First New York Securities

First New York Securities as of June 30, 2012

Portfolio Holdings for First New York Securities

First New York Securities holds 307 positions in its portfolio as reported in the June 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 9.8 $26M 187k 136.12
P.F. Chang's China Bistro 4.9 $13M 246k 51.47
Sara Lee 4.4 $12M 1.6M 7.25
Progress Energy 3.0 $7.8M 130k 60.18
Alliance Data Systems Corp note 1.750% 8/0 3.0 $7.8M 4.5M 1.73
E M C Corp Mass note 1.750%12/0 2.9 $7.6M 4.6M 1.63
Kinross Gold Corp (KGC) 2.9 $7.5M 913k 8.16
Nippon Telegraph & Telephone (NTTYY) 2.6 $6.7M 289k 23.14
Solutia 2.1 $5.5M 195k 28.05
Walgreen Company 2.1 $5.3M 180k 29.60
Huaneng Power International 2.0 $5.2M 174k 29.79
Microsoft Corporation (MSFT) 1.8 $4.6M 152k 30.59
SureWest Communications 1.6 $4.2M 199k 21.07
Tesla Motors (TSLA) 1.5 $4.0M 129k 31.00
China Mobile 1.5 $4.0M 72k 54.70
Toyota Motor Corporation (TM) 1.4 $3.6M 45k 80.49
Us Natural Gas Fd Etf 1.4 $3.6M 185k 19.30
Royal Dutch Shell 1.3 $3.5M 51k 67.41
Amarin Corporation (AMRN) 1.3 $3.4M 238k 14.46
Gilead Sciences Inc note 0.625% 5/0 1.3 $3.4M 2.5M 1.37
D R Horton Inc note 2.000% 5/1 1.1 $3.0M 2.0M 1.49
SPDR Gold Trust (GLD) 1.1 $3.0M 19k 155.20
Cnooc 1.1 $2.9M 15k 201.37
Yahoo! 1.1 $2.8M 175k 15.83
Novagold Resources Inc Cad (NG) 1.0 $2.6M 493k 5.28
Ivanhoe Mines 1.0 $2.6M 267k 9.69
JPMorgan Chase & Co. (JPM) 1.0 $2.5M 70k 35.73
Transocean (RIG) 1.0 $2.5M 56k 44.73
ResMed (RMD) 1.0 $2.5M 80k 31.19
Barclays Bk Plc ipth s^p vix 0.9 $2.4M 160k 15.20
Amazon (AMZN) 0.9 $2.3M 10k 228.40
Warner Chilcott Plc - 0.9 $2.2M 124k 17.92
Turkcell Iletisim Hizmetleri A.S. (TKC) 0.8 $2.2M 177k 12.55
News Corporation 0.8 $2.1M 94k 22.52
CurrencyShares Euro Trust 0.7 $1.9M 15k 125.87
Total (TTE) 0.7 $1.8M 41k 44.95
Industrial SPDR (XLI) 0.7 $1.8M 50k 35.68
Bank of America Corporation (BAC) 0.7 $1.8M 215k 8.19
Chipotle Mexican Grill (CMG) 0.7 $1.7M 4.4k 380.00
Freeport-McMoRan Copper & Gold (FCX) 0.6 $1.6M 48k 34.10
Monster Worldwide 0.6 $1.6M 194k 8.30
AngloGold Ashanti 0.6 $1.5M 45k 34.33
Seadrill 0.5 $1.4M 39k 35.55
Energy Select Sector SPDR (XLE) 0.5 $1.3M 20k 66.35
Navios Maritime Acquis Corp 0.5 $1.3M 568k 2.34
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.5 $1.3M 10k 125.20
Citigroup (C) 0.5 $1.2M 43k 27.40
SPDR S&P Homebuilders (XHB) 0.4 $1.1M 50k 21.34
Cost Plus 0.4 $1.0M 48k 21.98
Google 0.4 $1.0M 1.8k 580.00
Kinder Morgan (KMI) 0.4 $1.0M 33k 32.22
News Corporation 0.4 $1.0M 45k 22.29
Ocean Rig Udw 0.4 $1.0M 75k 13.51
Best Buy (BBY) 0.4 $996k 48k 20.97
Honda Motor (HMC) 0.4 $954k 28k 34.66
PennantPark Investment (PNNT) 0.4 $932k 90k 10.36
