Narwhal Capital Management

Narwhal Capital Management as of Sept. 30, 2013

Portfolio Holdings for Narwhal Capital Management

Narwhal Capital Management holds 131 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vulcan Materials Company (VMC) 9.4 $20M 378k 51.81
Apple (AAPL) 2.5 $5.3M 11k 476.78
JPMorgan Chase & Co. (JPM) 2.2 $4.7M 90k 51.69
Microsoft Corporation (MSFT) 2.0 $4.2M 127k 33.28
Johnson & Johnson (JNJ) 1.9 $4.0M 46k 86.68
Chevron Corporation (CVX) 1.8 $3.8M 32k 121.49
SPDR Dow Jones Industrial Average ETF (DIA) 1.6 $3.4M 23k 151.01
General Electric Company 1.6 $3.3M 139k 23.89
Exxon Mobil Corporation (XOM) 1.6 $3.3M 38k 86.03
Pfizer (PFE) 1.6 $3.3M 114k 28.72
General Dynamics Corporation (GD) 1.6 $3.3M 38k 87.53
Google 1.5 $3.2M 3.7k 875.92
Philip Morris International (PM) 1.5 $3.1M 35k 86.58
SPDR Gold Trust (GLD) 1.4 $2.9M 23k 128.19
Bank of America Corporation (BAC) 1.4 $2.8M 205k 13.80
Intel Corporation (INTC) 1.3 $2.7M 117k 22.92
Procter & Gamble Company (PG) 1.3 $2.6M 35k 75.59
Comcast Corporation (CMCSA) 1.2 $2.6M 58k 45.11
Northrop Grumman Corporation (NOC) 1.2 $2.6M 27k 95.25
ETFS Gold Trust 1.2 $2.4M 19k 130.70
Home Depot (HD) 1.1 $2.2M 29k 75.84
Nextera Energy (NEE) 1.1 $2.2M 28k 80.15
Ford Motor Company (F) 1.1 $2.2M 132k 16.87
Cisco Systems (CSCO) 1.1 $2.2M 93k 23.43
Exelon Corporation (EXC) 1.1 $2.2M 74k 29.65
Medtronic 1.0 $2.2M 41k 53.25
Goldman Sachs (GS) 1.0 $2.1M 14k 158.23
Magellan Midstream Partners 1.0 $2.1M 38k 56.44
Molson Coors Brewing Company (TAP) 1.0 $2.1M 42k 50.12
WellPoint 1.0 $2.1M 25k 83.61
American International (AIG) 1.0 $2.1M 42k 48.62
Boeing Company (BA) 1.0 $2.0M 17k 117.51
Tupperware Brands Corporation (TUP) 1.0 $2.0M 23k 86.38
Coca-Cola Company (KO) 0.9 $2.0M 52k 37.88
EMC Corporation 0.9 $1.9M 76k 25.56
BP (BP) 0.9 $1.9M 46k 42.02
Raytheon Company 0.9 $1.9M 25k 77.08
Novartis (NVS) 0.9 $1.9M 25k 76.72
Sunoco Logistics Partners 0.9 $1.9M 29k 66.45
Buckeye Partners 0.9 $1.9M 29k 65.51
Citigroup (C) 0.9 $1.9M 39k 48.51
Teva Pharmaceutical Industries (TEVA) 0.9 $1.9M 50k 37.78
General Mills (GIS) 0.9 $1.8M 39k 47.91
Plains All American Pipeline (PAA) 0.9 $1.8M 35k 52.66
UnitedHealth (UNH) 0.9 $1.8M 25k 71.62
Vodafone 0.9 $1.8M 51k 35.18
At&t (T) 0.8 $1.7M 51k 33.82
Lockheed Martin Corporation (LMT) 0.8 $1.7M 13k 127.52
Altria (MO) 0.8 $1.7M 49k 34.36
Merck & Co (MRK) 0.8 $1.7M 36k 47.61
iShares S&P 500 Index (IVV) 0.8 $1.7M 9.9k 168.88
Caterpillar (CAT) 0.8 $1.6M 19k 83.38
United Technologies Corporation 0.8 $1.6M 15k 107.83
Annaly Capital Management 0.7 $1.5M 134k 11.58
F5 Networks (FFIV) 0.7 $1.4M 17k 85.80
iShares Silver Trust (SLV) 0.7 $1.4M 69k 20.90
TC Pipelines 0.7 $1.4M 29k 48.70
Kinder Morgan Energy Partners 0.7 $1.4M 18k 79.83
CIGNA Corporation 0.7 $1.4M 18k 76.83
Wells Fargo & Company (WFC) 0.6 $1.3M 32k 41.33
International Business Machines (IBM) 0.6 $1.3M 7.1k 185.24
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.6 $1.3M 36k 36.26
BlackRock (BLK) 0.6 $1.3M 4.8k 270.53
Blackstone 0.6 $1.3M 52k 24.89
