Karpus Investment Management

Karpus Management as of Sept. 30, 2018

Portfolio Holdings for Karpus Management

Karpus Management holds 194 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard S&p 500 Etf idx (VOO) 13.2 $326M 1.2M 267.05
Nuveen Div. Advantage Muni. Fund (NAD) 5.3 $132M 10M 12.79
Vanguard European ETF (VGK) 4.7 $116M 2.1M 56.22
Vanguard Small-Cap ETF (VB) 3.9 $97M 598k 162.58
Nuveen Insured Tax-Free Adv Munici (NEA) 3.8 $93M 7.3M 12.66
Eaton Vance Municipal Bond Fund (EIM) 3.7 $92M 8.0M 11.53
Spdr S&p 500 Etf (SPY) 3.2 $79M 273k 290.72
Blackrock Municipal 2018 Term Trust 2.9 $71M 4.7M 15.05
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 2.7 $67M 5.6M 11.90
Vanguard Total Stock Market ETF (VTI) 2.4 $58M 389k 149.65
BlackRock Income Trust 2.3 $58M 10M 5.72
Vanguard Pacific ETF (VPL) 1.8 $44M 619k 71.10
BlackRock Credit All Inc Trust IV (BTZ) 1.7 $43M 3.5M 12.24
Trinity Merger Corp 1.7 $42M 4.3M 9.83
Adams Express Company (ADX) 1.5 $38M 2.3M 16.67
Pensare Acquisition Corp 1.4 $36M 3.6M 9.96
Invesco Insured Municipal Income Trust (IIM) 1.4 $35M 2.5M 13.84
Vanguard Emerging Markets ETF (VWO) 1.3 $33M 807k 41.00
Duff & Phelps Utility & Corp Bond Trust 1.3 $32M 3.8M 8.39
Invesco Van Kampen Muni Opp Trust (VMO) 1.2 $31M 2.7M 11.44
Vanguard FTSE All-World ex-US ETF (VEU) 1.1 $27M 522k 52.05
Eaton Vance Mun Bd Fd Ii 1.1 $26M 2.3M 11.58
Cornerstone Strategic Value (CLM) 1.0 $25M 1.8M 14.00
Ishares Msci Japan (EWJ) 1.0 $25M 410k 60.23
Gabelli Equity Trust (GAB) 1.0 $24M 3.8M 6.48
Vectoiq Acquisition Corp 0.9 $23M 2.4M 9.57
Forum Merger Ii Corp cl a 0.9 $23M 2.4M 9.55
Asia Pacific Fund 0.9 $22M 1.6M 13.49
Blackrock Muniyield Insured Fund (MYI) 0.9 $21M 1.8M 12.08
Vanguard Total Bond Market ETF (BND) 0.8 $21M 269k 78.70
Modern Media Acquisition 0.8 $21M 2.1M 10.10
Madison Strategic Sector Premium Fund 0.8 $20M 1.7M 11.89
Cm Seven Star Acquisition 0.8 $19M 1.9M 10.08
Lennox International (LII) 0.8 $19M 86k 218.40
Putnam Municipal Opportunities Trust (PMO) 0.8 $19M 1.6M 11.42
iShares MSCI Canada Index (EWC) 0.7 $18M 624k 28.78
Blackrock California Municipal 2018 Term 0.7 $16M 1.1M 14.92
Madison Covered Call Eq Strat (MCN) 0.7 $16M 2.1M 7.69
Trident Acquisitions Corp 0.6 $16M 1.6M 9.82
Gigcapital 0.6 $16M 1.6M 9.93
MFS Intermediate Income Trust (MIN) 0.6 $15M 4.0M 3.76
Nuveen Ohio Quality Income M 0.6 $15M 1.1M 13.50
New Germany Fund (GF) 0.6 $14M 756k 18.20
Industrea Acquisition Corp cl a 0.6 $14M 1.3M 10.20
Nuveen Ny Divid Advntg Mun F (NAN) 0.5 $13M 1.1M 12.31
Lazard World Dividend & Income Fund 0.5 $14M 1.3M 10.43
BlackRock Core Bond Trust (BHK) 0.5 $13M 1.0M 12.78
First Trust/Aberdeen Global Opportunity 0.5 $12M 1.3M 9.61
