Highbridge Capital Management

Highbridge Capital Management as of Sept. 30, 2018

Portfolio Holdings for Highbridge Capital Management

Highbridge Capital Management holds 423 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Spdr S&p 500 Etf (SPY) 7.2 $303M 1.0M 290.72
Fiat Chrysler Auto 5.0 $212M 12M 17.51
Alibaba Group Holding (BABA) 2.0 $85M 515k 164.77
Yahoo Inc note 12/0 1.5 $63M 50M 1.26
Citrix Systems Inc conv 1.5 $62M 40M 1.54
Qiagen 1.3 $55M 42M 1.32
Zions Bancorporation *w exp 05/22/202 1.3 $54M 3.0M 17.95
Microchip Technology Inc note 1.625% 2/1 1.1 $47M 31M 1.52
Aegerion Pharmaceuticals 2% Du cvbond 1.1 $45M 59M 0.76
Al Us conv 1.1 $44M 28M 1.57
iShares Barclays 20+ Yr Treas.Bond (TLT) 1.0 $44M 375k 117.28
Voya Financial (VOYA) 1.0 $44M 881k 49.67
Retrophin Inc note 2.500% 9/1 1.0 $42M 41M 1.03
Realpage Inc note 1.500%11/1 1.0 $41M 25M 1.64
Servicenow Inc note 6/0 1.0 $41M 28M 1.49
Zions Bancorporation (ZION) 0.9 $40M 800k 50.15
Twenty-first Century Fox 0.9 $39M 847k 46.33
Barclays Bk Plc Ipath S&p500 Vix etf 0.9 $38M 1.4M 26.67
Ashland (ASH) 0.9 $37M 440k 83.86
Teligent Inc note 3.750 12/1 0.9 $37M 38M 0.96
Nice Ltd convertible security 0.8 $36M 25M 1.43
Tesla Motors Inc bond 0.8 $34M 35M 0.99
Ciena Corp note 3.750%10/1 0.8 $33M 22M 1.55
athenahealth 0.8 $32M 240k 133.60
Nxp Semiconductors N V (NXPI) 0.8 $32M 372k 85.50
1,375% Liberty Media 15.10.2023 note 0.8 $32M 26M 1.22
Invacare Corp convertible security 0.7 $31M 28M 1.12
Gogo Inc conv 0.7 $31M 33M 0.94
Senseonics Hldgs Inc note 5.250% 2/0 0.7 $30M 19M 1.60
Spartan Energy Acquisition Cl A Unt 0.7 $30M 3.0M 10.14
Social Cap Hedosophia Hldgs cl a 0.7 $30M 3.0M 9.90
On Semiconductor Corp Note 1.000%12/0 bond 0.7 $29M 25M 1.16
Stanley Black & Decker (SWK) 0.7 $28M 193k 146.44
Morgan Stanley (MS) 0.7 $28M 609k 46.57
Mosaic Acquisition Corp shs cl a 0.7 $28M 2.9M 9.76
Microsoft Corporation (MSFT) 0.7 $27M 239k 114.37
Tpg Pace Hldgs Corp cl a 0.7 $28M 2.7M 10.08
American International (AIG) 0.6 $27M 504k 53.24
Churchill Cap Corp unit 99/99/9999 0.6 $26M 2.6M 10.15
J2 Global Inc note 3.250% 6/1 0.6 $26M 20M 1.30
Golar Lng Ltd convertible security 0.6 $26M 25M 1.05
Amazon (AMZN) 0.6 $25M 13k 2003.01
Aetna 0.6 $24M 120k 202.85
iShares FTSE/Xinhua China 25 Index (FXI) 0.6 $24M 561k 42.82
Bunge 0.6 $23M 340k 68.71
Gores Hldgs Ii 0.6 $23M 2.2M 10.62
Chevron Corporation (CVX) 0.5 $23M 186k 122.31
Hologic (HOLX) 0.5 $22M 540k 40.98
Gs Acquisition Holdings Cl A Ord 0.5 $22M 2.3M 9.74
