Klingman & Associates

Klingman & Associates as of Dec. 31, 2018

Portfolio Holdings for Klingman & Associates

Klingman & Associates holds 107 positions in its portfolio as reported in the December 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 16.6 $74M 292k 251.61
iShares S&P MidCap 400 Index (IJH) 8.5 $38M 226k 166.06
Spdr S&p 500 Etf (SPY) 7.9 $35M 140k 249.92
Managed Portfolio Ser tortoise nram pi 6.1 $27M 1.4M 19.91
iShares S&P SmallCap 600 Index (IJR) 4.8 $22M 311k 69.32
Vanguard Malvern Fds strm infproidx (VTIP) 4.8 $21M 443k 47.92
SPDR S&P Dividend (SDY) 4.7 $21M 231k 89.52
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF) 4.2 $19M 185k 101.57
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 3.4 $15M 306k 49.85
SPDR S&P MidCap 400 ETF (MDY) 3.4 $15M 50k 302.68
Ubs Ag Jersey Brh Alerian Infrst 3.2 $14M 727k 19.77
Jp Morgan Alerian Mlp Index 2.6 $12M 523k 22.32
Oppenheimer Rev Weighted Etf large cap rev et 2.1 $9.4M 203k 46.54
iShares Barclays TIPS Bond Fund (TIP) 1.8 $8.0M 73k 109.51
Apple (AAPL) 1.5 $6.6M 42k 157.74
Pjt Partners (PJT) 1.4 $6.3M 163k 38.76
Ishares Tr usa min vo (USMV) 1.3 $5.7M 109k 52.40
Bsco etf 1.1 $5.1M 254k 19.97
Vanguard REIT ETF (VNQ) 1.1 $5.0M 67k 74.57
SPDR DJ Wilshire Small Cap Value (SLYV) 1.1 $5.0M 93k 53.82
iShares Russell 2000 Index (IWM) 1.1 $4.8M 36k 133.89
Invesco S&p 500 Low Volatility Etf (SPLV) 0.9 $4.2M 91k 46.65
iShares Dow Jones Select Dividend (DVY) 0.9 $3.8M 43k 89.32
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.9 $3.8M 133k 28.71
Vanguard Total Stock Market ETF (VTI) 0.8 $3.5M 27k 127.64
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.8 $3.5M 73k 47.23
Guggenheim Bulletshrs 2023 Corp Bd Etf 0.6 $2.8M 141k 20.17
iShares Russell 1000 Index (IWB) 0.6 $2.8M 20k 138.69
iShares MSCI EAFE Index Fund (EFA) 0.6 $2.5M 42k 58.78
Citizens Financial (CFG) 0.5 $2.4M 80k 29.72
Vanguard FTSE All-World ex-US ETF (VEU) 0.5 $2.0M 44k 45.58
Invesco Variable Rate Preferred Etf etf (VRP) 0.5 $2.0M 87k 22.82
Vanguard Europe Pacific ETF (VEA) 0.4 $1.8M 48k 37.11
Ishares High Dividend Equity F (HDV) 0.4 $1.7M 20k 84.36
Ishares Tr eafe min volat (EFAV) 0.4 $1.7M 25k 66.67
Vanguard S&p 500 Etf idx (VOO) 0.4 $1.6M 7.1k 229.84
Microsoft Corporation (MSFT) 0.3 $1.5M 15k 101.55
Berkshire Hathaway (BRK.B) 0.3 $1.4M 6.8k 204.21
Vanguard Emerging Markets ETF (VWO) 0.3 $1.3M 35k 38.09
Global X Fds glb x mlp enr 0.3 $1.2M 111k 10.93
Exxon Mobil Corporation (XOM) 0.3 $1.2M 17k 68.18
Vanguard Small-Cap ETF (VB) 0.3 $1.2M 8.9k 131.96
MasterCard Incorporated (MA) 0.2 $1.1M 5.9k 188.58
Johnson & Johnson (JNJ) 0.2 $1.0M 7.9k 129.08
J P Morgan Exchange Traded F ultra shrt (JPST) 0.2 $941k 19k 50.13
Vanguard Dividend Appreciation ETF (VIG) 0.2 $892k 9.1k 97.89
Ross Stores (ROST) 0.2 $850k 10k 83.18
Rbc Cad (RY) 0.2 $789k 12k 68.44
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.2 $796k 7.9k 100.98
Amazon (AMZN) 0.2 $769k 512.00 1501.95
iShares S&P 100 Index (OEF) 0.2 $767k 6.9k 111.48
