Newgate Capital Management

Newgate Capital Management as of Sept. 30, 2011

Portfolio Holdings for Newgate Capital Management

Newgate Capital Management holds 173 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Vale (VALE) 5.7 $81M 3.5M 23.15
Banco Itau Holding Financeira (ITUB) 3.8 $54M 3.4M 15.78
Ctrip.com International 2.8 $40M 1.2M 32.59
Las Vegas Sands (LVS) 2.6 $38M 970k 38.95
Infosys Technologies (INFY) 2.6 $38M 723k 51.87
Shinhan Financial (SHG) 2.6 $37M 526k 69.62
Mobile TeleSystems OJSC 2.5 $35M 2.8M 12.49
America Movil Sab De Cv spon adr l 2.4 $34M 1.5M 22.37
Yanzhou Coal Mining (YZCAY) 2.3 $32M 1.5M 21.43
KB Financial (KB) 2.2 $32M 961k 33.31
Cnooc 2.1 $30M 185k 163.08
Cosan Ltd shs a 2.1 $30M 3.1M 9.60
Baidu (BIDU) 1.9 $27M 250k 108.40
Taiwan Semiconductor Mfg (TSM) 1.9 $27M 2.3M 11.63
Pos (PKX) 1.9 $27M 342k 77.31
HDFC Bank (HDB) 1.8 $25M 847k 29.66
Petroleo Brasileiro SA (PBR.A) 1.8 $25M 1.2M 21.01
Petroleo Brasileiro SA (PBR) 1.6 $24M 1.0M 22.77
China Constr Bank Ard F Un (CICHY) 1.6 $24M 2.0M 11.91
Banco Bradesco SA (BBD) 1.6 $22M 1.5M 15.02
McDermott International 1.5 $22M 2.0M 10.89
Gafisa SA 1.4 $19M 3.3M 5.87
Schlumberger (SLB) 1.3 $18M 297k 60.28
Mechel OAO 1.1 $16M 1.6M 10.33
Lukoil 1.1 $16M 321k 50.23
Silver Standard Res 1.1 $16M 848k 18.66
Gerdau SA (GGB) 1.1 $15M 2.1M 7.26
Credicorp (BAP) 1.0 $14M 151k 93.67
Great Basin Gold Ltdcom Stk 1.0 $14M 8.3M 1.71
Gazprom OAO 0.9 $13M 1.4M 9.56
Andersons (ANDE) 0.9 $13M 374k 33.96
Cliffs Natural Resources 0.9 $13M 246k 51.65
Naspers 0.9 $13M 291k 43.09
Agrium 0.9 $12M 182k 67.27
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.8 $12M 1.4M 8.56
Potash Corp. Of Saskatchewan I 0.8 $12M 273k 43.62
Mosaic (MOS) 0.8 $11M 230k 49.42
Noble Corporation Com Stk 0.8 $11M 364k 29.63
Dryships/drys 0.8 $11M 4.5M 2.36
ICICI Bank (IBN) 0.7 $11M 302k 35.04
Celanese Corporation (CE) 0.7 $10M 313k 32.83
Ashland 0.7 $10M 231k 44.55
Teck Resources Ltd cl b (TECK) 0.7 $10M 350k 29.46
Pacific Rub Energy 0.7 $10M 480k 21.12
Caterpillar (CAT) 0.7 $10M 134k 74.53
Tencent Holdings Ltd - (TCEHY) 0.7 $9.8M 470k 20.79
E.I. du Pont de Nemours & Company 0.7 $9.7M 240k 40.34
CF Industries Holdings (CF) 0.7 $9.6M 77k 124.55
Invesco Van Kampen Senior Income Trust (VVR) 0.7 $9.6M 2.3M 4.24
Neuberger Berman Real Estate Sec (NRO) 0.7 $9.4M 2.7M 3.53
Albemarle Corporation (ALB) 0.7 $9.3M 229k 40.77
iShares FTSE NAREIT Mort. Plus Capp 0.7 $9.3M 746k 12.49
Woori Finance Holdings 0.6 $9.1M 351k 25.79
Southwestern Energy Company 0.6 $9.0M 267k 33.64
CONSOL Energy 0.6 $9.0M 264k 34.27
Joy Global 0.6 $8.7M 139k 62.96
National-Oilwell Var 0.6 $8.7M 168k 51.70
Freeport-McMoRan Copper & Gold (FCX) 0.6 $8.7M 283k 30.73
Foster Wheeler Ltd Com Stk 0.6 $8.6M 481k 17.95
Dow Chemical Company 0.6 $8.5M 376k 22.66
