GLG Partners

GLG Partners as of Sept. 30, 2015

Portfolio Holdings for GLG Partners

GLG Partners holds 450 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 8.6 $327M 1.7M 191.63
CIGNA Corporation 2.1 $81M 598k 135.02
Cheniere Energy (LNG) 1.9 $73M 1.5M 48.30
Health Care SPDR (XLV) 1.7 $65M 977k 66.23
Shire 1.6 $61M 295k 205.23
ARM Holdings 1.5 $55M 1.3M 43.25
Shanda Games 1.4 $54M 8.0M 6.70
McKesson Corporation (MCK) 1.4 $52M 279k 185.03
Hudson City Ban 1.3 $50M 4.9M 10.17
Partner Re 1.2 $48M 342k 138.88
Precision Castparts 1.2 $46M 201k 229.71
Time Warner Cable 1.1 $42M 236k 179.37
Home Properties 1.0 $39M 519k 74.75
Hca Holdings (HCA) 1.0 $39M 498k 77.36
Mallinckrodt Pub 1.0 $39M 605k 63.94
Allergan 1.0 $39M 142k 271.81
SPDR S&P Oil & Gas Explore & Prod. 1.0 $37M 1.1M 32.84
Sandisk Corp note 1.500% 8/1 1.0 $37M 30M 1.25
American Rlty Cap Pptys Inc note 3.000% 8/0 1.0 $36M 38M 0.95
Alexion Pharmaceuticals 0.9 $36M 230k 156.39
Apple (AAPL) 0.9 $35M 315k 110.30
DealerTrack Holdings 0.9 $34M 532k 63.16
OmniVision Technologies 0.8 $31M 1.2M 26.26
Market Vectors Oil Service Etf 0.8 $31M 1.1M 27.48
Baxalta Incorporated 0.8 $31M 976k 31.51
Integrated Silicon Solution 0.8 $30M 1.4M 21.49
Endo International 0.8 $30M 429k 69.28
WuXi PharmaTech 0.8 $30M 687k 43.21
Altera Corporation 0.8 $29M 586k 50.08
Amazon (AMZN) 0.8 $29M 56k 511.89
Schlumberger (SLB) 0.7 $28M 400k 68.97
Broadcom Corporation 0.7 $28M 534k 51.43
Prospect Capital Corp conv 0.7 $28M 31M 0.90
Teva Pharmaceutical Industries (TEVA) 0.7 $27M 473k 56.46
Liberty Media Corp deb 3.500% 1/1 0.7 $26M 49M 0.53
Aetna 0.7 $26M 233k 109.41
Nvidia Corp note 1.000 12/0 0.7 $25M 19M 1.32
Qihoo 360 Tech Co Ltd conv bd us 0.7 $25M 29M 0.87
Whirlpool Corporation (WHR) 0.7 $25M 169k 147.26
Eagle Materials (EXP) 0.7 $25M 360k 68.42
Energy Transfer Equity (ET) 0.6 $24M 1.2M 20.81
Facebook Inc cl a (META) 0.6 $24M 263k 89.90
Nimble Storage 0.6 $23M 969k 24.12
Citigroup (C) 0.6 $23M 457k 49.61
Weatherford Intl Plc ord 0.6 $23M 2.7M 8.48
Halliburton Company (HAL) 0.6 $22M 633k 35.35
Liberty Interactive Llc conv 0.6 $23M 15M 1.50
Cardinal Health (CAH) 0.6 $22M 284k 76.82
FMC Technologies 0.6 $21M 687k 31.00
General Motors Company (GM) 0.6 $21M 710k 30.02
Tesla Motors Inc bond 0.6 $21M 22M 0.95
Strategic Hotels & Resorts 0.5 $20M 1.5M 13.79
PPG Industries (PPG) 0.5 $20M 227k 87.67
Baker Hughes Incorporated 0.5 $20M 388k 52.04
Perrigo Company (PRGO) 0.5 $18M 117k 157.27
Spirit Realty Capital Inc convertible cor 0.5 $19M 20M 0.93
