Mariner Investment Group

Mariner Investment as of Dec. 31, 2014

Portfolio Holdings for Mariner Investment

Mariner Investment holds 231 positions in its portfolio as reported in the December 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 11.8 $71M 347k 205.54
El Paso Energy Cap Tr I pfd cv tr secs (EP.PC) 9.6 $58M 969k 60.31
Intel Corporation (INTC) 3.1 $19M 525k 36.29
Lockheed Martin Corporation (LMT) 2.3 $14M 71k 192.56
Invesco Van Kampen Dyn Cr Opp Fund 2.2 $13M 1.1M 11.85
Blackstone Gso Strategic (BGB) 2.0 $12M 754k 16.48
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.0 $12M 1.4M 8.77
Invesco Van Kampen Senior Income Trust (VVR) 1.8 $11M 2.4M 4.56
iShares iBoxx $ High Yid Corp Bond (HYG) 1.4 $8.2M 91k 89.60
Energy Select Sector SPDR (XLE) 1.3 $7.7M 97k 79.16
Pimco Dynamic Credit Income other 1.2 $7.3M 355k 20.65
BlackRock Floating Rate Income Strat. Fn (FRA) 1.2 $7.2M 534k 13.39
Blackstone Gso Lng Shrt Cr I (BGX) 1.2 $7.1M 457k 15.53
Biogen Idec (BIIB) 1.1 $7.0M 21k 339.45
Diversified Real Asset Inc F 1.1 $6.9M 395k 17.34
Nuveen Floating Rate Income Fund (JFR) 1.1 $6.5M 588k 10.99
Doubleline Income Solutions (DSL) 1.1 $6.4M 324k 19.90
Nuveen Global High (JGH) 1.1 $6.4M 371k 17.25
Nuveen Sht Dur Cr Opp 1.0 $6.1M 368k 16.65
Nuveen Premium Income Muni Fund 2 1.0 $6.0M 422k 14.16
Eaton Vance Floating-Rate Income Trust (EFT) 1.0 $5.9M 423k 13.89
Ares Dynamic Cr Allocation (ARDC) 1.0 $5.8M 367k 15.82
Boulder Growth & Income Fund (STEW) 0.9 $5.7M 633k 9.05
Cornerstone Progressive Rtn 0.9 $5.7M 375k 15.21
Western Asset High Incm Fd I (HIX) 0.9 $5.5M 663k 8.31
First Trust/Four Corners SFRI Fund II (FCT) 0.9 $5.5M 421k 13.01
Eaton Vance Senior Income Trust (EVF) 0.8 $5.1M 821k 6.24
Wells Fargo & Company (WFC) 0.8 $4.9M 90k 54.82
Shire 0.8 $4.9M 23k 212.52
AllianceBernstein Income Fund 0.8 $4.7M 623k 7.47
Jazz Pharmaceuticals (JAZZ) 0.8 $4.6M 28k 163.74
Medivation 0.7 $4.5M 45k 99.62
Eaton Vance Fltg Rate In 0.7 $4.4M 273k 16.13
American Capital 0.7 $4.4M 300k 14.61
Nuveen Senior Income Fund 0.7 $4.4M 670k 6.55
Gilead Sciences (GILD) 0.7 $4.3M 46k 94.27
Allergan 0.7 $4.2M 20k 212.58
Pioneer Floating Rate Trust (PHD) 0.7 $4.1M 364k 11.38
Salix Pharmaceuticals 0.7 $4.1M 36k 114.93
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.7 $4.1M 350k 11.60
Perrigo Company (PRGO) 0.7 $4.1M 24k 167.16
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.7 $4.0M 291k 13.78
Nuveen Insured Municipal Opp. Fund 0.7 $4.0M 270k 14.67
Alexion Pharmaceuticals 0.6 $3.9M 21k 185.02
First Tr High Income L/s (FSD) 0.6 $3.9M 241k 16.00
Mallinckrodt Pub 0.6 $3.6M 36k 99.04
LMP Real Estate Income Fund 0.6 $3.5M 280k 12.55
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.6 $3.5M 313k 11.30
Endo International 0.6 $3.3M 46k 72.13
Regeneron Pharmaceuticals (REGN) 0.5 $3.3M 8.0k 410.29
Apollo Sr Floating Rate Fd I (AFT) 0.5 $3.2M 193k 16.63
