Newfound Research

Newfound Research as of Sept. 30, 2018

Portfolio Holdings for Newfound Research

Newfound Research holds 236 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Powershares Senior Loan Portfo mf 9.7 $17M 736k 23.17
iShares iBoxx $ High Yid Corp Bond (HYG) 7.2 $13M 146k 86.44
iShares S&P Global Energy Sector (IXC) 5.0 $8.9M 235k 37.72
iShares S&P Global Healthcare Sect. (IXJ) 5.0 $8.8M 140k 62.98
iShares S&P Global Technology Sect. (IXN) 5.0 $8.8M 50k 175.12
iShares S&P Global Consumer Dis Sec (RXI) 5.0 $8.7M 73k 120.12
iShares S&P Global Utilities Sector (JXI) 4.9 $8.6M 175k 49.24
iShares FTSE NAREIT Mort. Plus Capp 4.6 $8.2M 188k 43.56
Select Sector Spdr Tr Communic etfeqty (XLC) 3.5 $6.1M 125k 49.00
iShares S&P Global Industrials Sec (EXI) 3.2 $5.6M 60k 93.66
iShares S&P US Pref Stock Idx Fnd (PFF) 3.1 $5.5M 147k 37.13
Market Vectors Etf Tr Pfd Sec (PFXF) 2.6 $4.6M 239k 19.42
PowerShares S&P 500 BuyWrite Portfol ETF 2.6 $4.6M 201k 22.68
iShares S&P Global Telecommunicat. (IXP) 2.5 $4.4M 76k 57.88
Health Care SPDR (XLV) 2.3 $4.0M 42k 95.14
Technology SPDR (XLK) 2.3 $4.0M 53k 75.32
Energy Select Sector SPDR (XLE) 2.2 $4.0M 53k 75.74
Consumer Discretionary SPDR (XLY) 2.2 $3.9M 34k 117.23
Utilities SPDR (XLU) 2.2 $3.9M 74k 52.65
Industrial SPDR (XLI) 2.2 $3.9M 49k 78.41
Consumer Staples Select Sect. SPDR (XLP) 2.2 $3.9M 72k 53.92
Financial Select Sector SPDR (XLF) 2.1 $3.8M 137k 27.58
Recon Cap Ser Tr 100 covered etf 1.7 $3.0M 120k 25.13
Vanguard REIT ETF (VNQ) 1.6 $2.7M 34k 80.68
SPDR Barclays Capital Convertible SecETF (CWB) 1.3 $2.2M 42k 53.93
Fidelity msci energy idx (FENY) 1.2 $2.1M 101k 21.27
Fidelity msci info tech i (FTEC) 1.2 $2.1M 36k 60.23
Fidelity msci hlth care i (FHLC) 1.2 $2.1M 46k 46.78
Fidelity Con Discret Etf (FDIS) 1.2 $2.1M 47k 45.51
Fidelity msci utils index (FUTY) 1.2 $2.1M 61k 34.81
Fidelity msci indl indx (FIDU) 1.2 $2.1M 52k 40.21
Fidelity consmr staples (FSTA) 1.2 $2.1M 64k 32.54
Fidelity msci finls idx (FNCL) 1.2 $2.0M 51k 40.32
Vanguard High Dividend Yield ETF (VYM) 1.1 $1.9M 22k 87.10
Jp Morgan Alerian Mlp Index 0.9 $1.6M 58k 27.46
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.8 $1.4M 12k 117.25
Powershares Etf Tr Ii var rate pfd por 0.5 $874k 35k 24.88
Ishares Tr conv bd etf (ICVT) 0.4 $746k 13k 59.82
Global X Fds glbl x mlp etf 0.3 $526k 55k 9.55
Market Vectors Emerging Mkts Local ETF 0.0 $53k 3.2k 16.38
iShares S&P SmallCap 600 Index (IJR) 0.0 $23k 258.00 89.15
