KBW as of March 31, 2011
Portfolio Holdings for KBW
KBW holds 167 positions in its portfolio as reported in the March 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Cit | 4.4 | $12M | 280k | 42.55 | |
| Citi | 3.5 | $9.5M | 2.2M | 4.42 | |
| Proshares Tr sht kbw regbnk | 2.7 | $7.4M | 130k | 56.70 | |
| Prudential Financial (PRU) | 2.5 | $6.9M | 112k | 61.58 | |
| American Express Company (AXP) | 2.5 | $6.7M | 148k | 45.21 | |
| M&T Bank Corporation (MTB) | 2.2 | $6.0M | 68k | 88.44 | |
| Fortress Investment | 2.1 | $5.8M | 1.0M | 5.68 | |
| Park Sterling Bk Charlott | 2.1 | $5.8M | 1.2M | 4.85 | |
| Annaly Cap Mgmt Inc note 4.000% 2/1 | 2.0 | $5.6M | 4.8M | 1.16 | |
| State Street Corporation (STT) | 1.9 | $5.2M | 116k | 44.94 | |
| Fifth Third Ban (FITB) | 1.9 | $5.1M | 370k | 13.88 | |
| Visa (V) | 1.8 | $4.9M | 67k | 73.69 | |
| JPMorgan Chase & Co. (JPM) | 1.8 | $4.8M | 105k | 46.11 | |
| KKR & Co | 1.6 | $4.4M | 267k | 16.41 | |
| Walker & Dunlop (WD) | 1.6 | $4.4M | 359k | 12.15 | |
| AFLAC Incorporated (AFL) | 1.5 | $4.2M | 80k | 52.78 | |
| Key (KEY) | 1.5 | $4.2M | 470k | 8.88 | |
| PNC Financial Services (PNC) | 1.5 | $4.2M | 66k | 62.98 | |
| SLM Corporation (SLM) | 1.5 | $4.1M | 267k | 15.30 | |
| Kennedy-Wilson Holdings (KW) | 1.5 | $4.0M | 367k | 10.86 | |
| Nelnet (NNI) | 1.4 | $3.7M | 170k | 21.83 | |
| Hatteras Financial | 1.4 | $3.7M | 132k | 28.12 | |
| Cypress Sharpridge Investments | 1.3 | $3.4M | 271k | 12.68 | |
| MetLife (MET) | 1.2 | $3.4M | 75k | 44.73 | |
| Hartford Financial Services (HIG) | 1.2 | $3.2M | 120k | 26.93 | |
| Goldman Sachs (GS) | 1.2 | $3.2M | 20k | 158.60 | |
| Altisource Portfolio Solns S reg | 1.1 | $3.1M | 102k | 30.67 | |
| Western Liberty Ban | 1.1 | $3.1M | 767k | 4.00 | |
| Bryn Mawr Bank | 1.1 | $3.0M | 147k | 20.57 | |
| First California Financial | 1.1 | $3.0M | 795k | 3.75 | |
| Wells Fargo & Company (WFC) | 1.1 | $2.9M | 92k | 31.71 | |
| PHH Corporation | 1.0 | $2.7M | 123k | 21.77 | |
| Spdr S&p 500 Etf (SPY) | 1.0 | $2.7M | 20k | 132.60 | |
| Tower Ban | 0.9 | $2.6M | 115k | 22.32 | |
| Synovus Financial | 0.9 | $2.4M | 1.0M | 2.40 | |
| American Capital Agency | 0.9 | $2.4M | 82k | 29.13 | |
| Solar Senior Capital | 0.8 | $2.3M | 122k | 18.63 | |
| Barclays Bk Plc ipth s^p vix | 0.8 | $2.2M | 75k | 29.37 | |
| American Financial (AFG) | 0.8 | $2.2M | 62k | 35.02 | |
| First Defiance Financial | 0.8 | $2.2M | 152k | 14.35 | |
| Citigroup Inc Com Us cmn | 0.8 | $2.2M | 2.4M | 0.92 | |