Cobalt Intl Energy Inc note 3.125% 5/1 0.5 $18M 29M 0.64
Mylan Nv 0.5 $18M 456k 40.26
Salesforce.com Inc conv 0.5 $18M 15M 1.22
Anthem (ELV) 0.5 $18M 127k 140.00
Ally Financial (ALLY) 0.5 $17M 853k 20.38
Yahoo Inc note 12/0 0.5 $17M 18M 0.97
Tableau Software Inc Cl A 0.5 $17M 214k 79.78
Citrix Systems Inc conv 0.4 $17M 16M 1.05
Zoetis Inc Cl A (ZTS) 0.4 $16M 399k 41.14
Solera Holdings 0.4 $16M 293k 54.00
Thoratec Corporation 0.4 $16M 252k 63.26
Dollar Tree (DLTR) 0.4 $16M 237k 66.66
Google 0.4 $16M 25k 638.39
Energy Select Sector SPDR (XLE) 0.4 $16M 261k 61.20
Cyberonics 0.4 $16M 256k 60.78
DENTSPLY International 0.4 $15M 300k 50.57
Illumina Inc. 0.00% June 15, 2019 ccb 0.4 $15M 14M 1.09
McDonald's Corporation (MCD) 0.4 $15M 152k 98.53
Intel Corp. Jr. Sub. Cv. Deb. conv 0.4 $15M 9.7M 1.51
Sandisk Corp conv 0.4 $15M 15M 0.97
Priceline.com debt 1.000% 3/1 0.4 $15M 10M 1.40
Alcoa 0.4 $14M 1.4M 9.66
Sirona Dental Systems 0.4 $14M 150k 93.34
Kate Spade & Co 0.4 $14M 723k 19.11
Masonite International 0.4 $14M 224k 60.58
Jarden Corp note 1.875% 9/1 0.4 $14M 8.5M 1.61
iShares FTSE/Xinhua China 25 Index (FXI) 0.3 $13M 372k 35.47
Taiwan Semiconductor Mfg (TSM) 0.3 $13M 645k 20.75
International Business Machines (IBM) 0.3 $13M 90k 145.00
Walt Disney Company (DIS) 0.3 $13M 125k 102.20
E-House 0.3 $12M 2.1M 5.94
Radian Group Inc note 3.000%11/1 0.3 $12M 8.5M 1.45
Cemex Sab De Cv conv bnd 0.3 $12M 12M 1.02
Cobalt Intl Energy Inc note 0.3 $12M 17M 0.72
Ryanair Holdings 0.3 $12M 148k 78.30
Pericom Semiconductor 0.3 $12M 635k 18.25
Utilities SPDR (XLU) 0.3 $12M 273k 43.29
Sprouts Fmrs Mkt (SFM) 0.3 $12M 555k 21.10
Green Plains Inc conv 0.3 $12M 10M 1.16
Micron Technology Inc conv 0.3 $12M 14M 0.85
Ezcorp Inc sr unsecured 06/19 2.625 0.3 $11M 16M 0.73
1,375% Liberty Media 15.10.2023 note 0.3 $11M 11M 0.95
AGL Resources 0.3 $11M 173k 61.04
Starbucks Corporation (SBUX) 0.3 $10M 184k 56.84
Developers Diversified Rlty note 1.750%11/1 0.3 $11M 10M 1.07
Dht Holdings (DHT) 0.3 $11M 1.4M 7.42
Tenet Healthcare Corporation (THC) 0.3 $11M 283k 36.92
Ctrip.com Inter Ltd. conv 0.3 $11M 9.9M 1.09
Noble Energy 0.3 $10M 339k 30.18
Goodyear Tire & Rubber Company (GT) 0.3 $10M 353k 29.33
Williams Companies (WMB) 0.3 $10M 280k 36.85
Magna Intl Inc cl a (MGA) 0.3 $10M 211k 48.01
Air Products & Chemicals (APD) 0.3 $9.7M 76k 127.58
Rogers Communications -cl B (RCI) 0.3 $9.9M 288k 34.29
Fidelity National Finance conv 0.3 $9.7M 5.0M 1.93
Industrial SPDR (XLI) 0.2 $9.6M 192k 49.89