Hess (HES) 0.6 $8.5M 160k 52.95
Pt Utd Tractors Tbk Adrf Unspo (PUTKY) 0.6 $8.5M 179k 47.44
Apache Corporation 0.6 $8.4M 104k 81.01
Blackrock Credit All Inc Trust III 0.6 $8.3M 836k 9.91
Cameron International Corporation 0.6 $8.2M 195k 41.93
Turkiye Garanti Bankasi (TKGBY) 0.6 $8.0M 2.1M 3.91
FMC Technologies 0.6 $7.8M 205k 37.95
Industries N shs - a - (LYB) 0.5 $7.6M 310k 24.65
Occidental Petroleum Corporation (OXY) 0.5 $7.6M 105k 72.17
American Strategic Income Portfolio III 0.5 $7.6M 1.1M 6.86
Walter Energy 0.5 $7.4M 123k 60.54
Nabors Industries 0.5 $7.4M 602k 12.37
BlackRock Enhanced Government Fund (EGF) 0.5 $7.4M 482k 15.38
Duff & Phelps Utility & Corp Bond Trust 0.5 $7.2M 624k 11.57
Global X Fds glb x braz con 0.5 $7.1M 501k 14.13
China Shenhua-un (CSUAY) 0.5 $7.2M 183k 39.09
Agic Equity & Conv Income 0.5 $6.9M 454k 15.23
Ultra Petroleum 0.5 $6.6M 237k 27.98
Antofagasta (ANFGY) 0.5 $6.7M 233k 28.64
American Select Portfolio 0.5 $6.5M 672k 9.74
American Strategic Income Portf. Inc II 0.5 $6.4M 789k 8.14
MTN (MTNOY) 0.4 $6.0M 367k 16.42
Kinross Gold Corp (KGC) 0.4 $5.8M 388k 14.89
IPATH MSCI India Index Etn 0.4 $5.6M 104k 53.83
Cbre Clarion Global Real Estat re (IGR) 0.4 $5.3M 797k 6.70
Silver Wheaton Corp 0.4 $5.1M 170k 29.72
Eaton Vance Senior Income Trust (EVF) 0.4 $5.1M 808k 6.29
Patriot Coal Corp 0.3 $5.0M 585k 8.54
BlackRock Credit All Inc Trust II 0.3 $4.9M 519k 9.38
Nuveen Insured Premium Incm. Mun. Fnd II 0.3 $4.9M 377k 13.03
Blackrock Muniassets Fund (MUA) 0.3 $4.5M 373k 11.96
New Gold Inc Cda (NGD) 0.3 $4.1M 398k 10.37
Westlake Chemical Corporation (WLK) 0.3 $4.0M 115k 34.59
Highland Credit Strategies Fund 0.3 $3.8M 608k 6.22
Xstrata 0.3 $3.8M 1.6M 2.45
Quadra FNX Mining (QUX) 0.2 $3.5M 400k 8.69
ING Prime Rate Trust 0.2 $3.3M 644k 5.11
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.2 $3.3M 230k 14.26
Nuveen California Municipal Value Fund (NCA) 0.2 $3.0M 329k 9.05
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.2 $3.0M 205k 14.65
MFS Government Markets Income Trust (MGF) 0.2 $3.0M 448k 6.65
Blackrock Muniyield Insured Fund (MYI) 0.2 $2.8M 215k 13.22
Invesco Van Kampen Dyn Cr Opp Fund 0.1 $2.1M 199k 10.65
Invesco Municipal Inc Opp Trust II (OIB) 0.1 $2.2M 311k 7.05
Fomento Economico Mexicano SAB (FMX) 0.1 $2.0M 31k 64.84
NAVIOS MARITIME HOLDINGS INC Com Stk 0.1 $2.0M 630k 3.20
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $1.8M 181k 9.67
Putnam Municipal Opportunities Trust (PMO) 0.1 $1.4M 118k 11.71
Nuveen New York Perf. Plus Muni Fund 0.1 $1.3M 87k 14.93
Newmont Mining Corporation (NEM) 0.1 $1.1M 17k 62.95
Brasil Telecom SA 0.1 $1.2M 68k 17.46
Goldcorp 0.1 $938k 21k 45.59
General Maritime Corporation 0.1 $938k 3.6M 0.26
Nuveen New York Invst. Qlty. Mun. Fund (NQN) 0.1 $992k 69k 14.37