Vanguard FTSE All-World ex-US ETF (VEU) 0.0 $12k 228.00 52.63
Market Vectors High Yield Muni. Ind 0.0 $26k 842.00 30.88
ProShares Credit Suisse 130/30 (CSM) 0.0 $9.0k 119.00 75.63
PowerShares S&P SmllCp Cnsmr Disny Ptfo 0.0 $17k 250.00 68.00
PowerShares S&P SllCp Egy Ptflio 0.0 $16k 968.00 16.53
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $22k 318.00 69.18
Powershares Etf Tr Ii s^p smcp consu 0.0 $16k 196.00 81.63
Powershares Etf Tr Ii s^p smcp fin p 0.0 $17k 304.00 55.92
Powershares Etf Tr Ii s^p smcp hc po 0.0 $17k 124.00 137.10
Powershares Etf Tr Ii s^p smcp ind p 0.0 $18k 239.00 75.31
Powershares Etf Tr Ii s^p smcp it po 0.0 $17k 204.00 83.33
Powershares Etf Tr Ii s^p smcp mat p 0.0 $17k 318.00 53.46
Powershares Etf Tr Ii s^p smcp uti p 0.0 $16k 271.00 59.04
Ishares Tr fltg rate nt (FLOT) 0.0 $12k 241.00 49.79
Ishares Tr usa min vo (USMV) 0.0 $12k 217.00 55.30
Proshares Tr S&p 500 Aristo (NOBL) 0.0 $24k 361.00 66.48
Ishares Tr (LRGF) 0.0 $9.0k 274.00 32.85
J P Morgan Exchange Traded F jpmorgan diver (JPUS) 0.0 $14k 187.00 74.87
Cognizant Technology Solutions (CTSH) 0.0 $0 4.00 0.00
Goldman Sachs (GS) 0.0 $1.0k 5.00 200.00
JPMorgan Chase & Co. (JPM) 0.0 $2.0k 14.00 142.86
Western Union Company (WU) 0.0 $0 15.00 0.00
American Express Company (AXP) 0.0 $0 3.00 0.00
Principal Financial (PFG) 0.0 $0 3.00 0.00
Bank of America Corporation (BAC) 0.0 $3.0k 90.00 33.33
Bank of New York Mellon Corporation (BK) 0.0 $0 8.00 0.00
Lincoln National Corporation (LNC) 0.0 $0 4.00 0.00
Discover Financial Services 0.0 $2.0k 28.00 71.43
Ameriprise Financial (AMP) 0.0 $2.0k 13.00 153.85
Exxon Mobil Corporation (XOM) 0.0 $0 5.00 0.00
Republic Services (RSG) 0.0 $1.0k 15.00 66.67
Wal-Mart Stores (WMT) 0.0 $4.0k 43.00 93.02
Via 0.0 $1.0k 15.00 66.67
Pfizer (PFE) 0.0 $0 11.00 0.00
Archer Daniels Midland Company (ADM) 0.0 $3.0k 61.00 49.18
AES Corporation (AES) 0.0 $0 17.00 0.00
Consolidated Edison (ED) 0.0 $0 4.00 0.00
Lennar Corporation (LEN) 0.0 $0 2.00 0.00
Pulte (PHM) 0.0 $0 11.00 0.00
Spdr S&p 500 Etf (SPY) 0.0 $0 0 0.00
FirstEnergy (FE) 0.0 $999.920000 29.00 34.48
Cardinal Health (CAH) 0.0 $0 5.00 0.00
Bed Bath & Beyond 0.0 $0 18.00 0.00
Carnival Corporation (CCL) 0.0 $0 6.00 0.00
Cummins (CMI) 0.0 $2.0k 12.00 166.67
FMC Technologies 0.0 $0 7.00 0.00
H&R Block (HRB) 0.0 $1.0k 31.00 32.26
Kohl's Corporation (KSS) 0.0 $2.0k 21.00 95.24
Nucor Corporation (NUE) 0.0 $1.0k 10.00 100.00
Royal Caribbean Cruises (RCL) 0.0 $0 3.00 0.00
