Mizuho Securities USA

Mizuho Securities Usa as of Sept. 30, 2018

Portfolio Holdings for Mizuho Securities Usa

Mizuho Securities Usa holds 130 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Spdr S&p 500 Etf (SPY) 28.2 $358M 1.2M 290.60
Invesco Qqq Trust Series 1 (QQQ) 19.9 $253M 1.4M 185.73
SPDR Dow Jones Industrial Average ETF (DIA) 18.4 $233M 882k 264.36
Adverum Biotechnologies 4.8 $61M 10k 6050.00
Crown Castle Intl (CCI) 1.5 $19M 175k 111.33
Easterly Acquisition 1.4 $18M 1.7M 10.25
Andeavor 1.1 $14M 94k 153.50
Microchip Technology Inc note 1.625% 2/1 0.9 $11M 7.4M 1.51
Ctrip.com Inter Ltd. conv 0.9 $11M 11M 1.00
Cm Seven Star Acquisition 0.9 $11M 1.1M 10.06
Constellation Alpha Cap Corp 0.8 $10M 1.0M 9.93
Restoration Hardware Hldgs I note 6/1 0.8 $9.9M 8.2M 1.21
Union Pacific Corporation (UNP) 0.7 $9.1M 56k 162.82
Modern Media Acquisition 0.7 $9.0M 908k 9.95
Illumina Inc. 0.00% June 15, 2019 ccb 0.6 $8.0M 5.5M 1.45
Kbl Merger Corp Iv 0.6 $8.0M 813k 9.90
Micron Technology Inc conv 0.6 $7.1M 4.6M 1.55
Avista Healthcare Pub Acq Co cl a 0.5 $6.6M 651k 10.14
Yahoo Inc note 12/0 0.5 $6.4M 5.0M 1.27
Crown Castle Intl Corp New 6.875% con pfd a 0.5 $6.2M 5.7k 1081.23
Herbalife Ltd conv 0.5 $5.9M 4.5M 1.30
Cypress Semiconductor Corp note 4.500% 1/1 0.4 $5.5M 4.4M 1.26
Pensare Acquisition Corp 0.4 $5.4M 546k 9.96
Microchip Technology Inc sdcv 2.125%12/1 0.4 $5.4M 5.1M 1.07
stock 0.4 $4.8M 40k 120.90
Union Acquisition Corp 0.4 $4.9M 501k 9.75
Trident Acquisitions Corp 0.4 $4.7M 475k 9.82
Wayfair (W) 0.4 $4.6M 31k 147.66
Twitter Inc note 1.000% 9/1 0.4 $4.6M 5.0M 0.92
I Am Cap Acquisition 0.4 $4.6M 450k 10.18
Gty Technology Holdings Inc cl a 0.3 $4.3M 425k 10.14
Nextera Energy (NEE) 0.3 $4.1M 24k 167.60
On Semiconductor Corp Note 1.000%12/0 bond 0.3 $4.1M 3.5M 1.16
Trinity Merger Corp 0.3 $3.9M 400k 9.81
Zillow Group Inc note 2.000%12/0 0.3 $3.8M 3.5M 1.09
Ensco Jersey Fin Ltd note 3.000% 1/3 0.3 $3.5M 3.6M 0.99
Hunter Maritime Acquisition cl a 0.3 $3.4M 342k 9.95
Hennessy Cap Acquston Corp I 0.3 $3.5M 347k 9.96
Fastenal Company (FAST) 0.3 $3.3M 57k 58.02
CoBiz Financial 0.3 $3.3M 147k 22.14
Draper Oakwood Technology 0.3 $3.3M 350k 9.39
Qudian (QD) 0.2 $3.1M 316k 9.85
Opes Acquisition Corp 0.2 $3.0M 303k 9.85
Gigcapital 0.2 $2.9M 289k 9.95
Pure Acquisition Corp cl a 0.2 $2.9M 300k 9.71
Tiberius Acquisition Corp 0.2 $2.9M 304k 9.64
Thunder Bridge Acquisition L shs class a 0.2 $2.9M 299k 9.71
Jazz Investments I Ltd note 1.500% 8/1 0.2 $2.9M 2.8M 1.02
Booking Holdings (BKNG) 0.2 $2.8M 1.4k 1984.17
Megalith Finl Acquisition Co cl a 0.2 $2.9M 300k 9.51
Sogou 0.2 $2.7M 399k 6.81
Stanley Black & Decker (SWK) 0.2 $2.6M 18k 146.42
Ironwood Pharmaceuticals (IRWD) 0.2 $2.6M 141k 18.46
Tesaro 0.2 $2.6M 66k 39.00
Interdigital Inc 1.5% 3/1/20 convertible bond 0.2 $2.6M 2.2M 1.17
Black Ridge Acquisition Corp 0.2 $2.6M 264k 9.74
Bison Cap Acquisition Corp ord 0.2 $2.3M 223k 10.21
Mudrick Cap Acquisition Corp 0.2 $2.2M 225k 9.68
Allegro Merger Corp 0.2 $2.1M 224k 9.51
Royal Gold Inc conv 0.2 $2.1M 2.1M 1.01
Dropbox Inc-class A (DBX) 0.2 $2.0M 155k 13.22
Twelve Seas Investment Compa 0.2 $2.0M 210k 9.52
