Klingman & Associates

Klingman & Associates as of March 31, 2015

Portfolio Holdings for Klingman & Associates

Klingman & Associates holds 376 positions in its portfolio as reported in the March 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 14.3 $35M 168k 206.43
Jp Morgan Alerian Mlp Index 8.6 $21M 491k 42.80
SPDR S&P Dividend (SDY) 8.3 $20M 260k 78.20
Credit Suisse Nassau Brh Etn Lkd 30mlp etf 7.2 $18M 579k 30.38
iShares S&P 500 Index (IVV) 6.8 $17M 80k 207.83
PowerShares FTSE RAFI US 1000 5.7 $14M 151k 91.31
SPDR S&P MidCap 400 ETF (MDY) 5.4 $13M 47k 277.23
iShares Dow Jones EPAC Sel Div Ind (IDV) 4.2 $10M 301k 33.64
Vanguard REIT ETF (VNQ) 2.9 $6.9M 82k 84.31
Powershares Etf Tr Ii s^p500 low vol 2.1 $5.2M 136k 37.93
Clearbridge Energy M 2.1 $5.1M 205k 24.96
iShares S&P MidCap 400 Index (IJH) 1.6 $3.9M 26k 151.99
iShares Dow Jones Select Dividend (DVY) 1.5 $3.7M 48k 77.95
iShares S&P SmallCap 600 Index (IJR) 1.1 $2.7M 23k 118.03
iShares Russell 2000 Index (IWM) 1.1 $2.6M 21k 124.38
Vanguard Total Stock Market ETF (VTI) 1.1 $2.6M 24k 107.25
Endurance Specialty Hldgs Lt 1.0 $2.5M 40k 61.15
Ishares High Dividend Equity F (HDV) 1.0 $2.4M 32k 74.98
Vanguard FTSE All-World ex-US ETF (VEU) 0.8 $2.1M 42k 48.73
iShares MSCI EAFE Index Fund (EFA) 0.8 $2.0M 32k 64.17
PowerShares DB Com Indx Trckng Fund 0.8 $2.0M 116k 17.07
First Trust/Four Corners SFRI Fund II (FCT) 0.8 $1.9M 138k 13.81
iShares S&P US Pref Stock Idx Fnd (PFF) 0.8 $1.9M 46k 40.12
Rbc Cad (RY) 0.7 $1.6M 27k 60.15
JPMorgan Chase & Co. (JPM) 0.6 $1.4M 22k 60.59
BlackRock Floating Rate Income Strat. Fn (FRA) 0.5 $1.3M 94k 13.90
Ishares Tr usa min vo (USMV) 0.5 $1.3M 32k 41.25
Exxon Mobil Corporation (XOM) 0.5 $1.3M 15k 85.00
iShares Barclays TIPS Bond Fund (TIP) 0.5 $1.3M 11k 113.56
WisdomTree Emerging Markets Eq (DEM) 0.5 $1.2M 29k 42.49
Db-x Msci Eafe Currency-hedged (DBEF) 0.5 $1.1M 38k 29.97
Ishares Tr eafe min volat (EFAV) 0.5 $1.2M 18k 65.87
Vanguard Emerging Markets ETF (VWO) 0.4 $1.0M 25k 40.89
PowerShares Intl. Dividend Achiev. 0.4 $1.0M 59k 17.43
Vanguard Dividend Appreciation ETF (VIG) 0.4 $943k 12k 80.47
Calamos Convertible & Hi Income Fund (CHY) 0.3 $862k 61k 14.17
Wisdomtree Tr em lcl debt (ELD) 0.3 $831k 21k 39.76
Vanguard Small-Cap ETF (VB) 0.3 $778k 6.4k 122.50
SPDR DJ International Real Estate ETF (RWX) 0.3 $761k 18k 43.33
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.3 $737k 47k 15.75
General Electric Company 0.3 $712k 29k 24.82
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.3 $703k 14k 49.45
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.3 $696k 6.9k 101.18
Pfizer (PFE) 0.3 $650k 19k 34.81
iShares S&P 100 Index (OEF) 0.3 $633k 7.0k 90.30
