Gradient Investments as of Sept. 30, 2017
Portfolio Holdings for Gradient Investments
Gradient Investments holds 229 positions in its portfolio as reported in the September 2017 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Powershares Etf Tr Ii s^p emrghibeta | 21.9 | $343M | 17M | 19.89 | |
| Vanguard Short Term Corporate Bond ETF (VCSH) | 8.6 | $135M | 1.7M | 80.13 | |
| Vanguard Total Bond Market ETF (BND) | 4.2 | $65M | 794k | 81.96 | |
| iShares S&P 500 Index (IVV) | 3.4 | $54M | 213k | 252.93 | |
| Db-x Msci Eafe Currency-hedged (DBEF) | 2.8 | $44M | 1.4M | 31.03 | |
| iShares Lehman MBS Bond Fund (MBB) | 2.8 | $43M | 403k | 107.10 | |
| Global X Fds glbl x mlp etf | 2.2 | $35M | 3.4M | 10.29 | |
| Ssga Active Etf Tr blkstn gsosrln (SRLN) | 2.2 | $35M | 742k | 47.42 | |
| Claymore Exchange Trd Fd Tr gug bul 2019 hy | 2.2 | $35M | 1.4M | 24.71 | |
| Claymore Exchange Trd Fd Tr gug blt2018 hy | 2.2 | $34M | 1.3M | 25.33 | |
| iShares Russell 2000 Growth Index (IWO) | 2.1 | $33M | 187k | 178.96 | |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 1.7 | $26M | 251k | 105.35 | |
| Guggenheim Bulletshares 2020 H mf | 1.3 | $21M | 823k | 24.96 | |
| Goldman Sachs Etf Tr (GSLC) | 1.2 | $19M | 389k | 49.92 | |
| ETFS Silver Trust | 1.2 | $18M | 1.1M | 16.26 | |
| iShares Gold Trust | 0.8 | $13M | 1.0M | 12.31 | |
| iShares Barclays TIPS Bond Fund (TIP) | 0.8 | $12M | 106k | 113.58 | |
| Powershares Kbw Etf equity | 0.7 | $12M | 307k | 37.50 | |
| SPDR Dow Jones Global Real Estate (RWO) | 0.7 | $11M | 224k | 47.76 | |
| Market Vectors Etf Tr Pfd Sec (PFXF) | 0.7 | $10M | 518k | 20.08 | |
| Dowdupont | 0.6 | $9.4M | 135k | 69.23 | |
| Abbvie (ABBV) | 0.6 | $9.2M | 104k | 88.86 | |
| Vaneck Vectors Etf Tr fallen angel hg (ANGL) | 0.6 | $9.2M | 303k | 30.31 | |
| At&t (T) | 0.6 | $8.7M | 223k | 39.17 | |
| Chevron Corporation (CVX) | 0.5 | $8.3M | 71k | 117.51 | |
| Schlumberger (SLB) | 0.5 | $8.3M | 119k | 69.76 | |
| D First Tr Exchange-traded (FPE) | 0.5 | $8.3M | 412k | 20.08 | |
| Valero Energy Corporation (VLO) | 0.5 | $8.2M | 107k | 76.93 | |
| Home Depot (HD) | 0.5 | $8.0M | 49k | 163.56 | |
| Abbott Laboratories (ABT) | 0.5 | $7.9M | 149k | 53.36 | |
| Vaneck Vectors Etf Tr bdc income etf (BIZD) | 0.5 | $8.0M | 451k | 17.86 | |
| Kohl's Corporation (KSS) | 0.5 | $7.8M | 172k | 45.65 | |
| Exelon Corporation (EXC) | 0.5 | $7.8M | 206k | 37.67 | |
| Phillips 66 (PSX) | 0.5 | $7.8M | 85k | 91.61 | |
| Pfizer (PFE) | 0.5 | $7.6M | 214k | 35.70 | |
| Intel Corporation (INTC) | 0.5 | $7.7M | 201k | 38.08 | |
| International Paper Company (IP) | 0.5 | $7.6M | 134k | 56.82 | |
| Las Vegas Sands (LVS) | 0.5 | $7.6M | 119k | 64.16 | |
| Occidental Petroleum Corporation (OXY) | 0.5 | $7.7M | 120k | 64.21 | |
| Lowe's Companies (LOW) | 0.5 | $7.7M | 97k | 79.94 | |
| JPMorgan Chase & Co. (JPM) | 0.5 | $7.5M | 79k | 95.51 | |