Teva Pharmaceutical Industries (TEVA) 0.5 $22M 1.0M 21.54
Inseego Corp bond 0.5 $21M 20M 1.07
Trn 4% 04/01/45 0.5 $21M 26M 0.80
Gty Technology Holdings Inc cl a 0.5 $21M 2.1M 10.13
Ralph Lauren Corp (RL) 0.5 $21M 150k 137.55
Saban Cap Acquisition 0.5 $21M 2.1M 10.12
Nanthealth Inc bond 0.5 $21M 33M 0.63
Bank of America Corporation (BAC) 0.5 $20M 681k 29.46
Tesla Motors Inc bond 0.5 $20M 21M 0.96
Alphabet Inc Class C cs (GOOG) 0.5 $20M 17k 1193.49
Protalix Biotherapeutics Inc note 7.500%11/1 0.5 $20M 20M 1.02
Federal Str Acquisition Corp cl a 0.5 $20M 2.0M 10.09
Teligent Inc New bond 0.5 $20M 19M 1.08
Dfb Healthcare Acquistion 0.5 $20M 2.0M 9.74
Far Pt Acquisition Corp cl a founders sh 0.5 $19M 2.0M 9.66
iShares MSCI Brazil Index (EWZ) 0.5 $19M 567k 33.73
Tempur-Pedic International (TPX) 0.4 $19M 350k 52.90
EQT Corporation (EQT) 0.4 $18M 415k 44.23
American Airls (AAL) 0.4 $18M 446k 41.34
Schlumberger (SLB) 0.4 $18M 298k 60.92
Novavax Inc note 3.750% 2/0 0.4 $18M 30M 0.61
Dowdupont 0.4 $18M 273k 64.31
Terraform Power Inc - A 0.4 $18M 1.5M 11.55
Cme (CME) 0.4 $17M 102k 170.21
SPDR Gold Trust (GLD) 0.4 $17M 150k 112.76
Shire 0.4 $16M 90k 181.28
Huntington Bancshares Incorporated (HBAN) 0.4 $16M 1.1M 14.92
Marriott Vacations Wrldwde Cp (VAC) 0.4 $16M 139k 111.75
Quotient 0.4 $15M 2.0M 7.55
Gores Holdings Iii Inc unit 09/07/2024 0.4 $15M 1.5M 10.23
Hartford Financial Services (HIG) 0.4 $15M 302k 49.96
Inotek Pharmaceuticals 5.75% Cb 08/01/2021-registe bond 0.4 $15M 14M 1.11
Bristow Group Inc note 4.500% 6/0 0.4 $15M 15M 1.02
Apple (AAPL) 0.3 $15M 65k 225.74
Tesla Motors (TSLA) 0.3 $15M 55k 264.80
Platinum Eagle Acq Corp 0.3 $15M 1.5M 9.84
Lincoln National Corporation (LNC) 0.3 $14M 209k 67.66
Dollar Tree (DLTR) 0.3 $15M 178k 81.55
Pvh Corporation (PVH) 0.3 $14M 99k 144.40
Forum Merger Ii Corp cl a 0.3 $14M 1.5M 9.55
Rockwell Collins 0.3 $14M 100k 140.47
Delta Air Lines (DAL) 0.3 $14M 237k 57.82
Invitation Homes (INVH) 0.3 $14M 599k 22.91
PNC Financial Services (PNC) 0.3 $14M 100k 136.19
Prologis (PLD) 0.3 $14M 201k 67.79
Qiagen Nv 0.3 $13M 347k 37.87
Capitol Invt Corp Iv cl a ord 0.3 $13M 1.3M 9.91
Synovus Finl (SNV) 0.3 $13M 276k 45.79
Dermira Inc note 3.000% 5/1 0.3 $13M 16M 0.83
Nebula Acquisition Corp 0.3 $13M 1.3M 9.72
Gain Cap Hldgs Inc bond 0.3 $13M 12M 1.05
Constellation Brands (STZ) 0.3 $12M 56k 215.62
Papa John's Int'l (PZZA) 0.3 $12M 230k 51.28
Kayne Anderson Acquisition 0.3 $12M 1.2M 10.14
Goldman Sachs (GS) 0.3 $11M 50k 224.19
