First New York Securities

First New York Securities as of Sept. 30, 2016

Portfolio Holdings for First New York Securities

First New York Securities holds 236 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Hutchinson Technology Incorporated 32.1 $206M 1.4M 148.48
Rackspace Hosting 17.2 $110M 94k 1166.25
Raptor Pharmaceutical 13.9 $89M 238k 374.60
Rite Aid Corporation 12.3 $79M 681k 116.19
Coty Inc Cl A (COTY) 3.0 $20M 13k 1465.00
Linkedin Corp 2.2 $14M 36k 400.00
FMC Technologies 2.0 $13M 436k 29.67
Infoblox 1.7 $11M 12k 903.89
Cvent 1.7 $11M 109k 99.75
Cynapsus Therapeutics 1.4 $9.0M 224k 40.23
Ingram Micro 1.2 $7.7M 85k 90.00
ITC Holdings 1.0 $6.2M 134k 46.48
Autoliv (ALV) 0.9 $5.5M 51k 106.80
Procter & Gamble Company (PG) 0.8 $5.4M 60k 89.75
ResMed (RMD) 0.8 $5.2M 80k 64.79
Cepheid 0.4 $2.8M 1.6k 1716.67
Vitae Pharmaceuticals 0.4 $2.7M 2.4k 1095.00
Syntel 0.4 $2.6M 61k 41.91
PrivateBan 0.4 $2.3M 50k 45.92
Asml Holding (ASML) 0.3 $2.0M 18k 109.58
Virgin America 0.3 $1.8M 18k 103.24
Fiat Chrysler Auto 0.3 $1.8M 275k 6.40
Koninklijke Philips Electronics NV (PHG) 0.2 $1.6M 53k 29.59
Euronav Sa (EURN) 0.2 $1.4M 190k 7.63
Telefonica (TEF) 0.2 $1.3M 129k 10.08
Line Corp- 0.2 $1.3M 26k 48.40
Petrobras Energia Participaciones SA 0.2 $1.2M 187k 6.58
Endesa Amers Sa 0.2 $1.2M 84k 13.70
Deutsche Bank Ag-registered (DB) 0.2 $1.1M 84k 13.09
IAC/InterActive 0.1 $937k 15k 62.47
Central Garden & Pet (CENTA) 0.1 $941k 38k 24.80
Alphabet Inc Class C cs (GOOG) 0.1 $877k 1.1k 777.29
Ferrari Nv Ord (RACE) 0.1 $908k 18k 51.87
Under Armour Inc Cl C (UA) 0.1 $904k 27k 33.86
LOGITECH INTERNATIONAL SA APP Com Stk (LOGI) 0.1 $768k 34k 22.46
Imperva 0.1 $752k 14k 53.71
Hewlett Packard Enterprise (HPE) 0.1 $796k 35k 22.75
Skullcandy 0.1 $732k 5.1k 145.00
Dow Chemical Company 0.1 $665k 13k 51.83
Golden Enterprises 0.1 $619k 52k 12.00
ChipMOS Technology Bermuda 0.1 $641k 32k 19.80
Autodesk (ADSK) 0.1 $597k 8.3k 72.33
Greif (GEF) 0.1 $552k 11k 49.59
inContact, Inc . 0.1 $568k 41k 13.98
La Quinta Holdings 0.1 $536k 48k 11.18
KLA-Tencor Corporation (KLAC) 0.1 $418k 6.0k 69.71
R.R. Donnelley & Sons Company 0.1 $393k 25k 15.72
Alere 0.1 $389k 9.0k 43.24
Nokia Corporation (NOK) 0.1 $290k 50k 5.79
Orange Sa (ORAN) 0.1 $312k 20k 15.58
Liberty Broadband Corporation (LBRDA) 0.1 $351k 5.0k 70.16
Sientra 0.1 $317k 35k 8.99
Zillow Group Inc Cl A (ZG) 0.1 $293k 8.5k 34.45
Tenaris (TS) 0.0 $270k 9.5k 28.40
Ciber 0.0 $256k 222k 1.15
EPIQ Systems 0.0 $259k 16k 16.49
China Southern Airlines 0.0 $284k 10k 28.15
Medivation 0.0 $235k 204.00 1150.00
Rice Energy 0.0 $261k 10k 26.11
