Mizuho Securities USA

Mizuho Securities Usa as of March 31, 2017

Portfolio Holdings for Mizuho Securities Usa

Mizuho Securities Usa holds 122 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 60.1 $1.9B 8.0M 236.51
PowerShares QQQ Trust, Series 1 20.7 $654M 5.0M 130.40
SPDR Dow Jones Industrial Average ETF (DIA) 6.3 $201M 963k 208.26
Oracle Corporation (ORCL) 1.3 $41M 894k 45.66
Bristol Myers Squibb (BMY) 0.7 $20M 362k 56.29
Intel Corp sdcv 0.6 $20M 15M 1.35
iShares FTSE/Xinhua China 25 Index (FXI) 0.6 $20M 514k 38.69
Under Armour (UAA) 0.6 $19M 901k 21.49
Micron Technology Inc note 2.125% 2/1 0.6 $19M 7.7M 2.45
iShares Russell 1000 Value Index (IWD) 0.5 $16M 134k 116.63
Fitbit 0.4 $13M 2.1M 6.21
First Solar (FSLR) 0.4 $12M 342k 36.19
Newell Rubbermaid (NWL) 0.3 $10M 212k 48.42
Pfizer (PFE) 0.3 $10M 296k 34.12
Nike (NKE) 0.3 $10M 174k 57.80
CurrencyShares Euro Trust 0.3 $9.6M 93k 104.15
Altisource Portfolio Solns S reg (ASPS) 0.2 $7.2M 252k 28.64
Polaris Industries (PII) 0.2 $7.2M 85k 85.21
Starwood Property Trust note 0.2 $6.8M 6.2M 1.10
Twilio Inc cl a (TWLO) 0.2 $6.5M 207k 31.64
Salesforce.com Inc conv 0.2 $6.4M 5.0M 1.29
Standard Pacific Corp cnv 0.2 $6.0M 5.8M 1.03
Cemex Sab De Cv conv bnd 0.2 $5.8M 5.0M 1.16
J.C. Penney Company 0.2 $5.1M 834k 6.14
Gilead Sciences (GILD) 0.2 $4.9M 71k 69.21
Microchip Technology Inc note 1.625% 2/1 0.1 $4.5M 3.2M 1.42
Snap Inc cl a (SNAP) 0.1 $4.5M 219k 20.66
Micron Technology Inc note 1.625% 2/1 0.1 $4.2M 1.8M 2.32
Cara Therapeutics (CARA) 0.1 $4.1M 233k 17.48
Sturm, Ruger & Company (RGR) 0.1 $3.8M 77k 49.84
Valeant Pharmaceuticals Int 0.1 $3.7M 332k 11.13
Welltower Inc 6.50% pfd prepet 0.1 $3.6M 58k 62.99
Joy Global 0.1 $3.6M 128k 28.22
Tempur-Pedic International (TPX) 0.1 $3.6M 77k 46.20
Trinity Inds Inc note 3.875% 6/0 0.1 $3.3M 2.7M 1.23
Southwest Ban 0.1 $3.0M 114k 26.63
Mercadolibre Inc note 2.250% 7/0 0.1 $3.1M 1.8M 1.74
Palo Alto Networks Inc note 7/0 0.1 $3.1M 2.5M 1.23
Financial Select Sector SPDR (XLF) 0.1 $2.4M 100k 24.45
Sunpower (SPWR) 0.1 $2.6M 142k 18.55
Webmd Health Conv Sr Notes conv 0.1 $2.6M 2.5M 1.02
Wayfair (W) 0.1 $2.4M 64k 37.77
Red Hat 0.1 $2.3M 28k 82.93
UnitedHealth (UNH) 0.1 $2.1M 13k 169.68
Pandora Media 0.1 $2.1M 173k 12.38
Unknown 0.1 $2.1M 125k 16.65
Dow Chemical Company 0.1 $1.8M 28k 64.04
Merchants Bancshares 0.1 $1.9M 38k 50.81
Cheetah Mobile 0.1 $1.8M 156k 11.34
Boulevard Acquisition cl a 0.1 $2.0M 200k 10.01
MasterCard Incorporated (MA) 0.1 $1.6M 14k 112.81
Visa (V) 0.1 $1.6M 18k 88.22
PrivateBan 0.1 $1.5M 25k 59.40
Level 3 Communications 0.1 $1.7M 31k 55.73
Tesla Motors Inc bond 0.1 $1.4M 1.5M 0.95
Cardtronics Inc note 1.000%12/0 0.1 $1.6M 1.5M 1.06
Anadarko Petroleum Corporation 0.0 $1.2M 20k 62.00
Parker-Hannifin Corporation (PH) 0.0 $1.3M 8.4k 154.88
Fortress Investment 0.0 $1.2M 150k 7.95