| Johnson & Johnson (JNJ) | 0.5 | $7.6M | 58k | 130.01 | |
| Invesco (IVZ) | 0.5 | $7.5M | 213k | 35.04 | |
| BlackRock | 0.5 | $7.4M | 17k | 447.12 | |
| McDonald's Corporation (MCD) | 0.5 | $7.4M | 47k | 156.67 | |
| United Parcel Service (UPS) | 0.5 | $7.4M | 62k | 120.09 | |
| Cisco Systems (CSCO) | 0.5 | $7.3M | 219k | 33.63 | |
| Verizon Communications (VZ) | 0.5 | $7.4M | 149k | 49.49 | |
| First American Financial (FAF) | 0.5 | $7.4M | 148k | 49.97 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.5 | $7.2M | 120k | 59.77 | |
| Colgate-Palmolive Company (CL) | 0.5 | $7.3M | 100k | 72.85 | |
| International Business Machines (IBM) | 0.5 | $7.2M | 50k | 145.09 | |
| Valley National Ban (VLY) | 0.5 | $7.1M | 593k | 12.05 | |
| Extra Space Storage (EXR) | 0.5 | $7.2M | 90k | 79.93 | |
| Eaton (ETN) | 0.5 | $7.2M | 94k | 76.79 | |
| CVS Caremark Corporation (CVS) | 0.5 | $7.1M | 88k | 81.32 | |
| United Technologies Corporation | 0.5 | $7.1M | 61k | 116.09 | |
| MetLife (MET) | 0.5 | $7.0M | 135k | 51.95 | |
| PacWest Ban | 0.5 | $7.1M | 140k | 50.51 | |
| Carnival Corporation (CCL) | 0.4 | $6.8M | 106k | 64.57 | |
| Air Products & Chemicals (APD) | 0.4 | $6.8M | 45k | 151.22 | |
| PPL Corporation (PPL) | 0.4 | $6.9M | 183k | 37.95 | |
| Lexington Realty Trust (LXP) | 0.4 | $6.9M | 676k | 10.22 | |
| Omega Healthcare Investors (OHI) | 0.4 | $6.9M | 215k | 31.91 | |
| F.N.B. Corporation (FNB) | 0.4 | $6.8M | 487k | 14.03 | |
| Johnson Controls International Plc equity (JCI) | 0.4 | $6.9M | 171k | 40.29 | |
| Coca-Cola Company (KO) | 0.4 | $6.7M | 148k | 45.01 | |
| Altria (MO) | 0.4 | $6.8M | 107k | 63.42 | |
| Spdr S&p Emerging Mkts Dividen inx (EDIV) | 0.4 | $6.8M | 223k | 30.46 | |
| Realty Income (O) | 0.4 | $6.6M | 116k | 57.19 | |
| Simon Property (SPG) | 0.4 | $6.6M | 41k | 161.01 | |
| PowerShares Hgh Yield Corporate Bnd | 0.4 | $6.6M | 344k | 19.08 | |
| Darden Restaurants (DRI) | 0.4 | $6.5M | 82k | 78.78 | |
| Hormel Foods Corporation (HRL) | 0.4 | $6.4M | 199k | 32.14 | |
| Medtronic (MDT) | 0.4 | $6.5M | 84k | 77.77 | |
| Vaneck Vectors Etf Tr mtg reit income (MORT) | 0.4 | $6.4M | 252k | 25.26 | |
| General Mills (GIS) | 0.4 | $6.3M | 121k | 51.76 | |
| First Trust/Four Corners SFRI Fund II (FCT) | 0.4 | $6.0M | 448k | 13.49 | |
| SPDR S&P International Dividend (DWX) | 0.4 | $5.8M | 143k | 40.38 | |
| Nuveen Fltng Rte Incm Opp | 0.3 | $5.5M | 469k | 11.83 | |
| Claymore Exchange Trd Fd Tr gug bull2019 e | 0.3 | $5.2M | 246k | 21.25 | |
| Vaneck Vectors Etf Tr (IHY) | 0.3 | $5.0M | 194k | 25.76 | |
| Ishares High Dividend Equity F (HDV) | 0.3 | $4.6M | 54k | 85.95 | |
| Vaneck Vectors Etf Tr (HYEM) | 0.3 | $4.5M | 180k | 24.82 | |
| Claymore Exchange Trd Fd Tr gug bull2020 e | 0.2 | $2.5M | 115k | 21.51 | |
| BP (BP) | 0.1 | $2.3M | 61k | 38.43 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $2.3M | 28k | 81.99 | |