Electronic Arts (EA) 0.3 $12M 96k 120.49
Starbucks Corporation (SBUX) 0.3 $11M 200k 56.84
MasterCard Incorporated (MA) 0.3 $11M 50k 222.61
Vornado Realty Trust (VNO) 0.3 $11M 149k 73.00
Hos Us conv 0.3 $11M 13M 0.88
Ameriprise Financial (AMP) 0.2 $10M 70k 147.66
Micron Technology (MU) 0.2 $10M 231k 45.22
Pulte (PHM) 0.2 $9.9M 400k 24.77
Praxair 0.2 $10M 63k 160.73
UnitedHealth (UNH) 0.2 $10M 38k 266.05
Avista Healthcare Pub Acq Co cl a 0.2 $10M 1.0M 10.11
Msci (MSCI) 0.2 $9.9M 56k 177.41
MKS Instruments (MKSI) 0.2 $9.5M 118k 80.16
Dell Technologies Inc Class V equity 0.2 $9.7M 100k 97.12
Spectrum Brands Holding (SPB) 0.2 $9.6M 129k 74.72
New Frontier Corp 0.2 $9.6M 1.0M 9.58
Pfizer (PFE) 0.2 $9.3M 212k 44.07
FMC Corporation (FMC) 0.2 $9.4M 107k 87.18
Summit Matls Inc cl a (SUM) 0.2 $9.1M 500k 18.18
Virtu Financial Inc Class A (VIRT) 0.2 $9.2M 448k 20.45
Illumina Inc conv 0.2 $9.1M 6.0M 1.51
Arconic 0.2 $9.2M 417k 22.02
Restoration Hardware Hldgs I dbcv 7/1 0.2 $9.3M 7.5M 1.24
Norfolk Southern (NSC) 0.2 $8.7M 48k 180.51
iShares NASDAQ Biotechnology Index (IBB) 0.2 $8.9M 73k 121.93
Wintrust Financial Corporation (WTFC) 0.2 $8.7M 103k 84.94
Alphabet Inc Class A cs (GOOGL) 0.2 $8.9M 7.4k 1207.02
Gnc Hldgs Inc note 1.500% 8/1 0.2 $9.0M 12M 0.78
Tapestry (TPR) 0.2 $8.8M 175k 50.27
Fgl Holdings Warrants warrants 0.2 $8.9M 4.6M 1.96
Tiffany & Co. 0.2 $8.4M 65k 128.97
Visa (V) 0.2 $8.2M 55k 150.08
First Horizon National Corporation (FHN) 0.2 $8.5M 492k 17.26
HCP 0.2 $8.6M 325k 26.32
Sabre (SABR) 0.2 $8.5M 325k 26.08
Colony Starwood Homes convertible security 0.2 $8.3M 7.5M 1.10
Western Alliance Bancorporation (WAL) 0.2 $7.9M 139k 56.89
Tesaro Inc note 3.000%10/0 0.2 $8.2M 6.1M 1.33
Gores Hldin-cw20 equity wrt 0.2 $8.0M 7.6M 1.06
Vistra Energy (VST) 0.2 $8.1M 326k 24.88
Uniti Group Inc Com reit (UNIT) 0.2 $8.1M 400k 20.15
Broadcom (AVGO) 0.2 $8.0M 32k 246.74
Equinix (EQIX) 0.2 $7.7M 18k 432.91
Market Vectors Etf Tr Oil Svcs 0.2 $7.6M 300k 25.19
Magnolia Oil & Gas Corp tpg pace energy hold 0.2 $7.7M 1.7M 4.66
Alexandria Real Estate Equities (ARE) 0.2 $7.1M 57k 125.79
Regency Centers Corporation (REG) 0.2 $7.2M 112k 64.67
stock 0.2 $7.1M 59k 120.90
NRG Energy (NRG) 0.2 $6.9M 185k 37.40
Norwegian Cruise Line Hldgs (NCLH) 0.2 $6.8M 119k 57.43
Dun & Bradstreet Corporation 0.1 $6.3M 44k 142.51
Occidental Petroleum Corporation (OXY) 0.1 $6.3M 77k 82.17
Amphenol Corporation (APH) 0.1 $6.3M 67k 94.03
General Motors Company (GM) 0.1 $6.3M 187k 33.67
