Ionic Capital Management

Ionic Capital Management as of Sept. 30, 2016

Portfolio Holdings for Ionic Capital Management

Ionic Capital Management holds 286 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 10.7 $241M 1.1M 216.30
PowerShares DB US Dollar Index Bullish 5.5 $126M 5.1M 24.68
iShares Russell 2000 Index (IWM) 5.5 $124M 994k 124.21
Ipath S&p 500 Vix Short-term Futures Etn 4.8 $109M 3.2M 34.07
iShares iBoxx $ High Yid Corp Bond (HYG) 4.3 $97M 1.1M 87.26
iShares MSCI Canada Index (EWC) 2.8 $64M 2.5M 25.69
WisdomTree Japan Total Dividend (DXJ) 2.6 $58M 1.4M 42.91
CurrencyShares Japanese Yen Trust 2.5 $56M 590k 95.21
Molson Coors Brewing Company (TAP) 1.8 $41M 375k 109.80
Direxion Shs Etf Tr Daily Gold Miner 1.8 $41M 1.2M 33.67
Alibaba Group Holding (BABA) 1.6 $36M 341k 105.79
Bank of America Corporation (BAC) 1.6 $36M 2.3M 15.65
Spdr Euro Stoxx 50 Etf (FEZ) 1.5 $34M 1.0M 32.76
Vaneck Vectors Gold Miners mutual (GDX) 1.3 $30M 1.1M 26.43
General Electric Company 1.2 $27M 919k 29.62
Wisdomtree Tr intl hedge eqt (HEDJ) 1.2 $27M 500k 53.74
SPDR S&P Oil & Gas Explore & Prod. 1.1 $25M 642k 38.46
McDonald's Corporation (MCD) 1.1 $24M 209k 115.37
Amazon (AMZN) 1.1 $24M 29k 837.30
Apple (AAPL) 1.0 $22M 195k 113.06
CurrencyShares Euro Trust 1.0 $22M 200k 109.35
Verizon Communications (VZ) 0.9 $21M 405k 51.98
Industrial SPDR (XLI) 0.9 $20M 349k 58.38
Utilities SPDR (XLU) 0.9 $20M 415k 48.99
Qualcomm (QCOM) 0.8 $19M 274k 68.50
Interval Leisure 0.8 $18M 1.1M 17.17
CurrencyShares British Pound Ster. Trst 0.8 $18M 139k 126.60
iShares NASDAQ Biotechnology Index (IBB) 0.8 $17M 59k 289.46
Consumer Discretionary SPDR (XLY) 0.7 $17M 210k 80.04
Under Armour Inc Cl C (UA) 0.7 $17M 495k 33.86
Nomad Foods (NOMD) 0.7 $16M 1.3M 11.82
iShares FTSE/Xinhua China 25 Index (FXI) 0.7 $15M 394k 38.00
Microsoft Corporation (MSFT) 0.7 $15M 256k 57.60
Citigroup (C) 0.6 $14M 305k 47.23
Chevron Corporation (CVX) 0.6 $14M 136k 102.92
Nexstar Broadcasting (NXST) 0.6 $14M 236k 57.71
SPDR KBW Regional Banking (KRE) 0.6 $13M 318k 42.27
Exxon Mobil Corporation (XOM) 0.6 $13M 150k 87.29
Zayo Group Hldgs 0.6 $13M 439k 29.71
Allergan 0.6 $13M 56k 230.31
Monsanto Company 0.6 $13M 124k 102.19
Yahoo! 0.6 $13M 292k 43.10
Williams Companies (WMB) 0.5 $12M 400k 30.73
Hewlett Packard Enterprise (HPE) 0.5 $12M 532k 22.75
DISH Network 0.5 $11M 203k 54.78
Aramark Hldgs (ARMK) 0.5 $11M 290k 38.03
Axalta Coating Sys (AXTA) 0.5 $11M 374k 28.27
Wts/the Pnc Financial Services Grp wts 0.5 $10M 442k 23.49
iShares MSCI EAFE Index Fund (EFA) 0.5 $10M 176k 59.13
CSX Corporation (CSX) 0.5 $10M 334k 30.50
Allegheny Technologies Inc note 4.750% 7/0 0.5 $10M 7.3M 1.41
Air Products & Chemicals (APD) 0.4 $9.4M 63k 150.35
Ishares Tr usa min vo (USMV) 0.4 $9.4M 207k 45.43
Synchrony Financial (SYF) 0.4 $9.4M 336k 28.00
