First New York Securities

First New York Securities as of Sept. 30, 2011

Portfolio Holdings for First New York Securities

First New York Securities holds 400 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Spdr S&p 500 Etf (SPY) 14.1 $46M 393k 116.50
Nippon Telegraph & Telephone (NTTYY) 5.8 $19M 784k 23.94
SPDR Gold Trust (GLD) 2.7 $8.7M 54k 160.36
News Corporation 2.6 $8.5M 532k 16.02
Goldman Sachs (GS) 2.0 $6.6M 67k 97.93
Walter Energy 1.9 $6.1M 97k 63.00
Us Natural Gas Fd Etf 1.8 $6.0M 675k 8.82
Cisco Systems (CSCO) 1.8 $5.8M 346k 16.75
Bank of America Corporation (BAC) 1.7 $5.6M 890k 6.28
Goodrich Corporation 1.6 $5.1M 43k 120.67
Novartis (NVS) 1.6 $5.0M 90k 56.13
Apple (AAPL) 1.5 $4.9M 13k 380.00
SPDR S&P Homebuilders (XHB) 1.3 $4.2M 302k 14.06
United States Oil Fund 1.3 $4.1M 128k 31.98
iShares Silver Trust (SLV) 1.2 $3.9M 124k 31.21
Microsoft Corporation (MSFT) 1.1 $3.7M 141k 26.33
Frontline Limited Usd2.5 1.1 $3.5M 801k 4.40
Sony Corporation (SONY) 1.0 $3.4M 176k 19.11
Dryships/drys 1.0 $3.4M 1.4M 2.39
iShares Russell 2000 Index (IWM) 1.0 $3.4M 50k 67.14
Exxon Mobil Corporation (XOM) 1.0 $3.2M 43k 73.88
Yahoo! 0.8 $2.8M 177k 15.66
Amarin Corporation (AMRN) 0.8 $2.8M 301k 9.20
Financial Select Sector SPDR (XLF) 0.8 $2.7M 221k 12.00
Banco Santander (BSBR) 0.8 $2.5M 330k 7.53
American Eagle Outfitters (AEO) 0.7 $2.4M 198k 12.16
Toyota Motor Corporation (TM) 0.7 $2.3M 34k 67.20
Accuray Incorporated (ARAY) 0.7 $2.2M 560k 3.95
Citigroup (C) 0.7 $2.2M 86k 26.02
Hca Holdings (HCA) 0.7 $2.1M 116k 18.27
Apollo Global Management 'a' 0.7 $2.1M 206k 10.34
FedEx Corporation (FDX) 0.6 $2.0M 28k 72.20
Canon (CAJPY) 0.6 $1.9M 41k 46.46
Barclays Bk Plc ipth s^p vix 0.6 $1.9M 39k 49.50
PetroChina Company 0.6 $1.9M 16k 121.14
iShares MSCI Emerging Markets Indx (EEM) 0.6 $1.8M 50k 36.88
Anadarko Petroleum Corporation 0.6 $1.9M 28k 66.50
Blackboard 0.6 $1.8M 41k 44.99
Ubs Ag Cmn 0.6 $1.8M 147k 12.04
Walgreen Company 0.6 $1.8M 54k 33.35
Transocean (RIG) 0.5 $1.7M 37k 47.37
iShares Dow Jones US Home Const. (ITB) 0.5 $1.7M 183k 9.39
Cnooc 0.5 $1.7M 10k 164.26
Community Health Systems (CYH) 0.5 $1.6M 100k 16.44
Novo Nordisk A/S (NVO) 0.5 $1.6M 16k 96.81
Cephalon 0.5 $1.5M 19k 81.11
AngloGold Ashanti 0.5 $1.5M 36k 41.46
Brinker International (EAT) 0.5 $1.5M 70k 21.29
Ashland 0.5 $1.5M 34k 44.90
Ann 0.5 $1.5M 65k 22.97
NTT DoCoMo 0.4 $1.4M 76k 18.75
Tenaris (TS) 0.4 $1.4M 51k 27.77
Navios Maritime Acquis Corp 0.4 $1.4M 409k 3.41
BP (BP) 0.4 $1.4M 38k 36.80
