Gladstone Institutional Advisory

Gladstone Institutional Advisory as of Dec. 31, 2018

Portfolio Holdings for Gladstone Institutional Advisory

Gladstone Institutional Advisory holds 168 positions in its portfolio as reported in the December 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 5.6 $9.7M 39k 251.62
First Trust Iv Enhanced Short (FTSM) 4.9 $8.4M 140k 59.85
Vanguard Total Stock Market ETF (VTI) 4.4 $7.5M 59k 127.63
Vanguard Growth ETF (VUG) 4.3 $7.5M 56k 134.32
First Tr Exchange Traded Fd ssi strg etf (FCVT) 4.1 $7.0M 254k 27.52
First Trust Large Cap Value Opp Fnd (FTA) 3.2 $5.6M 121k 46.23
First Tr Exch Traded Fd Iii muni hi incm etf (FMHI) 3.2 $5.6M 111k 49.99
Ishares Tr usa min vo (USMV) 2.9 $5.0M 96k 52.40
Ishares Tr Msci Usa Momentum Factor (MTUM) 2.9 $4.9M 49k 100.24
Spdr S&p 500 Etf (SPY) 2.0 $3.5M 14k 249.95
First Tr Exchange Traded Fd senior ln (FTSL) 1.9 $3.2M 71k 45.52
First Tr Exchng Traded Fd Vi tcw unconstrai (UCON) 1.9 $3.2M 130k 24.89
Vanguard S&p 500 Etf idx (VOO) 1.8 $3.1M 14k 229.80
First Tr Exch Trd Alphadex mid cp gr alph (FNY) 1.7 $2.9M 81k 36.21
First Tr Exchange Traded Fd Vi dorsey wright (FVC) 1.4 $2.4M 103k 23.42
Apple (AAPL) 1.3 $2.2M 14k 157.77
Amazon (AMZN) 1.3 $2.2M 1.5k 1501.69
Goldman Sachs Etf Tr (GSLC) 1.2 $2.1M 43k 50.29
Illumina (ILMN) 1.2 $2.1M 6.9k 299.90
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 1.2 $2.1M 30k 68.05
iShares S&P 500 Value Index (IVE) 1.0 $1.8M 18k 101.15
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF) 1.0 $1.8M 18k 101.56
Vanguard Mid-Cap Growth ETF (VOT) 1.0 $1.7M 14k 119.66
Fidelity divid etf risi (FDRR) 0.9 $1.6M 54k 28.68
Vaneck Vec Invt Grade Fltg Rate Etf etf/closed end fund (FLTR) 0.9 $1.5M 62k 24.69
Ishares Tr hdg msci eafe (HEFA) 0.8 $1.5M 57k 25.81
Invesco Qqq Trust Series 1 (QQQ) 0.8 $1.4M 8.8k 154.24
Vanguard Short-Term Bond ETF (BSV) 0.8 $1.3M 17k 78.60
First Trust Large Cap Core Alp Fnd (FEX) 0.8 $1.3M 25k 52.12
iShares Lehman Aggregate Bond (AGG) 0.8 $1.3M 12k 106.50
iShares S&P MidCap 400 Index (IJH) 0.8 $1.3M 7.7k 166.08
First Trust Large Cap GO Alpha Fnd (FTC) 0.7 $1.2M 22k 57.34
Vanguard Europe Pacific ETF (VEA) 0.7 $1.2M 33k 37.11
SPDR S&P Biotech (XBI) 0.7 $1.2M 17k 71.77
iShares S&P SmallCap 600 Index (IJR) 0.7 $1.1M 16k 69.33
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 0.6 $1.1M 17k 63.50
Ishares Core Intl Stock Etf core (IXUS) 0.6 $1.1M 21k 52.54
First Trust Mult Cap Grwth Alp Fnd (FAD) 0.6 $1.0M 17k 61.32
Vanguard Small-Cap ETF (VB) 0.6 $972k 7.4k 132.03
Ishares Tr Exponential Technologies Etf (XT) 0.6 $956k 29k 33.27
Lattice Strategies Tr dev mk x us st (RODM) 0.5 $927k 36k 25.79
Oppenheimer Rev Weighted Etf ultra divid rev 0.5 $929k 28k 33.49
Vanguard Health Care ETF (VHT) 0.5 $915k 5.7k 160.61
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.5 $904k 36k 25.26
Invesco Exchng Traded Fd Tr s&p midcp low (XMLV) 0.5 $899k 20k 44.41
iShares Morningstar Large Growth (ILCG) 0.5 $859k 5.4k 158.60
Vanguard Total Bond Market ETF (BND) 0.5 $809k 10k 79.17
Proshares Tr mdcp 400 divid (REGL) 0.5 $799k 16k 51.70
iShares Russell 1000 Value Index (IWD) 0.5 $793k 7.1k 111.10
iShares Russell 1000 Growth Index (IWF) 0.5 $772k 5.9k 130.89
