Moore Capital Management as of Sept. 30, 2011
Portfolio Holdings for Moore Capital Management
Moore Capital Management holds 310 positions in its portfolio as reported in the September 2011 quarterly 13F filing
Company (Ticker) |
Portfolio Weight |
Valued At |
Change in Shares |
Share Count |
Share Price |
|---|---|---|---|---|---|
| Spdr S&p 500 Etf (SPY) | 16.4 | $427M | 3.8M | 113.17 | |
| iShares Dow Jones Select Dividend (DVY) | 6.5 | $171M | 3.6M | 48.24 | |
| Utilities SPDR (XLU) | 5.6 | $146M | 4.4M | 33.64 | |
| Anglogold Ashanti Holdings Fin pfd cv | 2.7 | $70M | 1.4M | 48.97 | |
| Verizon Communications (VZ) | 2.4 | $63M | 1.7M | 36.80 | |
| 99 Cents Only Stores | 2.2 | $58M | 3.1M | 18.42 | |
| Motorola Mobility Holdings | 2.2 | $56M | 1.5M | 37.78 | |
| Blackboard | 2.1 | $56M | 1.3M | 44.66 | |
| Kinetic Concepts | 2.1 | $56M | 845k | 65.89 | |
| Consumer Discretionary SPDR (XLY) | 2.0 | $52M | 1.5M | 34.86 | |
| Cephalon | 1.9 | $50M | 625k | 80.70 | |
| Goodrich Corporation | 1.9 | $50M | 412k | 120.68 | |
| Pfizer (PFE) | 1.9 | $48M | 2.7M | 17.68 | |
| PPL Corporation (PPL) | 1.6 | $41M | 1.5M | 28.54 | |
| Westar Energy | 1.5 | $39M | 1.5M | 26.42 | |
| iShares Russell 2000 Index (IWM) | 1.3 | $35M | 545k | 64.30 | |
| CenturyLink | 1.3 | $35M | 1.1M | 33.12 | |
| Alterra Capital Holdings Lim | 1.3 | $34M | 1.8M | 18.97 | |
| Southern Company (SO) | 1.2 | $32M | 750k | 42.37 | |
| iShares MSCI Emerging Markets Indx (EEM) | 1.2 | $32M | 900k | 35.09 | |
| Merck & Co (MRK) | 1.1 | $30M | 919k | 32.71 | |
| Altria (MO) | 1.1 | $29M | 1.1M | 26.81 | |
| Procter & Gamble Company (PG) | 1.1 | $29M | 465k | 63.18 | |
| Pepsi (PEP) | 1.1 | $29M | 464k | 61.90 | |
| Kraft Foods | 1.1 | $29M | 848k | 33.58 | |
| News Corporation | 1.1 | $27M | 1.8M | 15.60 | |
| iShares Dow Jones US Tele (IYZ) | 1.0 | $26M | 1.3M | 20.39 | |
| Citigroup (C) | 1.0 | $26M | 1.0M | 25.62 | |
| NetLogic Microsystems | 0.8 | $22M | 455k | 48.11 | |
| Consolidated Edison (ED) | 0.8 | $21M | 375k | 57.02 | |
| SCANA Corporation | 0.8 | $20M | 500k | 40.45 | |
| Murphy Oil Corporation (MUR) | 0.8 | $20M | 450k | 44.16 | |
| American Electric Power Company (AEP) | 0.7 | $19M | 500k | 38.02 | |
| Bce (BCE) | 0.7 | $19M | 500k | 37.46 | |
| Istar Finl Inc frnt 10/0 | 0.7 | $18M | 20M | 0.88 | |
| Windstream Corporation | 0.7 | $18M | 1.5M | 11.65 | |
| Capital One Financial (COF) | 0.6 | $16M | 404k | 39.63 | |
| Gilead Sciences (GILD) | 0.6 | $16M | 400k | 38.80 | |
| Financial Select Sector SPDR (XLF) | 0.6 | $15M | 1.3M | 11.81 | |