Whiting Pete Corp New dbcv 1.250% 4/0 0.4 $9.2M 9.5M 0.97
Financial Select Sector SPDR (XLF) 0.4 $9.1M 472k 19.30
Zillow Group Inc Cl A (ZG) 0.4 $9.0M 261k 34.45
Rite Aid Corporation 0.4 $8.6M 1.1M 7.69
Akorn 0.4 $8.3M 306k 27.26
Liberty Global 0.3 $7.9M 283k 28.05
Alphabet Inc Class C cs (GOOG) 0.3 $7.9M 10k 777.33
Microsemi Corporation 0.3 $7.6M 181k 41.98
PowerShares QQQ Trust, Series 1 0.3 $7.8M 66k 118.72
Level 3 Communications 0.3 $7.7M 165k 46.38
F5 Networks (FFIV) 0.3 $7.6M 61k 124.65
VMware 0.3 $7.5M 103k 73.35
Depomed Inc conv 0.3 $7.6M 5.3M 1.43
Intel Corp sdcv 0.3 $6.9M 5.0M 1.38
Ball Corporation (BALL) 0.3 $6.8M 83k 81.95
Berry Plastics (BERY) 0.3 $6.5M 148k 43.85
Gores Hldgs Inc cl a 0.3 $6.6M 615k 10.80
Texas Instruments Incorporated (TXN) 0.3 $6.3M 90k 70.18
Oracle Corporation (ORCL) 0.3 $6.3M 161k 39.28
SPDR Barclays Capital High Yield B 0.3 $6.2M 170k 36.72
Direxion Daily Gold Miners Bull 3x Shares etf 0.3 $6.4M 337k 18.93
International Paper Company (IP) 0.3 $6.2M 129k 47.98
Terex Corporation (TEX) 0.3 $6.1M 238k 25.41
Zions Bancorporation *w exp 05/22/202 0.3 $6.0M 1.5M 4.05
Suntrust Bks Inc wrt exp 11/14/2 0.3 $6.2M 1.1M 5.50
Media Gen 0.3 $6.2M 336k 18.43
Ctrip.com International 0.3 $6.0M 129k 46.57
Golar Lng (GLNG) 0.3 $5.9M 279k 21.20
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.3 $5.9M 50k 117.22
Market Vectors Etf Tr Oil Svcs 0.3 $5.9M 200k 29.28
Hertz Global Holdings 0.3 $5.9M 147k 40.16
Forestar 0.2 $5.7M 483k 11.71
Allergan Plc pfd conv ser a 0.2 $5.8M 7.0k 820.30
Interdigital Inc 1.5% 3/1/20 convertible bond 0.2 $5.4M 4.4M 1.22
Advanced Micro Devices Inc Note 2.125% 9/0 bond 0.2 $5.4M 5.0M 1.08
Zions Bancorporation (ZION) 0.2 $5.3M 170k 31.02
Jpmorgan Chase & Co. w exp 10/201 0.2 $5.3M 215k 24.71
Multi Packaging Solutions In 0.2 $5.2M 364k 14.41
iShares MSCI Emerging Markets Indx (EEM) 0.2 $5.1M 135k 37.45
Morgan Stanley (MS) 0.2 $5.0M 156k 32.06
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.2 $5.0M 104k 48.48
Gray Television (GTN) 0.2 $4.7M 449k 10.36
MetLife (MET) 0.2 $4.7M 106k 44.43
Materials SPDR (XLB) 0.2 $4.8M 100k 47.75
Sprott Physical Silver Tr tr unit (PSLV) 0.2 $4.6M 629k 7.39
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.2 $4.8M 150k 31.99
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.2 $4.7M 4.1M 1.13
BHP Billiton 0.2 $4.6M 150k 30.38
Imperva 0.2 $4.5M 84k 53.71
National-Oilwell Var 0.2 $4.4M 120k 36.75
Powershares Senior Loan Portfo mf 0.2 $4.3M 187k 23.21
Cathay Gen Bancorp *w exp 12/05/201 0.2 $4.3M 399k 10.84
Medtronic (MDT) 0.2 $4.3M 50k 86.40
Procter & Gamble Company (PG) 0.2 $3.8M 42k 89.74
St. Jude Medical 0.2 $3.8M 48k 79.80
American Airls (AAL) 0.2 $3.8M 104k 36.61
Coty Inc Cl A (COTY) 0.2 $3.5M 150k 23.50
Commscope Hldg (COMM) 0.2 $3.5M 117k 30.11