Ryder System (R) 0.0 $0 2.00 0.00
Snap-on Incorporated (SNA) 0.0 $999.990000 3.00 333.33
Teradata Corporation (TDC) 0.0 $1.0k 32.00 31.25
Travelers Companies (TRV) 0.0 $1.0k 5.00 200.00
Wells Fargo & Company (WFC) 0.0 $0 2.00 0.00
Transocean (RIG) 0.0 $1.0k 59.00 16.95
AFLAC Incorporated (AFL) 0.0 $2.0k 43.00 46.51
Best Buy (BBY) 0.0 $3.0k 33.00 90.91
Intel Corporation (INTC) 0.0 $3.0k 53.00 56.60
International Paper Company (IP) 0.0 $0 9.00 0.00
Western Digital (WDC) 0.0 $1.0k 24.00 41.67
Laboratory Corp. of America Holdings 0.0 $0 1.00 0.00
Darden Restaurants (DRI) 0.0 $2.0k 14.00 142.86
Whirlpool Corporation (WHR) 0.0 $0 3.00 0.00
Bemis Company 0.0 $0 4.00 0.00
United Rentals (URI) 0.0 $0 3.00 0.00
Foot Locker 0.0 $999.900000 22.00 45.45
Universal Health Services (UHS) 0.0 $0 3.00 0.00
Unum (UNM) 0.0 $999.940000 17.00 58.82
Tyson Foods (TSN) 0.0 $4.0k 66.00 60.61
Eastman Chemical Company (EMN) 0.0 $999.960000 13.00 76.92
Interpublic Group of Companies (IPG) 0.0 $0 5.00 0.00
Valero Energy Corporation (VLO) 0.0 $6.0k 54.00 111.11
CVS Caremark Corporation (CVS) 0.0 $1.0k 16.00 62.50
Kroger (KR) 0.0 $999.920000 29.00 34.48
McKesson Corporation (MCK) 0.0 $0 2.00 0.00
Goodyear Tire & Rubber Company (GT) 0.0 $1.0k 23.00 43.48
Allstate Corporation (ALL) 0.0 $3.0k 27.00 111.11
Capital One Financial (COF) 0.0 $999.960000 13.00 76.92
CIGNA Corporation 0.0 $3.0k 16.00 187.50
eBay (EBAY) 0.0 $1.0k 31.00 32.26
Fluor Corporation (FLR) 0.0 $0 3.00 0.00
International Business Machines (IBM) 0.0 $1.0k 6.00 166.67
Macy's (M) 0.0 $1.0k 16.00 62.50
Target Corporation (TGT) 0.0 $2.0k 21.00 95.24
UnitedHealth (UNH) 0.0 $3.0k 10.00 300.00
WellPoint 0.0 $6.0k 22.00 272.73
Xerox Corporation 0.0 $2.0k 74.00 27.03
Gap (GAP) 0.0 $1.0k 18.00 55.56
Ford Motor Company (F) 0.0 $1.0k 56.00 17.86
Exelon Corporation (EXC) 0.0 $3.0k 78.00 38.46
Gilead Sciences (GILD) 0.0 $1.0k 16.00 62.50
PG&E Corporation (PCG) 0.0 $0 7.00 0.00
Jacobs Engineering 0.0 $999.940000 17.00 58.82
Computer Associates Intl 0.0 $2.0k 56.00 35.71
Prudential Financial (PRU) 0.0 $0 3.00 0.00
D.R. Horton (DHI) 0.0 $1.0k 14.00 71.43
Public Service Enterprise (PEG) 0.0 $999.960000 12.00 83.33
Alliance Data Systems Corporation (BFH) 0.0 $0 2.00 0.00
First Solar (FSLR) 0.0 $1.0k 16.00 62.50
Paccar (PCAR) 0.0 $1.0k 8.00 125.00
Robert Half International (RHI) 0.0 $1.0k 18.00 55.56
J.M. Smucker Company (SJM) 0.0 $1.0k 7.00 142.86
Delta Air Lines (DAL) 0.0 $999.900000 22.00 45.45