Wl Ross Hldg 0.2 $9.6M 920k 10.38
Amphenol Corporation (APH) 0.2 $9.0M 177k 50.96
salesforce (CRM) 0.2 $9.0M 130k 69.43
At&t (T) 0.2 $8.9M 272k 32.58
Biogen Idec (BIIB) 0.2 $8.8M 30k 291.80
Canadian Pacific Railway 0.2 $8.8M 61k 143.57
Vipshop Holdings Ltd - Ads bond 0.2 $8.9M 8.0M 1.11
Michael Kors Holdings 0.2 $8.2M 194k 42.24
Servicenow Inc. note 0.2 $8.4M 7.4M 1.13
Jarden Corp note 1.125% 3/1 0.2 $8.2M 7.2M 1.15
Cemex Sab De Cv conv bnd 0.2 $7.8M 7.5M 1.04
Servicenow (NOW) 0.2 $8.1M 116k 69.45
Jds Uniphase Corp conv 0.2 $7.4M 7.9M 0.94
Videocon D2h 0.2 $7.7M 797k 9.65
Edgewell Pers Care (EPC) 0.2 $7.8M 95k 81.60
Jazz Investments I Ltd. conv 0.2 $7.6M 7.4M 1.02
Hollyfrontier Corp 0.2 $7.0M 144k 48.84
Platform Specialty Prods Cor 0.2 $7.1M 559k 12.65
Lear Corporation (LEA) 0.2 $6.7M 61k 108.78
Pfizer (PFE) 0.2 $6.8M 217k 31.41
MarkWest Energy Partners 0.2 $6.7M 156k 42.91
Dollar General (DG) 0.2 $6.7M 92k 72.44
Starwood Ppty note 4.0% 1/15/ 0.2 $6.7M 6.5M 1.03
Urban Outfitters (URBN) 0.2 $6.5M 220k 29.38
Ring Energy (REI) 0.2 $6.4M 651k 9.87
Goldman Sachs (GS) 0.2 $5.9M 34k 173.75
Valero Energy Corporation (VLO) 0.2 $6.0M 100k 60.10
PharMerica Corporation 0.2 $6.0M 212k 28.47
KLA-Tencor Corporation (KLAC) 0.2 $6.1M 122k 50.00
Hologic Inc cnv 0.2 $5.9M 4.4M 1.35
Star Bulk Carriers 0.2 $6.2M 3.0M 2.05
Priceline Grp Inc note 0.350% 6/1 0.2 $5.9M 5.0M 1.18
JPMorgan Chase & Co. (JPM) 0.1 $5.6M 92k 60.97
Devon Energy Corporation (DVN) 0.1 $5.6M 150k 37.08
Wells Fargo & Company (WFC) 0.1 $5.8M 113k 51.35
Office Depot 0.1 $5.8M 900k 6.42
Nextera Energy (NEE) 0.1 $5.5M 56k 97.55
TJX Companies (TJX) 0.1 $5.6M 79k 71.43
Pennantpark Floating Rate Capi (PFLT) 0.1 $5.7M 475k 11.94
Wpx Energy 0.1 $5.7M 867k 6.62
Twenty-first Century Fox 0.1 $5.5M 204k 26.98
Wellpoint Inc Note cb 0.1 $5.7M 3.0M 1.89
Eastman Chemical Company (EMN) 0.1 $5.3M 82k 64.71
Domtar Corp 0.1 $5.3M 148k 35.75
Philip Morris International (PM) 0.1 $5.3M 67k 79.33
Lam Research Corporation (LRCX) 0.1 $5.2M 79k 65.33
American Water Works (AWK) 0.1 $5.2M 95k 55.08
Starwood Property Trust note 0.1 $5.5M 5.4M 1.02
Noble Corp Plc equity 0.1 $5.2M 475k 10.91
Google Inc Class C 0.1 $5.5M 9.0k 608.43
Akamai Technologies Inc Sr Cv zero coupon bonds 0.1 $5.3M 5.0M 1.05
General Dynamics Corporation (GD) 0.1 $5.0M 37k 137.96
Yahoo! 0.1 $5.0M 174k 28.91
Macquarie Infrastructure Company 0.1 $4.9M 66k 74.66
Cameron International Corporation 0.1 $4.8M 79k 61.33