Forest Oil Corporation 0.3 $913k 125k 7.30
Gilead Sciences (GILD) 0.3 $872k 17k 51.29
Companhia Siderurgica Nacional (SID) 0.3 $850k 150k 5.68
Autoliv (ALV) 0.3 $820k 15k 54.67
Alpha Natural Resources 0.3 $828k 95k 8.72
Digirad Corporation 0.3 $830k 376k 2.21
Golub Capital BDC (GBDC) 0.3 $830k 55k 15.09
Moly 0.3 $793k 37k 21.55
Invacare Corporation 0.3 $787k 51k 15.43
eResearch Technology 0.3 $743k 93k 8.00
Ford Motor Company (F) 0.3 $720k 75k 9.60
Staples 0.3 $738k 57k 13.06
Ares Capital Corporation (ARCC) 0.3 $718k 45k 15.96
EasyLink Services International 0.3 $715k 107k 6.67
Teva Pharmaceutical Industries (TEVA) 0.3 $691k 18k 39.49
Goodrich Corporation 0.3 $711k 5.6k 126.96
Eni S.p.A. (E) 0.3 $709k 17k 42.51
Cme (CME) 0.3 $670k 2.5k 268.00
Asml Holding Nv Adr depository receipts 0.3 $686k 13k 51.38
LOGITECH INTERNATIONAL SA APP Com Stk (LOGI) 0.3 $671k 63k 10.67
iShares Silver Trust (SLV) 0.3 $667k 25k 26.67
Mylan 0.2 $641k 30k 21.37
Leap Wireless International 0.2 $635k 99k 6.43
Abercrombie & Fitch (ANF) 0.2 $649k 19k 34.13
United States Oil Fund 0.2 $636k 20k 31.80
Human Genome Sciences 0.2 $640k 49k 13.14
Alcoa 0.2 $604k 69k 8.75
Apple (AAPL) 0.2 $584k 1.0k 584.00
Hertz Global Holdings 0.2 $608k 48k 12.80
SPDR S&P Oil & Gas Explore & Prod. 0.2 $605k 12k 50.42
Lear Corporation (LEA) 0.2 $566k 15k 37.70
Oil States International (OIS) 0.2 $563k 8.5k 66.24
Lincare Holdings 0.2 $554k 16k 34.00
Merck & Co (MRK) 0.2 $555k 13k 41.72
Target Corporation (TGT) 0.2 $541k 9.3k 58.17
Anadarko Petroleum Corporation 0.2 $530k 8.0k 66.25
Dryships/drys 0.2 $504k 230k 2.19
ArcelorMittal 0.2 $482k 32k 15.30
Interline Brands 0.2 $501k 20k 25.05
Primoris Services (PRIM) 0.2 $480k 40k 12.00
General Motors Company (GM) 0.2 $493k 25k 19.70
Ubs Ag Cmn 0.2 $468k 40k 11.70
Crane 0.2 $455k 13k 36.40
Pan American Silver Corp Can (PAAS) 0.2 $465k 28k 16.90
Vanguard Health Systems 0.2 $466k 53k 8.88
TJX Companies (TJX) 0.2 $429k 10k 42.90
BlackRock (BLK) 0.2 $425k 2.5k 170.00
NVIDIA Corporation (NVDA) 0.2 $415k 30k 13.83
Ariba 0.2 $402k 9.0k 44.67
United States Steel Corporation (X) 0.2 $413k 20k 20.65
THL Credit 0.2 $424k 32k 13.46
OCZ Technology 0.2 $419k 79k 5.30
Anheuser-Busch InBev NV (BUD) 0.1 $398k 5.0k 79.60
Kronos Worldwide (KRO) 0.1 $395k 25k 15.80
Gulf Island Fabrication (GIFI) 0.1 $359k 13k 28.21
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.1 $374k 45k 8.31
Vringo Inc *w exp 99/99/999 0.1 $368k 368k 1.00
Avon Products 0.1 $324k 20k 16.20
Family Dollar Stores 0.1 $332k 5.0k 66.40
Schlumberger (SLB) 0.1 $325k 5.0k 65.00
Netflix (NFLX) 0.1 $342k 5.0k 68.40
Consumer Staples Select Sect. SPDR (XLP) 0.1 $348k 10k 34.80
Teekay Tankers Ltd cl a 0.1 $342k 75k 4.56
