First New York Securities

First New York Securities as of Sept. 30, 2012

Portfolio Holdings for First New York Securities

First New York Securities holds 302 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
SPDR Gold Trust (GLD) 12.0 $29M 171k 171.87
American International (AIG) 8.3 $20M 620k 32.80
Apple (AAPL) 4.8 $12M 18k 667.00
Spdr S&p 500 Etf (SPY) 4.7 $12M 80k 144.00
Kraft Foods 4.6 $11M 275k 41.35
Suno 3.2 $7.8M 167k 46.84
Par Pharmaceutical Companies 2.9 $7.2M 143k 50.00
Nippon Telegraph & Telephone (NTTYY) 2.8 $6.9M 292k 23.71
Collective Brands 2.7 $6.7M 308k 21.71
Dollar Thrifty Automotive 2.4 $5.9M 68k 86.00
Us Natural Gas Fd Etf 1.9 $4.6M 217k 21.36
Michael Kors Holdings 1.6 $4.0M 76k 53.19
Tyco International Ltd S hs 1.5 $3.8M 67k 56.26
General Motors Company (GM) 1.5 $3.8M 165k 22.80
Yahoo! 1.4 $3.5M 220k 15.97
Blyth 1.4 $3.5M 135k 26.00
iShares Silver Trust (SLV) 1.3 $3.1M 94k 33.48
DNP Select Income Fund (DNP) 1.2 $3.0M 304k 9.86
Turkcell Iletisim Hizmetleri A.S. (TKC) 1.2 $3.0M 196k 15.14
Ramtron International 1.2 $3.0M 969k 3.08
Energy Transfer Partners 1.1 $2.7M 65k 42.56
Medicis Pharmaceutical Corporation 1.1 $2.7M 68k 40.00
Amazon (AMZN) 1.0 $2.5M 10k 254.30
Toyota Motor Corporation (TM) 1.0 $2.5M 31k 78.54
Bank of America Corporation (BAC) 0.9 $2.3M 262k 8.85
Sanofi-Aventis SA (SNY) 0.9 $2.2M 51k 43.06
China Mobile 0.8 $2.0M 36k 55.35
Anadarko Petroleum Corporation 0.8 $2.0M 28k 69.91
PHH Corporation 0.8 $1.8M 90k 20.36
Hartford Financial Services (HIG) 0.7 $1.7M 90k 19.44
Navios Maritime Acquis Corp 0.6 $1.6M 584k 2.67
Fresenius Medical Care AG & Co. (FMS) 0.6 $1.5M 21k 73.41
Gilead Sciences conv 0.6 $1.5M 1.0M 1.50
Nexen 0.6 $1.4M 52k 26.67
Cme (CME) 0.5 $1.3M 23k 57.30
Ditech Networks (DITC) 0.5 $1.3M 911k 1.41
SanDisk Corporation 0.5 $1.2M 28k 43.42
Mellanox Technologies 0.5 $1.2M 12k 101.48
Arkansas Best Corporation 0.5 $1.1M 144k 7.93
FSI International 0.5 $1.1M 179k 6.25
Warner Chilcott Plc - 0.5 $1.1M 83k 13.52
Starbucks Corporation (SBUX) 0.4 $1.0M 20k 50.70
United States Oil Fund 0.4 $972k 29k 34.11
Wells Fargo & Company (WFC) 0.4 $949k 28k 34.51
Dryships/drys 0.4 $950k 406k 2.34
LOGITECH INTERNATIONAL SA APP Com Stk (LOGI) 0.4 $923k 101k 9.12
Monster Worldwide 0.4 $907k 124k 7.34
Lear Corporation (LEA) 0.4 $896k 24k 37.81
Royal Dutch Shell 0.3 $868k 13k 69.44
Endo Pharmaceuticals 0.3 $825k 26k 31.73
THL Credit 0.3 $842k 60k 14.03
Linkedin Corp 0.3 $843k 7.0k 120.40
Telefonica (TEF) 0.3 $817k 62k 13.27
Seadrill 0.3 $823k 21k 39.19
Freeport-McMoRan Copper & Gold (FCX) 0.3 $792k 20k 39.60
Sprott Physical Gold Trust (PHYS) 0.3 $790k 52k 15.19