iShares S&P NA Tec. Semi. Idx (SOXX) 0.2 $690k 4.4k 156.82
Oppenheimer Rev Weighted Etf mid cap rev etf 0.2 $701k 14k 51.27
Oppenheimer Rev Weighted Etf small cap rev et 0.1 $644k 11k 57.33
JPMorgan Chase & Co. (JPM) 0.1 $605k 6.2k 97.55
Home Depot (HD) 0.1 $630k 3.7k 171.85
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $604k 12k 51.82
Invesco S&p 500 Equal Weight Etf (RSP) 0.1 $562k 6.2k 91.38
Bscm etf 0.1 $558k 27k 20.62
Pfizer (PFE) 0.1 $530k 12k 43.68
TJX Companies (TJX) 0.1 $530k 12k 44.71
WisdomTree Emerging Markets Eq (DEM) 0.1 $520k 13k 40.14
Guggenheim Bulletshrs 2025 Corp Bd Etf (BSCP) 0.1 $549k 28k 19.66
Invesco Exchng Traded Fd Tr ftse rafi sml (PDN) 0.1 $553k 20k 27.58
Pepsi (PEP) 0.1 $474k 4.3k 110.39
Alphabet Inc Class C cs (GOOG) 0.1 $490k 473.00 1035.94
iShares Russell Midcap Index Fund (IWR) 0.1 $456k 9.8k 46.51
Vanguard Mid-Cap ETF (VO) 0.1 $425k 3.1k 138.21
iShares MSCI Emerging Markets Indx (EEM) 0.1 $386k 9.9k 39.02
Walt Disney Company (DIS) 0.1 $385k 3.5k 109.69
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $398k 32k 12.28
PPG Industries (PPG) 0.1 $342k 3.3k 102.33
Honeywell International (HON) 0.1 $340k 2.6k 132.09
Procter & Gamble Company (PG) 0.1 $350k 3.8k 91.82
Hershey Company (HSY) 0.1 $343k 3.2k 107.19
Credit Acceptance (CACC) 0.1 $337k 882.00 382.09
Vanguard Extended Market ETF (VXF) 0.1 $359k 3.6k 99.72
Vanguard High Dividend Yield ETF (VYM) 0.1 $368k 4.7k 77.97
SPDR DJ International Real Estate ETF (RWX) 0.1 $334k 9.5k 35.29
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.1 $365k 6.8k 53.99
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $363k 8.9k 40.97
Abbvie (ABBV) 0.1 $340k 3.7k 92.27
CarMax (KMX) 0.1 $327k 5.2k 62.82
Merck & Co (MRK) 0.1 $307k 4.0k 76.44
Calamos Convertible & Hi Income Fund (CHY) 0.1 $304k 32k 9.39
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.1 $323k 3.4k 94.58
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $309k 13k 23.49
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $294k 14k 21.47
Ishares Tr Ibonds Dec2023 etf 0.1 $298k 12k 25.12
Charles Schwab Corporation (SCHW) 0.1 $286k 6.9k 41.49
Verizon Communications (VZ) 0.1 $287k 5.1k 56.26
O'reilly Automotive (ORLY) 0.1 $282k 819.00 344.32
Barings Corporate Investors (MCI) 0.1 $262k 18k 14.72
Invesco Bulletshares 2021 Corp 0.1 $279k 13k 20.76
CSX Corporation (CSX) 0.1 $213k 3.4k 62.19
Chevron Corporation (CVX) 0.1 $235k 2.2k 108.75
Jacobs Engineering 0.1 $207k 3.5k 58.59
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.1 $234k 4.5k 52.00
Cohen and Steers Global Income Builder 0.1 $237k 32k 7.45
Vanguard Admiral Fds Inc cmn (IVOO) 0.1 $216k 1.9k 111.92
Facebook Inc cl a (META) 0.1 $209k 1.6k 131.12
Ishares Tr ibonds dec 22 0.1 $205k 8.0k 25.64
Invesco Ftse Rafi Dev etf - e (PXF) 0.1 $217k 5.8k 37.59
Voya Prime Rate Trust sh ben int 0.0 $171k 38k 4.50
BlackRock MuniHoldings New York Insured (MHN) 0.0 $128k 11k 11.98
First Tr Sr Floating Rate 20 0.0 $124k 15k 8.27
Eaton Vance Fltng Rate 2022 0.0 $120k 14k 8.57