NBT Bank as of Sept. 30, 2012
Portfolio Holdings for NBT Bank
NBT Bank holds 163 positions in its portfolio as reported in the September 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Exxon Mobil Corporation (XOM) | 3.9 | $18M | 191k | 91.45 | |
| SPDR S&P MidCap 400 ETF (MDY) | 3.6 | $16M | 91k | 179.92 | |
| Apple (AAPL) | 3.3 | $15M | 23k | 667.11 | |
| International Business Machines (IBM) | 3.1 | $14M | 68k | 207.45 | |
| General Electric Company | 2.7 | $12M | 533k | 22.71 | |
| Procter & Gamble Company (PG) | 2.7 | $12M | 174k | 69.36 | |
| Johnson & Johnson (JNJ) | 2.4 | $11M | 160k | 68.91 | |
| Chevron Corporation (CVX) | 2.4 | $11M | 92k | 116.57 | |
| iShares Russell 2000 Index (IWM) | 1.9 | $8.5M | 101k | 83.45 | |
| Microsoft Corporation (MSFT) | 1.7 | $7.7M | 260k | 29.76 | |
| 1.6 | $7.5M | 9.9k | 754.49 | ||
| iShares NASDAQ Biotechnology Index (IBB) | 1.6 | $7.4M | 52k | 142.58 | |
| United Technologies Corporation | 1.6 | $7.3M | 94k | 78.29 | |
| McDonald's Corporation (MCD) | 1.5 | $6.9M | 75k | 91.75 | |
| iShares MSCI EAFE Index Fund (EFA) | 1.5 | $6.7M | 127k | 53.00 | |
| Intel Corporation (INTC) | 1.4 | $6.6M | 291k | 22.65 | |
| iShares MSCI Emerging Markets Indx (EEM) | 1.4 | $6.2M | 151k | 41.32 | |
| NBT Ban (NBTB) | 1.4 | $6.2M | 283k | 22.07 | |
| JPMorgan Chase & Co. (JPM) | 1.3 | $6.1M | 150k | 40.48 | |
| Schlumberger (SLB) | 1.3 | $6.1M | 84k | 72.33 | |
| Verizon Communications (VZ) | 1.3 | $6.0M | 132k | 45.57 | |
| Walt Disney Company (DIS) | 1.3 | $5.9M | 113k | 52.27 | |
| Target Corporation (TGT) | 1.3 | $5.9M | 93k | 63.47 | |
| Danaher Corporation (DHR) | 1.3 | $5.9M | 107k | 55.15 | |
| Philip Morris International (PM) | 1.3 | $5.8M | 64k | 89.92 | |
| Pfizer (PFE) | 1.2 | $5.7M | 228k | 24.85 | |
| ConocoPhillips (COP) | 1.2 | $5.6M | 99k | 57.18 | |
| SPDR KBW Regional Banking (KRE) | 1.2 | $5.6M | 197k | 28.64 | |
| Lowe's Companies (LOW) | 1.2 | $5.5M | 181k | 30.24 | |
| Spdr S&p 500 Etf (SPY) | 1.1 | $5.0M | 35k | 143.98 | |
| Oracle Corporation (ORCL) | 1.1 | $4.8M | 153k | 31.46 | |
| Abbott Laboratories (ABT) | 1.0 | $4.7M | 69k | 68.56 | |
| Berkshire Hathaway (BRK.B) | 1.0 | $4.7M | 53k | 88.19 | |
| Market Vectors Agribusiness | 1.0 | $4.7M | 91k | 51.79 | |
| Pepsi (PEP) | 1.0 | $4.5M | 64k | 70.76 | |
| Novartis (NVS) | 1.0 | $4.5M | 73k | 61.26 | |
| Energy Select Sector SPDR (XLE) | 1.0 | $4.5M | 61k | 73.43 | |
| Wal-Mart Stores (WMT) | 1.0 | $4.4M | 60k | 73.80 | |
