Klingman & Associates

Klingman & Associates as of Sept. 30, 2019

Portfolio Holdings for Klingman & Associates

Klingman & Associates holds 121 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 18.7 $104M 349k 298.52
iShares S&P MidCap 400 Index (IJH) 8.4 $47M 242k 193.23
Spdr S&p 500 Etf (SPY) 7.3 $41M 137k 296.77
Vanguard Malvern Fds strm infproidx (VTIP) 6.6 $37M 750k 49.05
Managed Portfolio Ser tortoise nram pi (TPYP) 5.5 $31M 1.3M 23.40
iShares S&P SmallCap 600 Index (IJR) 5.1 $29M 367k 77.84
SPDR S&P Dividend (SDY) 4.1 $23M 224k 102.60
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF) 3.7 $21M 176k 117.86
SPDR S&P MidCap 400 ETF (MDY) 3.1 $18M 50k 352.46
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 2.8 $15M 305k 50.34
Ubs Ag Jersey Brh Alerian Infrst 2.4 $14M 649k 20.85
Ishares Tr usa min vo (USMV) 2.2 $12M 194k 64.10
Jp Morgan Alerian Mlp Index 2.0 $11M 475k 23.27
Invesco Exchng Traded Fd Tr Ii S&p 500 Revenue (RWL) 1.9 $11M 195k 53.95
Apple (AAPL) 1.7 $9.6M 43k 223.96
Ishares Tr eafe min volat (EFAV) 1.6 $9.0M 122k 73.28
Bsco etf 1.1 $6.2M 291k 21.43
SPDR DJ Wilshire Small Cap Value (SLYV) 1.1 $6.2M 101k 61.26
J P Morgan Exchange Traded F ultra shrt (JPST) 1.0 $5.6M 112k 50.43
iShares Russell 2000 Index (IWM) 1.0 $5.4M 36k 151.35
Vanguard REIT ETF (VNQ) 0.9 $5.2M 56k 93.25
Pjt Partners (PJT) 0.9 $5.1M 125k 40.70
Invesco S&p 500 Low Volatility Etf (SPLV) 0.9 $5.0M 87k 57.89
iShares Dow Jones Select Dividend (DVY) 0.8 $4.4M 43k 101.95
Vanguard Total Stock Market ETF (VTI) 0.8 $4.2M 28k 151.00
Guggenheim Bulletshrs 2023 Corp Bd Etf 0.7 $4.0M 190k 21.29
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.7 $3.7M 72k 51.66
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.6 $3.5M 113k 30.74
iShares Russell 1000 Index (IWB) 0.6 $3.3M 20k 164.55
Citizens Financial (CFG) 0.5 $2.8M 80k 35.38
Vanguard S&p 500 Etf idx (VOO) 0.5 $2.6M 9.6k 272.57
Vanguard Europe Pacific ETF (VEA) 0.4 $2.4M 58k 41.08
Microsoft Corporation (MSFT) 0.4 $2.3M 16k 139.05
Vanguard FTSE All-World ex-US ETF (VEU) 0.4 $2.2M 44k 49.90
Invesco Variable Rate Preferred Etf etf (VRP) 0.4 $2.0M 80k 25.43
Vanguard Emerging Markets ETF (VWO) 0.3 $1.9M 47k 40.26
Ishares High Dividend Equity F (HDV) 0.3 $1.9M 20k 94.14
Guggenheim Bulletshrs 2025 Corp Bd Etf (BSCP) 0.3 $1.8M 85k 21.36
MasterCard Incorporated (MA) 0.3 $1.7M 6.3k 271.60
iShares MSCI EAFE Index Fund (EFA) 0.3 $1.6M 25k 65.21
Berkshire Hathaway (BRK.B) 0.3 $1.5M 7.2k 208.09
iShares Barclays TIPS Bond Fund (TIP) 0.2 $1.4M 12k 116.26
Vanguard Small-Cap ETF (VB) 0.2 $1.4M 8.8k 153.94
Global X Fds glb x mlp enr 0.2 $1.3M 103k 12.30
Bscm etf 0.2 $1.3M 60k 21.48
Vanguard Dividend Appreciation ETF (VIG) 0.2 $1.2M 10k 119.55
Exxon Mobil Corporation (XOM) 0.2 $1.2M 16k 70.60
Ross Stores (ROST) 0.2 $1.1M 10k 109.89
Amazon (AMZN) 0.2 $1.1M 639.00 1735.52
Johnson & Johnson (JNJ) 0.2 $1.0M 8.0k 129.34
Home Depot (HD) 0.2 $940k 4.1k 231.93
Rbc Cad (RY) 0.2 $954k 12k 81.20
iShares S&P NA Tec. Semi. Idx (SOXX) 0.2 $930k 4.4k 211.36
iShares S&P 100 Index (OEF) 0.2 $907k 6.9k 131.54
JPMorgan Chase & Co. (JPM) 0.1 $776k 6.6k 117.65
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.1 $769k 7.6k 101.68
Invesco Exchng Traded Fd Tr ftse rafi sml (PDN) 0.1 $767k 26k 29.47
Invesco S&p Midcap 400 Revenue Etf etf (RWK) 0.1 $809k 14k 59.56