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.3 $622k 11k 54.56
Invesco Van Kampen Senior Income Trust (VVR) 0.3 $624k 132k 4.74
Vanguard Malvern Fds strm infproidx (VTIP) 0.3 $625k 13k 48.45
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.2 $620k 6.3k 99.20
Cohen and Steers Global Income Builder 0.2 $576k 48k 11.98
Rydex S&P Equal Weight ETF 0.2 $543k 6.7k 81.02
iShares Russell 1000 Growth Index (IWF) 0.2 $505k 5.1k 98.88
Vanguard High Dividend Yield ETF (VYM) 0.2 $497k 7.3k 68.26
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.2 $426k 3.8k 112.11
Nuveen Senior Income Fund 0.2 $433k 65k 6.66
iShares S&P NA Tec. Semi. Idx (SOXX) 0.2 $414k 4.4k 94.09
Johnson & Johnson (JNJ) 0.2 $394k 3.9k 100.48
Walt Disney Company (DIS) 0.2 $390k 3.7k 104.92
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.2 $398k 3.6k 110.65
Berkshire Hathaway (BRK.B) 0.1 $354k 2.5k 144.49
Apple (AAPL) 0.1 $375k 3.0k 124.58
Pepsi (PEP) 0.1 $363k 3.8k 95.65
iShares Russell 1000 Value Index (IWD) 0.1 $365k 3.5k 103.08
Microsoft Corporation (MSFT) 0.1 $337k 8.3k 40.72
Honeywell International (HON) 0.1 $340k 3.3k 104.23
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $336k 3.1k 108.42
SPDR Barclays Capital High Yield B 0.1 $333k 8.5k 39.20
Dbx Etf Tr em curr hdg eq (DBEM) 0.1 $352k 16k 22.14
PowerShares FTSE RAFI Developed Markets 0.1 $318k 7.8k 40.95
Vanguard Extended Market ETF (VXF) 0.1 $301k 3.3k 92.62
Citigroup (C) 0.1 $299k 5.8k 51.58
Home Depot (HD) 0.1 $269k 2.4k 113.65
Procter & Gamble Company (PG) 0.1 $274k 3.3k 82.04
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $265k 2.9k 90.66
Powershares Global Etf Trust ex us sml port 0.1 $271k 10k 27.10
Chevron Corporation (CVX) 0.1 $232k 2.2k 105.12
Vanguard European ETF (VGK) 0.1 $234k 4.3k 54.22
Verizon Communications (VZ) 0.1 $223k 4.6k 48.56
Merck & Co (MRK) 0.1 $211k 3.7k 57.43
Vanguard Intermediate-Term Bond ETF (BIV) 0.1 $225k 2.6k 86.14
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $212k 1.6k 131.11
Vanguard Intl Equity Index F glb ex us etf (VNQI) 0.1 $225k 4.0k 56.25
Colgate-Palmolive Company (CL) 0.1 $195k 2.8k 69.37
Philip Morris International (PM) 0.1 $201k 2.7k 75.22
Hershey Company (HSY) 0.1 $202k 2.0k 101.00
Abbvie (ABBV) 0.1 $195k 3.3k 58.49
Automatic Data Processing (ADP) 0.1 $179k 2.1k 85.56
Altria (MO) 0.1 $168k 3.4k 50.07
International Business Machines (IBM) 0.1 $161k 1.0k 160.52
iShares S&P MidCap 400 Growth (IJK) 0.1 $177k 1.0k 171.84
Babson Cap Corporate Invs 0.1 $166k 11k 15.51
Comcast Corporation (CMCSA) 0.1 $140k 2.5k 56.41
Costco Wholesale Corporation (COST) 0.1 $147k 968.00 151.86
Wal-Mart Stores (WMT) 0.1 $154k 1.9k 82.35
Martin Marietta Materials (MLM) 0.1 $148k 1.1k 139.62
Bristol Myers Squibb (BMY) 0.1 $146k 2.3k 64.57
