Klingman & Associates

Klingman & Associates as of Dec. 31, 2014

Portfolio Holdings for Klingman & Associates

Klingman & Associates holds 389 positions in its portfolio as reported in the December 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 14.4 $35M 169k 205.54
Jp Morgan Alerian Mlp Index 9.4 $23M 491k 45.95
SPDR S&P Dividend (SDY) 8.5 $21M 260k 78.80
Credit Suisse Nassau Brh Etn Lkd 30mlp etf 7.4 $18M 556k 31.93
iShares S&P 500 Index (IVV) 6.0 $14M 69k 206.86
SPDR S&P MidCap 400 ETF (MDY) 5.3 $13M 48k 263.97
PowerShares FTSE RAFI US 1000 5.1 $12M 134k 91.42
iShares Dow Jones EPAC Sel Div Ind (IDV) 4.2 $10M 298k 33.69
Vanguard REIT ETF (VNQ) 2.8 $6.7M 83k 80.99
RevenueShares Large Cap Fund 2.1 $5.0M 124k 40.77
Powershares Etf Tr Ii s^p500 low vol 1.9 $4.7M 124k 37.96
Clearbridge Energy M 1.8 $4.3M 156k 27.60
iShares Dow Jones Select Dividend (DVY) 1.6 $3.8M 48k 79.38
iShares S&P MidCap 400 Index (IJH) 1.2 $2.9M 20k 144.75
Vanguard Total Stock Market ETF (VTI) 1.1 $2.5M 24k 106.00
iShares Russell 2000 Index (IWM) 1.0 $2.5M 21k 119.61
Endurance Specialty Hldgs Lt 1.0 $2.4M 40k 59.84
Ishares High Dividend Equity F (HDV) 1.0 $2.4M 32k 76.51
iShares S&P SmallCap 600 Index (IJR) 1.0 $2.3M 20k 114.02
Rbc Cad (RY) 0.8 $2.0M 29k 69.03
PowerShares DB Com Indx Trckng Fund 0.8 $1.9M 106k 18.44
iShares MSCI EAFE Index Fund (EFA) 0.8 $1.9M 32k 60.81
First Trust/Four Corners SFRI Fund II (FCT) 0.8 $1.8M 140k 13.01
iShares S&P US Pref Stock Idx Fnd (PFF) 0.8 $1.8M 46k 39.43
Vanguard FTSE All-World ex-US ETF (VEU) 0.7 $1.6M 33k 46.85
Exxon Mobil Corporation (XOM) 0.6 $1.5M 16k 92.41
JPMorgan Chase & Co. (JPM) 0.6 $1.4M 22k 62.56
BlackRock Floating Rate Income Strat. Fn (FRA) 0.5 $1.3M 96k 13.39
WisdomTree Emerging Markets Eq (DEM) 0.5 $1.1M 27k 42.14
Vanguard Dividend Appreciation ETF (VIG) 0.4 $1.0M 13k 81.15
PowerShares Intl. Dividend Achiev. 0.4 $1.0M 59k 17.50
RevenueShares Mid Cap Fund 0.4 $922k 19k 48.40
Vanguard Emerging Markets ETF (VWO) 0.4 $894k 22k 40.01
Wisdomtree Tr em lcl debt (ELD) 0.4 $881k 21k 41.56
Ishares Tr usa min vo (USMV) 0.4 $902k 22k 40.46
General Electric Company 0.4 $856k 34k 25.26
Calamos Convertible & Hi Income Fund (CHY) 0.3 $850k 62k 13.82
RevenueShares ADR Fund 0.3 $745k 21k 35.89
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.3 $747k 47k 15.75
RevenueShares Small Cap Fund 0.3 $701k 12k 57.00
SPDR DJ International Real Estate ETF (RWX) 0.3 $697k 17k 41.51
iShares S&P 100 Index (OEF) 0.3 $666k 7.3k 90.92
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.3 $664k 14k 46.70
Vanguard Small-Cap ETF (VB) 0.3 $643k 5.5k 116.57
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.3 $649k 11k 56.93
Ishares Tr eafe min volat (EFAV) 0.3 $654k 11k 61.70
Pfizer (PFE) 0.2 $580k 19k 31.10
Invesco Van Kampen Senior Income Trust (VVR) 0.2 $581k 128k 4.56