Diamond Offshore Drilling 0.1 $6.0M 300k 20.00
Home Depot (HD) 0.1 $5.8M 28k 207.14
NVIDIA Corporation (NVDA) 0.1 $6.1M 22k 281.00
Emerson Electric (EMR) 0.1 $5.7M 74k 76.58
Zimmer Holdings (ZBH) 0.1 $5.8M 44k 131.47
Children's Place Retail Stores (PLCE) 0.1 $5.8M 45k 127.80
PacWest Ban 0.1 $5.9M 123k 47.65
Gms (GMS) 0.1 $5.7M 246k 23.20
Nexeo Solutions Inc *w exp 06/09/202 0.1 $5.9M 5.8M 1.02
Vantage Energy Acquisition 0.1 $6.0M 600k 10.00
Stewart Information Services Corporation (STC) 0.1 $5.4M 120k 45.01
Cognizant Technology Solutions (CTSH) 0.1 $5.3M 69k 77.15
Wells Fargo & Company (WFC) 0.1 $5.5M 104k 52.56
Adobe Systems Incorporated (ADBE) 0.1 $5.5M 20k 270.00
CIGNA Corporation 0.1 $5.3M 25k 208.23
Pepsi (PEP) 0.1 $5.3M 48k 111.80
Netflix (NFLX) 0.1 $5.6M 15k 374.07
Macerich Company (MAC) 0.1 $5.3M 97k 55.28
Servicenow (NOW) 0.1 $5.6M 29k 195.62
Bloomin Brands (BLMN) 0.1 $5.4M 275k 19.79
Jazz Investments I Ltd. conv 0.1 $5.4M 5.0M 1.07
Camping World Hldgs (CWH) 0.1 $5.3M 250k 21.32
CarMax (KMX) 0.1 $5.2M 70k 74.67
Union Pacific Corporation (UNP) 0.1 $5.1M 32k 162.84
Honeywell International (HON) 0.1 $5.0M 30k 166.39
Macy's (M) 0.1 $5.2M 150k 34.73
Nextera Energy (NEE) 0.1 $5.3M 31k 167.60
United Technologies Corporation 0.1 $5.0M 36k 139.80
Marriott International (MAR) 0.1 $5.2M 39k 132.02
AvalonBay Communities (AVB) 0.1 $4.9M 27k 181.15
Activision Blizzard 0.1 $5.0M 60k 83.18
salesforce (CRM) 0.1 $4.9M 31k 159.04
Federal Realty Inv. Trust 0.1 $5.1M 40k 126.48
Boston Properties (BXP) 0.1 $4.9M 40k 123.10
Citigroup (C) 0.1 $4.9M 68k 71.75
Brixmor Prty (BRX) 0.1 $5.0M 283k 17.51
Nxp Semiconductors N V dbcv 1.000% 12/0 0.1 $5.2M 5.0M 1.04
Tesla Inc convertible security 0.1 $5.1M 5.0M 1.02
Equity Residential (EQR) 0.1 $4.6M 69k 66.26
Udr (UDR) 0.1 $4.6M 113k 40.43
Sanofi Aventis Wi Conval Rt 0.1 $4.7M 8.9M 0.53
Mondelez Int (MDLZ) 0.1 $4.8M 112k 42.96
Ryman Hospitality Pptys (RHP) 0.1 $4.7M 54k 86.17
Retrophin 0.1 $4.6M 160k 28.73
National Vision Hldgs (EYE) 0.1 $4.5M 100k 45.14
Lf Cap Acquisition Corp cl a 0.1 $4.8M 500k 9.58
Caterpillar (CAT) 0.1 $4.2M 27k 152.47
Walt Disney Company (DIS) 0.1 $4.3M 37k 116.95
IDEXX Laboratories (IDXX) 0.1 $4.2M 17k 249.65
Transocean (RIG) 0.1 $4.3M 308k 13.95
Boston Scientific Corporation (BSX) 0.1 $4.3M 112k 38.50
Danaher Corporation (DHR) 0.1 $4.2M 39k 108.65
EOG Resources (EOG) 0.1 $4.3M 33k 127.57
CenterPoint Energy (CNP) 0.1 $4.1M 150k 27.65
Orbotech Ltd Com Stk 0.1 $4.4M 73k 59.44
