (EPD) 0.0 $292k 4.7k 61.79
Kinder Morgan Energy Partners 0.0 $309k 3.6k 85.52
Vanguard Pacific ETF (VPL) 0.0 $300k 5.3k 56.83
Vanguard Long Term Corporate Bond ETF (VCLT) 0.0 $285k 3.4k 82.92
McDonald's Corporation (MCD) 0.0 $206k 2.1k 98.24
DaVita (DVA) 0.0 $210k 1.7k 121.04
Unilever 0.0 $211k 5.4k 38.96
Amazon (AMZN) 0.0 $225k 801.00 280.90
CenterPoint Energy (CNP) 0.0 $205k 8.8k 23.40
Alerian Mlp Etf 0.0 $189k 11k 17.86
Vanguard European ETF (VGK) 0.0 $201k 4.2k 47.70
Jp Morgan Alerian Mlp Index (AMJ) 0.0 $211k 4.5k 46.88
DWS Municipal Income Trust 0.0 $233k 18k 12.91
Annaly Capital Management 0.0 $126k 10k 12.48
Dell 0.0 $149k 11k 13.36
MFS Charter Income Trust (MCR) 0.0 $168k 18k 9.25
BlackRock Corporate High Yield Fund 0.0 $124k 17k 7.29
Prospect Capital Corp note 0.0 $69k 65k 1.06
Ares Capital Corp 5.125 2016 conv 0.0 $41k 39k 1.05
Odyssey Marine Exploration 0.0 $31k 10k 2.98