Intellipharmaceuticsintl Inc C 0.1 $350k 109k 3.21
EXCO Resources 0.1 $304k 40k 7.60
Gold Fields (GFI) 0.1 $320k 25k 12.80
Sanofi-Aventis SA (SNY) 0.1 $302k 8.0k 37.75
American Capital 0.1 $302k 30k 10.07
Team Health Holdings 0.1 $313k 13k 24.08
General Mtrs Co *w exp 07/10/201 0.1 $301k 44k 6.78
Canadian Natural Resources (CNQ) 0.1 $295k 11k 26.82
Chesapeake Energy Corporation 0.1 $279k 15k 18.60
Goodrich Petroleum Corporation 0.1 $277k 20k 13.85
Qlik Technologies 0.1 $278k 13k 22.20
CTI Industries 0.1 $277k 55k 5.01
Goodyear Tire Rubr Pfd 5.875% p 0.1 $292k 6.8k 43.26
Pacific Drilling Sa 0.1 $298k 35k 8.51
KB Home (KBH) 0.1 $255k 26k 9.81
American Eagle Outfitters (AEO) 0.1 $266k 14k 19.70
Arch Coal 0.1 $259k 38k 6.90
Hess (HES) 0.1 $261k 6.0k 43.50
Occidental Petroleum Corporation (OXY) 0.1 $257k 3.0k 85.67
Starbucks Corporation (SBUX) 0.1 $267k 5.0k 53.40
PetroChina Company 0.1 $258k 2.0k 129.00
China Uni 0.1 $250k 20k 12.56
Frontline Limited Usd2.5 0.1 $251k 55k 4.56
CommVault Systems (CVLT) 0.1 $248k 5.0k 49.60
Genworth Financial (GNW) 0.1 $240k 43k 5.65
Safety Insurance (SAFT) 0.1 $244k 6.0k 40.67
Peabody Energy Corporation 0.1 $246k 10k 24.60
Valero Energy Corporation (VLO) 0.1 $242k 10k 24.20
Banco Itau Holding Financeira (ITUB) 0.1 $229k 17k 13.88
Kirby Corporation (KEX) 0.1 $235k 5.0k 47.00
Agnico (AEM) 0.1 $242k 6.0k 40.33
Imax Corp Cad (IMAX) 0.1 $240k 10k 24.00
Medley Capital Corporation 0.1 $241k 20k 12.05
Wendy's/arby's Group (WEN) 0.1 $236k 50k 4.72
iShares MSCI Emerging Markets Indx (EEM) 0.1 $196k 5.0k 39.20
MGIC Investment (MTG) 0.1 $202k 70k 2.89
Whirlpool Corporation (WHR) 0.1 $214k 3.5k 61.14
Unilever 0.1 $200k 6.0k 33.33
Bruker Corporation (BRKR) 0.1 $213k 16k 13.31
Aluminum Corp. of China 0.1 $218k 20k 10.90
China Life Insurance Company 0.1 $197k 5.0k 39.40
Superior Energy Services 0.1 $202k 10k 20.20
China Petroleum & Chemical 0.1 $185k 2.1k 88.77
Energy Xxi 0.1 $188k 6.0k 31.33
PDL BioPharma 0.1 $185k 28k 6.61
First Solar (FSLR) 0.1 $192k 13k 15.00
Research In Motion 0.1 $188k 25k 7.52
Stillwater Mining Company 0.1 $171k 20k 8.55
Abb (ABBNY) 0.1 $183k 11k 16.34
SPDR S&P Retail (XRT) 0.1 $177k 3.0k 59.00
Elements Rogers Agri Tot Ret etf 0.1 $174k 20k 8.92
Pacira Pharmaceuticals (PCRX) 0.1 $192k 12k 16.00
Diamond Offshore Drilling 0.1 $148k 2.5k 59.20
Mechel OAO 0.1 $162k 25k 6.48
CSX Corporation (CSX) 0.1 $168k 7.5k 22.40
CBS Corporation 0.1 $164k 5.0k 32.80
Network Equipment Technologies 0.1 $143k 109k 1.32
Walter Energy 0.1 $155k 3.5k 44.29
CARBO Ceramics 0.1 $153k 2.0k 76.50
Georgia Gulf Corporation 0.1 $154k 6.0k 25.67
Lions Gate Entertainment 0.1 $147k 10k 14.70