| Apple (AAPL) | 0.1 | $2.4M | 16k | 154.14 | |
| Schwab Strategic Tr us lrg cap etf (SCHX) | 0.1 | $2.3M | 38k | 60.04 | |
| Spdr S&p 500 Etf (SPY) | 0.1 | $2.2M | 8.7k | 251.27 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 0.1 | $2.0M | 38k | 52.72 | |
| Claymore Exchange Trd Fd Tr gug bull2018 e | 0.1 | $1.8M | 83k | 21.19 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.1 | $1.3M | 30k | 44.04 | |
| Novo Nordisk A/S (NVO) | 0.1 | $1.4M | 29k | 48.14 | |
| Claymore Exchange Trd Fd Tr 2021 hg yld cb | 0.1 | $1.4M | 57k | 25.27 | |
| America Movil Sab De Cv spon adr l | 0.1 | $1.3M | 74k | 17.76 | |
| HSBC Holdings (HSBC) | 0.1 | $1.3M | 27k | 49.42 | |
| Taiwan Semiconductor Mfg (TSM) | 0.1 | $1.3M | 34k | 37.54 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $1.3M | 4.1k | 310.20 | |
| Credit Suisse Group | 0.1 | $1.3M | 82k | 15.80 | |
| Royal Dutch Shell | 0.1 | $1.3M | 22k | 60.56 | |
| Sanofi-Aventis SA (SNY) | 0.1 | $1.2M | 25k | 49.80 | |
| Total (TTE) | 0.1 | $1.2M | 23k | 53.50 | |
| Canon (CAJPY) | 0.1 | $1.2M | 36k | 34.33 | |
| Bce (BCE) | 0.1 | $1.2M | 26k | 46.84 | |
| Toyota Motor Corporation (TM) | 0.1 | $1.2M | 10k | 119.18 | |
| SPDR Gold Trust (GLD) | 0.1 | $1.3M | 11k | 121.56 | |
| Westpac Banking Corporation | 0.1 | $1.2M | 48k | 25.22 | |
| Advanced Semiconductor Engineering | 0.1 | $1.2M | 200k | 6.18 | |
| British American Tobac (BTI) | 0.1 | $1.2M | 19k | 62.46 | |
| ING Groep (ING) | 0.1 | $1.3M | 70k | 18.42 | |
| Bk Nova Cad (BNS) | 0.1 | $1.3M | 20k | 64.23 | |
| Rbc Cad (RY) | 0.1 | $1.2M | 16k | 77.35 | |
| Suncor Energy (SU) | 0.1 | $1.3M | 38k | 35.04 | |
| iShares S&P Latin America 40 Index (ILF) | 0.1 | $1.3M | 37k | 35.10 | |
| Ishares Inc emrgmkt dividx (DVYE) | 0.1 | $1.2M | 29k | 41.46 | |
| Vodafone Group New Adr F (VOD) | 0.1 | $1.3M | 44k | 28.47 | |
| Ubs Group (UBS) | 0.1 | $1.2M | 72k | 17.15 | |
| Ishares Msci Russia Capped E ishrmscirub | 0.1 | $1.3M | 38k | 33.64 | |
| China Mobile | 0.1 | $1.1M | 22k | 50.57 | |
| Mizuho Financial (MFG) | 0.1 | $1.2M | 328k | 3.55 | |
| ETFS Physical Platinum Shares | 0.1 | $1.1M | 13k | 87.23 | |
| Pdc Energy | 0.1 | $1.0M | 21k | 49.02 | |
| Wpp Plc- (WPP) | 0.1 | $1.0M | 11k | 92.79 | |
| Alphabet Inc Class A cs (GOOGL) | 0.1 | $1.1M | 1.1k | 974.01 | |
| National Grid (NGG) | 0.1 | $1.1M | 18k | 62.68 | |
| Sempra Energy (SRE) | 0.1 | $931k | 8.2k | 114.16 | |
| Gulfport Energy Corporation | 0.1 | $962k | 67k | 14.34 | |
| SPDR DJ Wilshire Mid Cap Growth (MDYG) | 0.1 | $936k | 6.3k | 147.42 | |
| Vanguard Intl Equity Index F glb ex us etf (VNQI) | 0.1 | $947k | 16k | 59.44 | |
| Schwab Strategic Tr us aggregate b (SCHZ) | 0.1 | $1.0M | 19k | 52.36 | |
| Claymore Exchange Trd Fd Tr 2022 hg yld cb | 0.1 | $901k | 36k | 25.41 | |
| Walgreen Boots Alliance | 0.1 | $953k | 12k | 77.25 | |
| Src Energy | 0.1 | $999k | 103k | 9.67 | |