| ProAssurance Corporation (PRA) | 0.8 | $2.1M | 34k | 63.36 | |
| People's United Financial | 0.8 | $2.1M | 167k | 12.58 | |
| Oriental Financial | 0.8 | $2.1M | 167k | 12.54 | |
| Ocwen Financial Corporation | 0.7 | $2.0M | 180k | 11.02 | |
| Franklin Resources (BEN) | 0.7 | $1.9M | 15k | 125.07 | |
| Colony Financial | 0.7 | $1.9M | 100k | 18.83 | |
| Radian (RDN) | 0.7 | $1.9M | 275k | 6.81 | |
| NewStar Financial | 0.7 | $1.8M | 167k | 10.90 | |
| New England Bancshares | 0.7 | $1.8M | 190k | 9.68 | |
| Primerica (PRI) | 0.7 | $1.8M | 70k | 25.51 | |
| Chubb Corporation | 0.6 | $1.7M | 28k | 61.30 | |
| Bank of America Corporation (BAC) | 0.6 | $1.7M | 131k | 13.33 | |
| Willis Group Holdings | 0.6 | $1.7M | 43k | 40.35 | |
| Brookfield Asset Management | 0.6 | $1.7M | 52k | 32.46 | |
| Reinsurance Group of America (RGA) | 0.6 | $1.7M | 27k | 62.78 | |
| Protective Life | 0.6 | $1.6M | 60k | 26.55 | |
| Ace Limited Cmn | 0.6 | $1.6M | 24k | 64.71 | |
| Unum (UNM) | 0.6 | $1.6M | 59k | 26.25 | |
| Cape Ban | 0.6 | $1.6M | 158k | 9.85 | |
| NYSE Euronext | 0.6 | $1.5M | 43k | 35.14 | |
| Safety Insurance (SAFT) | 0.5 | $1.5M | 32k | 46.12 | |
| Financial Select Sector SPDR (XLF) | 0.5 | $1.5M | 90k | 16.39 | |
| Kaiser Federal Financial (KFFG) | 0.5 | $1.5M | 119k | 12.30 | |
| First Niagara Financial | 0.5 | $1.4M | 107k | 13.58 | |
| Heritage Financial Corporation (HFWA) | 0.5 | $1.5M | 103k | 14.17 | |
| MFA Mortgage Investments | 0.5 | $1.3M | 163k | 8.20 | |
| PennyMac Mortgage Investment Trust (PMT) | 0.5 | $1.3M | 70k | 18.39 | |
| Whitney Holding | 0.5 | $1.3M | 93k | 13.62 | |
| Wilmington Trust Corporation | 0.5 | $1.2M | 275k | 4.52 | |
| Bank of New York Mellon Corporation (BK) | 0.4 | $1.2M | 40k | 29.88 | |
| Horace Mann Educators Corporation (HMN) | 0.4 | $1.2M | 72k | 16.80 | |
| Och-Ziff Capital Management | 0.4 | $1.2M | 74k | 16.32 | |
| Imperial Holdings | 0.4 | $1.2M | 120k | 10.15 | |
| KKR Financial Holdings | 0.4 | $1.1M | 116k | 9.79 | |
| TFS Financial Corporation (TFSL) | 0.4 | $1.1M | 105k | 10.62 | |
| Sierra Ban (BSRR) | 0.4 | $1.1M | 100k | 11.18 | |
| NewAlliance Bancshares | 0.4 | $1.1M | 74k | 14.84 | |
| Oritani Financial | 0.4 | $1.1M | 87k | 12.68 | |
| Rockville Financial | 0.4 | $1.1M | 105k | 10.43 | |
| U.S. Bancorp (USB) | 0.4 | $1.1M | 41k | 26.44 | |
| Preferred Bank | 0.4 | $1.0M | 711k | 1.47 | |
| Validus Holdings | 0.4 | $1.0M | 30k | 33.34 | |