McDermott International 0.1 $144k 13k 11.08
Morgan Stanley Emerging Markets Domestic (EDD) 0.1 $147k 9.3k 15.75
PostRock Energy Corporation 0.1 $156k 100k 1.56
BP (BP) 0.1 $122k 3.0k 40.67
Range Resources (RRC) 0.1 $124k 2.0k 62.00
Gen-Probe Incorporated 0.1 $131k 1.6k 81.67
Royal Caribbean Cruises (RCL) 0.1 $117k 4.5k 26.00
Boston Scientific Corporation (BSX) 0.1 $142k 25k 5.68
PetroQuest Energy 0.1 $125k 25k 5.00
Chimera Investment Corporation 0.1 $142k 60k 2.37
Safeguard Scientifics (SFE) 0.1 $139k 9.0k 15.44
Elster Group SE 0.1 $122k 6.0k 20.33
Hollyfrontier Corp 0.1 $142k 4.0k 35.50
Petroleo Brasileiro SA (PBR) 0.0 $94k 5.0k 18.80
Newmont Mining Corporation (NEM) 0.0 $97k 2.0k 48.50
Medtronic 0.0 $97k 2.5k 38.80
Wynn Resorts (WYNN) 0.0 $104k 1.0k 104.00
Illumina (ILMN) 0.0 $101k 2.5k 40.50
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.0 $104k 15k 7.07
Chicago Bridge & Iron Company 0.0 $114k 3.0k 38.00
Yanzhou Coal Mining (YZCAY) 0.0 $116k 7.6k 15.26
Quest Software 0.0 $97k 3.5k 27.71
Cameron International Corporation 0.0 $107k 2.5k 42.80
Autobytel (ABTL) 0.0 $114k 151k 0.75
ProShares UltraShort 20+ Year Trea 0.0 $112k 7.0k 16.00
Jones Group 0.0 $108k 11k 9.56
EDGAR Online 0.0 $114k 105k 1.08
Vitesse Semiconductor Corporate 0.0 $98k 37k 2.64
Pennantpark Floating Rate Capi (PFLT) 0.0 $95k 8.0k 11.88
Vale (VALE) 0.0 $80k 4.0k 20.00
Beazer Homes USA 0.0 $81k 25k 3.24
Carnival Corporation (CCL) 0.0 $86k 2.5k 34.40
Halliburton Company (HAL) 0.0 $85k 3.0k 28.33
Panasonic Corporation (PCRFY) 0.0 $81k 10k 8.10
Lazard Ltd-cl A shs a 0.0 $65k 2.5k 26.00
Lexmark International 0.0 $66k 2.5k 26.40
EOG Resources (EOG) 0.0 $90k 1.0k 90.00
Southwestern Energy Company (SWN) 0.0 $80k 2.5k 32.00
Stage Stores 0.0 $66k 3.6k 18.33
Key Energy Services 0.0 $76k 10k 7.60
Tsakos Energy Navigation 0.0 $73k 15k 4.87
First Niagara Financial 0.0 $77k 10k 7.70
Southwest Airlines (LUV) 0.0 $69k 7.5k 9.20
Elan Corporation 0.0 $80k 5.5k 14.55
Ballantyne Strong 0.0 $72k 12k 6.00
Martha Stewart Living Omnimedia 0.0 $84k 25k 3.40
Weatherford International Lt reg 0.0 $88k 7.0k 12.57
Amicus Therapeutics (FOLD) 0.0 $66k 12k 5.50
Cobalt Intl Energy 0.0 $71k 3.0k 23.67
Chelsea Therapeutics International 0.0 $74k 50k 1.48
Kohlberg Capital (KCAP) 0.0 $68k 9.3k 7.31
Gsv Cap Corp 0.0 $88k 9.5k 9.26
Morgan Stanley (MS) 0.0 $51k 3.5k 14.57
Integrated Device Technology 0.0 $63k 11k 5.71
Iron Mountain Incorporated 0.0 $56k 1.7k 32.94
Warna 0.0 $64k 1.5k 42.67
Century Aluminum Company (CENX) 0.0 $55k 7.5k 7.33
NTT DoCoMo 0.0 $48k 2.9k 16.55
Harvest Natural Resources 0.0 $43k 5.0k 8.60
Resolute Energy 0.0 $48k 5.0k 9.60
Foster Wheeler Ltd Com Stk 0.0 $52k 3.0k 17.33