CVS Caremark Corporation (CVS) 0.1 $152k 1.5k 103.05
Qualcomm (QCOM) 0.1 $136k 2.0k 69.46
Oracle Corporation (ORCL) 0.1 $148k 3.4k 43.07
PowerShares QQQ Trust, Series 1 0.1 $139k 1.3k 105.78
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $151k 850.00 177.65
PowerShares FTSE RAFI US 1500 Small-Mid 0.1 $141k 1.4k 104.06
PowerShares Preferred Portfolio 0.1 $135k 9.1k 14.91
Cohen & Steers Total Return Real (RFI) 0.1 $150k 11k 13.72
iShares MSCI Emerging Markets Indx (EEM) 0.1 $126k 3.2k 40.00
Abbott Laboratories (ABT) 0.1 $121k 2.6k 46.32
Dominion Resources (D) 0.1 $128k 1.8k 71.11
Cisco Systems (CSCO) 0.1 $119k 4.3k 27.42
Coach 0.1 $123k 3.0k 41.41
Analog Devices (ADI) 0.1 $127k 2.0k 63.18
Target Corporation (TGT) 0.1 $110k 1.3k 82.34
SPDR Gold Trust (GLD) 0.1 $130k 1.1k 113.54
Euronet Worldwide (EEFT) 0.1 $118k 2.0k 59.00
iShares S&P SmallCap 600 Growth (IJT) 0.1 $128k 983.00 130.21
Vanguard Pacific ETF (VPL) 0.1 $120k 2.0k 61.22
Vanguard Health Care ETF (VHT) 0.1 $113k 837.00 135.01
iShares Morningstar Small Growth (ISCG) 0.1 $115k 800.00 143.75
Wstrn Asst Emrgng Mrkts Incm Fnd 0.1 $126k 11k 11.11
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 0.1 $117k 2.3k 52.00
WisdomTree Intl. SmallCap Div (DLS) 0.1 $119k 2.0k 59.50
Ishares Inc em mkt min vol (EEMV) 0.1 $123k 2.1k 59.16
Goldman Sachs (GS) 0.0 $94k 500.00 188.00
CBS Corporation 0.0 $95k 1.6k 60.74
3M Company (MMM) 0.0 $102k 616.00 165.58
Kimberly-Clark Corporation (KMB) 0.0 $86k 799.00 107.63
Intel Corporation (INTC) 0.0 $105k 3.4k 31.25
Thermo Fisher Scientific (TMO) 0.0 $93k 691.00 134.59
Flowserve Corporation (FLS) 0.0 $102k 1.8k 56.67
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $104k 874.00 118.99
iShares Morningstar Large Core Idx (ILCB) 0.0 $95k 781.00 121.64
iShares Morningstar Large Value (ILCV) 0.0 $86k 1.0k 83.98
iShares Morningstar Small Value (ISCV) 0.0 $87k 661.00 131.62
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $87k 1.8k 47.91
WisdomTree Japan Total Dividend (DXJ) 0.0 $90k 1.6k 54.95
SPDR S&P International Dividend (DWX) 0.0 $88k 2.1k 41.75
BlackRock MuniHoldings New York Insured (MHN) 0.0 $102k 7.3k 14.00
Claymore Exchange Trd Fd Tr gug bull2020 e 0.0 $108k 5.0k 21.60
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.0 $100k 2.0k 50.25
Citizens Financial (CFG) 0.0 $109k 4.5k 24.22
Medtronic (MDT) 0.0 $108k 1.4k 77.87
Bank of America Corporation (BAC) 0.0 $77k 5.0k 15.29
FedEx Corporation (FDX) 0.0 $72k 437.00 164.76
McDonald's Corporation (MCD) 0.0 $75k 765.00 98.04
Consolidated Edison (ED) 0.0 $78k 1.3k 61.37
Cardinal Health (CAH) 0.0 $83k 918.00 90.41
United Parcel Service (UPS) 0.0 $85k 873.00 97.37
Nucor Corporation (NUE) 0.0 $63k 1.3k 47.30