Japan Smaller Capitalizaion Fund (JOF) 0.5 $12M 1.1M 11.07
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.5 $11M 1.0M 10.84
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.4 $11M 997k 11.02
BlackRock Insured Municipal Income Trust (BYM) 0.4 $11M 849k 12.78
MFS Investment Grade Municipal Trust (CXH) 0.4 $11M 1.2M 8.97
High Income Secs Fd Shs Ben Int cef (PCF) 0.4 $11M 1.1M 9.48
iShares S&P 500 Index (IVV) 0.4 $11M 36k 292.73
Union Acquisition Corp 0.4 $10M 1.0M 9.75
Blackrock Muniyield California Ins Fund 0.4 $9.7M 760k 12.81
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.4 $9.2M 773k 11.89
Blackrock New York Municipal 2018 Term T 0.4 $9.0M 605k 14.91
Eaton Vance New York Municipal Bond Fund (ENX) 0.3 $8.5M 769k 11.06
Cornerstone Total Rtrn Fd In (CRF) 0.3 $7.9M 571k 13.88
Allegro Merger Corp 0.3 $7.8M 822k 9.53
Swiss Helvetia Fund (SWZ) 0.3 $7.6M 898k 8.51
Insight Select Income Fund Ins (INSI) 0.3 $7.8M 418k 18.62
China Fund (CHN) 0.3 $7.4M 379k 19.60
Aberdeen Chile Fund (AEF) 0.3 $7.3M 1.1M 6.86
Nuveen Barclays Shrt Term Muni bdfund (SHM) 0.3 $7.2M 151k 47.69
Kbl Merger Corp Iv 0.3 $7.1M 702k 10.10
BlackRock MuniHoldings New York Insured (MHN) 0.3 $6.9M 579k 11.93
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.3 $6.9M 559k 12.40
Japan Equity Fund ietf (JEQ) 0.3 $7.0M 835k 8.39
Vanguard Short-Term Bond ETF (BSV) 0.3 $6.3M 81k 78.03
Dreyfus Municipal Income 0.3 $6.5M 824k 7.83
Western Asset Municipal Hgh Incm Fnd (MHF) 0.3 $6.3M 892k 7.08
Black Ridge Acquisition Corp 0.3 $6.3M 649k 9.76
Invesco Quality Municipal Inc Trust (IQI) 0.2 $6.3M 545k 11.58
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.2 $6.2M 618k 9.96
Tekla Healthcare Opportunit (THQ) 0.2 $6.2M 329k 18.74
Legacy Acquisition Corp 0.2 $6.1M 630k 9.71
Nuveen Build Amer Bd (NBB) 0.2 $6.0M 298k 20.00
Bison Cap Acquisition Corp ord 0.2 $5.6M 550k 10.21
Nuveen Mun 2021 Target Term 0.2 $5.4M 572k 9.45
BlackRock MuniYield New York Insured Fnd (MYN) 0.2 $5.1M 444k 11.51
I Am Cap Acquisition 0.2 $5.2M 514k 10.15
Blackrock California Mun. Income Trust (BFZ) 0.2 $4.7M 379k 12.35
John Hancock Tax Adva Glbl Share. Yld 0.2 $4.7M 634k 7.42
Morgan Stanley India Investment Fund (IIF) 0.2 $4.6M 195k 23.45
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.2 $4.4M 370k 11.88
Thunder Bridge Acquisition L shs class a 0.2 $4.4M 452k 9.71
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.2 $4.3M 344k 12.39
iShares MSCI ACWI ex US Index Fund (ACWX) 0.2 $4.1M 85k 47.69
BlackRock Inv. Quality Munic. Trust (BKN) 0.1 $3.6M 273k 13.27
Western Asset Municipal Partners Fnd 0.1 $3.8M 275k 13.76
John Hancock Income Securities Trust (JHS) 0.1 $3.7M 280k 13.37
Invesco Van Kampen Bond Fund (VBF) 0.1 $3.6M 202k 17.62