Take-two Interactive Softwar note 1.000% 7/0 0.1 $5.0M 3.5M 1.43
Tesla Motors Inc bond 0.1 $4.8M 5.0M 0.96
Alibaba Group Holding (BABA) 0.1 $4.7M 80k 58.97
Citizens Financial (CFG) 0.1 $4.8M 200k 23.86
Encore Cap Group Inc note 3.000% 7/0 0.1 $5.0M 5.0M 1.00
Terrapin 3 Acquisition 0.1 $4.9M 500k 9.88
Enernoc, Inc. conv 0.1 $4.7M 6.7M 0.71
Double Eagle Acquisition Cor unit 99/99/9999 0.1 $5.1M 500k 10.14
Martin Marietta Materials (MLM) 0.1 $4.5M 30k 151.96
Thermo Fisher Scientific (TMO) 0.1 $4.6M 38k 122.29
Novartis (NVS) 0.1 $4.5M 49k 91.93
Visa (V) 0.1 $4.5M 64k 69.66
IPC The Hospitalist Company 0.1 $4.6M 59k 77.68
Oceaneering International (OII) 0.1 $4.5M 115k 39.28
Tata Motors 0.1 $4.5M 201k 22.50
Alnylam Pharmaceuticals (ALNY) 0.1 $4.6M 57k 80.36
Martha Stewart Living Omnimedia 0.1 $4.5M 748k 5.96
Alerian Mlp Etf 0.1 $4.4M 350k 12.48
Alkermes (ALKS) 0.1 $4.5M 76k 58.67
Rentech Nitrogen Partners L 0.1 $4.6M 389k 11.80
Herbalife Ltd conv 0.1 $4.4M 5.0M 0.88
Trina Solar Limited dbcv 3.500% 6/1 0.1 $4.5M 5.0M 0.90
Infosys Technologies (INFY) 0.1 $4.0M 209k 19.09
Foot Locker (FL) 0.1 $4.1M 57k 71.98
Mettler-Toledo International (MTD) 0.1 $4.2M 15k 284.75
Omni (OMC) 0.1 $4.3M 65k 65.90
priceline.com Incorporated 0.1 $4.1M 3.4k 1236.72
Edison International (EIX) 0.1 $4.1M 65k 63.07
Steiner Leisure Ltd Com Stk 0.1 $4.1M 65k 63.17
Celgene Corporation 0.1 $4.2M 39k 108.17
TransDigm Group Incorporated (TDG) 0.1 $4.0M 19k 212.39
Ametek (AME) 0.1 $4.0M 77k 52.32
Allison Transmission Hldngs I (ALSN) 0.1 $4.2M 156k 26.69
Molina Healthcare Inc. conv 0.1 $4.4M 2.5M 1.74
B2gold Corp conv 0.1 $4.3M 5.0M 0.85
Orbital Atk 0.1 $4.1M 57k 71.87
Lockheed Martin Corporation (LMT) 0.1 $3.9M 19k 207.30
General Cable Corp Del New frnt 4.500% 11/1 0.1 $3.9M 6.6M 0.59
Kirby Corporation (KEX) 0.1 $3.9M 63k 61.96
Wabtec Corporation (WAB) 0.1 $3.8M 44k 87.79
Avago Technologies 0.1 $3.8M 30k 125.00
Navios Maritime Acquis Corp 0.1 $3.6M 1.0M 3.52
Ambac Finl (AMBC) 0.1 $3.7M 254k 14.47
iShares MSCI Emerging Markets Indx (EEM) 0.1 $3.5M 107k 32.78
Amgen (AMGN) 0.1 $3.3M 24k 138.33
Deere & Company (DE) 0.1 $3.2M 44k 73.99
Lazard Ltd-cl A shs a 0.1 $3.3M 77k 43.29
Carrizo Oil & Gas 0.1 $3.5M 113k 30.54
Valeant Pharmaceuticals Int 0.1 $3.4M 19k 178.36
Scorpio Tankers 0.1 $3.6M 388k 9.17
Opko Health (OPK) 0.1 $3.2M 384k 8.41
Clovis Oncology 0.1 $3.5M 38k 91.96
Dynegy 0.1 $3.2M 156k 20.67
Starwood Ppty Tr Inc 3.750 oct 15 17 c 0.1 $3.5M 3.5M 1.00
Energizer Holdings (ENR) 0.1 $3.3M 84k 38.71