| Capitalsource Inc. dbcv 3.50% 7/1 | 0.4 | $1.0M | 1.0M | 1.00 | |
| Westfield Financial | 0.3 | $960k | 106k | 9.06 | |
| Community Bankers Trust | 0.3 | $957k | 825k | 1.16 | |
| Fidelity National Financial | 0.3 | $918k | 65k | 14.12 | |
| Hampden Ban | 0.3 | $938k | 70k | 13.32 | |
| Aon Corporation | 0.3 | $890k | 17k | 52.98 | |
| optionsXpress Holdings | 0.3 | $914k | 50k | 18.28 | |
| Flushing Financial Corporation (FFIC) | 0.3 | $895k | 60k | 14.90 | |
| Marshall & Ilsley Corporation | 0.3 | $876k | 110k | 7.99 | |
| Renaissance Re Holdings Ltd Cmn (RNR) | 0.3 | $814k | 12k | 68.98 | |
| Kingsway Finl Svcs | 0.3 | $812k | 873k | 0.93 | |
| Two Harbors Investment | 0.3 | $785k | 75k | 10.47 | |
| Columbia Banking System (COLB) | 0.3 | $776k | 41k | 19.16 | |
| American Intl Group | 0.3 | $779k | 70k | 11.13 | |
| Heritage Financial | 0.3 | $732k | 58k | 12.73 | |
| Eastern Virginia Bankshares | 0.3 | $740k | 206k | 3.60 | |
| Crescent Financial Corporation (CRFN) | 0.3 | $745k | 184k | 4.05 | |
| Annaly Capital Management | 0.3 | $698k | 40k | 17.45 | |
| Charles Schwab Corporation (SCHW) | 0.3 | $721k | 40k | 18.02 | |
| Felcor Lodging Trust Inc. pfd cv a $1.95 | 0.2 | $677k | 25k | 27.08 | |
| Jpmorgan Chase & Co. w exp 10/201 | 0.2 | $672k | 40k | 16.80 | |
| Abington Ban | 0.2 | $653k | 53k | 12.23 | |
| TD Ameritrade Holding | 0.2 | $626k | 30k | 20.87 | |
| Financial Institutions (FISI) | 0.2 | $642k | 37k | 17.52 | |
| Capital One Financial Cor w exp 11/201 | 0.2 | $642k | 30k | 21.62 | |
| BlackRock | 0.2 | $603k | 3.0k | 201.00 | |
| Delphi Financial | 0.2 | $614k | 20k | 30.70 | |
| Calamos Asset Management | 0.2 | $561k | 34k | 16.60 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.2 | $537k | 19k | 28.87 | |
| Center Financial Corporation | 0.2 | $520k | 71k | 7.34 | |
| Berkshire Hills Ban (BBT) | 0.2 | $524k | 25k | 20.84 | |
| Citigroup Inc *w exp 10/28/201 | 0.2 | $527k | 2.8M | 0.19 | |
| Wts/the Pnc Financial Services Grp wts | 0.2 | $479k | 32k | 14.97 | |
| Capitol Federal Financial (CFFN) | 0.2 | $500k | 44k | 11.28 | |
| Wts/the Pnc Financial Services Grp wts | 0.2 | $464k | 31k | 14.97 | |
| Janus Capital | 0.2 | $449k | 36k | 12.47 | |
| Chemical Financial Corporation | 0.2 | $425k | 21k | 19.95 | |
| Bridge Capital Holdings | 0.2 | $435k | 47k | 9.33 | |
| Wright Express Corporation | 0.1 | $415k | 8.0k | 51.88 | |
| Bank Of America Corporation warrant | 0.1 | $407k | 53k | 7.68 | |