| Marathon Oil Corporation (MRO) | 0.5 | $14M | 650k | 21.58 | |
| Plains Exploration & Production Company | 0.5 | $14M | 625k | 22.71 | |
| Assured Guaranty (AGO) | 0.5 | $13M | 1.2M | 10.99 | |
| Dollar Thrifty Automotive | 0.5 | $12M | 212k | 56.30 | |
| At&t (T) | 0.4 | $11M | 400k | 28.52 | |
| WellPoint | 0.4 | $12M | 176k | 65.28 | |
| CenterPoint Energy (CNP) | 0.4 | $11M | 570k | 19.62 | |
| Apple (AAPL) | 0.4 | $11M | 28k | 381.33 | |
| Medco Health Solutions | 0.4 | $10M | 220k | 46.89 | |
| BP (BP) | 0.4 | $10M | 276k | 36.08 | |
| SPDR Gold Trust (GLD) | 0.4 | $9.8M | 62k | 158.06 | |
| Frontier Communications | 0.3 | $9.2M | 1.5M | 6.11 | |
| Thermo Fisher Scientific (TMO) | 0.3 | $8.9M | 175k | 50.64 | |
| Mosaic (MOS) | 0.3 | $8.1M | 165k | 48.97 | |
| Exelon Corporation (EXC) | 0.3 | $7.9M | 186k | 42.61 | |
| Hewlett-Packard Company | 0.3 | $7.6M | 340k | 22.45 | |
| Aetna | 0.3 | $6.9M | 191k | 36.35 | |
| Hertz Global Holdings | 0.3 | $7.0M | 791k | 8.90 | |
| Emulex Corporation | 0.3 | $6.8M | 1.1M | 6.40 | |
| SPDR KBW Bank (KBE) | 0.3 | $6.9M | 391k | 17.54 | |
| Petroleo Brasileiro SA (PBR) | 0.2 | $6.5M | 290k | 22.45 | |
| InterMune | 0.2 | $6.6M | 325k | 20.20 | |
| Fifth Third Ban (FITB) | 0.2 | $6.6M | 650k | 10.10 | |
| SPDR S&P Retail (XRT) | 0.2 | $6.5M | 140k | 46.22 | |
| Pinnacle West Capital Corporation (PNW) | 0.2 | $6.4M | 150k | 42.94 | |
| Cephalon Inc note 2.500% 5/0 | 0.2 | $6.2M | 5.0M | 1.24 | |
| Visa (V) | 0.2 | $6.3M | 74k | 85.72 | |
| 0.2 | $6.2M | 12k | 515.00 | ||
| Cubist Pharmaceuticals | 0.2 | $6.2M | 175k | 35.32 | |
| Travelers Companies (TRV) | 0.2 | $6.1M | 125k | 48.73 | |
| Wells Fargo & Company (WFC) | 0.2 | $6.0M | 250k | 24.12 | |
| Yahoo! | 0.2 | $5.6M | 422k | 13.17 | |
| Alexion Pharmaceuticals | 0.2 | $5.6M | 87k | 64.06 | |
| CHECK POINT SOFTWARE Technolog Com Stk (CHKP) | 0.2 | $5.5M | 105k | 52.76 | |
| Microsoft Corporation (MSFT) | 0.2 | $5.1M | 205k | 24.89 | |
| El Paso Corporation | 0.2 | $5.2M | 300k | 17.48 | |
| Cme (CME) | 0.2 | $5.2M | 21k | 246.38 | |
| Global Inds Ltd dbcv 2.750% 8/0 | 0.2 | $4.9M | 5.0M | 0.98 | |
| American Tower Corporation | 0.2 | $4.8M | 90k | 53.80 | |
| Crane | 0.2 | $5.0M | 139k | 35.69 | |
| Tyco International Ltd S hs | 0.2 | $5.1M | 125k | 40.75 | |
| EXCO Resources | 0.2 | $4.8M | 449k | 10.72 | |
| Arch Coal | 0.2 | $4.8M | 330k | 14.58 | |
| Abercrombie & Fitch (ANF) | 0.2 | $4.8M | 78k | 61.56 | |
| General Motors Company (GM) | 0.2 | $4.6M | 229k | 20.18 | |