Nxp Semiconductors N V (NXPI) 0.0 $1.3M 13k 103.28
Gnc Holdings Inc Cl A 0.0 $1.4M 164k 8.30
Gopro (GPRO) 0.0 $1.3M 139k 9.71
Allergan 0.0 $1.3M 5.5k 241.45
Amplify Snack Brands 0.0 $1.3M 134k 10.01
Nextera Energy Inc unit 08/31/2018 0.0 $1.2M 20k 60.39
Global Partner Acquisition C 0.0 $1.3M 136k 9.95
Cemex Sab De Cv conv 0.0 $1.1M 1.0M 1.13
Double Eagle Acquisition Cor 0.0 $1.3M 125k 10.03
Advanced Micro Devices Inc Note 2.125% 9/0 bond 0.0 $1.4M 760k 1.84
BP (BP) 0.0 $943k 28k 33.92
Fomento Economico Mexicano SAB (FMX) 0.0 $961k 11k 89.81
Bank of America Corporation (BAC) 0.0 $995k 40k 24.69
NVIDIA Corporation (NVDA) 0.0 $964k 9.5k 101.47
Micron Technology (MU) 0.0 $942k 37k 25.81
Cardinal Financial Corporation 0.0 $927k 30k 31.26
Canadian Solar (CSIQ) 0.0 $1.0M 69k 14.73
Seabridge Gold (SA) 0.0 $852k 77k 11.12
T Mobile Us Inc conv pfd ser a 0.0 $1.1M 10k 105.53
Electrum Spl Acquisition Cor 0.0 $1.0M 100k 10.02
Integrated Device Tech conv 0.0 $893k 875k 1.02
Pandora Media Inc note 1.750%12/0 0.0 $1.0M 1.0M 1.02
Time Warner 0.0 $495k 5.0k 99.00
Wal-Mart Stores (WMT) 0.0 $714k 10k 71.40
Great Plains Energy Incorporated 0.0 $726k 25k 29.04
Weight Watchers International 0.0 $642k 43k 15.07
Freeport-McMoRan Copper & Gold (FCX) 0.0 $568k 45k 12.76
Stericycle (SRCL) 0.0 $588k 7.1k 82.82
Mead Johnson Nutrition 0.0 $658k 7.5k 87.73
Royal Gold Inc conv 0.0 $599k 565k 1.06
Rti Intl Metals Inc note 1.625%10/1 0.0 $726k 600k 1.21
Banc Of California (BANC) 0.0 $754k 39k 19.43
Weatherford Intl Plc ord 0.0 $669k 101k 6.63
Mobileye 0.0 $763k 13k 61.04
Easterly Acquisition 0.0 $720k 72k 9.95
Square Inc cl a (SQ) 0.0 $760k 45k 16.89
Cf Corp shs cl a 0.0 $523k 52k 10.08
Bunge 0.0 $324k 4.0k 81.78
Mattel (MAT) 0.0 $446k 18k 25.49
priceline.com Incorporated 0.0 $397k 230.00 1726.09
Sears Holdings Corporation 0.0 $182k 20k 9.10
Chico's FAS 0.0 $361k 25k 14.44
Fred's 0.0 $314k 50k 6.23
Royal Gold (RGLD) 0.0 $447k 6.4k 69.84
Oclaro 0.0 $338k 35k 9.66
Omeros Corporation (OMER) 0.0 $186k 60k 3.11
Pacira Pharmaceuticals (PCRX) 0.0 $456k 9.7k 47.01
Kinder Morgan (KMI) 0.0 $382k 18k 21.22
Endo International (ENDPQ) 0.0 $226k 20k 11.30
Vtti Energy Partners 0.0 $335k 18k 18.95
Frontier Communications Corp pfd conv ser-a 0.0 $342k 7.0k 48.86
Match 0.0 $340k 21k 16.19
Nxp Semiconductors N V dbcv 1.000% 12/0 0.0 $232k 200k 1.16
Pacific Spl Acquisition Corp 0.0 $432k 42k 10.36
Tesla Inc convertible security 0.0 $370k 9.2M 0.04
3D Systems Corporation (DDD) 0.0 $24k 28k 0.87
Teva Pharm Finance Llc Cvt cv bnd 0.0 $107k 100k 1.07
Mgic Invt Corp Wis note 5.000% 5/0 0.0 $55k 55k 1.00
Washington Prime (WB) 0.0 $61k 233k 0.26
Vuzix Corp Com Stk (VUZI) 0.0 $44k 30k 1.49
Nuvasive Inc note 2.250% 3/1 0.0 $0 2.5M 0.00
Silver Run Acquisition unit 99/99/9999 0.0 $104k 10k 10.40
Daseke (DSKE) 0.0 $102k 10k 10.20