Vanguard Malvern Fds strm infproidx (VTIP) 0.2 $583k 12k 48.18
Rydex S&P Equal Weight ETF 0.2 $559k 7.0k 80.01
iShares Barclays TIPS Bond Fund (TIP) 0.2 $543k 4.9k 111.84
Cohen and Steers Global Income Builder 0.2 $564k 48k 11.73
Vanguard High Dividend Yield ETF (VYM) 0.2 $500k 7.3k 68.67
iShares Russell 1000 Growth Index (IWF) 0.2 $488k 5.1k 95.56
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.2 $493k 4.9k 101.05
Nuveen Senior Income Fund 0.2 $426k 65k 6.55
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.2 $416k 3.8k 109.47
iShares S&P NA Tec. Semi. Idx (SOXX) 0.2 $408k 4.4k 92.73
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.2 $405k 4.3k 95.29
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.2 $396k 3.6k 110.09
Berkshire Hathaway (BRK.B) 0.1 $367k 2.5k 149.80
Johnson & Johnson (JNJ) 0.1 $363k 3.5k 104.31
Walt Disney Company (DIS) 0.1 $350k 3.7k 94.16
iShares Russell 1000 Value Index (IWD) 0.1 $368k 3.5k 104.40
Microsoft Corporation (MSFT) 0.1 $337k 7.3k 46.42
Apple (AAPL) 0.1 $332k 3.0k 110.30
Honeywell International (HON) 0.1 $325k 3.3k 99.63
Pepsi (PEP) 0.1 $349k 3.7k 94.45
SPDR Barclays Capital High Yield B 0.1 $327k 8.5k 38.53
Citigroup (C) 0.1 $333k 6.2k 54.00
PowerShares FTSE RAFI Developed Markets 0.1 $306k 7.8k 39.41
Procter & Gamble Company (PG) 0.1 $278k 3.1k 90.85
Vanguard Extended Market ETF (VXF) 0.1 $285k 3.3k 87.69
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $261k 2.9k 89.29
Powershares Global Etf Trust ex us sml port 0.1 $260k 10k 26.00
Home Depot (HD) 0.1 $248k 2.4k 104.77
Chevron Corporation (CVX) 0.1 $247k 2.2k 111.92
Merck & Co (MRK) 0.1 $222k 3.9k 56.57
Philip Morris International (PM) 0.1 $217k 2.7k 81.21
Hershey Company (HSY) 0.1 $207k 2.0k 103.50
Vanguard European ETF (VGK) 0.1 $226k 4.3k 52.36
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $206k 1.6k 127.40
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $214k 4.0k 53.50
Abbvie (ABBV) 0.1 $218k 3.3k 65.39
Colgate-Palmolive Company (CL) 0.1 $194k 2.8k 69.01
International Business Machines (IBM) 0.1 $191k 1.2k 159.97
Wal-Mart Stores (WMT) 0.1 $160k 1.9k 85.56
Dominion Resources (D) 0.1 $161k 2.1k 76.52
Automatic Data Processing (ADP) 0.1 $174k 2.1k 83.17
Verizon Communications (VZ) 0.1 $180k 3.9k 46.60
iShares S&P MidCap 400 Growth (IJK) 0.1 $164k 1.0k 159.22
Babson Cap Corporate Invs 0.1 $170k 11k 15.88
Comcast Corporation (CMCSA) 0.1 $143k 2.5k 57.61
Costco Wholesale Corporation (COST) 0.1 $137k 968.00 141.53
Bristol Myers Squibb (BMY) 0.1 $133k 2.3k 58.82
CVS Caremark Corporation (CVS) 0.1 $142k 1.5k 96.27
Altria (MO) 0.1 $146k 3.0k 49.01
Oracle Corporation (ORCL) 0.1 $154k 3.4k 44.82
PowerShares QQQ Trust, Series 1 0.1 $135k 1.3k 102.74
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $142k 800.00 177.50