Wells Fargo & Company (WFC) 0.0 $71k 1.3k 54.49
BB&T Corporation 0.0 $78k 2.0k 39.00
ConocoPhillips (COP) 0.0 $66k 1.1k 61.91
Southern Company (SO) 0.0 $63k 1.4k 44.49
Accenture (ACN) 0.0 $64k 686.00 93.29
Lowe's Companies (LOW) 0.0 $74k 1.0k 74.00
Cintas Corporation (CTAS) 0.0 $61k 747.00 81.66
Visa (V) 0.0 $75k 1.2k 65.10
Under Armour (UAA) 0.0 $65k 800.00 81.25
Energy Transfer Equity (ET) 0.0 $76k 1.2k 63.33
American Water Works (AWK) 0.0 $70k 1.3k 54.35
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.0 $75k 1.7k 44.17
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.0 $77k 6.0k 12.83
IQ Hedge Multi-Strategy Tracker (QAI) 0.0 $79k 2.6k 30.10
Vanguard Total World Stock Idx (VT) 0.0 $74k 1.2k 61.92
Ace Limited Cmn 0.0 $43k 389.00 110.54
Bank of New York Mellon Corporation (BK) 0.0 $39k 965.00 40.41
Caterpillar (CAT) 0.0 $42k 400.00 105.00
Coca-Cola Company (KO) 0.0 $40k 989.00 40.44
Baxter International (BAX) 0.0 $40k 589.00 67.91
At&t (T) 0.0 $58k 1.8k 32.44
Morgan Stanley (MS) 0.0 $60k 1.7k 35.42
Valero Energy Corporation (VLO) 0.0 $38k 600.00 63.33
General Mills (GIS) 0.0 $41k 722.00 56.79
Nike (NKE) 0.0 $55k 544.00 101.10
Schlumberger (SLB) 0.0 $40k 477.00 83.86
Washington Real Estate Investment Trust (ELME) 0.0 $55k 2.0k 27.50
Service Corporation International (SCI) 0.0 $44k 1.7k 25.84
Omni (OMC) 0.0 $52k 662.00 78.55
Yahoo! 0.0 $56k 1.3k 44.80
Mead Johnson Nutrition 0.0 $51k 511.00 99.80
Edison International (EIX) 0.0 $42k 666.00 63.06
Enterprise Products Partners (EPD) 0.0 $41k 1.3k 32.80
Suburban Propane Partners (SPH) 0.0 $40k 925.00 43.24
Centene Corporation (CNC) 0.0 $38k 538.00 70.63
NBT Ban (NBTB) 0.0 $50k 2.0k 25.00
Suncor Energy (SU) 0.0 $39k 1.0k 39.00
iShares Lehman Aggregate Bond (AGG) 0.0 $50k 446.00 112.11
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $51k 420.00 121.43
iShares Russell Midcap Index Fund (IWR) 0.0 $44k 254.00 173.23
Nuveen Quality Preferred Income Fund 0.0 $60k 7.0k 8.57
WisdomTree LargeCap Dividend Fund (DLN) 0.0 $44k 600.00 73.33
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $40k 4.9k 8.13
iShares 2016 S&P AMT-Free Mun Ser ETF 0.0 $53k 1.0k 53.00
Express Scripts Holding 0.0 $38k 434.00 87.56
Annaly Capital Management 0.0 $32k 3.1k 10.39
Via 0.0 $16k 236.00 67.80
Norfolk Southern (NSC) 0.0 $29k 285.00 101.75
IDEXX Laboratories (IDXX) 0.0 $22k 140.00 157.14
Union Pacific Corporation (UNP) 0.0 $22k 200.00 110.00
International Paper Company (IP) 0.0 $22k 400.00 55.00
CenturyLink 0.0 $22k 630.00 34.92
McKesson Corporation (MCK) 0.0 $34k 150.00 226.67
GlaxoSmithKline 0.0 $32k 700.00 45.71
Texas Instruments Incorporated (TXN) 0.0 $29k 500.00 58.00
United Technologies Corporation 0.0 $16k 137.00 116.79
Danaher Corporation (DHR) 0.0 $16k 190.00 84.21