BHP Billiton (BHP) 0.4 $1.4M 19k 71.74
Pfizer (PFE) 0.4 $1.3M 73k 18.20
Ford Motor Company (F) 0.4 $1.3M 119k 10.99
Digirad Corporation 0.4 $1.3M 651k 1.99
Research In Motion 0.4 $1.3M 53k 24.40
InterDigital (IDCC) 0.4 $1.3M 26k 48.60
United States Steel Corporation (X) 0.4 $1.2M 52k 23.10
iShares MSCI South Korea Index Fund (EWY) 0.4 $1.2M 25k 48.60
JPMorgan Chase & Co. (JPM) 0.3 $1.1M 35k 32.40
Teva Pharmaceutical Industries (TEVA) 0.3 $1.1M 30k 37.57
Royal Caribbean Cruises (RCL) 0.3 $1.1M 52k 22.05
Hess (HES) 0.3 $1.1M 21k 54.69
Turkcell Iletisim Hizmetleri A.S. (TKC) 0.3 $1.1M 98k 11.21
Lowe's Companies (LOW) 0.3 $1.1M 55k 20.24
Deutsche Bank Ag-registered (DB) 0.3 $1.1M 29k 37.03
Eaton Corporation 0.3 $1.0M 26k 39.02
Starwood Hotels & Resorts Worldwide 0.3 $1.0M 25k 41.48
Market Vectors Junior Gold Miners ETF 0.3 $1.0M 35k 29.55
Wells Fargo & Company (WFC) 0.3 $963k 38k 25.34
Hewlett-Packard Company 0.3 $965k 39k 25.06
Take-Two Interactive Software (TTWO) 0.3 $986k 70k 14.09
China Petroleum & Chemical 0.3 $949k 9.6k 98.85
Mitsubishi UFJ Financial (MUFG) 0.3 $954k 223k 4.28
Cimarex Energy 0.3 $941k 17k 57.03
Arch Chemicals 0.3 $935k 20k 46.75
Archer Daniels Midland Company (ADM) 0.3 $907k 35k 25.91
Apollo 0.3 $903k 21k 43.00
Horizon Technology Fin (HRZN) 0.3 $896k 61k 14.69
Arch Coal 0.3 $871k 55k 15.76
Patterson-UTI Energy (PTEN) 0.3 $887k 52k 17.06
J.C. Penney Company 0.3 $852k 30k 28.40
Pharmaceutical Product Development 0.3 $840k 26k 32.44
Accenture (ACN) 0.3 $830k 15k 55.33
Express Scripts 0.2 $820k 21k 40.00
Macy's (M) 0.2 $793k 30k 26.43
Cit 0.2 $761k 25k 31.06
Honda Motor (HMC) 0.2 $740k 25k 29.60
Whiting Petroleum Corporation 0.2 $740k 20k 37.00
CurrencyShares Euro Trust 0.2 $737k 5.5k 134.00
Petroleo Brasileiro SA (PBR) 0.2 $723k 31k 23.32
Panasonic Corporation 0.2 $700k 73k 9.60
ArcelorMittal 0.2 $712k 40k 17.80
Qiagen 0.2 $708k 53k 13.42
Alcatel-Lucent 0.2 $721k 270k 2.67
Pimco Municipal Income Fund II (PML) 0.2 $730k 67k 10.90
Royal Dutch Shell 0.2 $698k 11k 63.45
Marriott International (MAR) 0.2 $694k 24k 28.80
Stillwater Mining Company 0.2 $675k 78k 8.71
Terex Corporation (TEX) 0.2 $669k 56k 12.05
Comerica Incorporated (CMA) 0.2 $661k 27k 24.94
STMicroelectronics (STM) 0.2 $659k 95k 6.94
Stec 0.2 $630k 61k 10.33
Fibria Celulose 0.2 $607k 73k 8.32
Morgan Stanley (MS) 0.2 $598k 39k 15.33
Nokia Corporation (NOK) 0.2 $601k 102k 5.91
Telecom Corp of New Zealand 0.2 $572k 57k 10.04
Noble Corporation Com Stk 0.2 $600k 20k 30.00