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $150k 1.4k 105.63
PowerShares FTSE RAFI US 1500 Small-Mid 0.1 $151k 1.5k 100.33
Cohen & Steers Total Return Real (RFI) 0.1 $144k 11k 13.17
Db-x Msci Eafe Currency-hedged (DBEF) 0.1 $136k 5.0k 26.99
Dbx Etf Tr em curr hdg eq (DBEM) 0.1 $151k 7.1k 21.42
iShares MSCI Emerging Markets Indx (EEM) 0.1 $123k 3.2k 39.05
Abbott Laboratories (ABT) 0.1 $117k 2.6k 44.79
Martin Marietta Materials (MLM) 0.1 $116k 1.1k 109.43
Cisco Systems (CSCO) 0.1 $112k 4.0k 27.72
Coach 0.1 $111k 3.0k 37.37
Intel Corporation (INTC) 0.1 $111k 3.1k 36.27
Analog Devices (ADI) 0.1 $111k 2.0k 55.22
Qualcomm (QCOM) 0.1 $114k 1.5k 74.27
Euronet Worldwide (EEFT) 0.1 $109k 2.0k 54.50
iShares S&P SmallCap 600 Growth (IJT) 0.1 $120k 983.00 122.08
PowerShares Preferred Portfolio 0.1 $132k 9.0k 14.65
Vanguard Pacific ETF (VPL) 0.1 $111k 2.0k 56.63
Wstrn Asst Emrgng Mrkts Incm Fnd 0.1 $124k 11k 10.93
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 0.1 $116k 2.3k 51.56
WisdomTree Intl. SmallCap Div (DLS) 0.1 $111k 2.0k 55.50
SPDR S&P International Dividend (DWX) 0.1 $130k 3.1k 41.83
Kinder Morgan (KMI) 0.1 $114k 2.7k 42.19
Ishares Inc em mkt min vol (EEMV) 0.1 $117k 2.1k 56.28
Citizens Financial (CFG) 0.1 $111k 4.5k 24.67
Goldman Sachs (GS) 0.0 $96k 500.00 192.00
Bank of America Corporation (BAC) 0.0 $90k 5.0k 17.87
CBS Corporation 0.0 $86k 1.6k 54.99
Consolidated Edison (ED) 0.0 $97k 1.5k 65.36
3M Company (MMM) 0.0 $101k 616.00 163.96
Thermo Fisher Scientific (TMO) 0.0 $86k 691.00 124.46
Target Corporation (TGT) 0.0 $101k 1.3k 75.60
Flowserve Corporation (FLS) 0.0 $107k 1.8k 59.44
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $103k 874.00 117.85
iShares Morningstar Large Core Idx (ILCB) 0.0 $96k 778.00 123.39
iShares Morningstar Large Value (ILCV) 0.0 $87k 1.0k 85.55
iShares Morningstar Small Growth (ISCG) 0.0 $108k 800.00 135.00
iShares Morningstar Small Value (ISCV) 0.0 $85k 661.00 128.59
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $85k 1.8k 46.81
BlackRock MuniHoldings New York Insured (MHN) 0.0 $101k 7.3k 13.86
Claymore Exchange Trd Fd Tr gug bull2020 e 0.0 $105k 5.0k 21.00
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.0 $99k 2.0k 49.75
FedEx Corporation (FDX) 0.0 $75k 437.00 171.62
McDonald's Corporation (MCD) 0.0 $71k 765.00 92.81
Cardinal Health (CAH) 0.0 $74k 918.00 80.61
United Parcel Service (UPS) 0.0 $67k 606.00 110.56
Nucor Corporation (NUE) 0.0 $65k 1.3k 48.80
Wells Fargo & Company (WFC) 0.0 $71k 1.3k 54.49
Morgan Stanley (MS) 0.0 $65k 1.7k 38.37
BB&T Corporation 0.0 $77k 2.0k 38.50
ConocoPhillips (COP) 0.0 $73k 1.1k 68.48
Hewlett-Packard Company 0.0 $77k 1.9k 40.02
Southern Company (SO) 0.0 $69k 1.4k 48.73
Accenture (ACN) 0.0 $61k 686.00 88.92
Lowe's Companies (LOW) 0.0 $68k 1.0k 68.00