NuStar GP Holdings 0.0 $21k 600.00 35.00
Prudential Financial (PRU) 0.0 $14k 175.00 80.00
Dr Pepper Snapple 0.0 $22k 278.00 79.14
United States Oil Fund 0.0 $20k 1.2k 16.67
Westar Energy 0.0 $26k 665.00 39.10
WABCO Holdings 0.0 $25k 200.00 125.00
Bce (BCE) 0.0 $19k 444.00 42.79
Public Service Enterprise (PEG) 0.0 $36k 864.00 41.67
Xcel Energy (XEL) 0.0 $24k 687.00 34.93
Roper Industries (ROP) 0.0 $22k 130.00 169.23
Vanguard Short-Term Bond ETF (BSV) 0.0 $15k 186.00 80.65
Zimmer Holdings (ZBH) 0.0 $24k 200.00 120.00
Cedar Fair 0.0 $26k 450.00 57.78
SBA Communications Corporation 0.0 $28k 239.00 117.15
Western Gas Partners 0.0 $16k 250.00 64.00
Community Bank System (CBU) 0.0 $16k 448.00 35.71
Enbridge Energy Partners 0.0 $18k 500.00 36.00
Home Properties 0.0 $26k 425.00 61.18
TC Pipelines 0.0 $20k 309.00 64.72
Abb (ABBNY) 0.0 $21k 983.00 21.36
Alliance Holdings GP 0.0 $30k 575.00 52.17
Monolithic Power Systems (MPWR) 0.0 $32k 599.00 53.42
Teekay Lng Partners 0.0 $14k 375.00 37.33
Unilever (UL) 0.0 $19k 463.00 41.04
Central Fd Cda Ltd cl a 0.0 $20k 1.7k 12.12
Vanguard Mid-Cap ETF (VO) 0.0 $28k 210.00 133.33
Cohen & Steers infrastucture Fund (UTF) 0.0 $34k 1.5k 22.67
Cohen & Steers REIT/P (RNP) 0.0 $29k 1.5k 19.33
Eaton Vance Short Duration Diversified I (EVG) 0.0 $14k 1.0k 14.00
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $31k 2.1k 14.76
iShares Lehman MBS Bond Fund (MBB) 0.0 $20k 185.00 108.11
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $21k 1.9k 10.99
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $27k 5.1k 5.33
General American Investors (GAM) 0.0 $24k 679.00 35.35
PowerShares DB Agriculture Fund 0.0 $22k 1.0k 22.00
Nuveen Tax-Advantaged Dividend Growth 0.0 $33k 2.0k 16.18
PowerShrs CEF Income Cmpst Prtfl 0.0 $15k 615.00 24.39
WisdomTree Europe SmallCap Div (DFE) 0.0 $35k 622.00 56.27
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $32k 2.5k 12.61
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $22k 1.6k 13.35
BlackRock MuniYield Insured Investment 0.0 $14k 1.0k 14.00
Ascena Retail 0.0 $23k 1.6k 14.38
Te Connectivity Ltd for (TEL) 0.0 $31k 434.00 71.43
Kinder Morgan (KMI) 0.0 $30k 705.00 42.55
Ngl Energy Partners Lp Com Uni (NGL) 0.0 $16k 625.00 25.60
Pimco Etf Tr 0-5 high yield (HYS) 0.0 $36k 359.00 100.28
First Trust Strategic 0.0 $16k 1.1k 14.22
Pimco Total Return Etf totl (BOND) 0.0 $25k 230.00 108.70
Phillips 66 (PSX) 0.0 $20k 256.00 78.12
Duke Energy (DUK) 0.0 $24k 311.00 77.17
Carlyle Group 0.0 $18k 675.00 26.67
Mondelez Int (MDLZ) 0.0 $15k 404.00 37.13
Sanmina (SANM) 0.0 $26k 1.1k 24.16
Ishares Inc core msci emkt (IEMG) 0.0 $15k 310.00 48.39
Liberty Media 0.0 $13k 350.00 37.14
Madison Covered Call Eq Strat (MCN) 0.0 $21k 2.6k 8.22
