Newgate Capital Management as of Sept. 30, 2011
Portfolio Holdings for Newgate Capital Management
Newgate Capital Management holds 173 positions in its portfolio as reported in the September 2011 quarterly 13F filing
Company (Ticker) |
Portfolio Weight |
Valued At |
Change in Shares |
Share Count |
Share Price |
---|---|---|---|---|---|
Vale (VALE) | 5.7 | $81M | 3.5M | 23.15 | |
Banco Itau Holding Financeira (ITUB) | 3.8 | $54M | 3.4M | 15.78 | |
Ctrip.com International | 2.8 | $40M | 1.2M | 32.59 | |
Las Vegas Sands (LVS) | 2.6 | $38M | 970k | 38.95 | |
Infosys Technologies (INFY) | 2.6 | $38M | 723k | 51.87 | |
Shinhan Financial (SHG) | 2.6 | $37M | 526k | 69.62 | |
Mobile TeleSystems OJSC | 2.5 | $35M | 2.8M | 12.49 | |
America Movil Sab De Cv spon adr l | 2.4 | $34M | 1.5M | 22.37 | |
Yanzhou Coal Mining (YZCAY) | 2.3 | $32M | 1.5M | 21.43 | |
KB Financial (KB) | 2.2 | $32M | 961k | 33.31 | |
Cnooc | 2.1 | $30M | 185k | 163.08 | |
Cosan Ltd shs a | 2.1 | $30M | 3.1M | 9.60 | |
Baidu (BIDU) | 1.9 | $27M | 250k | 108.40 | |
Taiwan Semiconductor Mfg (TSM) | 1.9 | $27M | 2.3M | 11.63 | |
Pos (PKX) | 1.9 | $27M | 342k | 77.31 | |
HDFC Bank (HDB) | 1.8 | $25M | 847k | 29.66 | |
Petroleo Brasileiro SA (PBR.A) | 1.8 | $25M | 1.2M | 21.01 | |
Petroleo Brasileiro SA (PBR) | 1.6 | $24M | 1.0M | 22.77 | |
China Constr Bank Ard F Un (CICHY) | 1.6 | $24M | 2.0M | 11.91 | |
Banco Bradesco SA (BBD) | 1.6 | $22M | 1.5M | 15.02 | |
McDermott International | 1.5 | $22M | 2.0M | 10.89 | |
Gafisa SA | 1.4 | $19M | 3.3M | 5.87 | |
Schlumberger (SLB) | 1.3 | $18M | 297k | 60.28 | |
Mechel OAO | 1.1 | $16M | 1.6M | 10.33 | |
Lukoil | 1.1 | $16M | 321k | 50.23 | |
Silver Standard Res | 1.1 | $16M | 848k | 18.66 | |
Gerdau SA (GGB) | 1.1 | $15M | 2.1M | 7.26 | |
Credicorp (BAP) | 1.0 | $14M | 151k | 93.67 | |
Great Basin Gold Ltdcom Stk | 1.0 | $14M | 8.3M | 1.71 | |
Gazprom OAO | 0.9 | $13M | 1.4M | 9.56 | |
Andersons (ANDE) | 0.9 | $13M | 374k | 33.96 | |
Cliffs Natural Resources | 0.9 | $13M | 246k | 51.65 | |
Naspers | 0.9 | $13M | 291k | 43.09 | |
Agrium | 0.9 | $12M | 182k | 67.27 | |
Eaton Vance Tax Managed Diversified Eq. (ETY) | 0.8 | $12M | 1.4M | 8.56 | |
Potash Corp. Of Saskatchewan I | 0.8 | $12M | 273k | 43.62 | |
Mosaic (MOS) | 0.8 | $11M | 230k | 49.42 | |
Noble Corporation Com Stk | 0.8 | $11M | 364k | 29.63 | |
Dryships/drys | 0.8 | $11M | 4.5M | 2.36 | |
ICICI Bank (IBN) | 0.7 | $11M | 302k | 35.04 | |
Celanese Corporation (CE) | 0.7 | $10M | 313k | 32.83 | |
Ashland | 0.7 | $10M | 231k | 44.55 | |
Teck Resources Ltd cl b (TECK) | 0.7 | $10M | 350k | 29.46 | |
