Mizuho Securities USA

Mizuho Securities Usa as of Dec. 31, 2018

Portfolio Holdings for Mizuho Securities Usa

Mizuho Securities Usa holds 111 positions in its portfolio as reported in the December 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 41.1 $309M 1.2M 249.92
Micron Technology Inc conv 4.0 $30M 27M 1.11
Invesco Qqq Trust Series 1 (QQQ) 3.6 $27M 178k 154.15
Microchip Technology Inc note 1.625% 2/1 3.1 $24M 17M 1.41
Cm Seven Star Acquisition 2.5 $19M 1.9M 10.10
Alphabet Inc Class A cs (GOOGL) 2.1 $16M 15k 1044.97
Constellation Alpha Cap Corp 1.6 $12M 1.2M 9.93
Pensare Acquisition Corp 1.6 $12M 1.2M 10.13
Restoration Hardware Hldgs I note 6/1 1.6 $12M 11M 1.12
Caesars Entmt Corp note 5.000%10/0 1.5 $11M 9.1M 1.24
Modern Media Acquisition 1.5 $11M 1.1M 9.95
Kbl Merger Corp Iv 1.5 $11M 1.1M 9.90
Vantage Energy Acquisition 1.4 $11M 1.1M 10.05
Illumina Inc. 0.00% June 15, 2019 ccb 1.4 $11M 8.8M 1.22
J2 Global Inc note 3.250% 6/1 1.4 $10M 8.9M 1.14
Herbalife Ltd conv 1.2 $9.0M 6.5M 1.38
Thunder Bridge Acquisition L shs class a 1.2 $8.7M 881k 9.90
Priceline Grp Inc note 0.350% 6/1 1.1 $8.4M 6.3M 1.34
Gigcapital 1.0 $7.7M 758k 10.10
Twelve Seas Investment Compa 0.9 $7.0M 712k 9.82
Pure Acquisition Corp cl a 0.9 $6.6M 674k 9.84
Royal Gold Inc conv 0.8 $6.4M 6.4M 1.00
On Semiconductor Corp Note 1.000%12/0 bond 0.8 $6.1M 5.5M 1.10
Trinity Merger Corp 0.8 $5.7M 570k 9.97
Union Acquisition Corp 0.7 $5.0M 500k 10.07
Servicenow Inc note 6/0 0.7 $4.9M 3.5M 1.40
Alberton Acquisition Corp ord 0.7 $5.0M 508k 9.80
Black Ridge Acquisition Corp 0.6 $4.6M 475k 9.74
Gty Technology Holdings Inc cl a 0.6 $4.5M 451k 9.95
Allegro Merger Corp 0.6 $4.5M 463k 9.75
Dte Energy Co conv p 0.6 $4.3M 83k 51.93
Trident Acquisitions Corp 0.6 $4.2M 425k 9.97
Legacy Acquisition Corp 0.5 $4.1M 414k 9.82
Opes Acquisition Corp 0.5 $3.9M 394k 9.93
Euronet Worldwide Inc Note 1.500%10/0 0.5 $3.6M 2.5M 1.42
Greenland Acquisitin Corpora 0.5 $3.6M 365k 9.90
Boeing Company (BA) 0.5 $3.5M 11k 322.55
Pacira Pharmaceuticals Inc convertible security 0.5 $3.4M 3.4M 1.00
Bison Cap Acquisition Corp ord 0.5 $3.4M 322k 10.40
Gordon Pointe Acquisition 0.4 $3.3M 327k 10.00
Tiberius Acquisition Corp 0.4 $3.3M 337k 9.80
Wright Med Group Inc note 2.000% 2/1 0.4 $3.3M 3.1M 1.06
3M Company (MMM) 0.4 $3.2M 17k 190.54
SPDR Dow Jones Industrial Average ETF (DIA) 0.4 $3.1M 13k 233.20
Tenzing Acquisition Corp ord 0.4 $3.1M 314k 9.82
Intuit (INTU) 0.4 $3.0M 15k 196.86
Jazz Investments I Ltd. conv 0.4 $3.0M 3.1M 0.97
Graf Industrial Corp 0.4 $3.0M 313k 9.60
Guidewire Software convertible security 0.4 $2.7M 2.8M 0.97
Vectoiq Acquisition Corp 0.4 $2.7M 277k 9.70
Megalith Finl Acquisition Co cl a 0.3 $2.6M 266k 9.70
Sentinel Energy Svcs Inc cl a 0.3 $2.5M 253k 10.02