Vanguard High Dividend Yield ETF (VYM) 0.5 $767k 9.8k 77.96
Verizon Communications (VZ) 0.4 $753k 13k 56.21
First Trust Value Line Dividend Indx Fnd (FVD) 0.4 $730k 25k 29.09
Visa (V) 0.4 $724k 5.5k 131.90
Vanguard Mid-Cap Value ETF (VOE) 0.4 $713k 7.5k 95.30
Facebook Inc cl a (META) 0.4 $721k 5.5k 131.11
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.4 $696k 6.7k 103.94
Alibaba Group Holding (BABA) 0.4 $695k 5.1k 137.13
Alphabet Inc Class A cs (GOOGL) 0.4 $679k 650.00 1044.62
MasterCard Incorporated (MA) 0.4 $671k 3.6k 188.80
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.4 $666k 6.2k 107.06
Proshares Tr short s&p 500 ne (SH) 0.4 $666k 21k 31.31
Industrial SPDR (XLI) 0.4 $644k 10k 64.39
First Trust Small Cap Cr AlphaDEX (FYX) 0.4 $646k 12k 54.19
First Trust Cloud Computing Et (SKYY) 0.4 $654k 14k 48.44
Microsoft Corporation (MSFT) 0.4 $634k 6.2k 101.52
At&t (T) 0.4 $637k 22k 28.56
iShares Dow Jones US Medical Dev. (IHI) 0.4 $636k 3.2k 199.69
SPDR Gold Trust (GLD) 0.4 $620k 5.1k 121.19
Proshares Invt Grade Etf etf/closed end (IGHG) 0.4 $616k 8.7k 71.16
United Parcel Service (UPS) 0.3 $608k 6.2k 97.59
NVIDIA Corporation (NVDA) 0.3 $594k 4.5k 133.45
Vaneck Vectors Amt-free Shrt M bdfund (SMB) 0.3 $605k 35k 17.31
First Tr Exch Trd Alphadex sml cp grw a (FYC) 0.3 $587k 15k 40.13
Vanguard Small-Cap Value ETF (VBR) 0.3 $562k 4.9k 113.97
Vanguard Emerging Markets ETF (VWO) 0.3 $569k 15k 38.08
Invesco Bulletshs 2020 Hi Yld Corp Bd Etf 0.3 $555k 24k 23.41
Vanguard Admiral Fds Inc equity (VOOV) 0.3 $519k 5.3k 97.56
JPMorgan Chase & Co. (JPM) 0.3 $495k 5.1k 97.59
SPDR DJ Wilshire REIT (RWR) 0.3 $495k 5.8k 85.92
Johnson & Johnson (JNJ) 0.3 $476k 3.7k 128.96
Health Care SPDR (XLV) 0.3 $474k 5.5k 86.42
Vanguard Small-Cap Growth ETF (VBK) 0.3 $485k 3.2k 150.53
First Trust Mid Cap Core Alpha Fnd (FNX) 0.3 $489k 8.5k 57.79
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.3 $488k 10k 47.18
Bank of America Corporation (BAC) 0.3 $459k 19k 24.63
McDonald's Corporation (MCD) 0.3 $465k 2.6k 177.68
Vanguard Information Technology ETF (VGT) 0.3 $462k 2.8k 166.97
iShares S&P 1500 Index Fund (ITOT) 0.3 $457k 8.1k 56.75
Nuveen High Income November 0.3 $464k 52k 8.90
First Tr Mid Cap Val Etf equity (FNK) 0.3 $446k 15k 30.42
Walt Disney Company (DIS) 0.2 $434k 4.0k 109.71
Vanguard Value ETF (VTV) 0.2 $431k 4.4k 98.04
Vanguard Mid-Cap ETF (VO) 0.2 $429k 3.1k 138.08
Vanguard Mega Cap 300 Value Index ETF (MGV) 0.2 $433k 6.1k 71.55
WisdomTree MidCap Dividend Fund (DON) 0.2 $412k 13k 31.62
Proshares Tr S&p 500 Aristo (NOBL) 0.2 $415k 6.9k 60.54
iShares Russell 2000 Growth Index (IWO) 0.2 $403k 2.4k 167.78
Vanguard Dividend Appreciation ETF (VIG) 0.2 $401k 4.1k 97.95
Ishares Tr Ibonds Dec2023 etf 0.2 $395k 16k 25.14
Pfizer (PFE) 0.2 $376k 8.6k 43.69
Chevron Corporation (CVX) 0.2 $372k 3.4k 108.84
Cisco Systems (CSCO) 0.2 $381k 8.8k 43.35
Proshares Tr Short Russell2000 (RWM) 0.2 $377k 8.1k 46.68
Ishares Tr conv bd etf (ICVT) 0.2 $386k 7.4k 52.52
Alphabet Inc Class C cs (GOOG) 0.2 $376k 363.00 1035.81
Invesco S&p 500 Equal Weight Etf (RSP) 0.2 $371k 4.1k 91.49
Pza etf (PZA) 0.2 $382k 15k 24.98
International Business Machines (IBM) 0.2 $367k 3.2k 113.80
iShares MSCI EAFE Index Fund (EFA) 0.2 $357k 6.1k 58.83