| Suncor Energy (SU) | 0.2 | $4.5M | 175k | 25.44 | |
| iShares MSCI Germany Index Fund (EWG) | 0.2 | $4.6M | 250k | 18.29 | |
| Endurance Specialty Hldgs Lt | 0.2 | $4.3M | 125k | 34.15 | |
| Smithfield Foods | 0.1 | $3.9M | 200k | 19.50 | |
| SBA Communications Corporation | 0.1 | $3.9M | 114k | 34.48 | |
| Transocean (RIG) | 0.1 | $3.6M | 75k | 47.75 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $3.6M | 50k | 71.50 | |
| PMC-Sierra | 0.1 | $3.6M | 610k | 5.98 | |
| NPS Pharmaceuticals | 0.1 | $3.6M | 550k | 6.51 | |
| Avago Technologies | 0.1 | $3.8M | 115k | 32.77 | |
| BioMarin Pharmaceutical (BMRN) | 0.1 | $3.3M | 104k | 31.87 | |
| Nalco Holding Company | 0.1 | $3.5M | 100k | 34.98 | |
| Target Corporation (TGT) | 0.1 | $3.5M | 71k | 49.04 | |
| Cisco Systems (CSCO) | 0.1 | $3.2M | 205k | 15.50 | |
| Discovery Communications | 0.1 | $3.1M | 82k | 37.62 | |
| Express Scripts | 0.1 | $3.2M | 85k | 37.08 | |
| Talisman Energy Inc Com Stk | 0.1 | $3.1M | 250k | 12.27 | |
| Temple-Inland | 0.1 | $3.1M | 100k | 31.37 | |
| Dollar General (DG) | 0.1 | $3.2M | 85k | 37.76 | |
| Capitol Federal Financial (CFFN) | 0.1 | $3.1M | 290k | 10.56 | |
| Csr | 0.1 | $3.1M | 238k | 12.98 | |
| Timken Company (TKR) | 0.1 | $3.0M | 91k | 32.82 | |
| Las Vegas Sands (LVS) | 0.1 | $2.8M | 74k | 38.34 | |
| News Corporation | 0.1 | $2.9M | 190k | 15.48 | |
| LoopNet | 0.1 | $3.0M | 175k | 17.13 | |
| Hess (HES) | 0.1 | $2.6M | 50k | 52.46 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.1 | $2.5M | 83k | 30.50 | |
| Axis Capital Holdings (AXS) | 0.1 | $2.6M | 100k | 25.94 | |
| Chesapeake Energy Corporation | 0.1 | $2.6M | 100k | 25.55 | |
| National Semiconductor Corporation | 0.1 | $2.5M | 100k | 24.99 | |
| ITT Corporation | 0.1 | $2.5M | 60k | 42.00 | |
| Halozyme Therapeutics (HALO) | 0.1 | $2.6M | 430k | 6.14 | |
| Ecolab (ECL) | 0.1 | $2.2M | 46k | 48.88 | |
| Morgan Stanley (MS) | 0.1 | $2.3M | 170k | 13.50 | |
| Compuware Corporation | 0.1 | $2.4M | 310k | 7.66 | |
| Sprint Nextel Corporation | 0.1 | $2.4M | 800k | 3.04 | |
| Valley National Ban (VLY) | 0.1 | $2.4M | 225k | 10.59 | |
| FormFactor (FORM) | 0.1 | $2.3M | 375k | 6.23 | |
| FedEx Corporation (FDX) | 0.1 | $2.0M | 30k | 67.69 | |
| Adtran | 0.1 | $2.0M | 75k | 26.47 | |
| Starbucks Corporation (SBUX) | 0.1 | $2.1M | 58k | 37.29 | |
| NII Holdings | 0.1 | $2.1M | 78k | 26.95 | |
| Broadcom Corporation | 0.1 | $2.2M | 65k | 33.29 | |
| Cogent Communications (CCOI) | 0.1 | $2.1M | 158k | 13.45 | |