Blackrock New York Municipal Income Trst (BNY) 0.1 $3.5M 292k 12.14
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.1 $3.2M 30k 104.72
BlackRock MuniHolding Insured Investm 0.1 $3.1M 248k 12.52
Morgan Stanley Emerging Markets Fund 0.1 $3.0M 194k 15.60
Blackrock Muniyield Quality Fund II (MQT) 0.1 $2.9M 244k 11.74
Nuveen Hgh Inc Dec18 Trgt Tr 0.1 $2.9M 296k 9.85
Twelve Seas Investment Compa 0.1 $3.0M 317k 9.57
Taiwan Fund (TWN) 0.1 $2.7M 143k 19.17
European Equity Fund (EEA) 0.1 $2.5M 262k 9.39
Federated Premier Municipal Income (FMN) 0.1 $2.6M 201k 12.76
Big Rock Partners Acquisi 0.1 $2.5M 251k 10.00
Greenland Acquisitin Corpora 0.1 $2.5M 254k 9.67
Reaves Utility Income Fund (UTG) 0.1 $2.1M 69k 30.66
Templeton Emerging Markets (EMF) 0.1 $2.3M 154k 14.66
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.1 $2.1M 163k 12.94
H & Q Healthcare Fund equities (HQH) 0.1 $2.2M 97k 23.15
Gordon Pointe Acquisition 0.1 $2.3M 232k 9.85
Tottenham Acquisition I 0.1 $2.3M 236k 9.70
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.1 $1.9M 148k 12.87
BlackRock New York Insured Municipal 0.1 $2.0M 160k 12.42
DTF Tax Free Income (DTF) 0.1 $2.1M 163k 12.85
Vanguard Long-Term Bond ETF (BLV) 0.1 $1.7M 19k 87.44
Nuveen Select Tax Free Incom Portfolio 2 0.1 $1.7M 125k 13.36
Western Asset Premier Bond Fund (WEA) 0.1 $1.7M 129k 12.82
Morgan Stanley Asia Pacific Fund 0.1 $1.5M 89k 16.51
Nuveen New York Mun Value 0.1 $1.4M 104k 13.41
Eagle Grwth & Income Oppty F 0.1 $1.5M 100k 15.19
Megalith Finl Acquisition Co cl a 0.1 $1.5M 158k 9.51
EATON VANCE MI Municipal 0.1 $1.1M 92k 12.43
iShares S&P Europe 350 Index (IEV) 0.1 $1.3M 30k 45.05
Blackrock Ny Mun Income Tr I 0.1 $1.2M 94k 12.76
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.1 $1.3M 100k 13.08
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.1 $1.3M 119k 11.26
Eaton Vance California Mun. Income Trust (CEV) 0.1 $1.2M 109k 11.23
Petroleum & Res Corp Com cef (PEO) 0.1 $1.2M 62k 19.94
Vaneck Vectors Amt-free Shrt M bdfund (SMB) 0.1 $1.3M 77k 17.17
Exxon Mobil Corporation (XOM) 0.0 $871k 10k 85.04
Constellation Brands (STZ) 0.0 $914k 4.2k 215.57
Vanguard Europe Pacific ETF (VEA) 0.0 $1.0M 24k 43.28
Nuveen Select Tax-Free Income Portfolio (NXP) 0.0 $1.1M 79k 13.91
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $932k 74k 12.55
Opes Acquisition Corp 0.0 $1.1M 108k 9.85
iShares MSCI Emerging Markets Indx (EEM) 0.0 $843k 20k 42.93
Blackrock Muniyield Quality Fund (MQY) 0.0 $817k 60k 13.52
Blackrock MuniHoldings Insured 0.0 $776k 67k 11.56
Eaton Vance Pa Muni Income T sh ben int 0.0 $737k 65k 11.36
Nuveen Build Amer Bd Opptny 0.0 $627k 29k 21.85
Voya Asia Pacific High Div Equity Income Fund (IAE) 0.0 $771k 81k 9.54