Amgen (AMGN) 0.6 $1.3M 12k 111.94
General Motors Company (GM) 0.6 $1.3M 36k 35.97
Pepsi (PEP) 0.6 $1.2M 15k 79.48
Lorillard 0.6 $1.2M 27k 44.79
Rio Tinto (RIO) 0.6 $1.2M 24k 48.77
Oracle Corporation (ORCL) 0.6 $1.2M 36k 33.17
Enterprise Products Partners (EPD) 0.6 $1.1M 19k 61.06
Alliance Resource Partners (ARLP) 0.6 $1.1M 16k 74.13
3M Company (MMM) 0.5 $1.1M 9.2k 119.46
iShares Gold Trust 0.5 $1.1M 86k 12.89
Eni S.p.A. (E) 0.5 $1.1M 23k 46.01
Wal-Mart Stores (WMT) 0.5 $1.0M 14k 73.98
Nasdaq Omx (NDAQ) 0.5 $1.0M 31k 32.12
Apache Corporation 0.5 $981k 12k 85.16
AFLAC Incorporated (AFL) 0.5 $973k 16k 61.97
iShares Dow Jones US Financial (IYF) 0.5 $975k 13k 73.31
McDonald's Corporation (MCD) 0.5 $955k 9.9k 96.22
Cemex SAB de CV (CX) 0.5 $955k 85k 11.18
Verizon Communications (VZ) 0.5 $941k 20k 46.70
Amazon (AMZN) 0.5 $946k 3.0k 312.73
AES Corporation (AES) 0.4 $918k 69k 13.29
Valero Energy Corporation (VLO) 0.4 $919k 27k 34.16
L-3 Communications Holdings 0.4 $912k 9.7k 94.51
iShares Russell 1000 Growth Index (IWF) 0.4 $928k 12k 78.21
Nuveen Muni Value Fund (NUV) 0.4 $915k 100k 9.13
BHP Billiton (BHP) 0.4 $906k 14k 66.52
Mondelez Int (MDLZ) 0.4 $895k 29k 31.40
Abbvie (ABBV) 0.4 $908k 20k 44.73
Corning Incorporated (GLW) 0.4 $878k 60k 14.58
Activision Blizzard 0.4 $751k 45k 16.69
Becton, Dickinson and (BDX) 0.3 $700k 7.0k 100.00
Williams Partners 0.3 $714k 14k 52.89
Nuveen Municipal Advantage Fund 0.3 $713k 57k 12.51
El Paso Pipeline Partners 0.3 $692k 16k 42.20
Kraft Foods 0.3 $691k 13k 52.49
CenturyLink 0.3 $667k 21k 31.40
Rogers Communications -cl B (RCI) 0.3 $646k 15k 43.00
Diageo (DEO) 0.3 $635k 5.0k 127.00
iShares Dow Jones US Aerospace & Def.ETF (ITA) 0.3 $611k 6.7k 91.88
Ishares Inc msci emrg emea 0.3 $612k 12k 52.76
Eli Lilly & Co. (LLY) 0.3 $579k 12k 50.35
iShares MSCI EAFE Value Index (EFV) 0.3 $558k 10k 54.41
Coach 0.2 $518k 9.5k 54.53
Laboratory Corp. of America Holdings (LH) 0.2 $466k 4.7k 99.15
Omni (OMC) 0.2 $444k 7.0k 63.43
Sprint 0.2 $435k 70k 6.21
Southern Company (SO) 0.2 $410k 10k 41.21
HCP 0.2 $422k 10k 40.97
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.2 $425k 4.0k 106.25
Ishares Inc msci frntr 100 (FM) 0.2 $413k 13k 31.53
eBay (EBAY) 0.2 $354k 6.4k 55.75
iShares Dow Jones Select Dividend (DVY) 0.2 $365k 5.5k 66.36
Fortinet (FTNT) 0.2 $365k 18k 20.28
Duke Energy (DUK) 0.2 $349k 5.2k 66.81
iShares S&P SmallCap 600 Index (IJR) 0.1 $322k 3.2k 99.84
iShares Russell Midcap Index Fund (IWR) 0.1 $282k 2.0k 139.26
Babcock & Wilcox 0.1 $270k 8.0k 33.75
iShares MSCI Emerging Markets Indx (EEM) 0.1 $251k 6.2k 40.81
BB&T Corporation 0.1 $261k 7.7k 33.80
iShares Dow Jones US Real Estate (IYR) 0.1 $255k 4.0k 63.75
Vanguard Extended Market ETF (VXF) 0.1 $247k 3.2k 77.19
Travelers Companies (TRV) 0.1 $237k 2.8k 84.64
First Solar (FSLR) 0.1 $233k 5.8k 40.17
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $238k 2.2k 108.18
iShares Dow Jones US Utilities (IDU) 0.1 $202k 2.2k 93.95
Western Union Company (WU) 0.1 $187k 10k 18.70
iShares MSCI Japan Index 0.1 $191k 16k 11.94