Nextera Energy (NEE) 0.3 $2.3M 13k 173.81
Medicines Company conv 0.3 $2.2M 2.6M 0.86
Mudrick Cap Acquisition Corp 0.3 $2.2M 225k 9.87
BioMarin Pharmaceutical (BMRN) 0.3 $2.2M 25k 85.15
On Semiconductor Corp note 1.625%10/1 0.3 $2.1M 2.0M 1.07
Zillow Group Inc convertible/ 0.3 $2.1M 2.4M 0.87
Leo Holdings Corp 0.3 $2.0M 206k 9.78
Hl Acquisitions Corp 0.3 $2.0M 208k 9.60
Chaserg Technlgy Acquisitn C class a 0.3 $2.0M 202k 9.68
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.2 $1.8M 2.0M 0.94
Cronos Group (CRON) 0.2 $1.9M 211k 8.99
Dominion Resources (D) 0.2 $1.5M 21k 71.45
Lf Cap Acquisition Corp cl a 0.2 $1.5M 157k 9.80
Ringcentral (RNG) 0.2 $1.5M 18k 82.43
Mongodb Inc. Class A (MDB) 0.2 $1.4M 17k 83.75
Clovis Oncology Inc note 1.250% 5/0 0.2 $1.4M 2.0M 0.70
Far Pt Acquisition Corp cl a founders sh 0.2 $1.4M 150k 9.65
Forum Merger Ii Corp cl a 0.2 $1.3M 138k 9.65
SJW (HTO) 0.2 $1.3M 23k 55.62
Big Rock Partners Acquisi 0.2 $1.3M 123k 10.20
Horizon Pharma 0.2 $1.2M 61k 19.54
Interdigital Inc 1.5% 3/1/20 convertible bond 0.2 $1.2M 1.1M 1.04
Dex (DXCM) 0.1 $1.1M 9.6k 119.79
Innoviva (INVA) 0.1 $1.1M 66k 17.45
Xcel Energy (XEL) 0.1 $1.0M 21k 49.29
VirnetX Holding Corporation 0.1 $1.1M 197k 5.46
Wix (WIX) 0.1 $1.1M 12k 90.34
Twilio Inc cl a (TWLO) 0.1 $1.0M 12k 89.31
Gs Acquisition Holdings Cl A Ord 0.1 $1.0M 103k 9.80
Tkk Symphony Acquistion Cor 0.1 $965k 100k 9.65
Microsoft Corporation (MSFT) 0.1 $884k 8.7k 101.61
Fireeye 0.1 $908k 56k 16.21
Tottenham Acquisition I 0.1 $805k 82k 9.80
Docusign (DOCU) 0.1 $786k 20k 40.10
Live Nation Entertainment (LYV) 0.1 $685k 14k 49.28
Wayfair (W) 0.1 $676k 7.5k 90.13
Cypress Semiconductor Corp note 4.500% 1/1 0.1 $702k 595k 1.18
Ensco Jersey Fin Ltd note 3.000% 1/3 0.1 $640k 1.0M 0.64
Nuance Communications Inc note 1.250% 4/0 0.1 $609k 700k 0.87
Advanced Micro Devices (AMD) 0.1 $535k 29k 18.45
Social Cap Hedosophia Hldgs cl a 0.1 $500k 50k 10.00
Sogou 0.1 $492k 50k 9.76
New Frontier Corp 0.1 $490k 50k 9.80
Expedia (EXPE) 0.1 $484k 4.3k 112.56
New Relic 0.1 $421k 5.2k 80.96
Bank of America Corporation (BAC) 0.1 $394k 16k 24.62
Supernus Pharmaceuticals (SUPN) 0.1 $399k 12k 33.25
BHP Billiton (BHP) 0.0 $290k 6.0k 48.33
Saban Cap Acquisition 0.0 $270k 27k 10.07
Crown Castle Intl Corp New 6.875% con pfd a 0.0 $208k 200.00 1040.00
Haymaker Acquisition Corp 0.0 $247k 25k 10.01
Tellurian (TELL) 0.0 $149k 21k 6.97
American Rlty Cap Pptys Inc note 3.750%12/1 0.0 $46k 47k 0.98
Nxp Semiconductors N V dbcv 1.000% 12/0 0.0 $100k 100k 1.00
Sirius Xm Holdings 0.0 $3.5k 173k 0.02
Saban Cap Acquisition Corp *w exp 09/21/202 0.0 $16k 28k 0.58
Modern Media Acquisition right 99/99/9999 0.0 $8.1k 30k 0.27
Modern Media Acquisition w exp 05/17/202 0.0 $6.1k 32k 0.19
Kbl Merger Corp Iv right 03/22/2019 0.0 $20k 50k 0.40