| Varian Semiconductor | 0.1 | $2.2M | 35k | 61.14 | |
| Southern Union Company | 0.1 | $2.0M | 49k | 40.58 | |
| Rackspace Hosting | 0.1 | $2.0M | 60k | 34.13 | |
| Crocs (CROX) | 0.1 | $2.0M | 83k | 23.68 | |
| Nordstrom (JWN) | 0.1 | $1.8M | 40k | 45.69 | |
| Eastman Chemical Company (EMN) | 0.1 | $1.9M | 27k | 68.53 | |
| THQ | 0.1 | $1.7M | 1.0M | 1.73 | |
| Parker-Hannifin Corporation (PH) | 0.1 | $1.8M | 28k | 63.14 | |
| Xerox Corporation | 0.1 | $1.7M | 250k | 6.97 | |
| priceline.com Incorporated | 0.1 | $1.8M | 4.0k | 449.50 | |
| Amazon (AMZN) | 0.1 | $1.7M | 8.0k | 216.25 | |
| TriQuint Semiconductor | 0.1 | $1.8M | 360k | 5.02 | |
| Perrigo Company | 0.1 | $1.9M | 20k | 97.10 | |
| Energy Transfer Equity (ET) | 0.1 | $1.7M | 50k | 34.78 | |
| AboveNet | 0.1 | $1.9M | 36k | 53.59 | |
| Anthera Pharmaceuticals | 0.1 | $1.9M | 400k | 4.77 | |
| PAETEC Holding | 0.1 | $1.9M | 350k | 5.29 | |
| SPDR S&P Oil & Gas Explore & Prod. | 0.1 | $1.7M | 40k | 42.80 | |
| Moly | 0.1 | $1.8M | 55k | 32.87 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $1.7M | 55k | 30.13 | |
| Wal-Mart Stores (WMT) | 0.1 | $1.6M | 30k | 51.90 | |
| DENTSPLY International | 0.1 | $1.5M | 50k | 30.70 | |
| Boston Scientific Corporation (BSX) | 0.1 | $1.7M | 280k | 5.91 | |
| Nokia Corporation (NOK) | 0.1 | $1.4M | 255k | 5.66 | |
| Xilinx | 0.1 | $1.6M | 60k | 27.43 | |
| Agilent Technologies Inc C ommon (A) | 0.1 | $1.6M | 50k | 31.26 | |
| Sanmina-SCI Corporation | 0.1 | $1.5M | 225k | 6.68 | |
| salesforce (CRM) | 0.1 | $1.5M | 13k | 114.31 | |
| Equinix | 0.1 | $1.6M | 18k | 88.83 | |
| STMicroelectronics (STM) | 0.1 | $1.5M | 225k | 6.50 | |
| Benchmark Electronics (BHE) | 0.1 | $1.6M | 120k | 13.01 | |
| Sangamo Biosciences (SGMO) | 0.1 | $1.5M | 350k | 4.35 | |
| Terex Corporation (TEX) | 0.1 | $1.6M | 153k | 10.26 | |
| Nektar Therapeutics (NKTR) | 0.1 | $1.5M | 300k | 4.85 | |
| Old Dominion Freight Line (ODFL) | 0.1 | $1.7M | 58k | 28.96 | |
| Tessera Technologies | 0.1 | $1.6M | 135k | 11.94 | |
| Online Resources Corporation | 0.1 | $1.5M | 580k | 2.55 | |
| GTx | 0.1 | $1.7M | 500k | 3.35 | |
| Express | 0.1 | $1.5M | 74k | 20.29 | |
| Teva Pharmaceutical Industries (TEVA) | 0.1 | $1.3M | 35k | 37.23 | |
| United Parcel Service (UPS) | 0.1 | $1.3M | 20k | 63.15 | |
| Cooper Industries | 0.1 | $1.3M | 29k | 46.13 | |
| Ultra Petroleum | 0.1 | $1.4M | 50k | 27.72 | |
| Electronic Arts (EA) | 0.1 | $1.4M | 70k | 20.46 | |
| Western Digital (WDC) | 0.1 | $1.3M | 50k | 25.72 | |
| Leap Wireless International | 0.1 | $1.4M | 199k | 6.91 | |