Dell Technologies Inc Class V equity 0.2 $3.6M 75k 47.79
SPDR S&P Homebuilders (XHB) 0.1 $3.4M 100k 33.94
SPDR S&P Biotech (XBI) 0.1 $3.3M 50k 66.30
Nexeo Solutions 0.1 $3.5M 426k 8.24
Ashland (ASH) 0.1 $3.5M 30k 115.94
Valero Energy Corporation (VLO) 0.1 $3.1M 58k 53.00
Merck & Co (MRK) 0.1 $3.1M 50k 62.40
Industries N shs - a - (LYB) 0.1 $3.1M 38k 80.68
Invesco Van Kampen Dyn Cr Opp Fund 0.1 $3.2M 274k 11.76
Sunpower (SPWR) 0.1 $3.1M 352k 8.92
Mentor Graphics 4% 2031 conv 0.1 $3.2M 2.4M 1.34
Newmont Mining Corporation (NEM) 0.1 $3.0M 75k 39.30
SPDR Gold Trust (GLD) 0.1 $3.0M 24k 125.64
Carnival (CUK) 0.1 $2.9M 60k 49.08
Hollyfrontier Corp 0.1 $2.9M 118k 24.51
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.1 $2.9M 200k 14.67
Dbx Etf Tr dbxtr har cs 300 (ASHR) 0.1 $2.9M 117k 24.58
1,000% Sina 01.12.2018 note 0.1 $3.0M 3.0M 1.00
Kennametal (KMT) 0.1 $2.6M 90k 29.02
Deutsche Bank Ag-registered (DB) 0.1 $2.7M 210k 13.09
Hubspot (HUBS) 0.1 $2.6M 46k 57.62
Scientific Games (LNW) 0.1 $2.5M 222k 11.27
Healthsouth 0.1 $2.4M 60k 40.57
Kraton Performance Polymers 0.1 $2.5M 70k 35.04
Michael Kors Holdings 0.1 $2.6M 55k 46.80
Ubs Ag London Brh etracs mth 2xlv 0.1 $2.5M 136k 18.13
Paycom Software (PAYC) 0.1 $2.5M 50k 50.14
Cornerstone Ondemand Inc conv 0.1 $2.5M 2.3M 1.09
Fiat Chrysler Auto 0.1 $2.4M 380k 6.40
Yahoo Inc note 12/0 0.1 $2.5M 2.5M 1.03
Del Taco Restaurants Inc Exp 6 warr 0.1 $2.5M 639k 3.84
Silver Run Acquisition Corp *w exp 02/23/202 0.1 $2.4M 437k 5.55
Intel Corporation (INTC) 0.1 $2.2M 60k 37.75
Office Depot 0.1 $2.2M 630k 3.57
Tessera Technologies 0.1 $2.4M 62k 38.44
Us Silica Hldgs (SLCA) 0.1 $2.3M 50k 46.56
Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) 0.1 $2.3M 51k 44.30
At&t (T) 0.1 $2.0M 50k 40.62
Emerson Electric (EMR) 0.1 $2.1M 38k 54.53
Royal Dutch Shell 0.1 $2.1M 42k 50.05
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $2.1M 246k 8.48
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $2.0M 469k 4.33
Crawford & Company (CRD.A) 0.1 $2.0M 225k 8.96
Yandex Nv-a (YNDX) 0.1 $2.1M 100k 21.05
Voya Prime Rate Trust sh ben int 0.1 $2.1M 390k 5.28
iShares MSCI Brazil Index (EWZ) 0.1 $1.8M 53k 33.73
General Motors Company (GM) 0.1 $1.9M 60k 31.77
iShares S&P NA Tec. Semi. Idx (SOXX) 0.1 $1.8M 16k 112.97
Vale (VALE) 0.1 $1.6M 293k 5.50
Bunge 0.1 $1.5M 26k 59.23
Plains All American Pipeline (PAA) 0.1 $1.6M 50k 31.42
iShares Dow Jones US Real Estate (IYR) 0.1 $1.6M 19k 80.62
Valeant Pharmaceuticals Int 0.1 $1.5M 62k 24.54
Intercept Pharmas conv 0.1 $1.6M 1.5M 1.12
Ford Motor Company (F) 0.1 $1.4M 116k 12.08
Asa (ASA) 0.1 $1.4M 91k 14.89
Gaslog 0.1 $1.5M 100k 14.55
Tyson Foods Inc cnv p 0.1 $1.3M 15k 81.95
Liberty Broadband Corporation (LBRDA) 0.1 $1.3M 18k 70.19
Boulevard Acquisition cl a 0.1 $1.4M 140k 9.84