Visa (V) 0.0 $75k 288.00 260.42
Google 0.0 $65k 123.00 528.46
SPDR Gold Trust (GLD) 0.0 $64k 567.00 112.87
Yahoo! 0.0 $63k 1.3k 50.40
Energy Transfer Equity (ET) 0.0 $68k 1.2k 56.67
Brink's Company (BCO) 0.0 $65k 2.7k 24.15
American Water Works (AWK) 0.0 $68k 1.3k 52.80
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.0 $73k 1.7k 42.99
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.0 $78k 6.0k 13.00
IQ Hedge Multi-Strategy Tracker (QAI) 0.0 $77k 2.6k 29.33
WisdomTree Japan Total Dividend (DXJ) 0.0 $80k 1.6k 48.84
Vanguard Total World Stock Idx (VT) 0.0 $71k 1.2k 59.41
Google Inc Class C 0.0 $64k 123.00 520.33
Ace Limited Cmn 0.0 $44k 389.00 113.11
Caterpillar (CAT) 0.0 $42k 400.00 105.00
Baxter International (BAX) 0.0 $43k 589.00 73.01
At&t (T) 0.0 $40k 1.2k 32.87
Kimberly-Clark Corporation (KMB) 0.0 $58k 504.00 115.08
General Mills (GIS) 0.0 $38k 722.00 52.63
Nike (NKE) 0.0 $52k 544.00 95.59
Schlumberger (SLB) 0.0 $40k 477.00 83.86
Anheuser-Busch InBev NV (BUD) 0.0 $56k 500.00 112.00
Washington Real Estate Investment Trust (ELME) 0.0 $55k 2.0k 27.50
Cintas Corporation (CTAS) 0.0 $58k 747.00 77.64
Service Corporation International (SCI) 0.0 $38k 1.7k 22.31
Omni (OMC) 0.0 $51k 662.00 77.04
Mead Johnson Nutrition 0.0 $51k 511.00 99.80
Under Armour (UAA) 0.0 $54k 800.00 67.50
Edison International (EIX) 0.0 $43k 666.00 64.56
Enterprise Products Partners (EPD) 0.0 $45k 1.3k 36.00
Suburban Propane Partners (SPH) 0.0 $39k 925.00 42.16
NBT Ban (NBTB) 0.0 $52k 2.0k 26.00
Suncor Energy (SU) 0.0 $38k 1.0k 38.00
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $50k 420.00 119.05
iShares Russell Midcap Index Fund (IWR) 0.0 $42k 254.00 165.35
Hudson Valley Holding 0.0 $51k 1.9k 26.80
Nuveen Quality Preferred Income Fund 0.0 $56k 7.0k 8.00
WisdomTree LargeCap Dividend Fund (DLN) 0.0 $44k 600.00 73.33
iShares 2016 S&P AMT-Free Mun Ser ETF 0.0 $53k 1.0k 53.00
Te Connectivity Ltd for (TEL) 0.0 $47k 747.00 62.92
Annaly Capital Management 0.0 $33k 3.1k 10.72
Two Harbors Investment 0.0 $15k 1.5k 9.75
Coca-Cola Company (KO) 0.0 $13k 320.00 40.62
Via 0.0 $17k 236.00 72.03
Eli Lilly & Co. (LLY) 0.0 $20k 300.00 66.67
IDEXX Laboratories (IDXX) 0.0 $20k 140.00 142.86
Reynolds American 0.0 $25k 400.00 62.50
Union Pacific Corporation (UNP) 0.0 $23k 200.00 115.00
International Paper Company (IP) 0.0 $21k 400.00 52.50
Valero Energy Corporation (VLO) 0.0 $29k 600.00 48.33
CenturyLink 0.0 $24k 630.00 38.10
McKesson Corporation (MCK) 0.0 $31k 150.00 206.67
Lockheed Martin Corporation (LMT) 0.0 $25k 130.00 192.31
GlaxoSmithKline 0.0 $29k 700.00 41.43
Texas Instruments Incorporated (TXN) 0.0 $26k 500.00 52.00
United Technologies Corporation 0.0 $15k 137.00 109.49
Danaher Corporation (DHR) 0.0 $16k 190.00 84.21
NuStar GP Holdings 0.0 $20k 600.00 33.33
