KBW as of Sept. 30, 2011
Portfolio Holdings for KBW
KBW holds 163 positions in its portfolio as reported in the September 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Spdr S&p 500 Etf (SPY) | 6.2 | $11M | 95k | 113.15 | |
| Air Lease Corp (AL) | 3.6 | $6.2M | 325k | 19.20 | |
| SLM Corporation (SLM) | 3.1 | $5.3M | 428k | 12.46 | |
| Park Sterling Bk Charlott | 3.1 | $5.3M | 1.6M | 3.42 | |
| Kennedy-Wilson Holdings (KW) | 2.3 | $3.9M | 372k | 10.60 | |
| Annaly Cap Mgmt Inc note 4.000% 2/1 | 2.2 | $3.8M | 3.3M | 1.15 | |
| Citigroup (C) | 1.9 | $3.2M | 126k | 25.62 | |
| Colony Financial | 1.9 | $3.2M | 246k | 12.92 | |
| Ameriprise Financial (AMP) | 1.7 | $3.0M | 76k | 39.35 | |
| Financial Select Sector SPDR (XLF) | 1.7 | $3.0M | 250k | 11.81 | |
| Key (KEY) | 1.6 | $2.8M | 472k | 5.93 | |
| Walker & Dunlop (WD) | 1.6 | $2.8M | 239k | 11.62 | |
| Cit | 1.5 | $2.7M | 87k | 30.37 | |
| Capital One Financial (COF) | 1.4 | $2.5M | 63k | 39.63 | |
| SPDR KBW Regional Banking (KRE) | 1.4 | $2.5M | 128k | 19.30 | |
| Oriental Financial | 1.4 | $2.4M | 253k | 9.67 | |
| Fortegra Financial | 1.4 | $2.4M | 461k | 5.25 | |
| Comerica Incorporated (CMA) | 1.4 | $2.3M | 102k | 22.97 | |
| Altisource Portfolio Solns S reg (ASPS) | 1.3 | $2.2M | 62k | 35.38 | |
| Western Liberty Ban | 1.3 | $2.2M | 820k | 2.65 | |
| Susquehanna Bancshares | 1.2 | $2.1M | 390k | 5.46 | |
| HFF | 1.2 | $2.1M | 242k | 8.74 | |
| First California Financial | 1.2 | $2.1M | 684k | 3.01 | |
| Preferred Bank, Los Angeles (PFBC) | 1.1 | $2.0M | 250k | 7.94 | |
| Proshares Tr sht kbw regbnk | 1.1 | $2.0M | 28k | 71.24 | |
| First Defiance Financial | 1.1 | $1.9M | 143k | 13.14 | |
| Fifth Third Ban (FITB) | 1.1 | $1.9M | 184k | 10.10 | |
| SPDR Gold Trust (GLD) | 1.0 | $1.7M | 11k | 158.09 | |
| Cowen | 1.0 | $1.7M | 634k | 2.71 | |
| Brookfield Asset Management | 1.0 | $1.7M | 62k | 27.56 | |
| Nelnet (NNI) | 0.9 | $1.6M | 84k | 18.79 | |
| State Street Bank Financial | 0.9 | $1.6M | 124k | 12.62 | |
| KKR Financial Holdings | 0.9 | $1.5M | 206k | 7.43 | |
| Flushing Financial Corporation (FFIC) | 0.9 | $1.5M | 142k | 10.80 | |
| Boeing Company (BA) | 0.9 | $1.5M | 25k | 60.52 | |
| iShares Dow Jones US Real Estate (IYR) | 0.9 | $1.5M | 30k | 50.57 | |
| NewStar Financial | 0.9 | $1.5M | 159k | 9.34 | |
| Valley National Ban (VLY) | 0.8 | $1.5M | 137k | 10.59 | |
| Tower Ban | 0.8 | $1.4M | 68k | 20.94 | |
| New England Bancshares | 0.8 | $1.4M | 153k | 9.34 | |
| Goldman Sachs (GS) | 0.8 | $1.4M | 15k | 94.53 | |
| Community Bankers Trust | 0.8 | $1.4M | 1.1M | 1.20 | |
| WisdomTree Investments (WT) | 0.8 | $1.4M | 195k | 7.02 | |
| Discover Financial Services (DFS) | 0.8 | $1.3M | 58k | 22.95 | |
| Cape Ban | 0.8 | $1.3M | 187k | 7.07 | |
| Invesco (IVZ) | 0.8 | $1.3M | 84k | 15.50 | |
| Och-Ziff Capital Management | 0.8 | $1.3M | 143k | 9.13 | |
| Dfc Global | 0.8 | $1.3M | 60k | 21.82 | |
| Hartford Financial Services (HIG) | 0.8 | $1.3M | 80k | 16.14 | |
| First Commonwealth Financial (FCF) | 0.8 | $1.3M | 350k | 3.70 | |
| Apollo Residential Mortgage | 0.8 | $1.3M | 79k | 16.40 | |
| Aercap Holdings Nv Ord Cmn (AER) | 0.7 | $1.2M | 120k | 9.92 | |
| Bancorp Rhode Island (BARI) | 0.7 | $1.1M | 27k | 42.39 | |