| Jpmorgan Chase & Co. w exp 10/201 | 0.1 | $420k | 25k | 16.80 | |
| CapitalSource | 0.1 | $373k | 53k | 7.04 | |
| Susquehanna Bancshares | 0.1 | $374k | 40k | 9.35 | |
| Axis Capital Holdings (AXS) | 0.1 | $349k | 10k | 34.90 | |
| Hartford Finl Svcs Wt Exp 0626 wt | 0.1 | $367k | 20k | 18.35 | |
| Starwood Property Trust (STWD) | 0.1 | $335k | 15k | 22.33 | |
| First Financial Holdings | 0.1 | $339k | 30k | 11.30 | |
| Brookline Ban | 0.1 | $316k | 30k | 10.53 | |
| Allied World Assurance | 0.1 | $313k | 5.0k | 62.60 | |
| Gleacher & Company | 0.1 | $262k | 150k | 1.74 | |
| Citizens South Banking | 0.1 | $268k | 60k | 4.45 | |
| Ameriprise Financial (AMP) | 0.1 | $244k | 4.0k | 61.00 | |
| Encore Capital (ECPG) | 0.1 | $237k | 10k | 23.70 | |
| LaBranche & Co | 0.1 | $237k | 60k | 3.94 | |
| Zions Bancorporation *w exp 05/22/202 | 0.1 | $233k | 34k | 6.85 | |
| GS Financial (GSLA) | 0.1 | $236k | 12k | 20.44 | |
| Marriott International (MAR) | 0.1 | $228k | 6.4k | 35.62 | |
| Umpqua Holdings Corporation | 0.1 | $210k | 18k | 11.45 | |
| FBR Capital Markets Corporation | 0.1 | $215k | 60k | 3.58 | |
| FirstMerit Corporation | 0.1 | $229k | 13k | 17.09 | |
| Bank of Marin Ban (BMRC) | 0.1 | $208k | 5.6k | 37.24 | |
| Lennar Corporation (LEN) | 0.1 | $181k | 10k | 18.10 | |
| Ban (TBBK) | 0.1 | $183k | 20k | 9.24 | |
| ESSA Ban (ESSA) | 0.1 | $198k | 15k | 13.20 | |
| Apollo Investment | 0.1 | $181k | 15k | 12.07 | |
| American International (AIG-A) | 0.1 | $180k | 40k | 4.50 | |
| shares First Bancorp P R (FBP) | 0.1 | $200k | 40k | 4.99 | |
| Valley Natl Bancorp *w exp 11/14/201 | 0.1 | $190k | 83k | 2.30 | |
| Wolverine Bancorp | 0.1 | $188k | 13k | 14.46 | |
| First Place Financial | 0.1 | $178k | 80k | 2.22 | |
| Western Alliance Bancorporation (WAL) | 0.1 | $164k | 20k | 8.20 | |
| Carver Ban | 0.1 | $128k | 143k | 0.90 | |
| Anchor Bancorp | 0.1 | $142k | 13k | 10.74 | |
| CVB Financial (CVBF) | 0.0 | $113k | 12k | 9.28 | |
| CapLease | 0.0 | $108k | 20k | 5.46 | |
| United Community Banks | 0.0 | $117k | 50k | 2.34 | |
| Popular | 0.0 | $92k | 31k | 2.93 | |
| West Coast Ban (WCBO) | 0.0 | $69k | 20k | 3.46 | |
| CenterState Banks | 0.0 | $92k | 13k | 7.02 | |
| Jefferson Bancshares | 0.0 | $65k | 19k | 3.47 | |
| Sun Bancorp | 0.0 | $63k | 18k | 3.48 | |
| Seacoast Banking Corporation of Florida | 0.0 | $22k | 14k | 1.59 | |
| Doral Financial | 0.0 | $15k | 14k | 1.07 | |
| Armour Residential Reit Inc *w exp 11/07/201 | 0.0 | $18k | 352k | 0.05 |