| Honeywell International (HON) | 1.0 | $4.4M | 73k | 59.75 | |
| Qualcomm (QCOM) | 1.0 | $4.4M | 70k | 62.47 | |
| Union Pacific Corporation (UNP) | 0.9 | $4.3M | 37k | 118.72 | |
| SPDR S&P Dividend (SDY) | 0.9 | $4.3M | 74k | 58.10 | |
| Cisco Systems (CSCO) | 0.9 | $4.3M | 223k | 19.09 | |
| Prudential Financial (PRU) | 0.9 | $4.2M | 78k | 54.50 | |
| EMC Corporation | 0.9 | $4.2M | 154k | 27.27 | |
| H.J. Heinz Company | 0.9 | $4.1M | 73k | 55.96 | |
| Wells Fargo & Company (WFC) | 0.9 | $4.0M | 116k | 34.53 | |
| T. Rowe Price (TROW) | 0.8 | $3.9M | 61k | 63.30 | |
| Utilities SPDR (XLU) | 0.8 | $3.8M | 105k | 36.39 | |
| At&t (T) | 0.8 | $3.6M | 95k | 37.70 | |
| CVS Caremark Corporation (CVS) | 0.8 | $3.5M | 73k | 48.41 | |
| Covidien | 0.8 | $3.5M | 58k | 59.42 | |
| Bristol Myers Squibb (BMY) | 0.8 | $3.4M | 101k | 33.75 | |
| U.S. Bancorp (USB) | 0.7 | $3.3M | 96k | 34.30 | |
| Teva Pharmaceutical Industries (TEVA) | 0.7 | $3.3M | 80k | 41.40 | |
| Bed Bath & Beyond | 0.7 | $3.2M | 51k | 63.00 | |
| Xylem (XYL) | 0.7 | $3.2M | 126k | 25.15 | |
| SPDR Dow Jones Industrial Average ETF (DIA) | 0.7 | $3.0M | 23k | 134.06 | |
| Mosaic (MOS) | 0.7 | $3.0M | 53k | 57.61 | |
| Technology SPDR (XLK) | 0.7 | $3.0M | 98k | 30.83 | |
| Goldman Sachs (GS) | 0.7 | $3.0M | 26k | 113.69 | |
| Caterpillar (CAT) | 0.6 | $2.7M | 31k | 86.03 | |
| Altria (MO) | 0.6 | $2.5M | 75k | 33.40 | |
| Colgate-Palmolive Company (CL) | 0.5 | $2.5M | 23k | 107.23 | |
| Nextera Energy (NEE) | 0.5 | $2.5M | 35k | 70.33 | |
| Dominion Resources (D) | 0.5 | $2.4M | 45k | 52.95 | |
| E.I. du Pont de Nemours & Company | 0.5 | $2.2M | 44k | 50.29 | |
| Materials SPDR (XLB) | 0.5 | $2.0M | 55k | 36.80 | |
| iShares S&P MidCap 400 Index (IJH) | 0.5 | $2.0M | 21k | 98.65 | |
| Consumer Discretionary SPDR (XLY) | 0.4 | $2.0M | 42k | 46.79 | |
| Vanguard REIT ETF (VNQ) | 0.4 | $2.0M | 31k | 64.96 | |
| Monsanto Company | 0.4 | $1.9M | 21k | 91.03 | |
| Autoliv (ALV) | 0.4 | $1.9M | 31k | 61.96 | |
| Industrial SPDR (XLI) | 0.4 | $1.9M | 52k | 36.54 | |
| GlaxoSmithKline | 0.4 | $1.9M | 40k | 46.25 | |
| Coca-Cola Company (KO) | 0.4 | $1.8M | 48k | 37.94 | |
| Yum! Brands (YUM) | 0.4 | $1.8M | 28k | 66.35 | |
| Merck & Co (MRK) | 0.4 | $1.8M | 41k | 45.09 | |
| 3M Company (MMM) | 0.4 | $1.8M | 19k | 92.45 | |
| Kraft Foods | 0.4 | $1.8M | 42k | 41.34 | |
| Fiserv (FI) | 0.4 | $1.8M | 24k | 74.02 | |