Thl Cr Sr Ln 0.5 $3.2M 190k 17.06
Actavis 0.5 $3.1M 12k 257.42
Deutsche High Income Opport 0.5 $3.1M 220k 14.03
LMP Corporate Loan Fund 0.5 $3.0M 276k 11.03
Allianzgi Nfj Divid Int Prem S cefs 0.5 $3.0M 191k 16.00
Voya Prime Rate Trust sh ben int 0.5 $3.0M 568k 5.31
Eaton Vance Senior Floating Rate Fund (EFR) 0.5 $2.9M 213k 13.69
Eaton Vance Municipal Bond Fund (EIM) 0.5 $2.9M 227k 12.83
RMR Asia Pacific Real Estate Fund 0.5 $2.8M 137k 20.82
BlackRock Floating Rate Income Trust (BGT) 0.5 $2.8M 217k 12.85
Nuveen Long/short Commodity 0.5 $2.8M 167k 16.60
Incyte Corporation (INCY) 0.5 $2.8M 38k 73.10
Ellington Financial 0.4 $2.7M 135k 19.96
Nuveen Equity Premium and Growth Fund (SPXX) 0.4 $2.7M 186k 14.30
Nuveen Premier Mun Income 0.4 $2.5M 178k 13.97
Clovis Oncology 0.4 $2.5M 45k 55.99
Nuveen Performance Plus Municipal Fund 0.4 $2.4M 163k 14.75
Nexpoint Credit Strategies 0.4 $2.4M 217k 11.23
Pfizer (PFE) 0.4 $2.3M 75k 31.14
Nuveen Mtg opportunity term (JLS) 0.4 $2.3M 101k 23.15
Nuveen Munpl Markt Opp Fund 0.4 $2.3M 168k 13.63
Alkermes (ALKS) 0.4 $2.2M 38k 58.56
NPS Pharmaceuticals 0.4 $2.2M 60k 35.76
Catamaran 0.4 $2.2M 42k 51.76
Ares Multi Strategy Cr Fd In 0.4 $2.2M 112k 19.56
Blackrock Multi-sector Incom other (BIT) 0.3 $2.1M 124k 16.77
Brookfield High Income Fd In 0.3 $2.1M 232k 8.91
Voya Global Eq Div & Pr Opp (IGD) 0.3 $2.1M 250k 8.32
Ariad Pharmaceuticals 0.3 $2.0M 290k 6.87
Nuveen Fltng Rte Incm Opp 0.3 $2.0M 175k 11.27
Dreyfus High Yield Strategies Fund 0.3 $1.9M 534k 3.61
AstraZeneca (AZN) 0.3 $1.9M 26k 70.38
Celgene Corporation 0.3 $1.8M 16k 111.88
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.3 $1.8M 163k 11.02
Nuveen Flexible Invt Income 0.3 $1.8M 111k 16.38
Blackrock Science & (BST) 0.3 $1.8M 104k 17.59
Juno Therapeutics 0.3 $1.7M 33k 52.23
Nuveen Quality Income Municipal Fund 0.3 $1.6M 116k 13.97
ImmunoGen 0.3 $1.6M 258k 6.10
PowerShares QQQ Trust, Series 1 0.3 $1.5M 15k 103.27
Lannett Company 0.2 $1.5M 36k 42.87
Gamco Global Gold Natural Reso (GGN) 0.2 $1.5M 214k 7.00
Mylan 0.2 $1.5M 26k 56.38
VIRTUS GLOBAL Multi-sec (VGI) 0.2 $1.5M 92k 15.85
Brookfield Mortg. Opportunity bond etf 0.2 $1.5M 89k 16.44
Apollo Tactical Income Fd In (AIF) 0.2 $1.4M 88k 15.97
Masimo Corporation (MASI) 0.2 $1.3M 50k 26.34
Teleflex Incorporated (TFX) 0.2 $1.3M 11k 114.82
Diplomat Pharmacy 0.2 $1.3M 47k 27.37
Infinity Pharmaceuticals (INFIQ) 0.2 $1.2M 73k 16.89
Pharmacyclics 0.2 $1.2M 10k 122.30
Managed Duration Invtmt Grd Mun Fund 0.2 $1.2M 88k 13.51
BioMarin Pharmaceutical (BMRN) 0.2 $1.2M 13k 90.39
Endologix 0.2 $1.2M 77k 15.28
Babson Cap Glb Sht Durhgh Yl 0.2 $1.1M 56k 20.19
Kite Pharma 0.2 $1.2M 20k 57.68
Aberdeen Asia-Pacific Income Fund 0.2 $1.1M 192k 5.55
Tenet Healthcare Corporation (THC) 0.2 $1.1M 21k 50.67
Leucadia National 0.2 $1.0M 45k 22.42
Two Harbors Investment 0.2 $1.0M 100k 10.02
Southwestern Energy Company 0.2 $955k 35k 27.29