Allianzgi Nfj Divid Int Prem S cefs 0.0 $23k 1.4k 16.43
Clifton Ban 0.0 $15k 1.1k 13.93
Tyco International 0.0 $13k 312.00 41.67
Qorvo (QRVO) 0.0 $30k 375.00 80.00
Mylan Nv 0.0 $33k 557.00 59.25
BP (BP) 0.0 $1.0k 20.00 50.00
Chubb Corporation 0.0 $3.0k 25.00 120.00
Time Warner Cable 0.0 $4.0k 25.00 160.00
IAC/InterActive 0.0 $1.0k 8.00 125.00
Monsanto Company 0.0 $6.0k 49.00 122.45
Eli Lilly & Co. (LLY) 0.0 $7.0k 100.00 70.00
FirstEnergy (FE) 0.0 $12k 333.00 36.04
Apache Corporation 0.0 $2.0k 25.00 80.00
Greif (GEF) 0.0 $2.0k 50.00 40.00
J.C. Penney Company 0.0 $0 21.00 0.00
NetApp (NTAP) 0.0 $10k 290.00 34.48
T. Rowe Price (TROW) 0.0 $4.0k 50.00 80.00
Trimble Navigation (TRMB) 0.0 $9.0k 370.00 24.32
Willis Group Holdings 0.0 $5.0k 100.00 50.00
AFLAC Incorporated (AFL) 0.0 $6.0k 100.00 60.00
Dow Chemical Company 0.0 $1.0k 18.00 55.56
Nokia Corporation (NOK) 0.0 $2.0k 265.00 7.55
E.I. du Pont de Nemours & Company 0.0 $7.0k 100.00 70.00
Bemis Company 0.0 $1.0k 25.00 40.00
National-Oilwell Var 0.0 $2.0k 37.00 54.05
Becton, Dickinson and (BDX) 0.0 $4.0k 25.00 160.00
Lockheed Martin Corporation (LMT) 0.0 $6.0k 30.00 200.00
Praxair 0.0 $3.0k 25.00 120.00
Telefonica (TEF) 0.0 $11k 759.00 14.49
American Electric Power Company (AEP) 0.0 $6.0k 100.00 60.00
Total (TTE) 0.0 $5.0k 100.00 50.00
Gilead Sciences (GILD) 0.0 $10k 100.00 100.00
EMC Corporation 0.0 $3.0k 112.00 26.79
Starbucks Corporation (SBUX) 0.0 $4.0k 37.00 108.11
USG Corporation 0.0 $0 2.00 0.00
Deluxe Corporation (DLX) 0.0 $1.0k 8.00 125.00
Toll Brothers (TOL) 0.0 $3.0k 87.00 34.48
Frontier Communications 0.0 $3.0k 419.00 7.16
J.M. Smucker Company (SJM) 0.0 $8.0k 69.00 115.94
Sina Corporation 0.0 $4.0k 115.00 34.78
Marathon Oil Corporation (MRO) 0.0 $5.0k 200.00 25.00
Bank of the Ozarks 0.0 $2.0k 60.00 33.33
salesforce (CRM) 0.0 $5.0k 80.00 62.50
Enbridge (ENB) 0.0 $5.0k 100.00 50.00
StoneMor Partners 0.0 $6.0k 200.00 30.00
Perry Ellis International 0.0 $0 19.00 0.00
iShares MSCI EMU Index (EZU) 0.0 $7.0k 185.00 37.84
Cheesecake Factory Incorporated (CAKE) 0.0 $5.0k 93.00 53.76
Navigators 0.0 $4.0k 50.00 80.00
Targa Resources Partners 0.0 $10k 233.00 42.92
Omega Healthcare Investors (OHI) 0.0 $6.0k 150.00 40.00
Banco Santander (SAN) 0.0 $3.0k 335.00 8.96
Ashland 0.0 $2.0k 18.00 111.11
Aqua America 0.0 $4.0k 156.00 25.64
Albemarle Corporation (ALB) 0.0 $999.960000 12.00 83.33
Alcatel-Lucent 0.0 $4.0k 976.00 4.10
Greenbrier Companies (GBX) 0.0 $12k 200.00 60.00
iShares Dow Jones US Home Const. (ITB) 0.0 $6.0k 200.00 30.00
American International (AIG) 0.0 $0 5.00 0.00
iShares Russell Midcap Value Index (IWS) 0.0 $4.0k 59.00 67.80
SPDR S&P Homebuilders (XHB) 0.0 $4.0k 100.00 40.00
iShares MSCI Taiwan Index 0.0 $3.0k 185.00 16.22