| Illinois Tool Works (ITW) | 0.4 | $1.7M | 29k | 59.47 | |
| iShares Dow Jones US Tele (IYZ) | 0.4 | $1.6M | 64k | 25.53 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.3 | $1.5M | 37k | 39.87 | |
| Enterprise Products Partners (EPD) | 0.3 | $1.4M | 25k | 53.60 | |
| Consumer Staples Select Sect. SPDR (XLP) | 0.3 | $1.3M | 37k | 35.84 | |
| Health Care SPDR (XLV) | 0.2 | $1.1M | 28k | 40.13 | |
| Walgreen Company | 0.2 | $1.2M | 32k | 36.43 | |
| BHP Billiton (BHP) | 0.2 | $1.1M | 17k | 68.63 | |
| SPDR Barclay Cp Intr Trm Cr Bd (SPIB) | 0.2 | $1.2M | 33k | 34.89 | |
| Financial Select Sector SPDR (XLF) | 0.2 | $1.1M | 69k | 15.59 | |
| iShares Lehman 7-10 Yr Treas. Bond (IEF) | 0.2 | $1.1M | 9.9k | 108.39 | |
| Citigroup (C) | 0.2 | $1.0M | 32k | 32.73 | |
| Tor Dom Bk Cad (TD) | 0.2 | $1000k | 12k | 83.38 | |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 0.2 | $982k | 12k | 84.51 | |
| Boeing Company (BA) | 0.2 | $911k | 13k | 69.59 | |
| Deere & Company (DE) | 0.2 | $893k | 11k | 82.52 | |
| Suncor Energy (SU) | 0.2 | $832k | 25k | 32.85 | |
| Home Depot (HD) | 0.1 | $684k | 11k | 60.44 | |
| Public Service Enterprise (PEG) | 0.1 | $689k | 21k | 32.16 | |
| Eli Lilly & Co. (LLY) | 0.1 | $646k | 14k | 47.44 | |
| Gilead Sciences (GILD) | 0.1 | $628k | 9.5k | 66.37 | |
| Southern Company (SO) | 0.1 | $635k | 14k | 46.06 | |
| Toyota Motor Corporation (TM) | 0.1 | $646k | 8.2k | 78.49 | |
| iShares Lehman Aggregate Bond (AGG) | 0.1 | $625k | 5.6k | 112.53 | |
| iShares Cohen & Steers Realty Maj. (ICF) | 0.1 | $627k | 8.1k | 77.85 | |
| Jth Holding-cl A | 0.1 | $581k | 50k | 11.75 | |
| Royal Dutch Shell | 0.1 | $557k | 8.0k | 69.57 | |
| Dow Chemical Company | 0.1 | $508k | 18k | 29.01 | |
| Novo Nordisk A/S (NVO) | 0.1 | $493k | 3.1k | 157.92 | |
| SPDR Gold Trust (GLD) | 0.1 | $496k | 2.9k | 171.78 | |
| Automatic Data Processing (ADP) | 0.1 | $453k | 7.7k | 58.70 | |
| Praxair | 0.1 | $443k | 4.3k | 103.97 | |
| American Express Company (AXP) | 0.1 | $396k | 7.0k | 56.90 | |
| Ross Stores (ROST) | 0.1 | $388k | 6.0k | 64.67 | |
| TJX Companies (TJX) | 0.1 | $397k | 8.9k | 44.76 | |
| Xcel Energy (XEL) | 0.1 | $402k | 15k | 27.73 | |
| Zimmer Holdings (ZBH) | 0.1 | $388k | 5.8k | 67.52 | |
| PowerShares QQQ Trust, Series 1 | 0.1 | $428k | 6.2k | 68.51 | |
| First Trust ISE Glbl Eng & C Indx (RBLD) | 0.1 | $412k | 11k | 38.93 | |
| Consolidated Edison (ED) | 0.1 | $342k | 5.7k | 59.92 | |
| Medtronic | 0.1 | $343k | 8.0k | 43.10 | |