Microsoft Corporation (MSFT) 0.0 $487k 4.3k 114.43
Home Depot (HD) 0.0 $373k 1.8k 207.22
Blackrock Muniholdings Insured Fund II (MUE) 0.0 $407k 34k 12.07
SPDR Barclays Capital High Yield B 0.0 $505k 14k 36.07
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.0 $601k 5.1k 119.01
Nuveen Select Tax-Free Incom Portfolio 3 0.0 $398k 28k 14.00
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.0 $486k 5.8k 83.58
Blackrock New York Municipal Bond Trust 0.0 $607k 47k 12.86
BlackRock Muni New York Intr. Dur. Fnd. 0.0 $530k 42k 12.51
Eaton Vance New York Muni. Incm. Trst 0.0 $389k 33k 11.73
Eaton Vance Oh Muni Income T sh ben int 0.0 $576k 47k 12.31
BlackRock Florida Municipal 2020 Term Tr 0.0 $398k 28k 14.23
Constellation Brands 0.0 $595k 2.7k 220.70
Aon 0.0 $404k 2.6k 153.85
Vanguard Whitehall Fds Inc emerg mkt bd etf (VWOB) 0.0 $379k 5.0k 75.80
Ishares Tr core msci euro (IEUR) 0.0 $412k 8.6k 47.91
Deutsche Multi-mkt Income Tr Shs cef 0.0 $461k 51k 8.98
Platinum Eagle Acq Corp 0.0 $491k 50k 9.82
Invesco Exchng Traded Fd Tr vrdo tax free (PVI) 0.0 $494k 20k 24.88
JPMorgan Chase & Co. (JPM) 0.0 $238k 2.1k 112.85
Berkshire Hathaway (BRK.B) 0.0 $335k 1.6k 214.19
Johnson & Johnson (JNJ) 0.0 $285k 2.1k 138.35
Walt Disney Company (DIS) 0.0 $294k 2.5k 116.90
Bristol Myers Squibb (BMY) 0.0 $230k 3.7k 61.96
Kimberly-Clark Corporation (KMB) 0.0 $358k 3.2k 113.58
Nucor Corporation (NUE) 0.0 $264k 4.2k 63.34
Paychex (PAYX) 0.0 $345k 4.7k 73.56
Lowe's Companies (LOW) 0.0 $207k 1.8k 115.00
Sempra Energy (SRE) 0.0 $228k 2.0k 114.00
Amazon (AMZN) 0.0 $222k 111.00 2000.00
Blackrock Strategic Municipal Trust 0.0 $224k 18k 12.27
Nuveen Select Maturities Mun Fund (NIM) 0.0 $214k 22k 9.60
Eaton Vance Pa Mun Bd 0.0 $126k 11k 11.62
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $346k 30k 11.53
Neuberger Berman NY Int Mun Common 0.0 $165k 14k 11.45
PIONEER DIV HIGH INCOME TRUS COM Bene Inter (HNW) 0.0 $172k 12k 14.61
Pioneer High Income Trust (PHT) 0.0 $352k 38k 9.26
Putnam Managed Municipal Income Trust (PMM) 0.0 $220k 32k 6.92
Eaton Vance Ohio Municipal bond fund 0.0 $129k 12k 11.22
Alliance California Municipal Income Fun 0.0 $197k 15k 13.59
Western Asset Hgh Yld Dfnd (HYI) 0.0 $213k 15k 14.52
Wp Carey (WPC) 0.0 $250k 3.9k 64.28
Square Inc cl a (SQ) 0.0 $248k 2.5k 99.20
Novanta (NOVT) 0.0 $238k 3.5k 68.29
Social Cap Hedosophia Hldgs cl a 0.0 $248k 25k 9.92
Dws Municipal Income Cf non-tax cef (KTF) 0.0 $152k 15k 10.48
Churchill Cap Corp unit 99/99/9999 0.0 $304k 30k 10.13
Aberdeen Asia-Pacific Income Fund 0.0 $49k 12k 4.17
Nuveen Senior Income Fund 0.0 $71k 12k 6.17
Voya Prime Rate Trust sh ben int 0.0 $50k 10k 5.00
Dws Strategic Municipal Income Trust (KSM) 0.0 $121k 11k 10.62