| Berkshire Hathaway (BRK.B) | 0.1 | $813k | 4.4k | 183.23 | |
| Amgen (AMGN) | 0.1 | $810k | 4.3k | 186.38 | |
| Visa (V) | 0.1 | $751k | 7.1k | 105.26 | |
| Tesco Corporation | 0.1 | $743k | 136k | 5.45 | |
| Concho Resources | 0.1 | $773k | 5.9k | 131.78 | |
| Financial Select Sector SPDR (XLF) | 0.1 | $733k | 28k | 25.87 | |
| First Tr Exchange Traded Fd dj glbl divid (FGD) | 0.1 | $855k | 33k | 25.79 | |
| Microsoft Corporation (MSFT) | 0.0 | $702k | 9.4k | 74.46 | |
| General Electric Company | 0.0 | $620k | 26k | 24.16 | |
| Boeing Company (BA) | 0.0 | $621k | 2.4k | 254.20 | |
| Nextera Energy (NEE) | 0.0 | $644k | 4.4k | 146.60 | |
| General Dynamics Corporation (GD) | 0.0 | $674k | 3.3k | 205.68 | |
| Industrial SPDR (XLI) | 0.0 | $613k | 8.6k | 71.01 | |
| Carrizo Oil & Gas | 0.0 | $560k | 33k | 17.13 | |
| Intuit (INTU) | 0.0 | $566k | 4.0k | 142.03 | |
| Superior Energy Services | 0.0 | $665k | 62k | 10.67 | |
| McCormick & Company, Incorporated (MKC.V) | 0.0 | $588k | 5.7k | 102.56 | |
| ETFS Physical Palladium Shares | 0.0 | $686k | 7.7k | 89.67 | |
| Facebook Inc cl a (META) | 0.0 | $555k | 3.3k | 170.77 | |
| Vaneck Vectors Gold Miners mutual (GDX) | 0.0 | $562k | 25k | 22.97 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.0 | $499k | 11k | 44.84 | |
| Walt Disney Company (DIS) | 0.0 | $468k | 4.8k | 98.53 | |
| Bristol Myers Squibb (BMY) | 0.0 | $530k | 8.3k | 63.76 | |
| 3M Company (MMM) | 0.0 | $432k | 2.1k | 210.01 | |
| Whiting Petroleum Corporation | 0.0 | $457k | 84k | 5.46 | |
| Entergy Corporation (ETR) | 0.0 | $426k | 5.6k | 76.33 | |
| Progenics Pharmaceuticals | 0.0 | $402k | 55k | 7.37 | |
| iShares S&P Natl AMTFr Mncpl Bd (MUB) | 0.0 | $523k | 4.7k | 110.83 | |
| ETFS Gold Trust | 0.0 | $399k | 3.2k | 123.87 | |
| iShares FTSE KLD 400 Social Idx (DSI) | 0.0 | $473k | 5.1k | 92.84 | |
| Schwab Strategic Tr 0 (SCHP) | 0.0 | $486k | 8.8k | 55.27 | |
| Claymore Etf gug blt2017 hy | 0.0 | $417k | 16k | 25.71 | |
| Alibaba Group Holding (BABA) | 0.0 | $442k | 2.6k | 172.52 | |
| Evolent Health (EVH) | 0.0 | $392k | 22k | 17.81 | |
| Paypal Holdings (PYPL) | 0.0 | $418k | 6.5k | 63.98 | |
| Ishares Tr | 0.0 | $529k | 21k | 25.06 | |
| Alphabet Inc Class C cs (GOOG) | 0.0 | $520k | 542.00 | 959.41 | |
| Blue Buffalo Pet Prods | 0.0 | $396k | 14k | 28.37 | |
| Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) | 0.0 | $493k | 10k | 48.94 | |
| Nutanix Inc cl a (NTNX) | 0.0 | $396k | 18k | 22.39 | |
| Comcast Corporation (CMCSA) | 0.0 | $239k | 6.2k | 38.46 | |
| CSX Corporation (CSX) | 0.0 | $304k | 5.6k | 54.33 | |
| FedEx Corporation (FDX) | 0.0 | $237k | 1.1k | 225.71 | |
| Edwards Lifesciences (EW) | 0.0 | $366k | 3.3k | 109.38 | |
| Adobe Systems Incorporated (ADBE) | 0.0 | $378k | 2.5k | 149.29 | |
| BB&T Corporation | 0.0 | $249k | 5.3k | 46.88 | |
| Berkshire Hathaway (BRK.A) | 0.0 | $275k | 1.00 | 275000.00 | |