| Amkor Technology (AMKR) | 0.1 | $1.3M | 300k | 4.36 | |
| Activision Blizzard | 0.1 | $1.2M | 100k | 11.90 | |
| Illumina (ILMN) | 0.1 | $1.2M | 30k | 40.93 | |
| Novatel Wireless | 0.1 | $1.4M | 471k | 3.02 | |
| Tempur-Pedic International (TPX) | 0.1 | $1.4M | 27k | 52.61 | |
| Energen Corporation | 0.1 | $1.3M | 32k | 40.90 | |
| NetScout Systems (NTCT) | 0.1 | $1.4M | 120k | 11.42 | |
| Interxion Holding | 0.1 | $1.2M | 103k | 11.81 | |
| Keryx Biopharmaceuticals | 0.0 | $1.1M | 355k | 3.00 | |
| Lear Corporation (LEA) | 0.0 | $944k | 22k | 42.91 | |
| Starwood Property Trust (STWD) | 0.0 | $1.0M | 60k | 17.17 | |
| General Electric Company | 0.0 | $1.1M | 70k | 15.24 | |
| Constellation Energy | 0.0 | $952k | 25k | 38.08 | |
| Eaton Corporation | 0.0 | $959k | 27k | 35.52 | |
| Microchip Technology (MCHP) | 0.0 | $933k | 30k | 31.10 | |
| Pharmaceutical Product Development | 0.0 | $985k | 38k | 25.65 | |
| Rockwell Collins | 0.0 | $1.1M | 20k | 52.75 | |
| Air Products & Chemicals (APD) | 0.0 | $955k | 13k | 76.40 | |
| Avnet (AVT) | 0.0 | $1.0M | 40k | 26.08 | |
| Macy's (M) | 0.0 | $948k | 36k | 26.33 | |
| TRW Automotive Holdings | 0.0 | $1.1M | 35k | 32.74 | |
| S1 Corporation | 0.0 | $917k | 100k | 9.17 | |
| Fulton Financial (FULT) | 0.0 | $956k | 125k | 7.65 | |
| Harvest Natural Resources | 0.0 | $1.1M | 131k | 8.58 | |
| Poly | 0.0 | $1.1M | 60k | 18.37 | |
| Dyax | 0.0 | $977k | 775k | 1.26 | |
| MoneyGram International | 0.0 | $1.2M | 496k | 2.33 | |
| Triumph (TGI) | 0.0 | $975k | 20k | 48.75 | |
| Advanced Analogic Technologies In | 0.0 | $1.1M | 265k | 4.33 | |
| Dynegy | 0.0 | $1.1M | 275k | 4.12 | |
| AECOM Technology Corporation (ACM) | 0.0 | $1.1M | 60k | 17.67 | |
| Industries N shs - a - (LYB) | 0.0 | $1.1M | 46k | 24.44 | |
| Global Eagle Acquisition Cor unit 99/99/9999 | 0.0 | $1.0M | 100k | 10.05 | |
| Intermune Inc note 2.500% 9/1 | 0.0 | $960k | 1.0M | 0.96 | |
| AU Optronics | 0.0 | $752k | 190k | 3.96 | |
| PennyMac Mortgage Investment Trust (PMT) | 0.0 | $738k | 46k | 15.91 | |
| HSN | 0.0 | $696k | 21k | 33.14 | |
| Sonoco Products Company (SON) | 0.0 | $847k | 30k | 28.23 | |
| Dow Chemical Company | 0.0 | $705k | 31k | 22.47 | |
| Verisign (VRSN) | 0.0 | $858k | 30k | 28.60 | |
| Universal Health Services (UHS) | 0.0 | $856k | 25k | 33.98 | |
| Raytheon Company | 0.0 | $817k | 20k | 40.85 | |
| United Technologies Corporation | 0.0 | $880k | 13k | 70.40 | |
| Ford Motor Company (F) | 0.0 | $774k | 80k | 9.68 | |