Tri-Continental Corporation (TY) 0.2 $969k 45k 21.41
Blackstone Gso Flting Rte Fu (BSL) 0.2 $994k 59k 16.75
Credit Suisse High Yield Bond Fund (DHY) 0.2 $947k 338k 2.80
Mattel (MAT) 0.1 $894k 29k 30.93
Jacobs Engineering 0.1 $925k 21k 44.69
FMC Corporation (FMC) 0.1 $924k 16k 57.04
BlackRock Ltd. Duration Income Trust (BLW) 0.1 $880k 56k 15.73
Putnam Managed Municipal Income Trust (PMM) 0.1 $907k 125k 7.25
Western Asset Hgh Yld Dfnd (HYI) 0.1 $886k 56k 15.77
Prothena (PRTA) 0.1 $905k 44k 20.76
Ivy High Income Opportunities 0.1 $896k 57k 15.86
Deutsche High Income Tr 0.1 $903k 103k 8.74
J.C. Penney Company 0.1 $855k 132k 6.48
Thermo Fisher Scientific (TMO) 0.1 $877k 7.0k 125.29
Fluor Corporation (FLR) 0.1 $819k 14k 60.67
General Motors Company (GM) 0.1 $838k 24k 34.92
General American Investors (GAM) 0.1 $856k 25k 35.01
Blackrock Muniyield Insured Fund (MYI) 0.1 $822k 58k 14.07
Blackrock Muni Intermediate Drtn Fnd 0.1 $853k 59k 14.39
Dreyfus Strategic Muni. 0.1 $835k 102k 8.19
Intrexon 0.1 $856k 31k 27.52
Kkr Income Opportunities (KIO) 0.1 $877k 54k 16.18
Horizon Pharma 0.1 $823k 64k 12.90
Freeport-McMoRan Copper & Gold (FCX) 0.1 $769k 33k 23.37
Owens-Illinois 0.1 $764k 28k 27.00
Accuray Incorporated (ARAY) 0.1 $760k 101k 7.55
Eaton Vance Risk Managed Diversified (ETJ) 0.1 $800k 75k 10.67
Wells Fargo Adv Inc Opport Fund (EAD) 0.1 $809k 91k 8.89
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.1 $762k 121k 6.30
Avon Products 0.1 $713k 76k 9.39
Coach 0.1 $747k 20k 37.54
Discovery Communications 0.1 $722k 21k 33.74
Discovery Communications 0.1 $703k 20k 34.46
Flowserve Corporation (FLS) 0.1 $736k 12k 59.84
Ironwood Pharmaceuticals (IRWD) 0.1 $745k 49k 15.33
Antares Pharma 0.1 $723k 282k 2.57
Ensco Plc Shs Class A 0.1 $683k 23k 29.96
Transocean (RIG) 0.1 $609k 33k 18.34
Amazon (AMZN) 0.1 $590k 1.9k 310.53
Nuveen PA Investnt Quality Municipal (NQP) 0.1 $606k 44k 13.74
Proshares Ultra Vix Short Term Futures etf 0.1 $608k 42k 14.48
American Cap Sr Floating 0.1 $603k 50k 12.11
Diamond Offshore Drilling 0.1 $521k 14k 36.69
MFS Intermediate Income Trust (MIN) 0.1 $560k 117k 4.78
Wynn Resorts (WYNN) 0.1 $565k 3.8k 148.68
Denbury Resources 0.1 $572k 70k 8.12
Dreyfus Strategic Municipal Bond Fund 0.1 $565k 71k 7.96
Nuveen Municipal Advantage Fund 0.1 $563k 41k 13.67
Nuveen Ohio Quality Income M 0.1 $527k 34k 15.32
Blackrock Muniyield Fund (MYD) 0.1 $539k 37k 14.73
Nuveen Mortgage opportunity trm fd2 0.1 $550k 24k 23.18
Noble Corp Plc equity 0.1 $567k 34k 16.58
Sears Hldgs Corp *w exp 12/15/201 0.1 $552k 26k 20.91
Bruker Corporation (BRKR) 0.1 $510k 26k 19.62
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.1 $469k 34k 13.67
Acelrx Pharmaceuticals 0.1 $469k 70k 6.73
First Solar (FSLR) 0.1 $401k 9.0k 44.56
GameStop (GME) 0.1 $426k 13k 33.81
Boulder Total Return Fund 0.1 $424k 15k 27.74
New America High Income Fund I 0.1 $437k 49k 8.95