RMK Strategic Income Fund 0.1 $1.0M 195k 5.37
Coeur d'Alene Mines Corporation (CDE) 0.1 $662k 31k 21.45
Yamana Gold 0.1 $759k 56k 13.66
Vanguard Emerging Markets ETF (VWO) 0.1 $780k 22k 35.81
Nuveen Insured Municipal Opp. Fund 0.1 $758k 53k 14.39
Nuveen Dividend Advantage Municipal Fd 2 0.1 $754k 53k 14.12
BlackRock MuniYield New York Insured Fnd (MYN) 0.1 $741k 56k 13.15
Apple (AAPL) 0.0 $636k 1.7k 381.52
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.0 $560k 17k 33.66
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $551k 40k 13.95
Goldman Sachs (GS) 0.0 $148k 1.6k 94.75
Bank of America Corporation (BAC) 0.0 $143k 23k 6.13
Brasil Telecom Sa 0.0 $203k 32k 6.41
iShares Lehman Aggregate Bond (AGG) 0.0 $80k 731.00 109.44
Citigroup (C) 0.0 $152k 6.0k 25.53
Ens 0.0 $8.0k 194.00 41.24
HSBC Holdings (HSBC) 0.0 $13k 348.00 37.36
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $39k 1.1k 35.88
Daimler Ag reg (MBGAF) 0.0 $9.0k 196.00 45.92
Koninklijke Philips Electronics NV (PHG) 0.0 $9.0k 491.00 18.33
Credit Suisse Group 0.0 $6.0k 216.00 27.78
Honda Motor (HMC) 0.0 $10k 353.00 28.33
Rio Tinto (RIO) 0.0 $7.0k 161.00 43.48
Telefonica (TEF) 0.0 $14k 751.00 18.64
Total (TTE) 0.0 $9.0k 206.00 43.69
Barclays (BCS) 0.0 $10k 990.00 10.10
Henkel Kgaa (HENKY) 0.0 $11k 245.00 44.90
Toyota Motor Corporation (TM) 0.0 $26k 383.00 67.89
Energy Select Sector SPDR (XLE) 0.0 $3.0k 50.00 60.00
Deutsche Bank Ag-registered (DB) 0.0 $7.0k 216.00 32.41
Kubota Corporation (KUBTY) 0.0 $16k 401.00 39.90
National Bank of Greece 0.0 $58k 74k 0.78
Nomura Holdings (NMR) 0.0 $7.0k 2.0k 3.59
Banco Santander (SAN) 0.0 $11k 1.4k 8.01
Abb (ABBNY) 0.0 $9.0k 506.00 17.79
United States Steel Corporation (X) 0.0 $43k 2.0k 22.05
Bancolombia (CIB) 0.0 $3.0k 49.00 61.22
Nidec Corporation (NJDCY) 0.0 $14k 708.00 19.77
Sasol (SSL) 0.0 $27k 671.00 40.24
Siemens (SIEGY) 0.0 $23k 251.00 91.63
CGG Veritas 0.0 $8.0k 447.00 17.90
Basf Se (BASFY) 0.0 $20k 327.00 61.16
iShares MSCI Brazil Index (EWZ) 0.0 $17k 163.00 104.29
Market Vector Russia ETF Trust 0.0 $14k 182.00 76.92
iShares MSCI South Korea Index Fund (EWY) 0.0 $12k 259.00 46.33
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $4.0k 465.00 8.60
iShares MSCI South Africa Index (EZA) 0.0 $17k 306.00 55.56
SPDR S&P Metals and Mining (XME) 0.0 $4.0k 79.00 50.63
MFS Multimarket Income Trust (MMT) 0.0 $999.900000 110.00 9.09
BNP Paribas SA (BNPQY) 0.0 $6.0k 310.00 19.35
Linde 0.0 $10k 763.00 13.11
Technip 0.0 $14k 681.00 20.56
Keppel Corporation (KPELY) 0.0 $3.0k 231.00 12.99
Bayerische Motoren Werke A- 0.0 $14k 644.00 21.74
Komatsu (KMTUY) 0.0 $19k 873.00 21.76
Fanuc Ltd-unpons (FANUY) 0.0 $5.0k 210.00 23.81
Sandvik AB (SDVKY) 0.0 $9.0k 800.00 11.25
Man Se Unsp- 0.0 $8.0k 1.1k 7.40
Ping An Insurance (PNGAY) 0.0 $27k 2.4k 11.18