| Manpower (MAN) | 0.0 | $672k | 20k | 33.60 | |
| Sara Lee | 0.0 | $790k | 48k | 16.36 | |
| Transatlantic Holdings | 0.0 | $728k | 15k | 48.53 | |
| H.J. Heinz Company | 0.0 | $757k | 15k | 50.47 | |
| Ares Capital Corporation (ARCC) | 0.0 | $826k | 60k | 13.77 | |
| Community Bank System (CBU) | 0.0 | $659k | 29k | 22.70 | |
| Cirrus Logic (CRUS) | 0.0 | $884k | 60k | 14.73 | |
| FMC Corporation (FMC) | 0.0 | $692k | 10k | 69.20 | |
| Ciena Corporation (CIEN) | 0.0 | $840k | 75k | 11.20 | |
| OmniVision Technologies | 0.0 | $842k | 60k | 14.03 | |
| Provident Financial Services (PFS) | 0.0 | $914k | 85k | 10.75 | |
| Sunpower Cp B | 0.0 | $798k | 109k | 7.35 | |
| Materials SPDR (XLB) | 0.0 | $881k | 30k | 29.37 | |
| Apollo Investment | 0.0 | $827k | 110k | 7.52 | |
| Shutterfly | 0.0 | $824k | 20k | 41.20 | |
| Charter Communications | 0.0 | $796k | 17k | 46.82 | |
| Kemet Corporation Cmn | 0.0 | $858k | 120k | 7.15 | |
| Hawaiian Telcom Holdco | 0.0 | $693k | 50k | 13.94 | |
| Magnachip Semiconductor Corp (MX) | 0.0 | $907k | 135k | 6.72 | |
| Kinder Morgan (KMI) | 0.0 | $777k | 30k | 25.90 | |
| Melco Crown Entertainment (MLCO) | 0.0 | $499k | 60k | 8.32 | |
| Time Warner Cable | 0.0 | $627k | 10k | 62.70 | |
| Discover Financial Services (DFS) | 0.0 | $459k | 20k | 22.95 | |
| McDonald's Corporation (MCD) | 0.0 | $535k | 6.1k | 87.85 | |
| Citrix Systems | 0.0 | $545k | 10k | 54.50 | |
| Family Dollar Stores | 0.0 | $458k | 9.0k | 50.89 | |
| NYSE Euronext | 0.0 | $581k | 25k | 23.24 | |
| Union Pacific Corporation (UNP) | 0.0 | $613k | 7.5k | 81.73 | |
| Automatic Data Processing (ADP) | 0.0 | $472k | 10k | 47.20 | |
| Akamai Technologies (AKAM) | 0.0 | $398k | 20k | 19.90 | |
| International Flavors & Fragrances (IFF) | 0.0 | $566k | 10k | 56.26 | |
| United Rentals (URI) | 0.0 | $505k | 30k | 16.83 | |
| Foot Locker (FL) | 0.0 | $603k | 30k | 20.10 | |
| Integrated Device Technology | 0.0 | $515k | 100k | 5.15 | |
| Strayer Education | 0.0 | $478k | 6.2k | 76.73 | |
| Kennametal (KMT) | 0.0 | $491k | 15k | 32.73 | |
| Research In Motion | 0.0 | $406k | 20k | 20.30 | |
| Advanced Micro Devices (AMD) | 0.0 | $559k | 110k | 5.08 | |
| Walter Energy | 0.0 | $600k | 10k | 60.00 | |
| Advanced Energy Industries (AEIS) | 0.0 | $603k | 70k | 8.61 | |
| PetroQuest Energy | 0.0 | $550k | 100k | 5.50 | |
| Global Industries | 0.0 | $396k | 50k | 7.92 | |
| Gulfport Energy Corporation | 0.0 | $605k | 25k | 24.20 | |
| GrafTech International | 0.0 | $406k | 32k | 12.71 | |
| Standard Microsystems Corporation | 0.0 | $485k | 25k | 19.40 | |