Invacare Corporation 0.3 $764k 54k 14.15
Digirad Corporation 0.3 $729k 368k 1.98
New Mountain Finance Corp (NMFC) 0.3 $741k 50k 14.82
Sap (SAP) 0.3 $713k 10k 71.30
Kronos Worldwide (KRO) 0.3 $691k 46k 14.94
Vringo 0.3 $695k 238k 2.92
Ariba 0.3 $672k 15k 44.80
Spirit AeroSystems Holdings (SPR) 0.3 $655k 30k 22.22
Ocz Technology Group 0.3 $659k 190k 3.47
Dunkin' Brands Group 0.3 $657k 23k 29.20
Incyte Corporation (INCY) 0.3 $632k 35k 18.06
Financial Select Sector SPDR (XLF) 0.2 $624k 40k 15.60
Statoil ASA 0.2 $580k 23k 25.78
PennantPark Investment (PNNT) 0.2 $582k 55k 10.60
H&E Equipment Services (HEES) 0.2 $569k 47k 12.11
Titan Machinery (TITN) 0.2 $553k 27k 20.29
Expeditors International of Washington (EXPD) 0.2 $545k 15k 36.33
H.J. Heinz Company 0.2 $532k 9.5k 56.00
Salix Pharmaceuticals 0.2 $550k 13k 42.31
Syngenta 0.2 $524k 7.0k 74.75
Abercrombie & Fitch (ANF) 0.2 $509k 15k 33.93
Sony Corporation (SONY) 0.2 $486k 42k 11.71
Ford Motor Company (F) 0.2 $493k 50k 9.86
Bally Technologies 0.2 $493k 10k 49.30
Citigroup (C) 0.2 $492k 15k 32.80
Meritage Homes Corp conv 0.2 $495k 500k 0.99
Tyson Foods (TSN) 0.2 $465k 29k 16.03
Delta Air Lines (DAL) 0.2 $458k 50k 9.15
Chicago Bridge & Iron Company 0.2 $476k 13k 38.08
Lowe's Companies (LOW) 0.2 $454k 15k 30.27
Huaneng Power International 0.2 $444k 15k 29.90
Sasol (SSL) 0.2 $446k 10k 44.60
Pentair 0.2 $454k 10k 44.51
BP (BP) 0.2 $424k 10k 42.40
Syneron Medical Ltd ord 0.2 $419k 43k 9.74
Kinross Gold Corp (KGC) 0.2 $408k 40k 10.20
Tesla Motors (TSLA) 0.2 $406k 14k 29.00
General Electric Company 0.2 $397k 18k 22.69
Intel Corporation (INTC) 0.2 $396k 18k 22.63
Rockwood Holdings 0.2 $395k 8.5k 46.47
Autobytel 0.2 $389k 103k 3.78
Dow Chemical Company 0.1 $362k 13k 28.96
Qualcomm (QCOM) 0.1 $374k 6.0k 62.33
Warna 0.1 $363k 7.0k 51.86
Primoris Services (PRIM) 0.1 $365k 28k 13.04
Sumitomo Mitsui Financial Grp (SMFG) 0.1 $371k 60k 6.18
Intellipharmaceuticsintl Inc C 0.1 $357k 122k 2.92
Navistar Intl Corp 0.1 $369k 18k 21.09
DeVry 0.1 $342k 15k 22.80
CTI Industries 0.1 $349k 72k 4.88
Whiting Petroleum Corporation 0.1 $327k 6.9k 47.39
Titan International (TWI) 0.1 $309k 18k 17.66
Pvh Corporation (PVH) 0.1 $328k 3.5k 93.71
Koninklijke Philips Electronics NV (PHG) 0.1 $293k 13k 23.44
Mbia (MBI) 0.1 $304k 30k 10.13
Anheuser-Busch InBev NV (BUD) 0.1 $301k 3.5k 86.00
Kemet Corporation Cmn 0.1 $289k 66k 4.41
Apache Corporation 0.1 $259k 3.0k 86.33
VMware 0.1 $271k 2.8k 96.79
Barclays Bk Plc ipth s^p vix 0.1 $270k 30k 9.00
V.F. Corporation (VFC) 0.1 $242k 1.5k 159.21
First Solar (FSLR) 0.1 $252k 11k 22.11
Golub Capital BDC (GBDC) 0.1 $239k 15k 15.93