Lindblad Expeditions Hldgs I (LIND) 0.1 $3.4M 350k 9.77
Blackstone 0.1 $2.9M 90k 31.67
Cameco Corporation (CCJ) 0.1 $3.0M 243k 12.17
Honeywell International (HON) 0.1 $2.9M 31k 94.69
City National Corporation 0.1 $3.0M 34k 88.05
Delta Air Lines (DAL) 0.1 $2.9M 65k 44.88
Activision Blizzard 0.1 $3.2M 103k 30.89
MaxLinear (MXL) 0.1 $3.0M 240k 12.44
Crescent Point Energy Trust 0.1 $2.9M 255k 11.39
Linkedin Corp 0.1 $3.0M 16k 190.16
Intercept Pharmaceuticals In 0.1 $2.9M 18k 165.85
Metropcs Communications (TMUS) 0.1 $3.2M 80k 39.81
Sunedison 0.1 $3.1M 431k 7.18
Seacor Holdings Inc note 2.500%12/1 0.1 $2.9M 3.0M 0.95
Prospect Capital Corporation note 5.875 0.1 $3.2M 3.3M 0.98
Netsuite Inc note 0.250% 6/0 0.1 $3.0M 3.0M 1.01
Homeaway Inc conv 0.1 $3.0M 3.3M 0.92
Frontier Communications Corp pfd conv ser-a 0.1 $2.9M 31k 93.36
Pace Holdings Corp. equities 0.1 $3.1M 300k 10.25
America Movil Sab De Cv spon adr l 0.1 $2.5M 154k 16.55
Vertex Pharmaceuticals Incorporated (VRTX) 0.1 $2.5M 24k 104.14
Bristol Myers Squibb (BMY) 0.1 $2.6M 45k 59.21
Franklin Resources (BEN) 0.1 $2.7M 72k 37.26
SPDR Gold Trust (GLD) 0.1 $2.7M 25k 106.88
Rite Aid Corporation 0.1 $2.8M 458k 6.07
Micron Technology (MU) 0.1 $2.5M 170k 14.98
Rockwell Automation (ROK) 0.1 $2.5M 25k 101.46
Bitauto Hldg 0.1 $2.6M 89k 29.76
Swift Transportation Company 0.1 $2.5M 167k 15.02
Market Vectors Etf Tr Biotech 0.1 $2.5M 22k 114.31
Phillips 66 (PSX) 0.1 $2.6M 34k 76.83
stock 0.1 $2.7M 48k 55.35
Paypal Holdings (PYPL) 0.1 $2.7M 86k 31.04
Nielsen Hldgs Plc Shs Eur 0.1 $2.8M 64k 44.47
Gores Hldgs Inc unit 99/99/9999 0.1 $2.5M 250k 10.14
MasterCard Incorporated (MA) 0.1 $2.2M 24k 90.13
Incyte Corporation (INCY) 0.1 $2.2M 20k 110.32
AGCO Corporation (AGCO) 0.1 $2.3M 50k 46.64
eBay (EBAY) 0.1 $2.1M 86k 24.44
Hess (HES) 0.1 $2.3M 45k 50.07
United Technologies Corporation 0.1 $2.3M 26k 86.33
EOG Resources (EOG) 0.1 $2.2M 31k 72.80
Applied Materials (AMAT) 0.1 $2.2M 150k 14.69
Cooper Tire & Rubber Company 0.1 $2.2M 55k 39.50
Lennox International (LII) 0.1 $2.1M 19k 113.35
VMware 0.1 $2.4M 30k 78.79
Generac Holdings (GNRC) 0.1 $2.2M 74k 30.09
Tripadvisor (TRIP) 0.1 $2.2M 35k 63.01
Chubb Corporation 0.1 $2.1M 17k 122.68
3M Company (MMM) 0.1 $1.7M 12k 141.74
Macy's (M) 0.1 $1.9M 37k 51.33
Discovery Communications 0.1 $2.0M 77k 26.03
Sempra Energy (SRE) 0.1 $2.0M 20k 96.04
Wynn Resorts (WYNN) 0.1 $1.9M 35k 53.11
Premiere Global Services 0.1 $1.9M 135k 13.74
Herbalife Ltd Com Stk (HLF) 0.1 $2.0M 36k 54.50
Om 0.1 $2.0M 59k 32.89