Prudential Financial (PRU) 0.0 $14k 175.00 80.00
United States Oil Fund 0.0 $24k 1.2k 20.00
WABCO Holdings 0.0 $20k 200.00 100.00
Linn Energy 0.0 $17k 1.8k 9.61
Bce (BCE) 0.0 $20k 444.00 45.05
Public Service Enterprise (PEG) 0.0 $35k 864.00 40.51
Roper Industries (ROP) 0.0 $20k 130.00 153.85
Vanguard Short-Term Bond ETF (BSV) 0.0 $14k 186.00 75.27
Zimmer Holdings (ZBH) 0.0 $22k 200.00 110.00
Wynn Resorts (WYNN) 0.0 $14k 100.00 140.00
Cedar Fair 0.0 $21k 450.00 46.67
SBA Communications Corporation 0.0 $26k 239.00 108.79
StoneMor Partners 0.0 $14k 550.00 25.45
PennantPark Investment (PNNT) 0.0 $14k 1.5k 9.10
Western Gas Partners 0.0 $18k 250.00 72.00
Community Bank System (CBU) 0.0 $17k 448.00 37.95
Enbridge Energy Partners 0.0 $19k 500.00 38.00
Home Properties 0.0 $26k 425.00 61.18
Alliance Holdings GP 0.0 $35k 575.00 60.87
Centene Corporation (CNC) 0.0 $27k 269.00 100.37
Energy Transfer Partners 0.0 $26k 400.00 65.00
Monolithic Power Systems (MPWR) 0.0 $29k 599.00 48.41
Teekay Lng Partners 0.0 $16k 375.00 42.67
Tor Dom Bk Cad (TD) 0.0 $19k 400.00 47.50
Central Fd Cda Ltd cl a 0.0 $19k 1.7k 11.52
Hatteras Financial 0.0 $23k 1.3k 18.40
American Capital Agency 0.0 $22k 1.0k 21.01
Vanguard Mid-Cap ETF (VO) 0.0 $25k 210.00 119.05
Cohen & Steers infrastucture Fund (UTF) 0.0 $34k 1.5k 22.67
Cohen & Steers REIT/P (RNP) 0.0 $28k 1.5k 18.67
Eaton Vance Short Duration Diversified I (EVG) 0.0 $14k 1.0k 14.00
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $29k 2.1k 13.81
iShares Lehman MBS Bond Fund (MBB) 0.0 $20k 185.00 108.11
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $21k 1.9k 10.99
Kayne Anderson Energy Total Return Fund 0.0 $13k 500.00 26.00
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $27k 5.1k 5.33
General American Investors (GAM) 0.0 $23k 679.00 33.87
PowerShares DB Agriculture Fund 0.0 $24k 1.0k 24.00
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $16k 2.0k 8.00
Nuveen Tax-Advantaged Dividend Growth 0.0 $32k 2.0k 16.00
PowerShrs CEF Income Cmpst Prtfl 0.0 $14k 615.00 22.76
WisdomTree Europe SmallCap Div (DFE) 0.0 $32k 622.00 51.45
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $32k 2.5k 12.61
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $21k 1.6k 12.74
BlackRock MuniYield Insured Investment 0.0 $13k 1.0k 13.00
Ascena Retail 0.0 $20k 1.6k 12.50
Western Asset Global Cp Defi (GDO) 0.0 $26k 1.5k 17.13
Ngl Energy Partners Lp Com Uni (NGL) 0.0 $17k 625.00 27.20
Pimco Etf Tr 0-5 high yield (HYS) 0.0 $36k 359.00 100.28
First Trust Strategic 0.0 $16k 1.1k 14.22
Spdr Short-term High Yield mf (SJNK) 0.0 $14k 490.00 28.57
Express Scripts Holding 0.0 $23k 272.00 84.56
Phillips 66 (PSX) 0.0 $18k 255.00 70.59
Carlyle Group 0.0 $18k 675.00 26.67
Mondelez Int (MDLZ) 0.0 $14k 404.00 34.65
Sanmina (SANM) 0.0 $25k 1.1k 23.23