Microsoft Corporation (MSFT) 0.1 $223k 7.5k 29.73
Schnitzer Steel Industries (RDUS) 0.1 $211k 7.5k 28.13
Complete Genomics 0.1 $221k 72k 3.09
Grifols S A Sponsored Adr R (GRFS) 0.1 $228k 10k 22.80
ResMed (RMD) 0.1 $207k 5.1k 40.43
Baker Hughes Incorporated 0.1 $203k 4.5k 45.11
International Business Machines (IBM) 0.1 $207k 1.0k 207.00
Allscripts Healthcare Solutions (MDRX) 0.1 $186k 15k 12.40
Deutsche Bank Ag-registered (DB) 0.1 $198k 5.0k 39.60
Union Drilling (UDRL) 0.1 $203k 31k 6.46
Flow International Corporation 0.1 $185k 50k 3.70
Chimera Investment Corporation 0.1 $204k 75k 2.71
PostRock Energy Corporation 0.1 $186k 109k 1.71
iShares MSCI Emerging Markets Indx (EEM) 0.1 $165k 4.0k 41.25
InterMune 0.1 $179k 20k 8.95
Staples 0.1 $173k 15k 11.50
American Axle & Manufact. Holdings (AXL) 0.1 $180k 16k 11.25
Assisted Living Concepts 0.1 $163k 21k 7.62
Market Vectors Gold Miners ETF 0.1 $161k 3.0k 53.67
Rue21 0.1 $168k 5.4k 31.11
TD Ameritrade Holding 0.1 $154k 10k 15.40
Boston Scientific Corporation (BSX) 0.1 $144k 25k 5.76
ArcelorMittal 0.1 $151k 11k 14.38
Textainer Group Holdings 0.1 $153k 5.0k 30.60
Steinway Musical Instruments 0.1 $147k 6.0k 24.50
Teck Resources Ltd cl b (TECK) 0.1 $147k 5.0k 29.40
Templeton Emerging Markets Income Fund (TEI) 0.1 $142k 8.4k 16.94
Pacific Capital Bancorp 0.1 $140k 3.1k 45.84
Novacopper 0.1 $155k 72k 2.16
Chevron Corporation (CVX) 0.1 $117k 1.0k 117.00
Forest Oil Corporation 0.1 $127k 15k 8.47
Gold Fields (GFI) 0.1 $128k 10k 12.80
Agilent Technologies Inc C ommon (A) 0.1 $115k 3.0k 38.33
Gilead Sciences (GILD) 0.1 $133k 2.0k 66.50
EOG Resources (EOG) 0.1 $112k 1.0k 112.00
Krispy Kreme Doughnuts 0.1 $119k 15k 7.93
Dean Foods Company 0.1 $131k 8.0k 16.38
Star Scientific 0.1 $121k 35k 3.46
Integrys Energy 0.1 $131k 2.5k 52.40
Flagstar Ban 0.1 $120k 110k 1.10
Safety Insurance (SAFT) 0.0 $92k 2.0k 46.00
Caterpillar (CAT) 0.0 $86k 1.0k 86.00
Exxon Mobil Corporation (XOM) 0.0 $91k 1.0k 91.00
Monsanto Company 0.0 $91k 1.0k 91.00
Philippine Long Distance Telephone 0.0 $99k 1.5k 66.00
Electronic Arts (EA) 0.0 $95k 7.5k 12.67
Occidental Petroleum Corporation (OXY) 0.0 $86k 1.0k 86.00
Chesapeake Energy Corporation 0.0 $94k 5.0k 18.80
Obagi Medical Products 0.0 $99k 8.0k 12.38
Dr. Reddy's Laboratories (RDY) 0.0 $102k 3.3k 30.80
Asml Holding Nv Adr depository receipts 0.0 $94k 1.8k 53.68
Jones Group 0.0 $90k 7.0k 12.86
Ann 0.0 $106k 2.8k 37.86
Pennantpark Floating Rate Capi (PFLT) 0.0 $104k 8.2k 12.68
Neonode 0.0 $99k 26k 3.77
Monster Beverage 0.0 $108k 2.0k 54.00
Joy Global 0.0 $84k 1.5k 56.00
Range Resources (RRC) 0.0 $70k 1.0k 70.00