Vaneck Vectors Russia Index Et 0.1 $1.4M 73k 18.82
Huntington Bancshares Incorporated (HBAN) 0.1 $1.1M 110k 9.86
Coach 0.1 $1.2M 32k 36.59
Unilever 0.1 $1.1M 24k 46.06
Lexmark International 0.1 $1.1M 29k 39.92
Lowe's Companies (LOW) 0.1 $1.1M 15k 72.19
Kinross Gold Corp (KGC) 0.1 $1.2M 274k 4.21
SPDR S&P Retail (XRT) 0.1 $1.1M 25k 43.56
Vanguard REIT ETF (VNQ) 0.1 $1.2M 13k 86.72
Express Scripts Holding 0.1 $1.1M 15k 70.53
Biotime Inc wts oct 1 18 0.1 $1.1M 1.4M 0.83
Lendingclub 0.1 $1.2M 201k 6.18
Ar Cap Acquisition 0.1 $1.2M 125k 9.92
Aerojet Rocketdy 0.1 $1.2M 66k 17.58
Nrg Yield Inc Cl A New cs 0.1 $1.2M 74k 16.34
Electrum Spl Acquisition Cor 0.1 $1.2M 123k 9.86
Instructure 0.1 $1.1M 42k 25.37
Versum Matls 0.1 $1.1M 50k 22.70
75508b 20 3 Rayonier Advanced Matls Inc Pfd Cv Ser A rayonier advanced matls 0.1 $1.0M 10k 104.10
Tyson Foods (TSN) 0.0 $941k 13k 74.68
Lennar Corporation (LEN.B) 0.0 $890k 27k 33.59
Energy Select Sector SPDR (XLE) 0.0 $840k 12k 70.64
Wts Wells Fargo & Co. 0.0 $877k 70k 12.54
Adams Express Company (ADX) 0.0 $825k 63k 13.15
Liberty All-Star Equity Fund (USA) 0.0 $881k 170k 5.18
Advent/Claymore Enhanced Growth & Income 0.0 $835k 100k 8.35
Washington Fed Inc *w exp 11/14/201 0.0 $919k 96k 9.57
Lumos Networks 0.0 $887k 63k 14.00
Acxiom 0.0 $902k 51k 17.87
Hennessy Cap Acquisition Cor 0.0 $978k 100k 9.81
Liberty Media Corp Del Com Ser 0.0 $842k 29k 28.67
Liberty Media Corp Delaware Com A Siriusxm 0.0 $894k 26k 34.00
Stellar Acquisition Iii Inc unit 03/22/2022 0.0 $997k 100k 9.97
Ingram Micro 0.0 $579k 16k 35.64
CBS Corporation 0.0 $623k 11k 55.38
SPDR S&P MidCap 400 ETF (MDY) 0.0 $708k 2.5k 282.18
Wintrust Financial Corp *w exp 12/18/201 0.0 $659k 19k 34.19
Associated Banc Corp *w exp 11/21/201 0.0 $587k 217k 2.70
Liberty Media Corp Delaware Com A Braves Grp 0.0 $608k 35k 17.46
Via 0.0 $504k 13k 38.14
Avon Products 0.0 $509k 90k 5.66
Dow Chemical Company 0.0 $476k 9.2k 51.80
Sinclair Broadcast 0.0 $368k 13k 28.89
Alere 0.0 $452k 11k 43.25
Rofin-Sinar Technologies 0.0 $480k 15k 32.21
Teradyne (TER) 0.0 $388k 18k 21.61
Tcf Finl Corp *w exp 11/14/201 0.0 $481k 301k 1.60
TEXAS CAPITAL Bancshares Inc *w exp 01/16/201 0.0 $396k 10k 39.67
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $383k 47k 8.15
Dominion Res D Ser A Units 6.375% 01-jul-2017 convprf 0.0 $389k 7.8k 49.76
Terrapin 3 Acquisition 0.0 $375k 38k 9.94
Mylan Nv 0.0 $351k 9.2k 38.15
Quinpario Acquisition Corp 2 0.0 $445k 45k 9.92
Boulevard Acquisition unit 99/99/9999 0.0 $405k 40k 10.21
Stericycle, Inc. pfd cv 0.0 $414k 6.3k 65.99
Gp Invts Acquisition Cor 0.0 $420k 43k 9.77
Double Eagle Acquisition Cor unit 99/99/9999 0.0 $352k 35k 10.21
Capitol Acquisition Corp Iii unit 99/99/9999 0.0 $471k 46k 10.17
M I Acquisitions Inc unit 99/99/9999 0.0 $501k 50k 10.02