Allegheny Technologies Incorporated (ATI) 0.2 $591k 16k 38.13
Hollyfrontier Corp 0.2 $597k 20k 29.85
Bank of New York Mellon Corporation (BK) 0.2 $568k 31k 18.32
Encana Corp 0.2 $557k 28k 19.89
Warner Chilcott Plc - 0.2 $541k 36k 15.24
China Telecom Corporation 0.2 $564k 9.0k 62.67
Market Vectors Gold Miners ETF 0.2 $562k 10k 56.20
Weatherford International Lt reg 0.2 $555k 42k 13.22
Resolute Energy Corp *w exp 09/25/201 0.2 $546k 341k 1.60
Alcoa 0.2 $530k 54k 9.91
Sap (SAP) 0.2 $526k 10k 52.60
Atlas Air Worldwide Holdings 0.2 $517k 15k 35.05
Ingersoll-rand Co Ltd-cl A 0.2 $504k 18k 28.00
Swift Energy Company 0.2 $506k 21k 24.10
APAC Customer Services 0.2 $513k 60k 8.55
Grifols S A 0.2 $517k 83k 6.23
Health Care SPDR (XLV) 0.1 $479k 15k 31.93
ResMed (RMD) 0.1 $485k 16k 29.93
Nu Skin Enterprises (NUS) 0.1 $488k 12k 40.67
Diageo (DEO) 0.1 $481k 6.1k 78.53
Netflix (NFLX) 0.1 $493k 4.0k 123.33
ProShares UltraShort 20+ Year Trea 0.1 $495k 25k 19.80
PostRock Energy Corporation 0.1 $473k 158k 3.00
Marathon Petroleum Corp (MPC) 0.1 $499k 15k 33.27
Varian Semiconductor 0.1 $462k 7.7k 60.00
Abb (ABBNY) 0.1 $444k 25k 17.76
SPDR S&P Oil & Gas Explore & Prod. 0.1 $449k 10k 44.90
Hyperdynamics Corp 0.1 $458k 117k 3.93
AU Optronics 0.1 $427k 105k 4.07
Carter's (CRI) 0.1 $424k 13k 32.62
Gold Fields (GFI) 0.1 $424k 28k 15.20
Tyco International Ltd S hs 0.1 $420k 10k 42.00
Renaissance Learning (RLRN) 0.1 $438k 26k 16.67
Costco Wholesale Corporation (COST) 0.1 $396k 5.0k 79.20
Cardinal Health (CAH) 0.1 $400k 10k 40.00
Cummins (CMI) 0.1 $387k 4.3k 90.00
Air Products & Chemicals (APD) 0.1 $401k 5.0k 80.20
FPIC Insurance 0.1 $403k 9.6k 41.96
BB&T Corporation 0.1 $383k 18k 21.89
Chesapeake Energy Corporation 0.1 $389k 15k 25.93
Titan International (TWI) 0.1 $378k 22k 17.14
Kinetic Concepts 0.1 $402k 6.0k 67.00
MGM Resorts International. (MGM) 0.1 $378k 40k 9.50
Promotora De Informaciones S adr cl b conv 0.1 $395k 89k 4.45
Swift Transportation Company 0.1 $386k 58k 6.71
BHP Billiton 0.1 $370k 6.4k 57.81
Bristol Myers Squibb (BMY) 0.1 $350k 11k 32.41
Medtronic 0.1 $360k 11k 32.73
Verisign (VRSN) 0.1 $369k 12k 30.00
Newfield Exploration 0.1 $360k 8.5k 42.35
Aetna 0.1 $355k 10k 35.50
Cnh Global 0.1 $343k 13k 27.44
Anheuser-Busch InBev NV (BUD) 0.1 $357k 6.7k 53.28
Harvest Natural Resources 0.1 $368k 40k 9.20
Ternium (TX) 0.1 $371k 18k 21.20
China Life Insurance Company 0.1 $348k 9.8k 35.50
CVS Caremark Corporation (CVS) 0.1 $338k 10k 33.80
Telefonaktiebolaget LM Ericsson (ERIC) 0.1 $309k 30k 10.30