Pacific Rub Energy | 0.7 | $10M | 480k | 21.12 | |
Caterpillar (CAT) | 0.7 | $10M | 134k | 74.53 | |
Tencent Holdings Ltd - (TCEHY) | 0.7 | $9.8M | 470k | 20.79 | |
E.I. du Pont de Nemours & Company | 0.7 | $9.7M | 240k | 40.34 | |
CF Industries Holdings (CF) | 0.7 | $9.6M | 77k | 124.55 | |
Invesco Van Kampen Senior Income Trust (VVR) | 0.7 | $9.6M | 2.3M | 4.24 | |
Neuberger Berman Real Estate Sec (NRO) | 0.7 | $9.4M | 2.7M | 3.53 | |
Albemarle Corporation (ALB) | 0.7 | $9.3M | 229k | 40.77 | |
iShares FTSE NAREIT Mort. Plus Capp | 0.7 | $9.3M | 746k | 12.49 | |
Woori Finance Holdings | 0.6 | $9.1M | 351k | 25.79 | |
Southwestern Energy Company | 0.6 | $9.0M | 267k | 33.64 | |
CONSOL Energy | 0.6 | $9.0M | 264k | 34.27 | |
Joy Global | 0.6 | $8.7M | 139k | 62.96 | |
National-Oilwell Var | 0.6 | $8.7M | 168k | 51.70 | |
Freeport-McMoRan Copper & Gold (FCX) | 0.6 | $8.7M | 283k | 30.73 | |
Foster Wheeler Ltd Com Stk | 0.6 | $8.6M | 481k | 17.95 | |
Dow Chemical Company | 0.6 | $8.5M | 376k | 22.66 | |
Hess (HES) | 0.6 | $8.5M | 160k | 52.95 | |
Pt Utd Tractors Tbk Adrf Unspo (PUTKY) | 0.6 | $8.5M | 179k | 47.44 | |
Apache Corporation | 0.6 | $8.4M | 104k | 81.01 | |
Blackrock Credit All Inc Trust III | 0.6 | $8.3M | 836k | 9.91 | |
Cameron International Corporation | 0.6 | $8.2M | 195k | 41.93 | |
Turkiye Garanti Bankasi (TKGBY) | 0.6 | $8.0M | 2.1M | 3.91 | |
FMC Technologies | 0.6 | $7.8M | 205k | 37.95 | |
Industries N shs - a - (LYB) | 0.5 | $7.6M | 310k | 24.65 | |
Occidental Petroleum Corporation (OXY) | 0.5 | $7.6M | 105k | 72.17 | |
American Strategic Income Portfolio III | 0.5 | $7.6M | 1.1M | 6.86 | |
Walter Energy | 0.5 | $7.4M | 123k | 60.54 | |
Nabors Industries | 0.5 | $7.4M | 602k | 12.37 | |
BlackRock Enhanced Government Fund (EGF) | 0.5 | $7.4M | 482k | 15.38 | |
Duff & Phelps Utility & Corp Bond Trust | 0.5 | $7.2M | 624k | 11.57 | |
Global X Fds glb x braz con | 0.5 | $7.1M | 501k | 14.13 | |
China Shenhua-un (CSUAY) | 0.5 | $7.2M | 183k | 39.09 | |
Agic Equity & Conv Income | 0.5 | $6.9M | 454k | 15.23 | |
Ultra Petroleum | 0.5 | $6.6M | 237k | 27.98 | |
Antofagasta (ANFGY) | 0.5 | $6.7M | 233k | 28.64 | |
American Select Portfolio | 0.5 | $6.5M | 672k | 9.74 | |
American Strategic Income Portf. Inc II | 0.5 | $6.4M | 789k | 8.14 | |
MTN (MTNOY) | 0.4 | $6.0M | 367k | 16.42 | |
Kinross Gold Corp (KGC) | 0.4 | $5.8M | 388k | 14.89 | |
IPATH MSCI India Index Etn | 0.4 | $5.6M | 104k | 53.83 | |
Cbre Clarion Global Real Estat re (IGR) | 0.4 | $5.3M | 797k | 6.70 | |
Silver Wheaton Corp | 0.4 | $5.1M | 170k | 29.72 | |
Eaton Vance Senior Income Trust (EVF) | 0.4 | $5.1M | 808k | 6.29 | |