JPMorgan Chase & Co. (JPM) 0.0 $142k 2.1k 66.79
TD Ameritrade Holding 0.0 $268k 7.6k 35.26
Coca-Cola Company (KO) 0.0 $229k 5.4k 42.38
Wal-Mart Stores (WMT) 0.0 $274k 3.8k 72.11
Reynolds American 0.0 $222k 4.7k 47.23
Boeing Company (BA) 0.0 $316k 2.4k 131.67
Honeywell International (HON) 0.0 $280k 2.4k 116.67
International Business Machines (IBM) 0.0 $270k 1.7k 158.82
Schlumberger (SLB) 0.0 $267k 3.4k 78.53
United Technologies Corporation 0.0 $248k 2.4k 101.72
Gilead Sciences (GILD) 0.0 $203k 2.6k 79.14
Clorox Company (CLX) 0.0 $288k 2.3k 125.22
Kellogg Company (K) 0.0 $263k 3.4k 77.35
Hormel Foods Corporation (HRL) 0.0 $292k 7.7k 37.92
McDermott International 0.0 $203k 41k 5.01
Consumer Staples Select Sect. SPDR (XLP) 0.0 $293k 5.5k 53.27
China Fund (CHN) 0.0 $187k 11k 16.40
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $229k 5.8k 39.55
Abbvie (ABBV) 0.0 $265k 4.2k 63.10
M&t Bank Corp Wts Exp 12/23/1 wts 0.0 $315k 7.3k 42.94
Eastman Kodak Co *w exp 09/03/201 0.0 $149k 59k 2.54
Applied Dna Sciences Inc *w exp 11/21/201 0.0 $264k 234k 1.13
Hydra Inds Acquisition 0.0 $335k 34k 9.96
Petroleum & Res Corp Com cef (PEO) 0.0 $299k 15k 19.93
Virtu Financial Inc Class A (VIRT) 0.0 $266k 18k 14.94
Anthem Inc conv p 0.0 $302k 7.0k 43.38
Delta Technology Hldgs Ltd usd ord 0.0 $264k 170k 1.56
Alphabet Inc Class A cs (GOOGL) 0.0 $257k 320.00 803.12
Agrofresh Solutions wts feb 19 19 0.0 $249k 319k 0.78
Pace Holdings Corp. equities 0.0 $287k 28k 10.45
Gores Hldgs Inc unit 99/99/9999 0.0 $323k 27k 12.21
Kitov Pharmaceuticals Hldgs *w exp 11/20/202 0.0 $120k 109k 1.10
Cellectar Biosciences Inc *w exp 04/08/202 0.0 $119k 145k 0.82
Ubs Ag London Brh velocityshs tail 0.0 $205k 7.9k 25.95
Seadrill 0.0 $72k 30k 2.38
BioTime 0.0 $81k 21k 3.85
Valley Natl Bancorp *w exp 11/14/201 0.0 $6.8k 136k 0.05
Suntrust Bks Inc wrt exp 12/31/2 0.0 $29k 2.6k 11.11
Kinder Morgan Inc/delaware Wts 0.0 $44k 4.4M 0.01
Fieldpoint Petroleum Corp *w exp 03/23/2 0.0 $4.2k 209k 0.02
Chanticleer Hldgs Inc w exp 06/11/201 0.0 $1.0k 17k 0.06
Eastman Kodak Co *w exp 09/03/201 0.0 $13k 3.6k 3.61
Contrafect Corp w exp 01/31/201 0.0 $8.9k 74k 0.12
Applied Dna Sciences 0.0 $16k 5.5k 2.86
Oculus Innovative Sciences I *w exp 10/25/201 0.0 $52k 208k 0.25
Arowana Inc unit 99/99/9999 0.0 $70k 6.7k 10.39
Arowana Inc *w exp 04/29/202 0.0 $25k 250k 0.10
Agrofresh Solutions 0.0 $6.0k 1.2k 5.00
Eyegate Pharmaceuticals @10.62 warrants 0.0 $54k 153k 0.35
Hennessy Cap Acquisition Cor *w exp 07/28/202 0.0 $37k 92k 0.40
Delta Technology Hldgs Ltd *w exp 12/18/201 0.0 $4.1k 34k 0.12
Pace Hldgs Corp cl a 0.0 $0 1.00 0.00
Nexeo Solutions Inc *w exp 06/09/202 0.0 $81k 131k 0.62
Fintech Acquisition Corp *w exp 02/19/202 0.0 $71k 65k 1.09
China Lending Corp *w exp 03/30/202 0.0 $96k 459k 0.21