Peabody Energy Corporation 0.0 $67k 3.0k 22.33
Arch Coal 0.0 $79k 13k 6.32
RadioShack Corporation 0.0 $72k 30k 2.40
Integrated Device Technology 0.0 $66k 11k 6.00
Schlumberger (SLB) 0.0 $72k 1.0k 72.00
Tibco Software 0.0 $76k 2.5k 30.40
Stage Stores 0.0 $76k 3.6k 21.11
RF Micro Devices 0.0 $63k 16k 3.94
China Uni 0.0 $75k 4.6k 16.30
Veeco Instruments (VECO) 0.0 $75k 2.5k 30.00
Martha Stewart Living Omnimedia 0.0 $68k 22k 3.09
Curis 0.0 $79k 19k 4.12
Opko Health (OPK) 0.0 $63k 15k 4.20
Cytori Therapeutics Inc *w exp 09/13/201 0.0 $71k 32k 2.19
Vringo Inc *w exp 99/99/999 0.0 $68k 47k 1.46
Tripadvisor (TRIP) 0.0 $82k 2.5k 32.80
Direxion Daily Fin Bull 3x dly (FAS) 0.0 $84k 800.00 105.00
Kinder Morgan Inc/delaware Wts 0.0 $72k 21k 3.43
Libertyinteractivecorp lbtventcoma 0.0 $74k 1.5k 49.33
EXCO Resources 0.0 $60k 7.5k 8.00
ICICI Bank (IBN) 0.0 $40k 1.0k 40.00
Cabot Oil & Gas Corporation (CTRA) 0.0 $45k 1.0k 45.00
Citrix Systems 0.0 $46k 600.00 76.67
Royal Caribbean Cruises (RCL) 0.0 $60k 2.0k 30.00
Hess (HES) 0.0 $54k 1.0k 54.00
Eagle Materials (EXP) 0.0 $46k 1.0k 46.00
Astoria Financial Corporation 0.0 $49k 5.0k 9.80
Research In Motion 0.0 $44k 5.8k 7.59
Forest Laboratories 0.0 $53k 1.5k 35.33
Walter Energy 0.0 $49k 1.5k 32.67
US Airways 0.0 $52k 5.0k 10.40
Bruker Corporation (BRKR) 0.0 $52k 4.0k 13.00
AK Steel Holding Corporation 0.0 $60k 13k 4.80
Medivation 0.0 $56k 1.0k 56.00
Knight Capital 0.0 $54k 20k 2.70
Robbins & Myers 0.0 $60k 1.0k 60.00
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.0 $48k 1.0k 48.00
New York & Company 0.0 $38k 10k 3.80
Dendreon Corporation 0.0 $60k 13k 4.80
NetGear (NTGR) 0.0 $46k 1.2k 38.33
MIPS Technologies 0.0 $37k 5.0k 7.40
Ypf Sa (YPF) 0.0 $57k 4.4k 12.89
ProShares UltraShort 20+ Year Trea 0.0 $47k 3.0k 15.67
Amarin Corporation (AMRN) 0.0 $57k 4.5k 12.67
SPDR S&P Metals and Mining (XME) 0.0 $44k 1.0k 44.00
Promotora De Informaciones S adr cl b conv 0.0 $56k 26k 2.15
Usa Technologies Inc *w exp 12/31/201 0.0 $43k 129k 0.33
Mosaic (MOS) 0.0 $58k 1.0k 58.00
Hillshire Brands 0.0 $43k 1.6k 26.88
Uts Galectin Therapeutics unit 0.0 $39k 7.0k 5.57
Galectin Therapeutics Wrnt W Exp 3/28/2017 0.0 $46k 92k 0.50
Rosetta Genomics 0.0 $50k 7.0k 7.14
Novagold Res 0.0 $56k 10k 5.60
Genco Shipping & Trading 0.0 $18k 5.0k 3.60
People's United Financial 0.0 $36k 3.0k 12.00
Tenet Healthcare Corporation 0.0 $31k 5.0k 6.20
Adobe Systems Incorporated (ADBE) 0.0 $32k 1.0k 32.00
Halliburton Company (HAL) 0.0 $34k 1.0k 34.00
Honda Motor (HMC) 0.0 $34k 1.1k 30.91
EMC Corporation 0.0 $27k 1.0k 27.00
Accenture (ACN) 0.0 $35k 500.00 70.00