iShares Dow Jones US Real Estate (IYR) 0.1 $4.0M 50k 80.02
Qts Realty Trust 0.1 $4.2M 99k 42.67
Sba Communications Corp (SBAC) 0.1 $4.3M 27k 160.62
Ocean Rig Udw 0.1 $4.3M 125k 34.62
Spotify Technology Sa (SPOT) 0.1 $4.2M 23k 180.86
Everquote Cl A Ord (EVER) 0.1 $4.2M 280k 14.86
ResMed (RMD) 0.1 $4.0M 34k 115.32
Altria (MO) 0.1 $3.9M 65k 60.30
Merck & Co (MRK) 0.1 $3.7M 52k 70.94
Texas Instruments Incorporated (TXN) 0.1 $3.6M 34k 107.29
Pioneer Natural Resources 0.1 $3.8M 22k 174.20
Simon Property (SPG) 0.1 $3.9M 22k 176.75
Cubesmart (CUBE) 0.1 $3.7M 130k 28.53
Facebook Inc cl a (META) 0.1 $3.9M 24k 164.48
Ringcentral (RNG) 0.1 $3.8M 41k 93.06
Travelport Worldwide 0.1 $3.8M 226k 16.87
Medtronic (MDT) 0.1 $4.0M 40k 98.36
Whiting Pete Corp New Note 1.250% 4/0 bond 0.1 $3.8M 4.0M 0.96
Park Hotels & Resorts Inc-wi (PK) 0.1 $3.7M 111k 32.82
Chesapeake Energy Corp convertible security 0.1 $4.0M 4.0M 0.99
Invesco Qqq Trust Series 1 (QQQ) 0.1 $3.7M 20k 185.80
Automatic Data Processing (ADP) 0.1 $3.6M 24k 150.64
Verizon Communications (VZ) 0.1 $3.4M 64k 53.39
Smith & Nephew (SNN) 0.1 $3.3M 90k 37.08
Wts/lindblad Expeditions Hldgs In 11.5000 Exp05/15/2016 wts 0.1 $3.6M 881k 4.05
Liberty Media Corp Delaware Com A Siriusxm 0.1 $3.3M 75k 43.44
Charter Communications Inc New Cl A cl a (CHTR) 0.1 $3.5M 11k 325.90
Knight Swift Transn Hldgs (KNX) 0.1 $3.4M 100k 34.48
Petiq (PETQ) 0.1 $3.6M 91k 39.31
Fidelity National Information Services (FIS) 0.1 $3.0M 28k 109.07
Suntrust Banks Inc $1.00 Par Cmn 0.1 $3.1M 47k 66.80
Coca-Cola Company (KO) 0.1 $3.0M 65k 46.19
Eli Lilly & Co. (LLY) 0.1 $2.9M 27k 107.32
Vertex Pharmaceuticals Incorporated (VRTX) 0.1 $2.7M 14k 192.77
Sony Corporation (SONY) 0.1 $2.8M 46k 60.66
Boeing Company (BA) 0.1 $2.7M 7.4k 371.94
Analog Devices (ADI) 0.1 $3.0M 33k 92.45
East West Ban (EWBC) 0.1 $3.0M 50k 60.38
NetEase (NTES) 0.1 $3.1M 14k 228.22
Juniper Networks (JNPR) 0.1 $3.0M 100k 29.97
Key (KEY) 0.1 $2.9M 143k 19.89
Marvell Technology Group 0.1 $2.9M 150k 19.30
Perficient (PRFT) 0.1 $3.0M 112k 26.65
HEICO Corporation (HEI.A) 0.1 $2.8M 37k 75.50
M.D.C. Holdings 0.1 $3.0M 100k 29.58
Nabors Industries 0.1 $3.0M 483k 6.16
Hudson Pacific Properties (HPP) 0.1 $2.9M 89k 32.72
Tableau Software Inc Cl A 0.1 $3.1M 28k 111.75
Intercontinental Exchange (ICE) 0.1 $2.7M 37k 74.90
Ares Management Lp m 0.1 $2.9M 125k 23.22
Axalta Coating Sys (AXTA) 0.1 $2.8M 95k 29.16
Paypal Holdings (PYPL) 0.1 $2.8M 32k 87.83
Hudson 0.1 $3.1M 137k 22.56