Schlumberger (SLB) 0.1 $319k 5.0k 63.80
Mead Johnson Nutrition 0.1 $322k 4.6k 70.00
Ness Technologies 0.1 $321k 42k 7.67
Telecom Italia S.p.A. (TIIAY) 0.1 $341k 30k 11.56
Stone Energy Corporation 0.1 $312k 18k 17.83
Asml Holding Nv Adr depository receipts 0.1 $324k 9.1k 35.60
CRH 0.1 $311k 18k 17.13
Gastar Exploration 0.1 $328k 106k 3.10
CTI Industries 0.1 $331k 80k 4.14
Motorola Mobility Holdings 0.1 $326k 8.6k 37.86
Owens Corning (OC) 0.1 $295k 13k 23.60
Boston Scientific Corporation (BSX) 0.1 $282k 50k 5.64
PetroQuest Energy 0.1 $293k 50k 5.86
NetLogic Microsystems 0.1 $288k 6.0k 48.00
Southern Union Company 0.1 $281k 7.0k 40.14
ING Prime Rate Trust 0.1 $278k 57k 4.92
Park City (TRAK) 0.1 $283k 70k 4.03
Magna Intl Inc cl a (MGA) 0.1 $262k 7.3k 36.14
DSW 0.1 $247k 5.0k 49.40
Aluminum Corp. of China 0.1 $255k 22k 11.59
Ameristar Casinos 0.1 $249k 15k 16.60
Mechel OAO 0.1 $212k 20k 10.60
BlackRock 0.1 $212k 1.4k 151.43
Range Resources (RRC) 0.1 $214k 3.5k 61.00
Hospira 0.1 $227k 6.0k 37.83
Brown & Brown (BRO) 0.1 $218k 12k 18.17
Potash Corp. Of Saskatchewan I 0.1 $233k 5.0k 46.60
Goodyear Tire & Rubber Company (GT) 0.1 $241k 23k 10.71
Liberty Media 0.1 $228k 15k 15.20
Gulf Island Fabrication (GIFI) 0.1 $239k 10k 23.90
PennantPark Investment (PNNT) 0.1 $236k 25k 9.44
hhgregg (HGGG) 0.1 $233k 20k 11.65
Tesla Motors (TSLA) 0.1 $216k 8.0k 27.00
On Track Innovations 0.1 $221k 158k 1.40
Morgan Stanley Emerging Markets Domestic (EDD) 0.1 $226k 15k 14.66
Renaissance Re Holdings Ltd Cmn (RNR) 0.1 $192k 3.0k 64.00
Convergys Corporation 0.1 $186k 20k 9.30
Starbucks Corporation (SBUX) 0.1 $193k 5.0k 38.60
General Dynamics Corporation (GD) 0.1 $206k 3.5k 58.86
Barclays (BCS) 0.1 $186k 18k 10.63
Sina Corporation 0.1 $200k 2.6k 78.54
Ares Capital Corporation (ARCC) 0.1 $209k 15k 13.93
Huntsman Corporation (HUN) 0.1 $211k 22k 9.59
France Telecom SA 0.1 $206k 12k 17.17
MEMC Electronic Materials 0.1 $205k 36k 5.69
Duke Realty Corporation 0.1 $206k 20k 10.30
Xl Group 0.1 $194k 10k 19.40
American Medical Alert (AMAC) 0.1 $186k 22k 8.45
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.1 $186k 23k 8.10
United Sts Brent Oil Fd Lp unit (BNO) 0.1 $179k 2.5k 71.60
Sodastream International 0.1 $179k 5.0k 35.80
MGIC Investment (MTG) 0.1 $152k 70k 2.17
CSX Corporation (CSX) 0.1 $152k 7.5k 20.27
Nuance Communications 0.1 $176k 8.0k 22.00
Intel Corporation (INTC) 0.1 $154k 7.0k 22.00
Mercury Computer Systems (MRCY) 0.1 $171k 13k 13.31