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.0 $10k 400.00 25.00
QEP Resources 0.0 $1.0k 50.00 20.00
iShares Russell Midcap Growth Idx. (IWP) 0.0 $5.0k 51.00 98.04
Alerian Mlp Etf 0.0 $8.0k 500.00 16.00
AllianceBernstein Income Fund 0.0 $8.0k 1.0k 7.87
Hsbc Hldgs Plc adr a 1/40pf a 0.0 $10k 375.00 26.67
General Motors Company (GM) 0.0 $1.0k 36.00 27.78
Motorola Solutions (MSI) 0.0 $2.0k 28.00 71.43
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.0 $3.0k 35.00 85.71
Kayne Anderson Energy Total Return Fund 0.0 $12k 500.00 24.00
iShares MSCI Australia Index Fund (EWA) 0.0 $5.0k 200.00 25.00
Nuveen Muni Value Fund (NUV) 0.0 $12k 1.2k 10.25
Enerplus Corp 0.0 $5.0k 500.00 10.00
Barclays Bank 0.0 $9.0k 333.00 27.03
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $10k 983.00 10.17
Nuveen Insured Municipal Opp. Fund 0.0 $12k 847.00 14.17
Pimco Municipal Income Fund II (PML) 0.0 $6.0k 500.00 12.00
Putnam High Income Securities Fund 0.0 $6.0k 767.00 7.82
Blackrock Health Sciences Trust (BME) 0.0 $9.0k 200.00 45.00
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $4.0k 300.00 13.33
Nuveen Municipal Advantage Fund 0.0 $0 1.00 0.00
Nuveen Select Tax Free Incom Portfolio 2 0.0 $6.0k 398.00 15.08
Putnam Managed Municipal Income Trust (PMM) 0.0 $11k 1.5k 7.23
Nuveen Insured Quality Muncipal Fund 0.0 $8.0k 600.00 13.33
Nuveen Ohio Quality Income M 0.0 $8.0k 559.00 14.31
First Trust/Aberdeen Global Opportunity 0.0 $999.530000 109.00 9.17
Lightbridge Corporation 0.0 $4.0k 3.3k 1.21
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.0 $12k 230.00 52.17
Marathon Petroleum Corp (MPC) 0.0 $10k 100.00 100.00
American Midstream Partners Lp us equity 0.0 $7.0k 400.00 17.50
American Tower Reit (AMT) 0.0 $2.0k 25.00 80.00
Bbcn Ban 0.0 $3.0k 200.00 15.00
Facebook Inc cl a (META) 0.0 $3.0k 37.00 81.08
Oaktree Cap 0.0 $5.0k 100.00 50.00
Adt 0.0 $9.0k 216.00 41.67
Summit Midstream Partners 0.0 $8.0k 250.00 32.00
Linn 0.0 $1.0k 100.00 10.00
Starz - Liberty Capital 0.0 $12k 350.00 34.29
Southcross Energy Partners L 0.0 $4.0k 300.00 13.33
Pacific Ethanol 0.0 $0 2.00 0.00
Echo Therapeutics 0.0 $0 25.00 0.00
Mallinckrodt Pub 0.0 $7.0k 54.00 129.63
Sprint 0.0 $4.0k 497.00 8.05
Sirius Xm Holdings (SIRI) 0.0 $2.0k 500.00 4.00
American Airls (AAL) 0.0 $4.0k 72.00 55.56
Vodafone Group New Adr F (VOD) 0.0 $12k 322.00 37.27
Pentair cs (PNR) 0.0 $6.0k 103.00 58.25
Now (DNOW) 0.0 $0 9.00 0.00
Veritiv Corp - When Issued 0.0 $0 7.00 0.00
Cdk Global Inc equities 0.0 $9.0k 189.00 47.62
Halyard Health 0.0 $3.0k 62.00 48.39
Liberty Broadband Cl C (LBRDK) 0.0 $10k 175.00 57.14
Liberty Broadband Corporation (LBRDA) 0.0 $5.0k 87.00 57.47
Eversource Energy (ES) 0.0 $4.0k 76.00 52.63