Huazhu Group (HTHT) 0.1 $3.1M 95k 32.31
E TRADE Financial Corporation 0.1 $2.7M 52k 52.38
Owens Corning (OC) 0.1 $2.7M 50k 54.28
Berkshire Hathaway (BRK.B) 0.1 $2.6M 12k 214.12
Eastman Chemical Company (EMN) 0.1 $2.3M 24k 95.72
Raytheon Company 0.1 $2.5M 12k 206.62
Nike (NKE) 0.1 $2.5M 30k 84.73
Biogen Idec (BIIB) 0.1 $2.6M 7.5k 353.36
Gilead Sciences (GILD) 0.1 $2.4M 32k 77.20
AutoZone (AZO) 0.1 $2.5M 3.3k 775.84
Eaton (ETN) 0.1 $2.4M 28k 86.71
Metropcs Communications (TMUS) 0.1 $2.7M 38k 70.17
Allergan 0.1 $2.7M 14k 190.47
Baozun (BZUN) 0.1 $2.7M 56k 48.57
Global Blood Therapeutics In 0.1 $2.7M 71k 38.00
Andeavor 0.1 $2.5M 16k 153.47
Delphi Automotive Inc international (APTV) 0.1 $2.7M 32k 83.90
Kkr & Co (KKR) 0.1 $2.7M 100k 27.27
Brookfield Property Reit Inc cl a 0.1 $2.5M 118k 20.93
Megalith Finl Acquisition Co cl a 0.1 $2.4M 250k 9.52
Comcast Corporation (CMCSA) 0.1 $2.2M 61k 35.41
Waste Management (WM) 0.1 $2.2M 24k 90.36
Bristol Myers Squibb (BMY) 0.1 $1.9M 31k 62.08
Microchip Technology (MCHP) 0.1 $2.0M 25k 78.92
Parker-Hannifin Corporation (PH) 0.1 $2.3M 13k 183.95
Procter & Gamble Company (PG) 0.1 $1.9M 23k 83.22
Beacon Roofing Supply (BECN) 0.1 $2.1M 58k 36.19
HDFC Bank (HDB) 0.1 $2.2M 24k 94.10
Advanced Micro Devices (AMD) 0.1 $2.0M 66k 30.90
Hornbeck Offshore Services 0.1 $2.2M 382k 5.88
Infinera (INFN) 0.1 $1.9M 263k 7.30
NxStage Medical 0.1 $2.0M 70k 27.88
Wright Express (WEX) 0.1 $2.3M 11k 200.77
Diamondback Energy (FANG) 0.1 $2.1M 16k 135.16
Cyrusone 0.1 $2.2M 35k 63.40
Sprint 0.1 $2.3M 350k 6.54
Tegna (TGNA) 0.1 $2.3M 189k 11.96
Abeona Therapeutics Inc *w exp 12/19/201 0.1 $2.0M 250k 7.92
Madrigal Pharmaceuticals (MDGL) 0.1 $2.1M 10k 214.10
Vistra Energy Corp Wt Exp 020224 0.1 $2.1M 1.4M 1.47
LG Display (LPL) 0.0 $1.7M 200k 8.67
Agilent Technologies Inc C ommon (A) 0.0 $1.5M 21k 70.56
Accenture (ACN) 0.0 $1.7M 9.9k 170.18
Discovery Communications 0.0 $1.7M 54k 31.99
Xcel Energy (XEL) 0.0 $1.8M 39k 47.21
Estee Lauder Companies (EL) 0.0 $1.8M 13k 145.29
First Republic Bank/san F (FRCB) 0.0 $1.7M 17k 96.01
O'reilly Automotive (ORLY) 0.0 $1.7M 4.8k 347.31
Marathon Petroleum Corp (MPC) 0.0 $1.8M 23k 79.97
Parsley Energy Inc-class A 0.0 $1.7M 57k 29.25
Westrock (WRK) 0.0 $1.7M 32k 53.44
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $1.8M 838k 2.13
Tpg Pace Hldgs Corp w exp 99/99/999 0.0 $1.6M 907k 1.71
iShares MSCI Emerging Markets Indx (EEM) 0.0 $1.1M 26k 42.93
American Express Company (AXP) 0.0 $1.2M 11k 106.53