Royal Dutch Shell 0.1 $158k 2.5k 63.20
Mbia (MBI) 0.1 $166k 20k 8.30
Strategic Hotels & Resorts 0.1 $176k 40k 4.40
Industrial SPDR (XLI) 0.1 $152k 5.0k 30.40
Ferro Corporation 0.1 $167k 26k 6.42
Marvell Technology Group 0.1 $154k 10k 15.40
Select Comfort 0.1 $148k 10k 14.80
Hecla Mining Company (HL) 0.1 $171k 30k 5.70
Mizuho Financial (MFG) 0.1 $165k 58k 2.85
Georgia Gulf Corporation 0.1 $155k 10k 15.50
MetLife (MET) 0.1 $153k 5.0k 30.60
Golar Lng (GLNG) 0.1 $159k 5.0k 31.80
Siemens (SIEGY) 0.1 $164k 1.7k 96.47
Barclays Bk Plc etn djubs copr37 (JJCTF) 0.1 $169k 4.0k 42.25
Triangle Petroleum Corporation 0.1 $151k 40k 3.77
Intellipharmaceuticsintl Inc C 0.1 $148k 50k 2.95
Dendreon Corp note 0.1 $173k 250k 0.69
State Street Corporation (STT) 0.0 $114k 3.5k 32.57
Ace Limited Cmn 0.0 $124k 2.0k 62.00
Ameriprise Financial (AMP) 0.0 $122k 3.0k 40.67
Eastman Chemical Company (EMN) 0.0 $135k 3.8k 36.00
Allergan 0.0 $123k 1.5k 82.00
Allstate Corporation (ALL) 0.0 $135k 5.5k 24.55
Hitachi (HTHIY) 0.0 $146k 3.0k 48.67
Prudential Financial (PRU) 0.0 $120k 2.5k 48.00
Penn Virginia Corporation 0.0 $118k 23k 5.24
Janus Capital 0.0 $137k 23k 6.09
Axis Capital Holdings (AXS) 0.0 $134k 5.0k 26.80
Hertz Global Holdings 0.0 $142k 15k 9.47
Atmel Corporation 0.0 $137k 16k 8.56
Micron Technology (MU) 0.0 $114k 24k 4.86
Nomura Holdings (NMR) 0.0 $116k 32k 3.61
Oil States International (OIS) 0.0 $136k 2.5k 54.40
Banco Santander (SAN) 0.0 $144k 17k 8.47
Harmony Gold Mining (HMY) 0.0 $120k 10k 12.00
Caliper Life Sciences 0.0 $116k 11k 10.56
Imax Corp Cad (IMAX) 0.0 $123k 7.5k 16.40
Veno 0.0 $131k 18k 7.49
Autobytel (ABTL) 0.0 $133k 146k 0.91
Seadrill 0.0 $140k 5.0k 28.00
Rue21 0.0 $124k 5.1k 24.31
Avago Technologies 0.0 $115k 3.5k 32.86
Kemet Corporation Cmn 0.0 $142k 18k 7.89
Vanguard Utilities ETF (VPU) 0.0 $141k 2.0k 70.50
Renren Inc- 0.0 $124k 23k 5.51
Principal Financial (PFG) 0.0 $94k 4.0k 23.50
Lincoln National Corporation (LNC) 0.0 $110k 7.0k 15.71
Dow Chemical Company 0.0 $91k 3.6k 25.28
Waddell & Reed Financial 0.0 $88k 3.5k 25.14
Halliburton Company (HAL) 0.0 $96k 2.8k 34.35
99 Cents Only Stores 0.0 $100k 5.0k 20.00
East West Ban (EWBC) 0.0 $104k 6.5k 16.00
Mueller Industries (MLI) 0.0 $103k 2.5k 41.20
Human Genome Sciences 0.0 $96k 7.5k 12.80
Alpha Natural Resources 0.0 $96k 5.0k 19.20
Advanced Micro Devices (AMD) 0.0 $97k 20k 4.85
Seagate Technology Com Stk 0.0 $99k 9.2k 10.67
American Railcar Industries 0.0 $89k 5.0k 17.80
RSC Holdings 0.0 $84k 10k 8.40