| Dover Corporation (DOV) | 0.1 | $372k | 6.3k | 59.42 | |
| Express Scripts Holding | 0.1 | $370k | 5.9k | 62.66 | |
| Duke Energy (DUK) | 0.1 | $362k | 5.6k | 64.74 | |
| General Mills (GIS) | 0.1 | $318k | 8.0k | 39.86 | |
| J.M. Smucker Company (SJM) | 0.1 | $313k | 3.6k | 86.47 | |
| Entergy Corporation (ETR) | 0.1 | $301k | 4.4k | 69.20 | |
| Key (KEY) | 0.1 | $331k | 38k | 8.74 | |
| Magellan Midstream Partners | 0.1 | $315k | 3.6k | 87.50 | |
| BP (BP) | 0.1 | $257k | 6.1k | 42.43 | |
| Ecolab (ECL) | 0.1 | $263k | 4.1k | 64.91 | |
| M&T Bank Corporation (MTB) | 0.1 | $278k | 2.9k | 96.00 | |
| Emerson Electric (EMR) | 0.1 | $281k | 5.8k | 48.37 | |
| Stryker Corporation (SYK) | 0.1 | $265k | 4.8k | 55.57 | |
| Frontier Communications | 0.1 | $268k | 54k | 4.92 | |
| Community Bank System (CBU) | 0.1 | $291k | 10k | 27.91 | |
| SPDR KBW Bank (KBE) | 0.1 | $264k | 11k | 23.43 | |
| iShares Barclays TIPS Bond Fund (TIP) | 0.1 | $254k | 2.1k | 121.66 | |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 0.1 | $269k | 2.5k | 105.57 | |
| Bank of New York Mellon Corporation (BK) | 0.1 | $238k | 10k | 22.83 | |
| Apache Corporation | 0.1 | $234k | 2.7k | 86.57 | |
| Becton, Dickinson and (BDX) | 0.1 | $237k | 3.0k | 78.36 | |
| Air Products & Chemicals (APD) | 0.1 | $245k | 3.0k | 82.80 | |
| Amgen (AMGN) | 0.1 | $233k | 2.8k | 84.47 | |
| Anadarko Petroleum Corporation | 0.1 | $240k | 3.4k | 70.23 | |
| BB&T Corporation | 0.1 | $211k | 6.4k | 33.12 | |
| Hewlett-Packard Company | 0.1 | $243k | 14k | 17.02 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $234k | 2.7k | 86.16 | |
| Wisconsin Energy Corporation | 0.1 | $227k | 6.0k | 37.69 | |
| Williams Companies (WMB) | 0.1 | $206k | 5.9k | 34.88 | |
| Starbucks Corporation (SBUX) | 0.1 | $249k | 4.9k | 50.71 | |
| Accenture (ACN) | 0.1 | $212k | 3.0k | 70.08 | |
| General Dynamics Corporation (GD) | 0.1 | $245k | 3.7k | 66.14 | |
| Kellogg Company (K) | 0.1 | $207k | 4.0k | 52.00 | |
| Celgene Corporation | 0.1 | $244k | 3.2k | 76.54 | |
| Barclays Bank Plc 8.125% Non C p | 0.1 | $233k | 9.0k | 25.88 | |
| People's United Financial | 0.0 | $191k | 16k | 12.13 | |
| United Parcel Service (UPS) | 0.0 | $204k | 2.8k | 71.60 | |
| Telefonica | 0.0 | $184k | 14k | 13.24 | |
| Phillips 66 (PSX) | 0.0 | $202k | 4.4k | 46.25 | |
| Corning Incorporated (GLW) | 0.0 | $143k | 11k | 13.21 | |
| Bank of America Corporation (BAC) | 0.0 | $154k | 18k | 8.78 |