iShares S&P 500 Growth Index (IVW) 0.2 $369k 2.4k 150.86
iShares Lehman MBS Bond Fund (MBB) 0.2 $355k 3.4k 104.75
iShares Dow Jones US Aerospace & Def.ETF (ITA) 0.2 $367k 2.1k 173.11
Invesco Bulletshares 2019 Corp 0.2 $356k 17k 21.04
SPDR Dow Jones Industrial Average ETF (DIA) 0.2 $339k 1.5k 233.31
Ishares Inc core msci emkt (IEMG) 0.2 $351k 7.4k 47.17
Abbvie (ABBV) 0.2 $338k 3.7k 92.15
Utilities SPDR (XLU) 0.2 $334k 6.3k 52.93
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.2 $322k 9.7k 33.20
Berkshire Hathaway (BRK.B) 0.2 $308k 1.5k 204.11
Home Depot (HD) 0.2 $303k 1.8k 171.67
Amgen (AMGN) 0.2 $317k 1.6k 194.60
iShares Russell 2000 Index (IWM) 0.2 $303k 2.3k 133.83
Vanguard Scottsdale Fds vng rus1000grw (VONG) 0.2 $301k 2.2k 134.50
First Tr Small Cap Etf equity (FYT) 0.2 $316k 10k 30.93
Ark Etf Tr innovation etf (ARKK) 0.2 $309k 8.3k 37.14
Victory Portfolios Ii vicshs dv ac etf (VSDA) 0.2 $301k 11k 27.63
iShares NASDAQ Biotechnology Index (IBB) 0.2 $294k 3.1k 96.27
salesforce (CRM) 0.2 $299k 2.2k 136.78
Financial Select Sector SPDR (XLF) 0.2 $287k 12k 23.84
Market Vectors Etf High Yield Muni Index etf (HYD) 0.2 $287k 4.7k 60.93
SPDR S&P Dividend (SDY) 0.2 $275k 3.1k 89.52
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.2 $271k 5.2k 52.50
iShares Russell 3000 Value Index (IUSV) 0.2 $281k 5.7k 49.13
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.2 $268k 5.4k 49.91
Victory Portfolios Ii fund (VSMV) 0.2 $281k 11k 26.61
Coca-Cola Company (KO) 0.1 $266k 5.6k 47.37
Exxon Mobil Corporation (XOM) 0.1 $250k 3.7k 68.25
Merck & Co (MRK) 0.1 $265k 3.5k 76.28
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $249k 7.3k 34.20
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.1 $250k 4.9k 51.42
First Tr Exch Trd Alpha Fd I dev mrk ex us (FDT) 0.1 $265k 5.4k 48.94
Invesco S&p 500 High Div, Low V equities (SPHD) 0.1 $255k 6.7k 38.14
Wal-Mart Stores (WMT) 0.1 $246k 2.6k 93.32
Intel Corporation (INTC) 0.1 $246k 5.2k 46.93
Consumer Discretionary SPDR (XLY) 0.1 $242k 2.4k 98.86
Vanguard Int High Dvd Yld In exchange traded funds (VYMI) 0.1 $248k 4.4k 56.18
First Tr Exchng Traded Fd Vi tcw opportunis (FIXD) 0.1 $239k 4.8k 49.38
Automatic Data Processing (ADP) 0.1 $226k 1.7k 130.86
Procter & Gamble Company (PG) 0.1 $222k 2.4k 91.85
Netflix (NFLX) 0.1 $216k 808.00 267.33
Molina Healthcare (MOH) 0.1 $223k 1.9k 116.33
iShares Morningstar Mid Growth Idx (IMCG) 0.1 $220k 1.1k 194.69
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.1 $230k 2.8k 82.94
First Trust Cnsumer Stapl Alpha (FXG) 0.1 $229k 5.4k 42.20
Paypal Holdings (PYPL) 0.1 $230k 2.7k 84.25
BP (BP) 0.1 $204k 5.4k 38.00
Adobe Systems Incorporated (ADBE) 0.1 $205k 908.00 225.77
Church & Dwight (CHD) 0.1 $209k 3.2k 65.68
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $208k 4.0k 51.79
WisdomTree SmallCap Earnings Fund (EES) 0.1 $206k 6.4k 32.09
Etf Managers Tr tierra xp latin 0.1 $212k 8.5k 24.94
Blackrock 2022 Gbl Incm Opp 0.1 $146k 18k 8.34
Invesco High Income 2023 Tar 0.1 $124k 13k 9.92
General Electric Company 0.1 $89k 12k 7.54
PIMCO High Income Fund (PHK) 0.1 $93k 12k 8.02
Putnam Premier Income Trust (PPT) 0.0 $52k 11k 4.70
Aurora Cannabis Inc snc 0.0 $54k 11k 4.98