| Westfield Financial | 0.7 | $1.1M | 171k | 6.59 | |
| PHH Corporation | 0.7 | $1.1M | 70k | 16.09 | |
| Columbia Banking System (COLB) | 0.7 | $1.1M | 78k | 14.32 | |
| Ace Limited Cmn | 0.6 | $1.1M | 18k | 60.60 | |
| Hampden Ban | 0.6 | $1.1M | 84k | 12.77 | |
| Platinum Underwriter/ptp | 0.6 | $1.0M | 33k | 30.75 | |
| Kaiser Federal Financial (KFFG) | 0.6 | $1.0M | 86k | 11.79 | |
| Aetna | 0.6 | $974k | 27k | 36.34 | |
| Zions Bancorporation (ZION) | 0.6 | $976k | 69k | 14.09 | |
| CurrencyShares Canadian Dollar Trust | 0.6 | $949k | 10k | 94.90 | |
| Wts/the Pnc Financial Services Grp wts | 0.5 | $899k | 101k | 8.94 | |
| Safety Insurance (SAFT) | 0.5 | $893k | 24k | 37.84 | |
| Solar Senior Capital | 0.5 | $878k | 61k | 14.30 | |
| Brown & Brown (BRO) | 0.5 | $858k | 48k | 17.80 | |
| Lazard Ltd-cl A shs a | 0.5 | $844k | 40k | 21.10 | |
| PrivateBan | 0.5 | $841k | 112k | 7.52 | |
| TrustCo Bank Corp NY | 0.5 | $847k | 190k | 4.46 | |
| Renaissance Re Holdings Ltd Cmn (RNR) | 0.5 | $829k | 13k | 63.77 | |
| Reinsurance Group of America (RGA) | 0.5 | $827k | 18k | 45.94 | |
| Partner Re | 0.5 | $783k | 15k | 52.20 | |
| Capital One Financial Cor w exp 11/201 | 0.4 | $735k | 53k | 13.83 | |
| Imperial Holdings | 0.4 | $744k | 310k | 2.40 | |
| Felcor Lodging Trust Inc. pfd cv a $1.95 | 0.4 | $704k | 35k | 20.11 | |
| Invesco Mortgage Capital | 0.4 | $714k | 51k | 14.12 | |
| NYSE Euronext | 0.4 | $697k | 30k | 23.23 | |
| Prudential Financial (PRU) | 0.4 | $689k | 15k | 46.87 | |
| Marsh & McLennan Companies (MMC) | 0.4 | $664k | 25k | 26.56 | |
| Axis Capital Holdings (AXS) | 0.4 | $674k | 26k | 25.92 | |
| Kingsway Finl Svcs | 0.4 | $629k | 873k | 0.72 | |
| Hatteras Financial | 0.4 | $629k | 25k | 25.16 | |
| Bryn Mawr Bank | 0.4 | $630k | 38k | 16.58 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.4 | $628k | 35k | 17.94 | |
| Crescent Financial Corporation (CRFN) | 0.4 | $617k | 206k | 3.00 | |
| Rockville Financial | 0.4 | $616k | 65k | 9.47 | |
| Citigroup Inc Com Us cmn | 0.4 | $612k | 1.4M | 0.44 | |
| Forest City Enterprises | 0.3 | $611k | 57k | 10.66 | |
| Hanover Insurance (THG) | 0.3 | $611k | 17k | 35.52 | |
| Jpmorgan Chase & Co. w exp 10/201 | 0.3 | $606k | 65k | 9.32 | |
| State Bancorp | 0.3 | $583k | 55k | 10.57 | |
| Strategic Hotels & Resorts | 0.3 | $552k | 128k | 4.31 | |
| AMERIGROUP Corporation | 0.3 | $546k | 14k | 39.00 | |
| Aon Corporation | 0.3 | $533k | 13k | 41.97 | |
| American Capital Agency | 0.3 | $542k | 20k | 27.10 | |
| BlackRock (BLK) | 0.3 | $503k | 3.4k | 147.94 | |
| Eastern Virginia Bankshares | 0.3 | $480k | 200k | 2.40 | |
| Nara Ban | 0.3 | $461k | 76k | 6.07 | |
| First Niagara Financial | 0.3 | $458k | 50k | 9.16 | |
| MFA Mortgage Investments | 0.3 | $456k | 65k | 7.02 | |
| Valley Natl Bancorp *w exp 11/14/201 | 0.3 | $473k | 296k | 1.60 | |
| E TRADE Financial Corporation | 0.3 | $456k | 50k | 9.12 | |
| Two Harbors Investment | 0.3 | $442k | 50k | 8.84 | |
| Blackstone | 0.3 | $448k | 37k | 11.98 | |
| Meritage Homes Corporation (MTH) | 0.3 | $454k | 30k | 15.13 | |
| Commerce Bancshares (CBSH) | 0.2 | $438k | 13k | 34.76 | |
| Maiden Holdings (MHLD) | 0.2 | $411k | 56k | 7.39 | |
