Focused Wealth Management

Focused Wealth Management as of Sept. 30, 2025

Portfolio Holdings for Focused Wealth Management

Focused Wealth Management holds 187 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr Series Trust Prtflo S&p500 Gw (SPYG) 16.0 $150M 1.4M 104.51
Vanguard Index Fds Value Etf (VTV) 13.0 $122M 655k 186.49
Invesco Qqq Tr Unit Ser 1 (QQQ) 11.3 $106M 177k 600.37
Vanguard Scottsdale Fds Int-term Corp (VCIT) 4.4 $42M 496k 84.11
Apple (AAPL) 3.4 $32M 125k 254.63
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 3.1 $29M 535k 54.18
Vanguard Whitehall Fds High Div Yld (VYM) 3.1 $29M 205k 140.95
Ishares Tr 0-3 Mnth Treasry (SGOV) 2.8 $26M 262k 100.70
Select Sector Spdr Tr Financial (XLF) 2.7 $25M 468k 53.87
Vanguard Instl Index 0-3 Mo Treas Bil (VBIL) 2.5 $23M 309k 75.61
Vanguard Whitehall Fds Intl Dvd Etf (VIGI) 2.2 $21M 230k 89.57
Vanguard World Mega Grwth Ind (MGK) 1.5 $14M 35k 402.42
Spdr Series Trust Bloomberg 1-3 Mo (BIL) 1.4 $14M 148k 91.75
Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP) 1.4 $14M 71k 189.70
Vanguard Index Fds Small Cp Etf (VB) 1.4 $13M 52k 254.28
Vanguard Bd Index Fds Total Bnd Mrkt (BND) 1.3 $13M 169k 74.37
Janus Detroit Str Tr Henderson Mtg (JMBS) 1.3 $12M 264k 45.67
Blackrock Tax Municpal Bd Tr SHS (BBN) 1.3 $12M 718k 16.60
Vanguard World Inf Tech Etf (VGT) 1.2 $11M 15k 746.65
Alphabet Cap Stk Cl A (GOOGL) 1.2 $11M 45k 243.10
Tesla Motors (TSLA) 1.1 $11M 24k 444.71
NVIDIA Corporation Call Option (NVDA) 1.0 $9.6M 52k 186.58
Amazon (AMZN) 1.0 $9.0M 41k 219.57
Meta Platforms Cl A Call Option (META) 0.9 $8.7M 12k 734.38
Blackstone Group Inc Com Cl A (BX) 0.9 $8.4M 49k 170.85
Microsoft Corporation (MSFT) 0.6 $5.9M 11k 517.96
Citigroup Com New (C) 0.6 $5.6M 55k 101.50
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.6 $5.4M 11k 502.75
Vanguard Scottsdale Fds Vng Rus1000val (VONV) 0.5 $5.1M 57k 89.37
Bank of America Corporation (BAC) 0.5 $5.1M 99k 51.59
J P Morgan Exchange Traded F Equity Premium (JEPI) 0.5 $5.1M 89k 57.10
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.5 $5.0M 551k 9.10
Goldman Sachs (GS) 0.5 $4.3M 5.4k 796.30
Goldman Sachs Etf Tr S&p 500 Premium (GPIX) 0.4 $4.2M 80k 52.23
Pfizer (PFE) 0.4 $4.1M 159k 25.48
International Business Machines (IBM) 0.4 $4.0M 14k 282.17
Starwood Property Trust (STWD) 0.4 $4.0M 206k 19.37
Caterpillar (CAT) 0.4 $4.0M 8.3k 477.17
Ge Aerospace Com New Call Option (GE) 0.4 $3.5M 12k 300.82
JPMorgan Chase & Co. (JPM) 0.4 $3.4M 11k 315.44
Fidelity Comwlth Tr Nasdaq Compsit (ONEQ) 0.4 $3.4M 38k 89.13