Petroleo Brasileiro SA (PBR.A) 0.0 $197k 24k 8.31
Spdr S&p 500 Etf (SPY) 0.0 $190k 880.00 216.30
Mid-America Apartment (MAA) 0.0 $214k 2.3k 93.99
Honda Motor (HMC) 0.0 $217k 7.5k 28.92
Philip Morris International (PM) 0.0 $194k 2.0k 97.22
Schlumberger (SLB) 0.0 $202k 2.6k 78.64
Netflix (NFLX) 0.0 $212k 2.2k 98.55
Toyota Motor Corporation (TM) 0.0 $178k 2.3k 79.00
SBA Communications Corporation 0.0 $224k 2.0k 112.16
BHP Billiton (BHP) 0.0 $206k 6.0k 34.65
Carnival (CUK) 0.0 $162k 3.3k 49.08
Powershares Etf Tr Ii s^p500 low vol 0.0 $166k 4.0k 41.49
Quotient 0.0 $172k 22k 7.82
Barrick Gold Corp (GOLD) 0.0 $98k 5.5k 17.72
Joy Global 0.0 $153k 5.5k 27.74
Via 0.0 $103k 2.7k 38.10
Bristol Myers Squibb (BMY) 0.0 $108k 2.0k 53.92
Valspar Corporation 0.0 $106k 1.0k 106.07
Intersil Corporation 0.0 $110k 5.0k 21.93
Cabela's Incorporated 0.0 $137k 2.5k 54.93
Syngenta 0.0 $131k 1.5k 87.60
Lexmark International 0.0 $99k 50k 2.00
China Life Insurance Company 0.0 $111k 8.5k 13.08
Esterline Technologies Corporation 0.0 $152k 2.0k 76.04
St. Jude Medical 0.0 $136k 1.7k 79.76
SPDR KBW Regional Banking (KRE) 0.0 $150k 3.5k 42.27
Financial Select Sector SPDR (XLF) 0.0 $101k 5.3k 19.30
Shutterfly 0.0 $156k 3.5k 44.64
Envision Healthcare Hlds 0.0 $134k 6.0k 22.27
Grupo Aval Acciones Y Valore (AVAL) 0.0 $133k 15k 8.83
American Farmland 0.0 $104k 13k 7.89
Ipath S&p 500 Vix Short-term Futures Etn 0.0 $106k 3.1k 34.07
Dell Technologies Inc Class V equity 0.0 $160k 3.3k 47.80
Diamond Offshore Drilling 0.0 $45k 2.6k 17.61
Petroleo Brasileiro SA (PBR) 0.0 $34k 3.6k 9.33
State Street Corporation (STT) 0.0 $53k 760.00 69.63
Legg Mason 0.0 $47k 1.4k 33.48
Monsanto Company 0.0 $92k 15k 6.00
Baxter International (BAX) 0.0 $46k 970.00 47.60
Health Care SPDR (XLV) 0.0 $91k 1.3k 72.11
Teradata Corporation (TDC) 0.0 $56k 1.8k 31.00
Brown-Forman Corporation (BF.B) 0.0 $84k 1.8k 47.44
Royal Dutch Shell 0.0 $75k 1.5k 50.07
Unilever 0.0 $76k 1.6k 46.10
Xerox Corporation 0.0 $53k 5.2k 10.13
Qualcomm (QCOM) 0.0 $50k 735.00 68.50
Harman International Industries 0.0 $42k 500.00 84.45
Advance Auto Parts (AAP) 0.0 $96k 645.00 149.12
Cousins Properties 0.0 $63k 6.0k 10.44
Delta Air Lines (DAL) 0.0 $59k 1.5k 39.36
iShares Russell 2000 Index (IWM) 0.0 $89k 720.00 124.21
Alaska Air (ALK) 0.0 $33k 500.00 65.86
Neenah Paper 0.0 $45k 570.00 79.01
Companhia Brasileira de Distrib. 0.0 $66k 4.0k 16.39
HEICO Corporation (HEI) 0.0 $35k 500.00 69.20
UGI Corporation (UGI) 0.0 $44k 980.00 45.24
VMware 0.0 $44k 600.00 73.35
Materials SPDR (XLB) 0.0 $90k 1.9k 47.75
PowerShares QQQ Trust, Series 1 0.0 $89k 750.00 118.72
Bel Fuse (BELFA) 0.0 $36k 1.8k 20.15