St. Joe Company (JOE) 0.0 $20k 1.0k 19.14
Oracle Corporation (ORCL) 0.0 $31k 1.0k 31.00
Southwestern Energy Company 0.0 $35k 1.0k 35.00
Hertz Global Holdings 0.0 $34k 2.5k 13.60
Alpha Natural Resources 0.0 $33k 5.0k 6.60
Health Net 0.0 $23k 1.0k 23.00
Questcor Pharmaceuticals 0.0 $27k 1.5k 18.00
Kubota Corporation (KUBTY) 0.0 $15k 300.00 50.00
Ternium (TX) 0.0 $20k 1.0k 20.00
Cheniere Energy (LNG) 0.0 $16k 1.0k 16.00
PMFG 0.0 $15k 1.8k 8.33
Idenix Pharmaceuticals 0.0 $36k 8.0k 4.50
Lions Gate Entertainment 0.0 $23k 1.5k 15.33
Acorda Therapeutics 0.0 $26k 1.0k 26.00
Carmike Cinemas 0.0 $23k 2.0k 11.50
E-future Information Technolog Com Stk 0.0 $13k 4.0k 3.25
KSW (KSW) 0.0 $30k 6.0k 5.00
Brink's Company (BCO) 0.0 $13k 500.00 26.00
CGG Veritas 0.0 $33k 1.0k 33.00
Ym Biosciences 0.0 $36k 20k 1.80
Dex One Corporation 0.0 $15k 12k 1.25
Cobalt Intl Energy 0.0 $22k 1.0k 22.00
City Tele 0.0 $21k 4.6k 4.57
DARA BioSciences 0.0 $16k 15k 1.07
CompuCredit Holdings 0.0 $24k 6.4k 3.77
Promotora De Informaciones Adr adr cl a 0.0 $17k 9.1k 1.86
Netlist (NLST) 0.0 $20k 16k 1.27
MediciNova (MNOV) 0.0 $20k 11k 1.79
Meritor 0.0 $21k 5.0k 4.20
Universal Business Pmt Sol A *w exp 05/09/201 0.0 $28k 153k 0.18
Zynga 0.0 $25k 8.9k 2.81
Microvision Inc Del (MVIS) 0.0 $23k 10k 2.30
HSBC Holdings (HSBC) 0.0 $9.0k 200.00 45.00
Goldcorp 0.0 $3.0k 48.00 62.50
Comverse Technology 0.0 $6.0k 1.0k 6.00
Cal Dive International (CDVIQ) 0.0 $11k 6.9k 1.59
Key Energy Services 0.0 $11k 1.5k 7.33
Stillwater Mining Company 0.0 $12k 1.0k 12.00
Sirius XM Radio 0.0 $0 100.00 0.00
Westpac Banking Corporation 0.0 $1.0k 4.00 250.00
Wacoal Holdings Corporation 0.0 $6.0k 100.00 60.00
Yanzhou Coal Mining (YZCAY) 0.0 $0 11.00 0.00
Cutera (CUTR) 0.0 $7.0k 1.0k 7.00
Alcatel-Lucent 0.0 $7.0k 6.0k 1.17
Eldorado Gold Corp 0.0 $999.900000 66.00 15.15
Gran Tierra Energy 0.0 $9.0k 1.8k 4.97
Limelight Networks 0.0 $12k 5.0k 2.40
North Amern Palladium 0.0 $5.0k 2.5k 2.00
Advantest (ATEYY) 0.0 $999.990000 41.00 24.39
USA Technologies 0.0 $0 2.00 0.00
Moly 0.0 $12k 1.0k 11.89
UQM Technologies 0.0 $12k 10k 1.20
BlackRock Credit All Inc Trust II 0.0 $12k 1.0k 12.00
Sun Healthcare Group 0.0 $4.0k 500.00 8.00
Lake Shore Gold 0.0 $5.0k 5.0k 1.00
Oxigene 0.0 $9.0k 15k 0.60
Medgenics 0.0 $8.0k 750.00 10.67
T3 Motion Inc *w exp 99/99/99 0.0 $0 3.0k 0.00
Daystar Technologies 0.0 $7.0k 5.0k 1.40
Stereotaxis (STXS) 0.0 $11k 7.7k 1.43
Galectin Therapeutics (GALT) 0.0 $0 100.00 0.00
Trovagene Inc *w Exp 99/99/999 0.0 $996.450000 1.4k 0.73
Dnp Select Income Fd right 99/99/9999 0.0 $0 1.00 0.00
Natural Grocers By Vitamin C (NGVC) 0.0 $2.0k 86.00 23.26