Vanguard Admiral Fds 500 Grth Idx F (VOOG) 0.3 $3.2M 7.3k 435.48
Alphabet Cap Stk Cl C (GOOG) 0.3 $2.9M 12k 243.56
Intel Corporation Call Option (INTC) 0.3 $2.8M 85k 33.55
Wal-Mart Stores (WMT) 0.3 $2.7M 27k 103.06
Exxon Mobil Corporation (XOM) 0.3 $2.7M 24k 112.75
At&t (T) 0.3 $2.6M 94k 28.24
Ishares Tr 7-10 Yr Trsy Bd (IEF) 0.3 $2.5M 26k 96.46
Spdr S&p 500 Etf Tr Tr Unit (SPY) 0.3 $2.4M 3.6k 666.18
3M Company Call Option (MMM) 0.2 $2.3M 15k 155.18
UnitedHealth (UNH) 0.2 $2.3M 6.8k 345.29
Constellation Energy (CEG) 0.2 $2.2M 6.7k 329.05
Palantir Technologies Cl A (PLTR) 0.2 $2.0M 11k 182.42
Altria (MO) 0.2 $2.0M 30k 66.06
Abbvie (ABBV) 0.2 $2.0M 8.4k 231.54
Kinder Morgan (KMI) 0.2 $1.8M 64k 28.31
Ge Vernova (GEV) 0.2 $1.6M 2.7k 614.97
Schwab Strategic Tr Us Dividend Eq (SCHD) 0.2 $1.6M 57k 27.30
Vanguard Index Fds Total Stk Mkt (VTI) 0.2 $1.5M 4.5k 328.19
Coreweave Com Cl A (CRWV) 0.2 $1.5M 11k 136.85
Ishares Tr Msci Usa Mmentm (MTUM) 0.2 $1.4M 5.5k 256.45
Ishares Tr Core S&p500 Etf (IVV) 0.2 $1.4M 2.1k 669.14
Honeywell International (HON) 0.1 $1.4M 6.6k 210.50
Ishares Tr S&p 500 Grwt Etf (IVW) 0.1 $1.3M 11k 120.72
Walt Disney Company (DIS) 0.1 $1.3M 11k 114.50
Nucor Corporation (NUE) 0.1 $1.3M 9.5k 135.42
Johnson & Johnson (JNJ) 0.1 $1.3M 6.9k 185.42
J P Morgan Exchange Traded F Nasdaq Eqt Prem (JEPQ) 0.1 $1.2M 21k 57.52
Vanguard Index Fds Growth Etf (VUG) 0.1 $1.2M 2.5k 479.70
Oracle Corporation (ORCL) 0.1 $1.2M 4.2k 281.21
Blackrock N Y Mun Income Tru Sh Ben Int (BNY) 0.1 $1.1M 113k 10.12
Vanguard World Health Car Etf (VHT) 0.1 $1.1M 4.2k 259.61
Royce Value Trust (RVT) 0.1 $1.0M 64k 16.13
American Healthcare Reit Com Shs (AHR) 0.1 $1.0M 24k 42.01
Nextera Energy (NEE) 0.1 $997k 13k 75.49
Super Micro Computer Com New (SMCI) 0.1 $986k 21k 47.94
Netflix (NFLX) 0.1 $947k 790.00 1198.92
Kimberly-Clark Corporation Call Option (KMB) 0.1 $930k 7.5k 124.34
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.1 $849k 1.4k 612.17
Shopify Cl A Sub Vtg Shs (SHOP) 0.1 $807k 5.4k 148.61
Applied Materials (AMAT) 0.1 $786k 3.8k 204.76
Vanguard Specialized Funds Div App Etf (VIG) 0.1 $751k 3.5k 215.82
Verizon Communications (VZ) 0.1 $718k 16k 43.95
Cisco Systems (CSCO) 0.1 $684k 10k 68.42
BlackRock MuniHoldings New York Insured (MHN) 0.1 $672k 66k 10.22
Vanguard World Financials Etf (VFH) 0.1 $651k 5.0k 131.25
Vanguard Intl Equity Index F Allwrld Ex Us (VEU) 0.1 $636k 8.9k 71.37
Merck & Co (MRK) 0.1 $622k 7.4k 83.92
Nuveen Equity Premium Income Fund (BXMX) 0.1 $608k 42k 14.44
Carvana Cl A Call Option (CVNA) 0.1 $604k 1.6k 377.24