Micron Technology (MU) 0.0 $4.0k 78.00 51.28
Quanta Services (PWR) 0.0 $0 5.00 0.00
Juniper Networks (JNPR) 0.0 $1.0k 23.00 43.48
Entergy Corporation (ETR) 0.0 $999.990000 9.00 111.11
Edison International (EIX) 0.0 $1.0k 10.00 100.00
Humana (HUM) 0.0 $1.0k 2.00 500.00
Key (KEY) 0.0 $1.0k 31.00 32.26
Alaska Air (ALK) 0.0 $0 2.00 0.00
Lam Research Corporation 0.0 $999.990000 9.00 111.11
Quest Diagnostics Incorporated (DGX) 0.0 $2.0k 15.00 133.33
GameStop (GME) 0.0 $0 26.00 0.00
Ingersoll-rand Co Ltd-cl A 0.0 $0 4.00 0.00
Jefferies 0.0 $0 17.00 0.00
L-3 Communications Holdings 0.0 $1.0k 6.00 166.67
Southwest Airlines (LUV) 0.0 $999.900000 22.00 45.45
Raymond James Financial (RJF) 0.0 $0 2.00 0.00
Textron (TXT) 0.0 $0 3.00 0.00
Centene Corporation (CNC) 0.0 $999.990000 9.00 111.11
Urban Outfitters (URBN) 0.0 $0 11.00 0.00
iShares Gold Trust 0.0 $2.0k 161.00 12.42
iShares Lehman Aggregate Bond (AGG) 0.0 $2.0k 15.00 133.33
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $0 0 0.00
ProShares Ultra S&P500 (SSO) 0.0 $6.0k 47.00 127.66
Rydex S&P Equal Weight ETF 0.0 $6.0k 55.00 109.09
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.0 $6.0k 64.00 93.75
Hldgs (UAL) 0.0 $0 4.00 0.00
iShares Barclays TIPS Bond Fund (TIP) 0.0 $1.0k 6.00 166.67
General Motors Company (GM) 0.0 $0 14.00 0.00
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.0 $0 0 0.00
SPDR Barclays Capital Intl Tresy Bd ETF (BWX) 0.0 $4.0k 359.00 11.14
PowerShares Emerging Markets Sovere 0.0 $3.0k 125.00 24.00
Vanguard Intmdte Tm Govt Bd ETF (VGIT) 0.0 $5.0k 77.00 64.94
IQ Hedge Multi-Strategy Tracker (QAI) 0.0 $4.0k 139.00 28.78
Market Vectors-Inter. Muni. Index 0.0 $0 0 0.00
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.0 $0 0 0.00
Vanguard Short Term Corporate Bond ETF (VCSH) 0.0 $0 0 0.00
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.0 $4.0k 34.00 117.65
Proshares Tr rafi lg sht 0.0 $5.0k 129.00 38.76
IndexIQ IQ ARB Merger Arbitrage ETF (MNA) 0.0 $4.0k 135.00 29.63
Vanguard Long Term Corporate Bond ETF (VCLT) 0.0 $4.0k 47.00 85.11
Rydex Etf Trust s^p500 pur val 0.0 $8.0k 122.00 65.57
Proshares Tr ultr 7-10 trea (UST) 0.0 $5.0k 99.00 50.51
Ishares Tr cmn (STIP) 0.0 $4.0k 41.00 97.56
Hca Holdings (HCA) 0.0 $2.0k 17.00 117.65
Wisdomtree Trust futre strat (WTMF) 0.0 $4.0k 100.00 40.00
Arbitrage Fund 0.0 $1.0k 43.00 23.26
Citigroup (C) 0.0 $999.940000 17.00 58.82
Mosaic (MOS) 0.0 $0 3.00 0.00
Powershares Etf Tr Ii s^p500 low vol 0.0 $0 0 0.00
Hollyfrontier Corp 0.0 $0 4.00 0.00