| Bank of America Corporation (BAC) | 0.2 | $383k | 63k | 6.13 | |
| State Street Corporation (STT) | 0.2 | $370k | 12k | 32.17 | |
| Community Capital Corporation (CPBK) | 0.2 | $370k | 136k | 2.71 | |
| Waddell & Reed Financial | 0.2 | $350k | 14k | 25.00 | |
| Fortress Investment | 0.2 | $325k | 108k | 3.01 | |
| Apollo Investment | 0.2 | $301k | 40k | 7.52 | |
| Southwest Ban | 0.2 | $274k | 65k | 4.22 | |
| Urstadt Biddle Properties | 0.2 | $267k | 17k | 15.47 | |
| City National Corporation | 0.1 | $264k | 7.0k | 37.71 | |
| Center Financial Corporation | 0.1 | $259k | 55k | 4.69 | |
| Assured Guaranty (AGO) | 0.1 | $258k | 24k | 10.98 | |
| Redwood Trust (RWT) | 0.1 | $235k | 21k | 11.19 | |
| First American Financial (FAF) | 0.1 | $244k | 19k | 12.81 | |
| Citizens South Banking | 0.1 | $237k | 57k | 4.16 | |
| Lincoln National Corporation (LNC) | 0.1 | $219k | 14k | 15.64 | |
| Washington Fed Inc *w exp 11/14/201 | 0.1 | $231k | 58k | 4.00 | |
| Allstate Corporation (ALL) | 0.1 | $204k | 8.6k | 23.72 | |
| Barclays Bank | 0.1 | $211k | 10k | 21.10 | |
| Anchor Bancorp | 0.1 | $201k | 32k | 6.22 | |
| First Financial Holdings | 0.1 | $181k | 45k | 4.01 | |
| Berkshire Hills Ban (BHLB) | 0.1 | $185k | 10k | 18.49 | |
| Gleacher & Company | 0.1 | $191k | 160k | 1.19 | |
| MB Financial | 0.1 | $177k | 12k | 14.75 | |
| First Marblehead Corporation | 0.1 | $169k | 166k | 1.02 | |
| Horace Mann Educators Corporation (HMN) | 0.1 | $178k | 16k | 11.41 | |
| East West Ban (EWBC) | 0.1 | $179k | 12k | 14.92 | |
| Boston Private Financial Holdings | 0.1 | $171k | 29k | 5.88 | |
| Fulton Financial (FULT) | 0.1 | $176k | 23k | 7.65 | |
| American Intl Group | 0.1 | $165k | 27k | 6.11 | |
| Jefferson Bancshares | 0.1 | $133k | 48k | 2.76 | |
| FBR Capital Markets Corporation | 0.1 | $143k | 60k | 2.38 | |
| Anworth Mortgage Asset Corporation | 0.1 | $136k | 20k | 6.80 | |
| Associated Banc- (ASB) | 0.1 | $140k | 15k | 9.33 | |
| United Cmnty Bks Ga Cap Stk (UCB) | 0.1 | $136k | 16k | 8.50 | |
| Popular | 0.1 | $123k | 82k | 1.51 | |
| Hersha Hospitality Trust | 0.1 | $120k | 35k | 3.46 | |
| Heritage Financial | 0.1 | $124k | 12k | 10.43 | |
| Sierra Ban (BSRR) | 0.1 | $114k | 12k | 9.16 | |
| Citigroup Inc *w exp 10/28/201 | 0.1 | $126k | 1.6M | 0.08 | |
| First Midwest Ban | 0.1 | $110k | 15k | 7.33 | |
| Synovus Financial | 0.1 | $107k | 100k | 1.07 | |
| Washington Banking Company | 0.1 | $97k | 10k | 9.70 | |
| Western Alliance Bancorporation (WAL) | 0.1 | $110k | 20k | 5.50 | |
| Charter Financial Corporation | 0.1 | $97k | 10k | 9.42 | |
| Wts/first Financial Bancorp 12.90 wts | 0.1 | $85k | 24k | 3.59 | |
| F.N.B. Corporation (FNB) | 0.1 | $86k | 10k | 8.60 | |
| shares First Bancorp P R (FBP) | 0.1 | $85k | 31k | 2.79 | |
| First Place Financial | 0.0 | $70k | 80k | 0.88 | |
| Heritage Commerce (HTBK) | 0.0 | $70k | 18k | 3.87 | |
| Boston Private Finl Hldgs In *w exp 11/21/201 | 0.0 | $75k | 50k | 1.50 | |
| Citizens Republic Bancorp In | 0.0 | $73k | 11k | 6.95 | |
| Carver Ban | 0.0 | $58k | 143k | 0.41 | |
| Pzena Investment Management | 0.0 | $42k | 13k | 3.28 | |
| Herald National Bank (HNB) | 0.0 | $39k | 11k | 3.42 | |
| Armour Residential Reit Inc *w exp 11/07/201 | 0.0 | $7.0k | 352k | 0.02 |