| Pepsi (PEP) | 0.0 | $241k | 2.2k | 111.32 | |
| Procter & Gamble Company (PG) | 0.0 | $311k | 3.4k | 91.07 | |
| UnitedHealth (UNH) | 0.0 | $348k | 1.8k | 195.73 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.0 | $344k | 5.0k | 68.39 | |
| Southern Company (SO) | 0.0 | $248k | 5.1k | 49.07 | |
| Marriott International (MAR) | 0.0 | $250k | 2.3k | 110.08 | |
| Amazon (AMZN) | 0.0 | $361k | 375.00 | 962.67 | |
| Energy Select Sector SPDR (XLE) | 0.0 | $342k | 5.0k | 68.54 | |
| salesforce (CRM) | 0.0 | $377k | 4.0k | 93.36 | |
| Finisar Corporation | 0.0 | $361k | 16k | 22.18 | |
| Alexion Pharmaceuticals | 0.0 | $361k | 2.6k | 140.25 | |
| Celgene Corporation | 0.0 | $389k | 2.7k | 145.97 | |
| LTC Properties (LTC) | 0.0 | $275k | 5.8k | 47.03 | |
| PowerShares QQQ Trust, Series 1 | 0.0 | $272k | 1.9k | 145.38 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.0 | $376k | 4.2k | 88.76 | |
| Consumer Discretionary SPDR (XLY) | 0.0 | $370k | 4.1k | 90.07 | |
| Vanguard Emerging Markets ETF (VWO) | 0.0 | $249k | 5.7k | 43.49 | |
| SPDR MSCI ACWI ex-US (CWI) | 0.0 | $375k | 9.9k | 37.87 | |
| FleetCor Technologies | 0.0 | $339k | 2.2k | 154.87 | |
| SPDR Barclays Capital High Yield B | 0.0 | $249k | 6.7k | 37.25 | |
| Rydex S&P Equal Weight Energy | 0.0 | $331k | 6.0k | 55.08 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.0 | $379k | 14k | 26.90 | |
| Cavium | 0.0 | $369k | 5.6k | 65.99 | |
| Air Lease Corp (AL) | 0.0 | $391k | 9.2k | 42.63 | |
| Sequans Communications Adr adr usd.02 | 0.0 | $354k | 113k | 3.14 | |
| Pimco Etf Tr 0-5 high yield (HYS) | 0.0 | $337k | 3.3k | 101.54 | |
| Epam Systems (EPAM) | 0.0 | $367k | 4.2k | 87.97 | |
| Duke Energy (DUK) | 0.0 | $356k | 4.2k | 84.02 | |
| stock | 0.0 | $369k | 5.6k | 66.44 | |
| Model N (MODN) | 0.0 | $361k | 24k | 14.95 | |
| Norwegian Cruise Line Hldgs (NCLH) | 0.0 | $355k | 6.6k | 54.07 | |
| Claymore Exchange Trd Fd Tr gugg bulsh 2021 | 0.0 | $310k | 15k | 21.39 | |
| Zendesk | 0.0 | $378k | 13k | 29.10 | |
| Hortonworks | 0.0 | $357k | 21k | 16.96 | |
| Nevro (NVRO) | 0.0 | $387k | 4.3k | 90.87 | |
| Wec Energy Group (WEC) | 0.0 | $300k | 4.8k | 62.71 | |
| Rapid7 (RPD) | 0.0 | $322k | 18k | 17.59 | |
| Pure Storage Inc - Class A (PSTG) | 0.0 | $355k | 22k | 16.01 | |
| Nuveen Barclays Shrt Term Muni bdfund (SHM) | 0.0 | $376k | 7.7k | 48.57 | |
| Strategy Shs ecol strat etf | 0.0 | $245k | 5.9k | 41.69 | |
| Proshares Tr short s&p 500 ne | 0.0 | $390k | 12k | 32.14 | |
| Everbridge, Inc. Cmn (EVBG) | 0.0 | $377k | 14k | 26.45 | |
| Meet | 0.0 | $351k | 97k | 3.64 | |
| Earthstone Energy | 0.0 | $371k | 34k | 10.99 | |
| PowerShares WilderHill Clean Energy | 0.0 | $134k | 29k | 4.70 | |
| iShares S&P 1500 Index Fund (ITOT) | 0.0 | $231k | 4.0k | 57.68 | |
| Newfleet Multi-sector Income E | 0.0 | $214k | 4.4k | 48.76 | |
| 4068594 Enphase Energy (ENPH) | 0.0 | $15k | 10k | 1.50 |