Marathon Petroleum Corp (MPC) 0.0 $2.0k 28.00 71.43
Pvh Corporation (PVH) 0.0 $0 3.00 0.00
Pimco Etf Tr 0-5 high yield (HYS) 0.0 $7.0k 74.00 94.59
Proshares Tr hd replication (HDG) 0.0 $8.0k 186.00 43.01
Michael Kors Holdings 0.0 $1.0k 18.00 55.56
Jpmorgan Income Builder -a (JNBAX) 0.0 $1.0k 77.00 12.99
Express Scripts Holding 0.0 $3.0k 31.00 96.77
Phillips 66 (PSX) 0.0 $0 2.00 0.00
Etf Ser Solutions alpclone alter 0.0 $2.0k 33.00 60.61
Eaton (ETN) 0.0 $999.960000 12.00 83.33
Suntrust Banks 5.875% Series E preferr 0.0 $999.940000 17.00 58.82
Flexshares Tr qualt divd idx (QDF) 0.0 $0 7.00 0.00
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.0 $2.0k 44.00 45.45
Flexshares Tr intl qltdv idx (IQDF) 0.0 $0 6.00 0.00
Ishares Tr msci usavalfct (VLUE) 0.0 $3.0k 36.00 83.33
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.0 $8.0k 68.00 117.65
American Airls (AAL) 0.0 $0 5.00 0.00
Graham Hldgs (GHC) 0.0 $1.0k 1.00 1000.00
Wisdomtree Tr blmbg us bull (USDU) 0.0 $4.0k 147.00 27.21
Powershares Actively Managed Etf Powershares Alternative Multi Strategy Port 0.0 $3.0k 161.00 18.63
Blackrock Multi-asset Income Investor A balanced (BAICX) 0.0 $4.0k 403.00 9.93
First Tr Exch Traded Fund Ii lng/sht equity (FTLS) 0.0 $2.0k 49.00 40.82
Powershares Act Mang Comm Fd db opt yld div 0.0 $2.0k 91.00 21.98
J P Morgan Exchange Traded F div rtn int eq (JPIN) 0.0 $4.0k 67.00 59.70
Flexshares Tr cr scd us bd (SKOR) 0.0 $999.970000 19.00 52.63
Mylan Nv 0.0 $999.880000 28.00 35.71
Global X Fds scien beta us 0.0 $5.0k 148.00 33.78
Hp (HPQ) 0.0 $5.0k 194.00 25.77
Goldman Sachs Etf Tr activebeta eme (GEM) 0.0 $2.0k 69.00 28.99
Wisdomtree Tr brclys us aggr (AGGY) 0.0 $999.880000 28.00 35.71
Newfound Risk Managed Global Sectors a share class 0.0 $3.0k 272.00 11.03
Newfound Multi-asset Income a share class 0.0 $4.0k 439.00 9.11
Flexshares Tr undefind (LKOR) 0.0 $0 4.00 0.00
Wisdomtree Cboe S&p 500 Putwri (WTPI) 0.0 $2.0k 69.00 28.99
Vanguard Int High Dvd Yld In exchange traded funds (VYMI) 0.0 $0 3.00 0.00
Alphacentric alphacentric income opportunities fund class a (IOFAX) 0.0 $1.0k 47.00 21.28
Jp Morgan jp morgan systematic alpha fund class a 0.0 $1.0k 95.00 10.53
Longboard longboard managed futures strategy fund class a 0.0 $1.0k 76.00 13.16
Lyondellbasell Industries equity 0.0 $2.0k 15.00 133.33
Fifth Third Bancorp equity 0.0 $1.0k 53.00 18.87
Credit Suisse credit suisse managed futures strategy fund class a 0.0 $2.0k 227.00 8.81