Brocade Communications Systems 0.0 $105k 22k 4.69
North Amern Palladium 0.0 $83k 33k 2.55
ProShares UltraShort S&P500 0.0 $96k 4.0k 24.00
Chimera Investment Corporation 0.0 $109k 40k 2.72
Direxion Daily Finan. Bull 3X 0.0 $98k 8.5k 11.53
E Commerce China Dangdang 0.0 $86k 15k 5.73
Evergreen Energy 0.0 $113k 111k 1.02
Wts Talbots 0.0 $92k 836k 0.11
Boston Private Finl Hldgs In *w exp 11/21/201 0.0 $89k 44k 2.04
Mosaic (MOS) 0.0 $91k 1.7k 53.53
Francescas Hldgs Corp 0.0 $102k 5.0k 20.40
ReneSola 0.0 $50k 26k 1.92
Boyd Gaming Corporation (BYD) 0.0 $57k 10k 5.70
Genworth Financial (GNW) 0.0 $56k 10k 5.60
Safety Insurance (SAFT) 0.0 $60k 1.5k 40.00
Suntrust Banks Inc $1.00 Par Cmn 0.0 $67k 3.5k 19.14
P.F. Chang's China Bistro 0.0 $74k 2.7k 27.41
Edwards Lifesciences (EW) 0.0 $70k 1.0k 70.00
Manitowoc Company 0.0 $65k 8.5k 7.65
Sprint Nextel Corporation 0.0 $60k 20k 3.00
Dollar Thrifty Automotive 0.0 $59k 1.0k 59.00
Gap (GAP) 0.0 $69k 4.0k 17.25
iShares MSCI EAFE Index Fund (EFA) 0.0 $49k 1.0k 49.00
USG Corporation 0.0 $68k 9.0k 7.56
Platinum Underwriter/ptp 0.0 $80k 2.5k 32.00
First Solar (FSLR) 0.0 $64k 1.0k 64.00
TriQuint Semiconductor 0.0 $58k 10k 5.80
CNinsure 0.0 $54k 8.5k 6.35
Invesco (IVZ) 0.0 $60k 3.5k 17.14
Key (KEY) 0.0 $66k 10k 6.60
Och-Ziff Capital Management 0.0 $58k 6.0k 9.67
Canadian Solar (CSIQ) 0.0 $57k 15k 3.80
Gulfport Energy Corporation 0.0 $70k 3.0k 23.33
Banco Itau Holding Financeira (ITUB) 0.0 $50k 3.0k 16.67
Skechers USA (SKX) 0.0 $73k 5.0k 14.60
James River Coal Company 0.0 $78k 10k 7.80
Temple-Inland 0.0 $63k 2.0k 31.67
McDermott International 0.0 $65k 5.0k 13.00
Nidec Corporation (NJDCY) 0.0 $53k 2.6k 20.38
Steinway Musical Instruments 0.0 $59k 2.5k 23.72
Manulife Finl Corp (MFC) 0.0 $74k 6.0k 12.33
iShares MSCI Brazil Index (EWZ) 0.0 $54k 1.0k 54.00
A123 Systems 0.0 $68k 20k 3.40
Emdeon 0.0 $57k 3.0k 19.00
Verint Systems (VRNT) 0.0 $53k 2.1k 25.48
KKR & Co 0.0 $68k 6.5k 10.46
iShares MSCI Germany Index Fund (EWG) 0.0 $57k 3.0k 19.00
ProShares UltraShort Yen 0.0 $49k 3.6k 13.61
ProShares UltraShort Gold 0.0 $76k 4.1k 18.54
Market Vectors Poland ETF 0.0 $58k 3.0k 19.33
Aberdeen Chile Fund (AEF) 0.0 $69k 5.0k 13.80
Proshares Ultrashort Qqq 0.0 $50k 1.0k 50.00
Exion Shs Etf Tr Dly Fin Bear dded 0.0 $58k 1.0k 58.00
Gerdau SA (GGB) 0.0 $19k 2.5k 7.60
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $31k 1.0k 31.00
Eastman Kodak Company 0.0 $44k 30k 1.47
BioMarin Pharmaceutical (BMRN) 0.0 $33k 1.0k 33.00
Cemex SAB de CV (CX) 0.0 $44k 15k 2.93