Patriot Coal Corp | 0.3 | $5.0M | 585k | 8.54 | |
BlackRock Credit All Inc Trust II | 0.3 | $4.9M | 519k | 9.38 | |
Nuveen Insured Premium Incm. Mun. Fnd II | 0.3 | $4.9M | 377k | 13.03 | |
Blackrock Muniassets Fund (MUA) | 0.3 | $4.5M | 373k | 11.96 | |
New Gold Inc Cda (NGD) | 0.3 | $4.1M | 398k | 10.37 | |
Westlake Chemical Corporation (WLK) | 0.3 | $4.0M | 115k | 34.59 | |
Highland Credit Strategies Fund | 0.3 | $3.8M | 608k | 6.22 | |
Xstrata | 0.3 | $3.8M | 1.6M | 2.45 | |
Quadra FNX Mining (QUX) | 0.2 | $3.5M | 400k | 8.69 | |
ING Prime Rate Trust | 0.2 | $3.3M | 644k | 5.11 | |
Wells Fargo Adv Multi-Sector Inco Fund (ERC) | 0.2 | $3.3M | 230k | 14.26 | |
Nuveen California Municipal Value Fund (NCA) | 0.2 | $3.0M | 329k | 9.05 | |
Blackrock Muni Intermediate Drtn Fnd (MUI) | 0.2 | $3.0M | 205k | 14.65 | |
MFS Government Markets Income Trust (MGF) | 0.2 | $3.0M | 448k | 6.65 | |
Blackrock Muniyield Insured Fund (MYI) | 0.2 | $2.8M | 215k | 13.22 | |
Invesco Van Kampen Dyn Cr Opp Fund | 0.1 | $2.1M | 199k | 10.65 | |
Invesco Municipal Inc Opp Trust II (OIB) | 0.1 | $2.2M | 311k | 7.05 | |
Fomento Economico Mexicano SAB (FMX) | 0.1 | $2.0M | 31k | 64.84 | |
NAVIOS MARITIME HOLDINGS INC Com Stk | 0.1 | $2.0M | 630k | 3.20 | |
Morgan Stanley Emerging Markets Debt (MSD) | 0.1 | $1.8M | 181k | 9.67 | |
Putnam Municipal Opportunities Trust (PMO) | 0.1 | $1.4M | 118k | 11.71 | |
Nuveen New York Perf. Plus Muni Fund | 0.1 | $1.3M | 87k | 14.93 | |
Newmont Mining Corporation (NEM) | 0.1 | $1.1M | 17k | 62.95 | |
Brasil Telecom SA | 0.1 | $1.2M | 68k | 17.46 | |
Goldcorp | 0.1 | $938k | 21k | 45.59 | |
General Maritime Corporation | 0.1 | $938k | 3.6M | 0.26 | |
Nuveen New York Invst. Qlty. Mun. Fund (NQN) | 0.1 | $992k | 69k | 14.37 | |
RMK Strategic Income Fund | 0.1 | $1.0M | 195k | 5.37 | |
Coeur d'Alene Mines Corporation (CDE) | 0.1 | $662k | 31k | 21.45 | |
Yamana Gold | 0.1 | $759k | 56k | 13.66 | |
Vanguard Emerging Markets ETF (VWO) | 0.1 | $780k | 22k | 35.81 | |
Nuveen Insured Municipal Opp. Fund | 0.1 | $758k | 53k | 14.39 | |
Nuveen Dividend Advantage Municipal Fd 2 | 0.1 | $754k | 53k | 14.12 | |
BlackRock MuniYield New York Insured Fnd (MYN) | 0.1 | $741k | 56k | 13.15 | |
Apple (AAPL) | 0.0 | $636k | 1.7k | 381.52 | |
iShares S&P NA Nat. Re. Sc. Idx (IGE) | 0.0 | $560k | 17k | 33.66 | |
Nuveen Div. Advantage Muni. Fund (NAD) | 0.0 | $551k | 40k | 13.95 | |
Goldman Sachs (GS) | 0.0 | $148k | 1.6k | 94.75 | |
Bank of America Corporation (BAC) | 0.0 | $143k | 23k | 6.13 | |
Brasil Telecom Sa | 0.0 | $203k | 32k | 6.41 | |