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.1 $2.0M 2.0M 0.98
Restoration Hardware Hldgs I dbcv 7/1 0.1 $1.8M 1.5M 1.24
Insulet Corp note 1.250% 9/1 0.1 $1.8M 1.0M 1.84
Navistar Intl Corp conv 0.1 $1.6M 1.6M 1.02
Greenland Acquisitin Corpora 0.1 $1.6M 170k 9.67
Neurocrine Biosciences (NBIX) 0.1 $1.5M 12k 122.93
Gordon Pointe Acquisition 0.1 $1.5M 150k 9.85
Clovis Oncology Inc note 1.250% 5/0 0.1 $1.5M 2.0M 0.77
Diamond Offshore Drilling 0.1 $1.4M 166k 8.49
Williams Companies (WMB) 0.1 $1.4M 50k 27.18
Teladoc (TDOC) 0.1 $1.4M 16k 86.33
Euronet Worldwide Inc Note 1.500%10/0 0.1 $1.4M 1.0M 1.39
DISH Network 0.1 $1.3M 35k 35.77
Zuora Inc ordinary shares (ZUO) 0.1 $1.2M 80k 15.06
Cabot Oil & Gas Corporation (CTRA) 0.1 $1.1M 50k 22.52
BioMarin Pharmaceutical (BMRN) 0.1 $1.2M 12k 96.95
NiSource (NI) 0.1 $1.1M 45k 24.91
Pacira Pharmaceuticals (PCRX) 0.1 $1.2M 24k 49.15
Columbia Ppty Tr 0.1 $1.2M 50k 23.64
Biomarin Pharmaceutical Inc note 1.500%10/1 0.1 $1.2M 1.0M 1.20
J2 Global Inc note 3.250% 6/1 0.1 $1.2M 900k 1.30
Okta Inc cl a (OKTA) 0.1 $1.2M 17k 70.35
Vectoiq Acquisition Corp 0.1 $1.1M 116k 9.53
PG&E Corporation (PCG) 0.1 $1.0M 22k 46.01
Allscripts Healthcare Solutions (MDRX) 0.1 $970k 68k 14.25
CenterPoint Energy (CNP) 0.1 $1.1M 39k 27.64
Nxp Semiconductors N V (NXPI) 0.1 $1.1M 13k 85.52
Dominion Mid Stream 0.1 $996k 56k 17.89
Nutanix Inc cl a (NTNX) 0.1 $970k 23k 42.73
Stellar Acquisition Iii 0.1 $1.1M 102k 10.35
Matlin & Partners Acquisitio cl a 0.1 $1.0M 100k 10.06
Industrea Acquisition Corp cl a 0.1 $1.1M 105k 10.20
Hl Acquisitions Corp 0.1 $954k 100k 9.50
Forest City Realty Trust Inc Class A 0.1 $878k 35k 25.09
Innoviva Inc note 2.500% 8/1 0.1 $888k 800k 1.11
VirnetX Holding Corporation 0.1 $699k 197k 3.55
Wix (WIX) 0.1 $754k 6.3k 119.68
Docusign (DOCU) 0.1 $800k 50k 15.87
iShares Dow Jones US Real Estate (IYR) 0.1 $663k 736k 0.90
Wpx Energy 0.1 $605k 30k 20.12
Supernus Pharmaceuticals (SUPN) 0.1 $584k 12k 50.34
Intercept Pharmaceuticals In 0.1 $600k 4.8k 126.32
Redfin Corp (RDFN) 0.1 $594k 113k 5.26
Apollo Sr Floating Rate Fd I (AFT) 0.0 $479k 30k 15.97
Turquoisehillres 0.0 $530k 250k 2.12
Jd (JD) 0.0 $522k 20k 26.10
Horizon Pharma 0.0 $529k 27k 19.59
Tottenham Acquisition I 0.0 $485k 50k 9.70
Guidewire Software (GWRE) 0.0 $434k 4.3k 100.93
Mongodb Inc. Class A (MDB) 0.0 $359k 4.4k 81.59
Insmed Inc convertible security 0.0 $425k 500k 0.85
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $207k 15k 13.80
Expedia (EXPE) 0.0 $300k 2.3k 130.43
Transenterix 0.0 $315k 346k 0.91
Ionis Pharmaceuticals (IONS) 0.0 $279k 5.4k 51.67
Blackrock Debt Strat (DSU) 0.0 $278k 25k 11.12
Tellurian (TELL) 0.0 $227k 25k 8.98
Hercules Capital Inc dbcv 4.375% 2/0 0.0 $294k 300k 0.98
Saban Cap Acquisition Corp *w exp 09/21/202 0.0 $142k 129k 1.10
Impinj (PI) 0.0 $11k 30k 0.35
Snap Inc cl a (SNAP) 0.0 $10k 1.0M 0.01
Modern Media Acquisition right 99/99/9999 0.0 $11k 26k 0.42
Modern Media Acquisition w exp 05/17/202 0.0 $22k 40k 0.56
Kbl Merger Corp Iv right 03/22/2019 0.0 $23k 50k 0.46
Roku (ROKU) 0.0 $36k 82k 0.44
Cronos Group (CRON) 0.0 $6.4k 212k 0.03
Tiberius Acquisition Corp w exp 02/28/202 0.0 $32k 55k 0.58
Pinduoduo (PDD) 0.0 $50k 40k 1.24