Madison Covered Call Eq Strat (MCN) 0.0 $20k 2.5k 8.00
Allianzgi Nfj Divid Int Prem S cefs 0.0 $22k 1.4k 15.71
Enlink Midstream Ptrs 0.0 $17k 600.00 28.33
Clifton Ban 0.0 $14k 1.1k 13.00
Tyco International 0.0 $27k 626.00 43.13
Nuveen Dow 30 Dyn Overwrite (DIAX) 0.0 $26k 1.7k 15.05
BP (BP) 0.0 $12k 320.00 37.50
Chubb Corporation 0.0 $2.0k 25.00 80.00
Time Warner Cable 0.0 $3.0k 25.00 120.00
Bank of New York Mellon Corporation (BK) 0.0 $8.0k 200.00 40.00
IAC/InterActive 0.0 $0 8.00 0.00
Monsanto Company 0.0 $5.0k 49.00 102.04
FirstEnergy (FE) 0.0 $12k 333.00 36.04
Apache Corporation 0.0 $1.0k 25.00 40.00
Greif (GEF) 0.0 $2.0k 50.00 40.00
J.C. Penney Company 0.0 $0 21.00 0.00
NetApp (NTAP) 0.0 $12k 290.00 41.38
T. Rowe Price (TROW) 0.0 $4.0k 50.00 80.00
Trimble Navigation (TRMB) 0.0 $9.0k 370.00 24.32
Willis Group Holdings 0.0 $4.0k 100.00 40.00
AFLAC Incorporated (AFL) 0.0 $6.0k 100.00 60.00
Dow Chemical Company 0.0 $0 18.00 0.00
Nokia Corporation (NOK) 0.0 $2.0k 265.00 7.55
E.I. du Pont de Nemours & Company 0.0 $7.0k 100.00 70.00
Bemis Company 0.0 $1.0k 25.00 40.00
National-Oilwell Var 0.0 $2.0k 37.00 54.05
Becton, Dickinson and (BDX) 0.0 $3.0k 25.00 120.00
Praxair 0.0 $3.0k 25.00 120.00
Telefonica (TEF) 0.0 $10k 759.00 13.18
American Electric Power Company (AEP) 0.0 $6.0k 100.00 60.00
Total (TTE) 0.0 $5.0k 100.00 50.00
EMC Corporation 0.0 $3.0k 112.00 26.79
Starbucks Corporation (SBUX) 0.0 $3.0k 37.00 81.08
USG Corporation 0.0 $0 2.00 0.00
Deluxe Corporation (DLX) 0.0 $0 8.00 0.00
Toll Brothers (TOL) 0.0 $2.0k 87.00 22.99
BreitBurn Energy Partners 0.0 $3.0k 519.00 5.78
Frontier Communications 0.0 $2.0k 419.00 4.77
New York Community Ban 0.0 $12k 800.00 15.00
J.M. Smucker Company (SJM) 0.0 $6.0k 69.00 86.96
Sina Corporation 0.0 $4.0k 115.00 34.78
Vanguard Intermediate-Term Bond ETF (BIV) 0.0 $10k 121.00 82.64
Marathon Oil Corporation (MRO) 0.0 $5.0k 200.00 25.00
salesforce (CRM) 0.0 $4.0k 80.00 50.00
Enbridge (ENB) 0.0 $5.0k 100.00 50.00
Perry Ellis International 0.0 $0 19.00 0.00
iShares MSCI EMU Index (EZU) 0.0 $6.0k 185.00 32.43
Cheesecake Factory Incorporated (CAKE) 0.0 $4.0k 93.00 43.01
EV Energy Partners 0.0 $9.0k 512.00 17.58
Navigators 0.0 $3.0k 50.00 60.00
Omega Healthcare Investors (OHI) 0.0 $5.0k 150.00 33.33
Banco Santander (SAN) 0.0 $3.0k 328.00 9.15
Ashland 0.0 $2.0k 18.00 111.11
BP Prudhoe Bay Royalty Trust (BPT) 0.0 $6.0k 100.00 60.00
Aqua America 0.0 $4.0k 156.00 25.64
Albemarle Corporation (ALB) 0.0 $0 12.00 0.00
Southern Copper Corporation (SCCO) 0.0 $8.0k 306.00 26.14
Alcatel-Lucent 0.0 $3.0k 976.00 3.07
Greenbrier Companies (GBX) 0.0 $10k 200.00 50.00
American International (AIG) 0.0 $0 5.00 0.00
iShares Russell Midcap Value Index (IWS) 0.0 $4.0k 59.00 67.80
iShares MSCI Taiwan Index 0.0 $2.0k 185.00 10.81
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.0 $9.0k 400.00 22.50