Renasant (RNST) 0.1 $2.0M 60k 32.85
Cimarex Energy 0.1 $1.7M 17k 102.46
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.1 $2.0M 25k 79.35
H.B. Fuller Company (FUL) 0.1 $1.9M 57k 33.94
Market Vectors Gold Miners ETF 0.1 $1.9M 140k 13.74
Arcelormittal Sa Luxembourg mand cv nt 16 0.1 $1.7M 200k 8.69
Resource Cap Corp Note 6.000%12/0 note 0.1 $2.0M 2.3M 0.91
Lumenis Ltd shs cl b 0.1 $1.9M 139k 13.85
National Health Invs Inc note 0.1 $1.9M 2.0M 0.97
Jd (JD) 0.1 $1.8M 70k 26.07
Arista Networks (ANET) 0.1 $2.1M 34k 61.18
Crown Castle Intl (CCI) 0.1 $2.0M 25k 78.88
Nevro (NVRO) 0.1 $2.0M 43k 46.40
Cabot Oil & Gas Corporation (CTRA) 0.0 $1.3M 61k 21.86
Adobe Systems Incorporated (ADBE) 0.0 $1.4M 17k 82.24
Molson Coors Brewing Company (TAP) 0.0 $1.7M 20k 83.02
Dow Chemical Company 0.0 $1.5M 36k 42.41
Morgan Stanley (MS) 0.0 $1.6M 52k 31.49
Exelon Corporation (EXC) 0.0 $1.4M 47k 29.69
Atmel Corporation 0.0 $1.4M 173k 8.07
Steel Dynamics (STLD) 0.0 $1.5M 86k 17.18
TICC Capital 0.0 $1.5M 225k 6.71
Banco Itau Holding Financeira (ITUB) 0.0 $1.4M 214k 6.62
Oil States International (OIS) 0.0 $1.6M 60k 26.13
Envestnet (ENV) 0.0 $1.5M 50k 29.96
Altisource Residential Corp cl b 0.0 $1.4M 103k 13.92
Intrexon 0.0 $1.4M 46k 31.79
Franks Intl N V 0.0 $1.5M 99k 15.33
Fireeye 0.0 $1.4M 43k 31.82
Criteo Sa Ads (CRTO) 0.0 $1.7M 45k 37.54
Cheniere Energy Inc note 4.250% 3/1 0.0 $1.6M 2.5M 0.62
Euronav Sa (CMBT) 0.0 $1.6M 116k 13.90
Vale (VALE) 0.0 $1.3M 314k 4.20
ICICI Bank (IBN) 0.0 $979k 117k 8.38
Equifax (EFX) 0.0 $972k 10k 97.20
Apache Corporation 0.0 $1.1M 29k 39.17
TECO Energy 0.0 $998k 38k 26.26
National-Oilwell Var 0.0 $1.1M 29k 37.66
Intel Corp sdcv 0.0 $1.2M 1.0M 1.22
Paccar (PCAR) 0.0 $1.1M 21k 52.15
iShares NASDAQ Biotechnology Index (IBB) 0.0 $1.0M 3.4k 303.29
Starwood Hotels & Resorts Worldwide 0.0 $997k 15k 66.47
Acuity Brands (AYI) 0.0 $1.0M 5.9k 174.02
Cytec Industries 0.0 $1.1M 15k 73.87
Qiagen 0.0 $964k 37k 25.80
Akorn 0.0 $1.3M 45k 28.51
Frontline Limited Usd2.5 0.0 $1.2M 432k 2.71
Randgold Resources 0.0 $1.2M 20k 59.10
Stifel Financial (SF) 0.0 $1.1M 27k 42.11
Trina Solar 0.0 $1.1M 117k 8.97
Amicus Therapeutics (FOLD) 0.0 $1.1M 81k 13.99
Nevsun Res 0.0 $1.2M 409k 2.92
QEP Resources 0.0 $1.0M 81k 12.53
CHINA CORD Blood Corp 0.0 $1.2M 205k 6.02
iShares MSCI Germany Index Fund (EWG) 0.0 $1.3M 53k 24.74
JinkoSolar Holding (JKS) 0.0 $1.3M 60k 21.94
Citigroup Inc Com Us cmn 0.0 $1.1M 2.3M 0.46
General Mtrs Co *w exp 07/10/201 0.0 $1.1M 53k 20.38