Schwab Strategic Tr Us Lcap Gr Etf (SCHG) 0.1 $596k 19k 31.91
Roku Com Cl A Call Option (ROKU) 0.1 $595k 5.9k 100.13
Eli Lilly & Co. (LLY) 0.1 $582k 762.00 763.25
Northern Trust Corporation Call Option (NTRS) 0.1 $579k 4.3k 134.60
Visa Com Cl A (V) 0.1 $578k 1.7k 341.46
Prothena Corp SHS (PRTA) 0.1 $558k 57k 9.76
Spdr Series Trust Prtflo S&p500 Hi (SPYD) 0.1 $541k 12k 44.00
Chevron Corporation Call Option (CVX) 0.1 $519k 3.3k 155.29
Procter & Gamble Company (PG) 0.1 $505k 3.3k 153.67
Kopin Corporation (KOPN) 0.1 $504k 207k 2.43
Ishares Tr Ibonds 27 Trm Ts (IBTH) 0.1 $492k 22k 22.52
Realty Income (O) 0.1 $484k 8.0k 60.79
Eaton Corp SHS (ETN) 0.1 $478k 1.3k 374.25
Home Depot (HD) 0.0 $469k 1.2k 405.36
Union Pacific Corporation (UNP) 0.0 $467k 2.0k 236.41
Philip Morris International (PM) 0.0 $463k 2.9k 162.19
Pgim Etf Tr Pgim Ultra Sh Bd (PULS) 0.0 $453k 9.1k 49.83
Ishares Tr Ibonds 26 Trm Ts (IBTG) 0.0 $452k 20k 22.95
Duke Energy Corp Com New (DUK) 0.0 $445k 3.6k 123.74
Ishares Tr S&p 100 Etf (OEF) 0.0 $443k 1.3k 332.79
Aon Shs Cl A (AON) 0.0 $433k 1.2k 356.58
Kraneshares Trust Quadrtc Int Rt (IVOL) 0.0 $431k 22k 19.28
Ishares Core Msci Emkt (IEMG) 0.0 $419k 6.3k 65.92
Wells Fargo & Company (WFC) 0.0 $415k 5.0k 83.82
Archer Aviation Com Cl A (ACHR) 0.0 $402k 42k 9.58
Solitario Expl & Rty Corp (XPL) 0.0 $399k 571k 0.70
Pimco Etf Tr Active Bd Etf (BOND) 0.0 $388k 4.2k 93.35
Consolidated Edison (ED) 0.0 $376k 3.7k 100.52
Alibaba Group Hldg Sponsored Ads (BABA) 0.0 $375k 2.1k 178.73
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.0 $369k 2.7k 139.16
Pinterest Cl A (PINS) 0.0 $366k 11k 32.17
Dimensional Etf Trust Us Equity Market (DFUS) 0.0 $364k 5.0k 72.44
C3 Ai Cl A (AI) 0.0 $348k 20k 17.34
Vaneck Etf Trust High Yld Munietf (HYD) 0.0 $345k 6.8k 50.90
Comerica Incorporated Call Option (CMA) 0.0 $343k 5.0k 68.52
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 0.0 $340k 12k 27.90
Spdr Series Trust Prtflo S&p500 Vl (SPYV) 0.0 $334k 6.0k 55.33
Spdr Series Trust Bbg Conv Sec Etf (CWB) 0.0 $331k 3.7k 90.50
Select Sector Spdr Tr Technology (XLK) 0.0 $326k 1.2k 281.86
Archer Daniels Midland Company (ADM) 0.0 $319k 5.3k 59.75
American Water Works (AWK) 0.0 $316k 2.3k 139.21
Colgate-Palmolive Company (CL) 0.0 $314k 3.9k 79.94
Spdr Gold Tr Gold Shs (GLD) 0.0 $302k 849.00 355.57
Spdr Series Trust Portfoli S&p1500 (SPTM) 0.0 $301k 3.7k 80.65
Advanced Micro Devices (AMD) 0.0 $299k 1.8k 161.79
Nuveen Build Amer Bd (NBB) 0.0 $297k 18k 16.22
Snowflake Com Shs Call Option (SNOW) 0.0 $287k 1.3k 225.55