Invesco S&p Smallcap 600 Revenue Etf etf (RWJ) 0.1 $712k 11k 63.70
Pepsi (PEP) 0.1 $655k 4.8k 137.12
TJX Companies (TJX) 0.1 $664k 12k 55.78
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $667k 12k 57.23
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.1 $670k 7.3k 91.27
Blackstone Group Inc Com Cl A (BX) 0.1 $687k 14k 48.84
Invesco S&p 500 Equal Weight Etf (RSP) 0.1 $621k 5.8k 108.00
General Electric Company 0.1 $543k 61k 8.94
Alphabet Inc Class C cs (GOOG) 0.1 $531k 436.00 1217.89
Walt Disney Company (DIS) 0.1 $501k 3.8k 130.30
Hershey Company (HSY) 0.1 $496k 3.2k 155.00
iShares Russell Midcap Index Fund (IWR) 0.1 $527k 9.4k 55.93
Vanguard Mid-Cap ETF (VO) 0.1 $520k 3.1k 167.47
Pfizer (PFE) 0.1 $441k 12k 35.90
Honeywell International (HON) 0.1 $436k 2.6k 169.39
Vanguard Extended Market ETF (VXF) 0.1 $419k 3.6k 116.39
Vanguard High Dividend Yield ETF (VYM) 0.1 $420k 4.7k 88.83
WisdomTree Emerging Markets Eq (DEM) 0.1 $464k 11k 41.34
Ishares Inc em mkt min vol (EEMV) 0.1 $458k 8.0k 57.15
iShares MSCI Emerging Markets Indx (EEM) 0.1 $405k 9.9k 40.90
PPG Industries (PPG) 0.1 $396k 3.3k 118.49
Credit Acceptance (CACC) 0.1 $407k 882.00 461.45
SPDR DJ Wilshire Small Cap Growth (SLYG) 0.1 $408k 6.9k 59.53
SPDR Dow Jones Global Real Estate (RWO) 0.1 $411k 7.9k 51.89
Facebook Inc cl a (META) 0.1 $417k 2.3k 178.28
Vanguard Mun Bd Fd Inc tax-exempt bd (VTEB) 0.1 $376k 7.0k 53.58
CarMax (KMX) 0.1 $352k 4.0k 88.04
Merck & Co (MRK) 0.1 $321k 3.8k 84.12
Procter & Gamble Company (PG) 0.1 $356k 2.9k 124.39
Jacobs Engineering 0.1 $323k 3.5k 91.42
O'reilly Automotive (ORLY) 0.1 $326k 819.00 398.05
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $349k 3.1k 113.50
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.1 $355k 3.5k 101.98
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $331k 13k 25.17
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $350k 14k 25.55
Ishares Tr Ibonds Dec2023 etf 0.1 $346k 13k 25.79
Charles Schwab Corporation (SCHW) 0.1 $289k 6.9k 41.81
Intel Corporation (INTC) 0.1 $275k 5.3k 51.46
Verizon Communications (VZ) 0.1 $278k 4.6k 60.40
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $273k 20k 13.90
iShares S&P 1500 Index Fund (ITOT) 0.1 $287k 4.3k 66.99
SPDR DJ International Real Estate ETF (RWX) 0.1 $281k 7.1k 39.56
SPDR DJ Wilshire Mid Cap Value (MDYV) 0.1 $293k 5.7k 51.40
Vanguard Admiral Fds Inc cmn (IVOO) 0.1 $252k 1.9k 130.57
Abbvie (ABBV) 0.1 $287k 3.8k 75.73
Ishares Tr ibonds dec 22 0.1 $292k 11k 26.17
Barings Corporate Investors (MCI) 0.1 $300k 18k 16.85
Invesco Bulletshares 2021 Corp 0.1 $302k 14k 21.28
Bank of America Corporation (BAC) 0.0 $223k 7.7k 29.12
CSX Corporation (CSX) 0.0 $250k 3.6k 69.16
Chevron Corporation (CVX) 0.0 $233k 2.0k 118.82
Public Storage (PSA) 0.0 $233k 952.00 244.75
Deere & Company (DE) 0.0 $214k 1.3k 169.04
Cintas Corporation (CTAS) 0.0 $200k 747.00 267.74
Visa (V) 0.0 $219k 1.3k 172.31
Technology SPDR (XLK) 0.0 $208k 2.6k 80.46
iShares S&P 500 Value Index (IVE) 0.0 $230k 1.9k 119.17
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.0 $246k 4.5k 54.67
SPDR DJ Wilshire Mid Cap Growth (MDYG) 0.0 $233k 4.3k 53.75
Paycom Software (PAYC) 0.0 $209k 1.0k 209.00
Ishares Tr ibonds dec 21 0.0 $221k 8.6k 25.78
Invesco Qqq Trust Series 1 (QQQ) 0.0 $233k 1.2k 188.97
Invesco Ftse Rafi Dev etf - e (PXF) 0.0 $229k 5.8k 39.67