Federated Premier Municipal Income (FMN) 0.1 $395k 27k 14.50
Nuveen Dividend Advantage Municipal Fd 2 0.1 $412k 29k 14.10
Genworth Financial (GNW) 0.1 $338k 40k 8.49
Key Energy Services 0.1 $334k 200k 1.67
Basic Energy Services 0.1 $358k 51k 7.02
Adams Express Company (ADX) 0.1 $388k 28k 13.69
BlackRock Enhanced Capital and Income (CII) 0.1 $349k 25k 13.96
Western Asset Managed High Incm Fnd 0.1 $385k 75k 5.11
Eaton Vance New York Municipal Bond Fund (ENX) 0.1 $380k 30k 12.56
Pimco NY Municipal Income Fund (PNF) 0.1 $377k 33k 11.50
Guggenheim Enhanced Equity Strategy 0.1 $347k 20k 17.73
Cohen & Steers Ltd Dur Pfd I (LDP) 0.1 $376k 17k 22.65
Mainstay Definedterm Mn Opp (MMD) 0.1 $368k 20k 18.19
Guggenheim Cr Allocation 0.1 $382k 18k 21.56
Travelport Worldwide 0.1 $344k 19k 18.00
Opko Health (OPK) 0.1 $274k 27k 10.00
Thai Fund 0.1 $312k 27k 11.77
BlackRock Corporate High Yield Fund VI (HYT) 0.1 $285k 25k 11.40
Nuveen Premium Income Muni Fd 4 0.1 $288k 22k 13.24
Ellsworth Fund (ECF) 0.1 $275k 32k 8.70
Surgical Care Affiliates 0.1 $327k 9.7k 33.63
Bed Bath & Beyond 0.0 $229k 3.0k 76.33
Central Securities (CET) 0.0 $238k 11k 21.94
iShares NASDAQ Biotechnology Index (IBB) 0.0 $269k 42k 6.40
Novavax 0.0 $272k 46k 5.93
Lexicon Pharmaceuticals 0.0 $247k 272k 0.91
Blackrock Muniholdings Insured Fund II (MUE) 0.0 $243k 18k 13.50
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $219k 17k 13.29
Credit Suisse AM Inc Fund (CIK) 0.0 $230k 70k 3.29
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $243k 19k 12.85
Invesco Quality Municipal Inc Trust (IQI) 0.0 $222k 18k 12.49
BlackRock MuniHolding Insured Investm 0.0 $271k 19k 14.30
Van Kampen Advantage Muni Incm Tr II (VKI) 0.0 $257k 22k 11.60
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $247k 17k 14.46
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $268k 28k 9.71
Royce Value Trust (RVT) 0.0 $188k 13k 14.33
Blackrock MuniEnhanced Fund 0.0 $159k 14k 11.40
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $159k 11k 14.43
Nuveen Ny Div Advantg Mun 0.0 $184k 14k 13.24
Radio One 0.0 $125k 75k 1.67
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $92k 17k 5.36
Unico American Corporation (UNAM) 0.0 $149k 13k 11.46
Guggenheim Enhanced Equity Income Fund. 0.0 $93k 11k 8.61
Pacholder High Yield 0.0 $114k 16k 7.33
Eaton Vance N Y Mun Bd Fd Ii 0.0 $122k 10k 12.01
Civeo 0.0 $123k 30k 4.10
Oha Investment 0.0 $135k 29k 4.69
Transenterix 0.0 $36k 13k 2.88
Penn Virginia Corporation 0.0 $5.1k 22k 0.23
Walter Energy 0.0 $5.0k 100k 0.05
Amtrust Financial Services 0.0 $9.0k 20k 0.45
Herbalife Ltd Com Stk (HLF) 0.0 $21k 300k 0.07
iShares MSCI Brazil Index (EWZ) 0.0 $1.0k 103k 0.01
Seadrill 0.0 $8.0k 20k 0.40
SPDR S&P Homebuilders (XHB) 0.0 $0 20k 0.00
Tesla Motors (TSLA) 0.0 $5.0k 10k 0.50
Liberty Global Inc Com Ser A 0.0 $3.0k 20k 0.15
Gopro (GPRO) 0.0 $27k 10k 2.70
Lo (LOCO) 0.0 $8.8k 40k 0.22