Royal Caribbean Cruises (RCL) 0.0 $1.2M 9.0k 129.95
Harris Corporation 0.0 $1.4M 8.5k 169.19
Ross Stores (ROST) 0.0 $1.2M 12k 99.08
Yum! Brands (YUM) 0.0 $1.1M 12k 90.90
Mitsubishi UFJ Financial (MUFG) 0.0 $1.3M 213k 6.19
Freeport-McMoRan Copper & Gold (FCX) 0.0 $1.5M 105k 13.92
Lowe's Companies (LOW) 0.0 $1.5M 13k 114.86
Prudential Financial (PRU) 0.0 $1.3M 13k 101.33
Scientific Games (LNW) 0.0 $1.2M 49k 25.41
Discovery Communications 0.0 $1.2M 40k 29.60
Sempra Energy (SRE) 0.0 $1.3M 11k 113.74
Ingersoll-rand Co Ltd-cl A 0.0 $1.2M 11k 102.29
Alexion Pharmaceuticals 0.0 $1.4M 9.9k 139.01
Allegion Plc equity (ALLE) 0.0 $1.1M 13k 90.60
Aquinox Pharmaceuticals 0.0 $1.4M 480k 2.93
Zillow Group Inc Cl C Cap Stk (Z) 0.0 $1.2M 28k 44.24
Yum China Holdings (YUMC) 0.0 $1.5M 42k 35.11
Saban Cap Acquisition Corp *w exp 09/21/202 0.0 $1.1M 875k 1.23
Worldpay Ord 0.0 $1.5M 14k 101.26
Mosaic Acquisition Corp w exp 99/99/999 0.0 $1.2M 950k 1.28
Bausch Health Companies (BHC) 0.0 $1.3M 50k 25.68
Charles Schwab Corporation (SCHW) 0.0 $738k 15k 49.12
Bed Bath & Beyond 0.0 $975k 65k 15.00
SVB Financial (SIVBQ) 0.0 $1.1M 3.4k 310.95
Las Vegas Sands (LVS) 0.0 $890k 15k 59.33
Everest Re Group (EG) 0.0 $1.0M 4.6k 228.40
Universal Health Services (UHS) 0.0 $1.0M 8.0k 127.84
Philip Morris International (PM) 0.0 $791k 9.7k 81.50
Public Service Enterprise (PEG) 0.0 $1.0M 20k 52.78
Alliance Data Systems Corporation (BFH) 0.0 $716k 3.0k 236.23
Ventas (VTR) 0.0 $699k 13k 54.40
Concho Resources 0.0 $785k 5.1k 152.81
Finisar Corporation 0.0 $972k 51k 19.06
Intuit (INTU) 0.0 $874k 3.8k 227.43
AK Steel Holding Corporation 0.0 $808k 165k 4.90
Celgene Corporation 0.0 $991k 11k 89.52
United Microelectronics (UMC) 0.0 $640k 248k 2.58
TreeHouse Foods (THS) 0.0 $1.0M 22k 47.86
Benitec Biopharma Ltd spons 0.0 $647k 273k 2.37
S&p Global (SPGI) 0.0 $769k 3.9k 195.33
Adverum Biotechnologies 0.0 $908k 150k 6.05
Polarityte 0.0 $669k 35k 19.11
Venator Materials 0.0 $900k 100k 9.00
Federal Str Acquisition Corp *w exp 07/24/202 0.0 $1.0M 700k 1.45
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.0 $840k 793k 1.06
Capitol Invt Corp Iv *w exp 01/01/202 0.0 $641k 433k 1.48
Lexinfintech Hldgs (LX) 0.0 $854k 86k 9.93
Platinum Eagle Acquisitin Co *w exp 01/17/202 0.0 $650k 500k 1.30
Dfb Healthcare Acquistion Co *w exp 04/11/202 0.0 $987k 667k 1.48
Far Pt Acquisition Corp w exp 06/01/202 0.0 $1.0M 665k 1.57
Saexploration Hldgs (SAEXQ) 0.0 $1000k 97k 10.30