Urstadt Biddle Properties 0.0 $39k 2.2k 18.10
American International (AIG) 0.0 $45k 760.00 59.34
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $55k 300.00 182.78
Ebix (EBIXQ) 0.0 $36k 640.00 56.85
iShares Dow Jones US Real Estate (IYR) 0.0 $77k 950.00 80.64
Consumer Discretionary SPDR (XLY) 0.0 $89k 1.1k 80.04
Visteon Corporation (VC) 0.0 $36k 500.00 71.66
Medley Capital Corporation 0.0 $35k 4.5k 7.63
Grupo Fin Santander adr b 0.0 $88k 10k 8.80
Realogy Hldgs (HOUS) 0.0 $58k 2.3k 25.86
Quintiles Transnatio Hldgs I 0.0 $78k 960.00 81.06
Therapeuticsmd 0.0 $68k 10k 6.81
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.0 $58k 750.00 77.37
Endurance Intl Group Hldgs I 0.0 $74k 8.5k 8.75
Nielsen Hldgs Plc Shs Eur 0.0 $52k 970.00 53.57
Willis Towers Watson (WTW) 0.0 $45k 342.00 132.77
Gores Hldgs Inc cl a 0.0 $43k 4.0k 10.80
Elbit Imaging Ltd. Cmn (EMITF) 0.0 $84k 22k 3.88
SK Tele 0.0 $136.000200 6.00 22.67
Vale (VALE) 0.0 $19k 3.5k 5.50
Progressive Corporation (PGR) 0.0 $11k 300.00 35.00
Coca-Cola FEMSA, S.A.B. de C.V. (KOF) 0.0 $3.0k 40.00 75.00
Heartland Express (HTLD) 0.0 $30k 1.6k 18.88
Royal Caribbean Cruises (RCL) 0.0 $1.5k 20.00 74.95
Stanley Black & Decker (SWK) 0.0 $3.7k 30.00 122.97
Wells Fargo & Company (WFC) 0.0 $549.997500 75.00 7.33
Molson Coors Brewing Company (TAP) 0.0 $8.000000 1.00 8.00
Boston Scientific Corporation (BSX) 0.0 $16k 660.00 23.80
Equity Residential (EQR) 0.0 $3.5k 55.00 64.33
Office Depot 0.0 $2.1k 600.00 3.57
Yum! Brands (YUM) 0.0 $21k 230.00 90.81
Ultratech 0.0 $30k 1.3k 23.08
Hess (HES) 0.0 $153.999900 3.00 51.33
Nextera Energy (NEE) 0.0 $4.9k 40.00 122.33
United Technologies Corporation 0.0 $5.1k 50.00 101.60
Gilead Sciences (GILD) 0.0 $700.000000 10.00 70.00
Shire 0.0 $388.000000 2.00 194.00
Scientific Games (LNW) 0.0 $16k 1.4k 11.27
Lennar Corporation (LEN.B) 0.0 $28k 825.00 33.57
Wynn Resorts (WYNN) 0.0 $1.9k 20.00 97.40
Ashford Hospitality Trust 0.0 $21k 3.5k 5.89
Yahoo! 0.0 $8.6k 200.00 43.10
Advanced Micro Devices (AMD) 0.0 $14k 2.0k 6.91
Griffon Corporation (GFF) 0.0 $14k 820.00 17.01
Quanta Services (PWR) 0.0 $2.4k 85.00 27.99
PharMerica Corporation 0.0 $14k 500.00 28.07
Companhia Energetica Minas Gerais (CIG) 0.0 $2.6k 1.0k 2.59
FBL Financial 0.0 $30k 470.00 63.97
Owens-Illinois 0.0 $2.7k 145.00 18.39
Ez (EZPW) 0.0 $8.8k 800.00 11.06
PennantPark Investment (PNNT) 0.0 $25k 3.3k 7.52
Telecom Argentina (TEO) 0.0 $18k 1.0k 18.30
Chipotle Mexican Grill (CMG) 0.0 $180.000000 1.00 180.00
Forestar 0.0 $29k 2.5k 11.71
MetLife (MET) 0.0 $5.0k 112.00 44.43
Rush Enterprises (RUSHA) 0.0 $2.4k 100.00 24.48