QEP Resources 0.0 $1.0k 50.00 20.00
Ecopetrol (EC) 0.0 $5.0k 300.00 16.67
iShares Russell Midcap Growth Idx. (IWP) 0.0 $4.0k 51.00 78.43
Aberdeen Australia Equity Fund (IAF) 0.0 $6.0k 1.0k 6.00
Alerian Mlp Etf 0.0 $8.0k 500.00 16.00
AllianceBernstein Income Fund 0.0 $7.0k 1.0k 6.89
Hsbc Hldgs Plc adr a 1/40pf a 0.0 $9.0k 375.00 24.00
General Motors Company (GM) 0.0 $1.0k 36.00 27.78
Motorola Solutions (MSI) 0.0 $999.880000 28.00 35.71
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.0 $2.0k 35.00 57.14
Nuveen Equity Premium Income Fund (BXMX) 0.0 $12k 1.0k 12.00
Enerplus Corp 0.0 $4.0k 500.00 8.00
Barclays Bank 0.0 $8.0k 333.00 24.02
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $9.0k 983.00 9.16
Pimco Municipal Income Fund II (PML) 0.0 $5.0k 500.00 10.00
Putnam High Income Securities Fund 0.0 $6.0k 767.00 7.82
Blackrock Health Sciences Trust (BME) 0.0 $8.0k 200.00 40.00
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $4.0k 300.00 13.33
Nuveen Municipal Advantage Fund 0.0 $0 1.00 0.00
Nuveen Select Tax Free Incom Portfolio 2 0.0 $5.0k 398.00 12.56
Putnam Managed Municipal Income Trust (PMM) 0.0 $11k 1.5k 7.23
Nuveen Insured Quality Muncipal Fund 0.0 $7.0k 600.00 11.67
Nuveen Ohio Quality Income M 0.0 $8.0k 559.00 14.31
First Trust/Aberdeen Global Opportunity 0.0 $999.530000 109.00 9.17
Lightbridge Corporation 0.0 $5.0k 3.3k 1.51
Vringo 0.0 $0 1.0k 0.00
American Intl Group 0.0 $0 2.00 0.00
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.0 $11k 230.00 47.83
Marathon Petroleum Corp (MPC) 0.0 $9.0k 100.00 90.00
American Midstream Partners Lp us equity 0.0 $7.0k 400.00 17.50
American Tower Reit (AMT) 0.0 $2.0k 25.00 80.00
Bbcn Ban 0.0 $2.0k 200.00 10.00
Lrr Energy 0.0 $5.0k 760.00 6.58
Ishares Tr 0.0 $5.0k 200.00 25.00
Facebook Inc cl a (META) 0.0 $2.0k 37.00 54.05
Oaktree Cap 0.0 $5.0k 100.00 50.00
Adt 0.0 $7.0k 216.00 32.41
Kraft Foods 0.0 $10k 168.00 59.52
Summit Midstream Partners 0.0 $9.0k 250.00 36.00
Linn 0.0 $3.0k 300.00 10.00
Starz - Liberty Capital 0.0 $10k 350.00 28.57
Southcross Energy Partners L 0.0 $4.0k 300.00 13.33
Liberty Media 0.0 $12k 350.00 34.29
Ishares Tr msci sing smcp 0.0 $5.0k 200.00 25.00
New Source Energy Partners L cm unt l (NSLPQ) 0.0 $6.0k 917.00 6.54
Pacific Ethanol 0.0 $0 1.00 0.00
Echo Therapeutics 0.0 $0 25.00 0.00
Mallinckrodt Pub 0.0 $5.0k 54.00 92.59
Sprint 0.0 $4.0k 497.00 8.05
Sirius Xm Holdings (SIRI) 0.0 $1.0k 500.00 2.00
American Airls (AAL) 0.0 $3.0k 72.00 41.67
Pentair cs (PNR) 0.0 $6.0k 103.00 58.25
Now (DNOW) 0.0 $0 9.00 0.00
Veritiv Corp - When Issued 0.0 $0 7.00 0.00
Cdk Global Inc equities 0.0 $7.0k 189.00 37.04
Halyard Health 0.0 $2.0k 62.00 32.26
Liberty Broadband Cl C (LBRDK) 0.0 $8.0k 175.00 45.71
Liberty Broadband Corporation (LBRDA) 0.0 $4.0k 87.00 45.98