PT Telekomunikasi Indonesia (TLK) 0.0 $40k 1.2k 33.33
Freeport-McMoRan Copper & Gold (FCX) 0.0 $45k 1.3k 34.62
Monster Worldwide 0.0 $32k 4.0k 8.00
Forest Laboratories 0.0 $48k 1.5k 32.00
Wynn Resorts (WYNN) 0.0 $40k 300.00 133.33
Texas Industries 0.0 $33k 1.0k 33.00
Coldwater Creek 0.0 $17k 14k 1.21
JA Solar Holdings 0.0 $21k 10k 2.10
LDK Solar 0.0 $46k 13k 3.68
Hutchinson Technology Incorporated 0.0 $18k 10k 1.80
ITT Corporation 0.0 $22k 500.00 44.00
Bank of Ireland (IRE) 0.0 $36k 35k 1.03
Novagold Resources Inc Cad (NG) 0.0 $25k 3.5k 7.14
NTELOS Holdings 0.0 $40k 2.3k 17.39
American Science & Engineering 0.0 $32k 500.00 64.00
Cutera (CUTR) 0.0 $33k 4.7k 7.02
Trimeris 0.0 $37k 14k 2.63
Navistar International Corporation 0.0 $34k 1.0k 34.00
Curis 0.0 $19k 6.0k 3.17
Market Vectors Indonesia Index 0.0 $26k 1.0k 26.00
Fortinet (FTNT) 0.0 $18k 1.0k 18.00
General Mtrs Co jr pfd cnv srb 0.0 $19k 500.00 38.00
Promotora De Informaciones Adr adr cl a 0.0 $29k 6.6k 4.39
BroadVision 0.0 $48k 5.0k 9.60
Usa Technologies Inc *w exp 12/31/201 0.0 $37k 51k 0.73
Barclays Bank Plc equity 0.0 $19k 500.00 38.00
Yandex Nv-a (NBIS) 0.0 $20k 1.0k 20.00
People's United Financial 0.0 $12k 1.0k 12.00
Walt Disney Company (DIS) 0.0 $191.100000 6.00 31.85
Apache Corporation 0.0 $194.060000 2.00 97.03
Teradata Corporation (TDC) 0.0 $11k 200.00 55.00
Aegon 0.0 $7.0k 1.7k 4.21
Syngenta 0.0 $228.560000 4.00 57.14
Goldcorp 0.0 $3.0k 48.00 62.50
AEP Industries 0.0 $11k 500.00 22.00
Fuel Systems Solutions 0.0 $2.0k 100.00 20.00
InterContinental Hotels 0.0 $16k 1.0k 16.00
Sirius XM Radio 0.0 $999.000000 900.00 1.11
Deckers Outdoor Corporation (DECK) 0.0 $10k 100.00 100.00
Cambrex Corporation 0.0 $13k 2.5k 5.20
Rentech 0.0 $14k 15k 0.93
Bank Of Montreal Cadcom (BMO) 0.0 $4.0k 70.00 57.14
Ballantyne Strong 0.0 $9.0k 3.0k 3.00
Eldorado Gold Corp 0.0 $2.0k 89.00 22.47
Gran Tierra Energy 0.0 $9.0k 1.8k 4.97
Advantest (ATEYY) 0.0 $999.810000 63.00 15.87
Polymet Mining Corp 0.0 $3.0k 2.5k 1.20
Valeant Pharmaceuticals Int 0.0 $237.960000 6.00 39.66
Stream Global Svcs Inc *w 0.0 $0 51k 0.00
Celgene Corp right 12/31/2011 0.0 $8.0k 5.0k 1.60
Cdc Corp shs class -a - 0.0 $4.0k 10k 0.40
Clark Holdings (GLA) 0.0 $996.000000 1.2k 0.83
Samson Oil & Gas 0.0 $1.0k 600.00 1.67
Netlist (NLST) 0.0 $2.0k 2.0k 1.00
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $14k 1.0k 14.00
T3 Motion Inc *w exp 05/13/20 0.0 $0 3.0k 0.00
T3 Motion Inc *w exp 99/99/99 0.0 $0 3.0k 0.00
Tegal 0.0 $6.0k 3.0k 2.00