Imperva 0.0 $982k 15k 65.47
Delphi Automotive 0.0 $1.2M 15k 76.02
Synergy Pharmaceuticals 0.0 $984k 186k 5.30
Demandware 0.0 $1.2M 23k 51.67
Proofpoint 0.0 $1.1M 18k 60.30
Palo Alto Networks (PANW) 0.0 $1.2M 6.8k 171.97
Esperion Therapeutics (ESPR) 0.0 $1.3M 54k 23.59
Saexploration Holdings 0.0 $1.2M 435k 2.68
C&j Energy Services 0.0 $1.1M 304k 3.52
Encore Capital Group Inc note 0.0 $988k 1.1M 0.87
Everi Hldgs (EVRI) 0.0 $1.3M 249k 5.13
Qihoo 360 Technology Co Ltd Note 1.750% 8/1 0.0 $1.0M 1.2M 0.85
Hennessy Capital Acq 0.0 $1.2M 125k 9.86
Tivo Inc 2.0 10-01-21 cv 0.0 $1.1M 1.3M 0.87
NRG Energy (NRG) 0.0 $625k 42k 14.86
American Express Company (AXP) 0.0 $741k 10k 74.10
Range Resources (RRC) 0.0 $677k 21k 32.14
Home Depot (HD) 0.0 $586k 5.1k 115.56
Abbott Laboratories (ABT) 0.0 $603k 15k 40.20
Coach 0.0 $796k 28k 28.95
McGraw-Hill Companies 0.0 $649k 7.5k 86.53
Taro Pharmaceutical Industries (TARO) 0.0 $794k 5.6k 142.88
Potash Corp. Of Saskatchewan I 0.0 $616k 30k 20.53
Yum! Brands (YUM) 0.0 $624k 7.8k 79.96
Cemex SAB de CV (CX) 0.0 $755k 108k 6.99
Marsh & McLennan Companies (MMC) 0.0 $653k 13k 52.24
Royal Dutch Shell 0.0 $817k 17k 47.39
UnitedHealth (UNH) 0.0 $572k 4.9k 115.98
Lindsay Corporation (LNN) 0.0 $651k 9.6k 67.82
FMC Corporation (FMC) 0.0 $871k 26k 33.91
Applied Micro Circuits Corporation 0.0 $737k 139k 5.31
First Cash Financial Services 0.0 $621k 16k 40.07
Planar Systems 0.0 $587k 101k 5.80
Qlik Technologies 0.0 $874k 24k 36.45
Zions Bancorporation *w exp 05/22/202 0.0 $702k 198k 3.54
HudBay Minerals (HBM) 0.0 $773k 210k 3.68
General Mtrs Co *w exp 07/10/201 0.0 $700k 53k 13.22
Millennial Media 0.0 $826k 472k 1.75
Lam Research Corp note 0.500% 5/1 0.0 $570k 500k 1.14
Spirit Rlty Cap Inc New Note cb 0.0 $920k 1.0M 0.92
Affimed Therapeutics B V 0.0 $732k 119k 6.17
Wl Ross Holding Corp wrt 0.0 $820k 1.0M 0.82
Energy Xxi Bermuda Ltd note 3.000%12/1 0.0 $929k 7.1M 0.13
Blueprint Medicines (BPMC) 0.0 $573k 27k 21.33
Nivalis Therapeutics 0.0 $751k 58k 12.98
Comcast Corporation (CMCSA) 0.0 $284k 5.0k 56.80
CTC Media 0.0 $350k 200k 1.75
Ecolab (ECL) 0.0 $439k 4.0k 109.75
Via 0.0 $345k 8.0k 43.12
Lennar Corporation (LEN) 0.0 $260k 5.4k 48.15
Carter's (CRI) 0.0 $363k 4.0k 90.75
Northrop Grumman Corporation (NOC) 0.0 $223k 1.3k 166.29
Reynolds American 0.0 $443k 10k 44.30
Autoliv (ALV) 0.0 $277k 2.5k 109.06
AstraZeneca (AZN) 0.0 $390k 12k 31.84
Nike (NKE) 0.0 $509k 4.1k 123.04
iShares MSCI EAFE Index Fund (EFA) 0.0 $428k 7.5k 57.33
Staples 0.0 $500k 43k 11.73