Ishares Gold Tr Ishares New (IAU) 0.0 $286k 3.9k 72.77
Robinhood Mkts Com Cl A (HOOD) 0.0 $285k 2.0k 143.18
Coinbase Global Com Cl A (COIN) 0.0 $285k 845.00 337.49
Teradyne (TER) 0.0 $285k 2.1k 137.64
Dupont De Nemours Call Option (DD) 0.0 $283k 3.6k 77.90
Pepsi (PEP) 0.0 $271k 1.9k 140.47
Travelers Companies (TRV) 0.0 $269k 962.00 279.30
Datadog Cl A Com Call Option (DDOG) 0.0 $263k 1.9k 142.40
Stryker Corporation (SYK) 0.0 $261k 707.00 369.42
Gsr Iii Acquisition Corp Cl A (GSRT) 0.0 $259k 25k 10.36
McDonald's Corporation (MCD) 0.0 $258k 848.00 303.76
Cloudflare Cl A Com (NET) 0.0 $255k 1.2k 214.59
Oneok (OKE) 0.0 $251k 3.4k 72.96
Ishares Tr Rus 1000 Grw Etf (IWF) 0.0 $249k 532.00 468.81
Lowe's Companies (LOW) 0.0 $248k 988.00 251.25
Ishares Tr Russell 2000 Etf (IWM) 0.0 $247k 1.0k 241.96
Ishares Tr National Mun Etf (MUB) 0.0 $245k 2.3k 106.50
Welltower Inc Com reit (WELL) 0.0 $242k 1.4k 178.10
Schwab Strategic Tr Us Lcap Va Etf (SCHV) 0.0 $242k 8.3k 29.11
Charles Schwab Corporation Put Option (SCHW) 0.0 $241k 2.5k 95.47
Us Bancorp Del Com New (USB) 0.0 $241k 5.0k 48.33
Cigna Corp (CI) 0.0 $240k 834.00 288.09
salesforce (CRM) 0.0 $240k 1.0k 237.06
Uber Technologies (UBER) 0.0 $235k 2.4k 97.97
Main Street Capital Corporation (MAIN) 0.0 $230k 3.6k 63.59
Ge Healthcare Technologies I Common Stock (GEHC) 0.0 $230k 3.1k 75.10
Wp Carey (WPC) 0.0 $230k 3.4k 67.56
Ishares Tr Core S&p Mcp Etf (IJH) 0.0 $219k 3.4k 65.25
Paypal Holdings Call Option (PYPL) 0.0 $218k 3.3k 67.06
Chewy Cl A (CHWY) 0.0 $211k 5.2k 40.45
Ishares Tr Expanded Tech (IGV) 0.0 $209k 1.8k 115.02
NBT Ban (NBTB) 0.0 $209k 5.0k 41.76
Kulicke and Soffa Industries (KLIC) 0.0 $206k 5.1k 40.64
Spdr Dow Jones Indl Average Ut Ser 1 (DIA) 0.0 $203k 437.00 464.21
Edison International (EIX) 0.0 $202k 3.7k 55.27
EOG Resources Call Option (EOG) 0.0 $202k 1.8k 112.12
Delta Air Lines Inc Del Com New (DAL) 0.0 $201k 3.5k 56.74
The Trade Desk Com Cl A (TTD) 0.0 $200k 4.1k 49.01
Purecycle Technologies (PCT) 0.0 $184k 14k 13.15
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $173k 12k 14.25
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $170k 11k 15.90
Golub Capital BDC (GBDC) 0.0 $159k 12k 13.69
Ford Motor Company (F) 0.0 $157k 13k 11.96
Stratasys SHS Put Option (SSYS) 0.0 $140k 13k 11.20
Curis (CRIS) 0.0 $132k 79k 1.66
Rhinebeck Bancorp (RBKB) 0.0 $114k 10k 11.36
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $109k 12k 9.50
Sono Tek (SOTK) 0.0 $59k 13k 4.43
Bit Origin Ord Shs Cl A (BTOG) 0.0 $4.4k 11k 0.38
Safety Shot Com New (SHOT) 0.0 $3.7k 14k 0.27