British American Tobac (BTI) 0.0 $7.7k 60.00 127.65
China Uni 0.0 $9.7k 800.00 12.18
Hain Celestial (HAIN) 0.0 $29k 800.00 35.58
MGM Resorts International. (MGM) 0.0 $19k 730.00 26.03
Aqua America 0.0 $3.8k 126.00 30.48
Crawford & Company (CRD.B) 0.0 $7.9k 700.00 11.35
F5 Networks (FFIV) 0.0 $13k 35.00 382.51
Ormat Technologies (ORA) 0.0 $15k 310.00 48.41
Aixtron 0.0 $28k 4.5k 6.07
HCP 0.0 $6.4k 168.00 37.95
Rbc Cad (RY) 0.0 $310.000000 5.00 62.00
Nanometrics Incorporated 0.0 $22k 1.0k 22.34
Digirad Corporation 0.0 $31k 6.0k 5.10
Nabors Industries 0.0 $1.3k 110.00 12.16
Arlington Asset Investment 0.0 $27k 1.8k 14.79
Amicus Therapeutics (FOLD) 0.0 $3.7k 500.00 7.40
Seadrill 0.0 $2.000000 1.00 2.00
Consumer Staples Select Sect. SPDR (XLP) 0.0 $0 39k 0.00
Curis 0.0 $31k 12k 2.61
Valeant Pharmaceuticals Int 0.0 $2.5k 100.00 24.55
THL Credit 0.0 $8.1k 850.00 9.53
Pvh Corporation (PVH) 0.0 $17k 150.00 110.50
Ralph Lauren Corp (RL) 0.0 $3.5k 35.00 101.14
Cifc Corp not on list 0.0 $22k 2.0k 11.17
Ddr Corp 0.0 $11k 650.00 17.43
Alkermes (ALKS) 0.0 $2.1k 30.00 70.00
Tangoe 0.0 $23k 2.7k 8.25
Tim Participacoes Sa- 0.0 $24.000000 2.00 12.00
Network 1 Sec Solutions (NTIP) 0.0 $5.5k 2.0k 2.73
Merrimack Pharmaceuticals In 0.0 $24k 3.8k 6.35
Ensco Plc Shs Class A 0.0 $340.000000 40.00 8.50
Blucora 0.0 $20k 1.8k 11.20
Cytrx 0.0 $18k 30k 0.59
Western Asset Mortgage cmn 0.0 $21k 2.0k 10.42
Tesaro 0.0 $6.7k 20.00 335.00
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $1.9k 60.00 31.60
Tower Semiconductor (TSEM) 0.0 $15k 990.00 15.18
Twenty-first Century Fox 0.0 $1.7k 72.00 24.22
Leidos Holdings (LDOS) 0.0 $11k 262.00 43.28
Fireeye 0.0 $2.4k 1.5k 1.61
Ucp Inc-cl A 0.0 $4.4k 500.00 8.81
Hilton Worlwide Hldgs 0.0 $6.0k 50.00 120.00
Dipexium Pharmaceuticals 0.0 $29k 2.0k 14.50
Cti Biopharma 0.0 $20k 53k 0.37
Phibro Animal Health Corporati*on Cmn Class A (PAHC) 0.0 $9.8k 360.00 27.18
Terraform Power 0.0 $7.0k 500.00 13.91
Outfront Media (OUT) 0.0 $19k 197.00 95.00
Iron Mountain (IRM) 0.0 $3.8k 50.00 75.00
Cnova N V 0.0 $1.1k 200.00 5.37
Mylan Nv 0.0 $418.999900 11.00 38.09
Lexicon Pharmaceuticals (LXRX) 0.0 $4.0k 15.00 265.00
Catabasis Pharmaceuticals 0.0 $4.6k 750.00 6.16
Pdvwireless 0.0 $6.9k 300.00 22.90
Ionis Pharmaceuticals (IONS) 0.0 $9.5k 30.00 317.50
Broad 0.0 $690.000000 4.00 172.50
Aralez Pharmaceuticals 0.0 $8.4k 257.00 32.50
California Res Corp 0.0 $1.0k 81.00 12.49
Enersis Chile Sa (ENIC) 0.0 $22k 4.6k 4.75
Unilife Corp 0.0 $6.000000 3.00 2.00
Hampton Roads Bankshares Inc cs 0.0 $17k 7.4k 2.31
Johnson Controls International Plc equity (JCI) 0.0 $17k 370.00 46.53