Dryships/drys 0.0 $304k 1.8M 0.17
Atwood Oceanics 0.0 $374k 25k 14.79
Royal Gold (RGLD) 0.0 $246k 5.2k 47.03
Hain Celestial (HAIN) 0.0 $516k 10k 51.60
Kinross Gold Corp (KGC) 0.0 $437k 253k 1.73
Extreme Networks (EXTR) 0.0 $407k 121k 3.36
Materials SPDR (XLB) 0.0 $563k 14k 39.89
iShares Dow Jones US Home Const. (ITB) 0.0 $545k 21k 26.12
Amarin Corporation (AMRN) 0.0 $210k 109k 1.93
Booz Allen Hamilton Holding Corporation (BAH) 0.0 $217k 8.3k 26.17
Youku 0.0 $317k 18k 17.63
Silvercrest Mines Inc F 0.0 $194k 220k 0.88
Sanchez Energy Corp C ommon stocks 0.0 $418k 68k 6.15
Ensco Plc Shs Class A 0.0 $362k 26k 14.08
Hilton Worlwide Hldgs 0.0 $459k 20k 22.95
Ares Capital Corporation convertible cor 0.0 $515k 500k 1.03
Centrus Energy Corp cl a (LEU) 0.0 $549k 180k 3.05
Terrapin 3 Acquisition Corp *w exp 06/27/201 0.0 $245k 500k 0.49
Journal Media 0.0 $328k 44k 7.50
Galapagos Nv- (GLPG) 0.0 $476k 12k 40.74
Vareit, Inc reits 0.0 $218k 28k 7.72
Spx Flow 0.0 $303k 8.8k 34.46
Stericycle, Inc. pfd cv 0.0 $204k 2.0k 102.00
Wts/lindblad Expeditions Hldgs In 11.5000 Exp05/15/2016 wts 0.0 $291k 155k 1.87
Diamond Offshore Drilling 0.0 $180k 10k 17.31
ReneSola 0.0 $100k 103k 0.97
Wal-Mart Stores (WMT) 0.0 $7.0k 113.00 61.95
General Electric Company 0.0 $51k 2.0k 25.44
Ross Stores (ROST) 0.0 $13k 262.00 49.62
Tiffany & Co. 0.0 $12k 158.00 75.95
Vulcan Materials Company (VMC) 0.0 $13k 142.00 91.55
Verizon Communications (VZ) 0.0 $999.960000 13.00 76.92
Raytheon Company 0.0 $16k 146.00 109.59
Colgate-Palmolive Company (CL) 0.0 $38k 604.00 62.91
Parker-Hannifin Corporation (PH) 0.0 $70k 717.00 97.63
Ford Motor Company (F) 0.0 $0 4.00 0.00
Advance Auto Parts (AAP) 0.0 $17k 91.00 186.81
SandRidge Energy 0.0 $6.0k 21k 0.29
Bce (BCE) 0.0 $18k 453.00 39.74
Pioneer Natural Resources 0.0 $22k 183.00 120.22
Under Armour (UAA) 0.0 $17k 172.00 98.84
SPX Corporation 0.0 $105k 8.8k 11.94
BorgWarner (BWA) 0.0 $170k 4.1k 41.68
Nabors Industries 0.0 $10k 1.1k 9.18
Seadrill 0.0 $143k 24k 5.89
Huntington Ingalls Inds (HII) 0.0 $186k 1.7k 107.08
Citigroup Inc *w exp 10/28/201 0.0 $50k 5.0M 0.01
Mondelez Int (MDLZ) 0.0 $21k 497.00 42.25
Sungy Mobile Ltd adr rep ord a 0.0 $132k 30k 4.46
Roi Acquisition Corp Ii *w exp 99/99/999 0.0 $144k 400k 0.36
Hudbay Minerals Inc *w exp 07/20/201 0.0 $61k 233k 0.26
Cvsl 0.0 $172k 103k 1.67
Teladoc (TDOC) 0.0 $185k 8.3k 22.30
Agrofresh Solutions wts feb 19 19 0.0 $49k 22k 2.21
Delta Technology Hldgs Ltd *w exp 12/18/201 0.0 $50k 200k 0.25