| Wintrust Financial Corporation (WTFC) | 0.0 | $478k | 19k | 25.84 | |
| Finish Line | 0.0 | $600k | 30k | 20.00 | |
| F.N.B. Corporation (FNB) | 0.0 | $580k | 68k | 8.57 | |
| Rockwood Holdings | 0.0 | $421k | 13k | 33.68 | |
| FirstMerit Corporation | 0.0 | $508k | 45k | 11.36 | |
| Firstservice Cad Sub Vtg | 0.0 | $643k | 25k | 25.72 | |
| Ametek (AME) | 0.0 | $412k | 13k | 32.96 | |
| Alcatel-Lucent | 0.0 | $651k | 230k | 2.83 | |
| Axcelis Technologies | 0.0 | $576k | 480k | 1.20 | |
| Pharmacyclics | 0.0 | $592k | 50k | 11.84 | |
| Ym Biosciences | 0.0 | $546k | 295k | 1.85 | |
| Validus Holdings | 0.0 | $454k | 18k | 24.95 | |
| Universal American | 0.0 | $503k | 50k | 10.06 | |
| Stag Industrial (STAG) | 0.0 | $561k | 55k | 10.20 | |
| Progressive Corporation (PGR) | 0.0 | $266k | 15k | 17.73 | |
| Blackstone | 0.0 | $300k | 25k | 12.00 | |
| Coca-Cola Company (KO) | 0.0 | $305k | 4.5k | 67.55 | |
| Eastman Kodak Company | 0.0 | $316k | 400k | 0.79 | |
| Via | 0.0 | $387k | 10k | 38.70 | |
| Stanley Black & Decker (SWK) | 0.0 | $246k | 5.0k | 49.20 | |
| Sherwin-Williams Company (SHW) | 0.0 | $260k | 3.5k | 74.29 | |
| Redwood Trust (RWT) | 0.0 | $335k | 30k | 11.17 | |
| Itron (ITRI) | 0.0 | $295k | 10k | 29.50 | |
| International Paper Company (IP) | 0.0 | $349k | 15k | 23.27 | |
| First Midwest Ban | 0.0 | $366k | 50k | 7.32 | |
| Mitsubishi UFJ Financial (MUFG) | 0.0 | $339k | 76k | 4.45 | |
| Hershey Company (HSY) | 0.0 | $220k | 3.7k | 59.19 | |
| Lorillard | 0.0 | $214k | 1.9k | 110.77 | |
| Key (KEY) | 0.0 | $297k | 50k | 5.94 | |
| Kindred Healthcare | 0.0 | $216k | 25k | 8.64 | |
| Owens-Illinois | 0.0 | $268k | 18k | 15.10 | |
| InterDigital (IDCC) | 0.0 | $233k | 5.0k | 46.60 | |
| MarketAxess Holdings (MKTX) | 0.0 | $390k | 15k | 26.00 | |
| Warner Chilcott Plc - | 0.0 | $358k | 25k | 14.32 | |
| Ashland | 0.0 | $230k | 5.2k | 44.07 | |
| Kansas City Southern | 0.0 | $365k | 7.3k | 50.00 | |
| Mattson Technology | 0.0 | $281k | 240k | 1.17 | |
| Intelli-Check - Mobilisa | 0.0 | $200k | 200k | 1.00 | |
| AVANIR Pharmaceuticals | 0.0 | $286k | 100k | 2.86 | |
| Inhibitex | 0.0 | $246k | 100k | 2.46 | |
| Primo Water Corporation | 0.0 | $197k | 35k | 5.63 | |
| Pulse Electronics | 0.0 | $211k | 74k | 2.86 | |
| OCZ Technology | 0.0 | $170k | 35k | 4.86 | |
| Solazyme | 0.0 | $144k | 15k | 9.60 | |
| Tms International Cl A | 0.0 | $219k | 30k | 7.28 | |
| Homeaway | 0.0 | $336k | 10k | 33.60 | |
| Sunesis Pharmaceuticals | 0.0 | $31k | 25k | 1.24 |