iShares Lehman Aggregate Bond (AGG) | 0.0 | $80k | 731.00 | 109.44 | |
Citigroup (C) | 0.0 | $152k | 6.0k | 25.53 | |
Ens | 0.0 | $8.0k | 194.00 | 41.24 | |
HSBC Holdings (HSBC) | 0.0 | $13k | 348.00 | 37.36 | |
iShares FTSE/Xinhua China 25 Index (FXI) | 0.0 | $39k | 1.1k | 35.88 | |
Daimler Ag reg (MBGAF) | 0.0 | $9.0k | 196.00 | 45.92 | |
Koninklijke Philips Electronics NV (PHG) | 0.0 | $9.0k | 491.00 | 18.33 | |
Credit Suisse Group | 0.0 | $6.0k | 216.00 | 27.78 | |
Honda Motor (HMC) | 0.0 | $10k | 353.00 | 28.33 | |
Rio Tinto (RIO) | 0.0 | $7.0k | 161.00 | 43.48 | |
Telefonica (TEF) | 0.0 | $14k | 751.00 | 18.64 | |
Total (TTE) | 0.0 | $9.0k | 206.00 | 43.69 | |
Barclays (BCS) | 0.0 | $10k | 990.00 | 10.10 | |
Henkel Kgaa (HENKY) | 0.0 | $11k | 245.00 | 44.90 | |
Toyota Motor Corporation (TM) | 0.0 | $26k | 383.00 | 67.89 | |
Energy Select Sector SPDR (XLE) | 0.0 | $3.0k | 50.00 | 60.00 | |
Deutsche Bank Ag-registered (DB) | 0.0 | $7.0k | 216.00 | 32.41 | |
Kubota Corporation (KUBTY) | 0.0 | $16k | 401.00 | 39.90 | |
National Bank of Greece | 0.0 | $58k | 74k | 0.78 | |
Nomura Holdings (NMR) | 0.0 | $7.0k | 2.0k | 3.59 | |
Banco Santander (SAN) | 0.0 | $11k | 1.4k | 8.01 | |
Abb (ABBNY) | 0.0 | $9.0k | 506.00 | 17.79 | |
United States Steel Corporation (X) | 0.0 | $43k | 2.0k | 22.05 | |
Bancolombia (CIB) | 0.0 | $3.0k | 49.00 | 61.22 | |
Nidec Corporation (NJDCY) | 0.0 | $14k | 708.00 | 19.77 | |
Sasol (SSL) | 0.0 | $27k | 671.00 | 40.24 | |
Siemens (SIEGY) | 0.0 | $23k | 251.00 | 91.63 | |
CGG Veritas | 0.0 | $8.0k | 447.00 | 17.90 | |
Basf Se (BASFY) | 0.0 | $20k | 327.00 | 61.16 | |
iShares MSCI Brazil Index (EWZ) | 0.0 | $17k | 163.00 | 104.29 | |
Market Vector Russia ETF Trust | 0.0 | $14k | 182.00 | 76.92 | |
iShares MSCI South Korea Index Fund (EWY) | 0.0 | $12k | 259.00 | 46.33 | |
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) | 0.0 | $4.0k | 465.00 | 8.60 | |
iShares MSCI South Africa Index (EZA) | 0.0 | $17k | 306.00 | 55.56 | |
SPDR S&P Metals and Mining (XME) | 0.0 | $4.0k | 79.00 | 50.63 | |
MFS Multimarket Income Trust (MMT) | 0.0 | $999.900000 | 110.00 | 9.09 | |
BNP Paribas SA (BNPQY) | 0.0 | $6.0k | 310.00 | 19.35 | |
Linde | 0.0 | $10k | 763.00 | 13.11 | |
Technip | 0.0 | $14k | 681.00 | 20.56 | |
Keppel Corporation (KPELY) | 0.0 | $3.0k | 231.00 | 12.99 | |
Bayerische Motoren Werke A- | 0.0 | $14k | 644.00 | 21.74 | |
Komatsu (KMTUY) | 0.0 | $19k | 873.00 | 21.76 | |
Fanuc Ltd-unpons (FANUY) | 0.0 | $5.0k | 210.00 | 23.81 | |
Sandvik AB (SDVKY) | 0.0 | $9.0k | 800.00 | 11.25 | |
Man Se Unsp- | 0.0 | $8.0k | 1.1k | 7.40 | |
Ping An Insurance (PNGAY) | 0.0 | $27k | 2.4k | 11.18 |