E-future Information Technolog Com Stk 0.0 $55k 17k 3.17
MIPS Technologies 0.0 $46k 6.9k 6.67
Ypf Sa (YPF) 0.0 $55k 4.4k 12.44
Network Engines 0.0 $51k 37k 1.37
Ym Biosciences 0.0 $40k 20k 2.00
Curis 0.0 $54k 10k 5.39
Body Central Acquisition Corporation 0.0 $45k 5.0k 9.00
MediciNova (MNOV) 0.0 $41k 25k 1.61
Usa Technologies Inc *w exp 12/31/201 0.0 $44k 81k 0.54
Homeaway 0.0 $43k 2.0k 21.50
Genco Shipping & Trading 0.0 $15k 5.0k 3.00
Winnebago Industries (WGO) 0.0 $15k 1.5k 10.00
SkyWest (SKYW) 0.0 $20k 3.0k 6.67
Haemonetics Corporation (HAE) 0.0 $37k 500.00 74.00
WellCare Health Plans 0.0 $13k 250.00 52.00
Pepsi (PEP) 0.0 $35k 500.00 70.00
Xerox Corporation 0.0 $20k 2.5k 8.00
Constellation Brands (STZ) 0.0 $27k 1.0k 27.00
Micron Technology (MU) 0.0 $25k 4.0k 6.25
Activision Blizzard 0.0 $36k 3.0k 12.00
Health Net 0.0 $24k 1.0k 24.00
Huntsman Corporation (HUN) 0.0 $13k 1.0k 13.00
Synta Pharmaceuticals 0.0 $14k 2.5k 5.60
InterDigital (IDCC) 0.0 $30k 1.0k 30.00
PMFG 0.0 $14k 1.8k 7.78
Wacoal Holdings Corporation 0.0 $36k 611.00 58.92
Stereotaxis 0.0 $19k 90k 0.21
Pentair 0.0 $38k 1.0k 38.00
Allegheny Technologies Incorporated (ATI) 0.0 $32k 1.0k 32.00
China Finance Online 0.0 $14k 10k 1.40
Brink's Company (BCO) 0.0 $23k 1.0k 23.00
Market Vectors Gold Miners ETF 0.0 $25k 550.00 45.00
iShares MSCI Brazil Index (EWZ) 0.0 $26k 500.00 52.00
Dole Food Company 0.0 $22k 2.5k 8.80
Amyris 0.0 $22k 5.0k 4.40
Unilife US 0.0 $20k 6.0k 3.33
Samson Oil & Gas 0.0 $32k 29k 1.11
Taiwan Fund (TWN) 0.0 $19k 1.3k 14.93
Vringo 0.0 $19k 5.0k 3.80
Hicks Acquisition Co Ii-cw17 0.0 $25k 50k 0.50
Api Technologies Corp 0.0 $18k 5.0k 3.60
Firsthand Tech Value (SVVC) 0.0 $35k 2.0k 17.50
HSBC Holdings (HSBC) 0.0 $9.0k 200.00 45.00
People's United Financial 0.0 $12k 1.0k 12.00
Novartis (NVS) 0.0 $8.0k 145.00 55.17
Apollo 0.0 $2.0k 50.00 40.00
Syngenta 0.0 $1.0k 10.00 100.00
Goldcorp 0.0 $999.840000 48.00 20.83
Westpac Banking Corporation 0.0 $0 4.00 0.00
Arena Pharmaceuticals 0.0 $10k 1.0k 10.00
Gran Tierra Energy 0.0 $9.0k 1.8k 4.97
LeCROY Corporation 0.0 $1.0k 100.00 10.00
North Amern Palladium 0.0 $8.0k 4.0k 2.00
ProShares UltraShort S&P500 0.0 $8.0k 500.00 16.00
Strategic Diagnostics 0.0 $11k 9.0k 1.22
Advantest (ATEYY) 0.0 $999.990000 41.00 24.39
Patriot Coal Corp 0.0 $0 20k 0.00
Gold Reserve 0.0 $3.0k 1.0k 3.00
Group 0.0 $4.0k 500.00 8.00
BlackRock Credit All Inc Trust II 0.0 $11k 1.0k 11.00
Wts Talbots 0.0 $0 390k 0.00
Engex (EGX) 0.0 $4.0k 2.0k 2.00
Lake Shore Gold 0.0 $4.0k 5.0k 0.80
T3 Motion Inc *w exp 05/13/20 0.0 $0 3.0k 0.00
T3 Motion Inc *w exp 99/99/99 0.0 $0 3.0k 0.00
Direxion Daily Fin Bull 3x dly (FAS) 0.0 $4.0k 50.00 80.00