Gs Acquisition Hldgs Corp *w exp 06/12/202 0.0 $924k 567k 1.63
Forum Merger Ii Corp warrant 0.0 $855k 1.5M 0.57
Principal Financial (PFG) 0.0 $585k 10k 58.62
Range Resources (RRC) 0.0 $595k 35k 17.00
Apache Corporation 0.0 $593k 12k 47.66
American Woodmark Corporation (AMWD) 0.0 $374k 4.8k 78.39
Sinclair Broadcast 0.0 $539k 19k 28.37
STMicroelectronics (STM) 0.0 $229k 13k 18.32
Tutor Perini Corporation (TPC) 0.0 $399k 21k 18.82
Akorn 0.0 $389k 30k 12.97
United States Steel Corporation (X) 0.0 $543k 18k 30.51
Semiconductor Manufacturing Int'l 0.0 $271k 50k 5.42
MDC PARTNERS INC CL A SUB Vtg 0.0 $253k 61k 4.15
Yamana Gold 0.0 $436k 175k 2.49
Oasis Petroleum 0.0 $325k 23k 14.19
U.s. Concrete Inc Cmn 0.0 $229k 5.0k 45.80
Workday Inc cl a (WDAY) 0.0 $551k 3.8k 145.96
Accelr8 Technology 0.0 $430k 19k 22.99
Weatherford Intl Plc ord 0.0 $505k 186k 2.71
Zillow Group Inc Cl A (ZG) 0.0 $288k 6.5k 44.20
Agrofresh Solutions wts feb 19 19 0.0 $412k 2.1M 0.20
First Data 0.0 $564k 23k 24.46
Landcadia Hldgs Inc *w exp 06/01/202 0.0 $345k 300k 1.15
Azurrx Biopharma 0.0 $338k 132k 2.57
Avista Healthcare Pub Acq Co w exp 99/99/999 0.0 $323k 2.2M 0.15
Gty Technology Holdings Inc w exp 99/99/999 0.0 $616k 493k 1.25
Kayne Anderson Acquisition *w exp 06/30/202 0.0 $286k 217k 1.32
Vantage Energy Acquisition w exp 04/12/202 0.0 $272k 167k 1.63
Merchants Bancorp Ind (MBIN) 0.0 $326k 13k 25.42
Nebula Acquisition Corp *w exp 03/12/202 0.0 $563k 433k 1.30
Titan Medical (TMDIF) 0.0 $510k 240k 2.13
Trinity Merger Corp *w exp 05/11/202 0.0 $245k 500k 0.49
Vectoiq Acquisition Corp *w exp 05/16/202 0.0 $598k 981k 0.61
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.0 $312k 600k 0.52
International Mny Express In *w exp 01/19/202 0.0 $328k 140k 2.34
New Frontier Corp warrant 0.0 $570k 500k 1.14
Hanesbrands (HBI) 0.0 $184k 10k 18.40
Synergy Pharmaceuticals 0.0 $170k 100k 1.70
Emcore Corp 0.0 $0 11k 0.00
Community Health Sys Inc New right 01/27/2016 0.0 $45k 4.5M 0.01
Aemetis (AMTX) 0.0 $0 71k 0.00
Mcclatchy Co class a 0.0 $112k 13k 8.48
Pernix Therapeutics Holdings 0.0 $11k 12k 0.96
Frontier Communication 0.0 $90k 14k 6.46
Estre Ambiental Inc *w exp 12/21/202 (ESTWF) 0.0 $53k 170k 0.31
Dolphin Entmt Inc *w exp 12/26/202 0.0 $28k 110k 0.25
Ditech Holding Corp. 0.0 $31k 239k 0.13
Ditech Holding Corp. 0.0 $84k 299k 0.28
M I Acquisitions Inc *w exp 11/15/202 0.0 $35k 23k 1.53
Falcon Minerals Corp *w exp 07/21/202 0.0 $24k 14k 1.73
Megalith Finl Acquisition Co warrant 0.0 $138k 250k 0.55