Newgate Capital Management as of Dec. 31, 2011
Portfolio Holdings for Newgate Capital Management
Newgate Capital Management holds 178 positions in its portfolio as reported in the December 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Banco Itau Holding Financeira (ITUB) | 4.0 | $45M | 2.4M | 18.56 | |
| Vale (VALE) | 3.2 | $37M | 1.7M | 21.45 | |
| Vanguard Emerging Markets ETF (VWO) | 2.9 | $33M | 860k | 38.21 | |
| Mobile TeleSystems OJSC | 2.7 | $30M | 2.1M | 14.68 | |
| Las Vegas Sands (LVS) | 2.7 | $30M | 709k | 42.73 | |
| Shinhan Financial (SHG) | 2.6 | $29M | 426k | 68.21 | |
| Baidu (BIDU) | 2.5 | $28M | 241k | 116.47 | |
| Cnooc | 2.4 | $27M | 155k | 174.68 | |
| America Movil Sab De Cv spon adr l | 2.2 | $25M | 1.1M | 22.60 | |
| KB Financial (KB) | 2.1 | $24M | 762k | 31.34 | |
| Yanzhou Coal Mining (YZCAY) | 2.1 | $24M | 1.1M | 21.21 | |
| Taiwan Semiconductor Mfg (TSM) | 2.0 | $23M | 1.8M | 12.91 | |
| Yamana Gold | 2.0 | $22M | 1.5M | 14.69 | |
| Cosan Ltd shs a | 2.0 | $22M | 2.0M | 10.96 | |
| Petroleo Brasileiro SA (PBR.A) | 1.9 | $21M | 908k | 23.49 | |
| Ctrip.com International | 1.9 | $21M | 910k | 23.40 | |
| Petroleo Brasileiro SA (PBR) | 1.7 | $19M | 768k | 24.85 | |
| HDFC Bank (HDB) | 1.4 | $16M | 598k | 26.28 | |
| Schlumberger (SLB) | 1.3 | $15M | 220k | 68.31 | |
| China Constr Bank Ard F Un (CICHY) | 1.3 | $15M | 1.1M | 13.94 | |
| Infosys Technologies (INFY) | 1.3 | $15M | 283k | 51.38 | |
| National-Oilwell Var | 1.2 | $14M | 201k | 67.99 | |
| Banco Bradesco SA (BBD) | 1.2 | $13M | 787k | 16.68 | |
| Cliffs Natural Resources | 1.1 | $13M | 201k | 62.35 | |
| Eaton Vance Tax Managed Diversified Eq. (ETY) | 1.1 | $13M | 1.4M | 8.87 | |
| Gerdau SA (GGB) | 1.0 | $12M | 1.5M | 7.81 | |
| Celanese Corporation (CE) | 1.0 | $12M | 260k | 44.27 | |
| Arcos Dorados Holdings (ARCO) | 1.0 | $11M | 537k | 20.53 | |
| Ashland | 1.0 | $11M | 192k | 57.16 | |
| iShares S&P NA Nat. Re. Sc. Idx (IGE) | 1.0 | $11M | 287k | 38.00 | |
| Gafisa SA | 0.9 | $11M | 2.3M | 4.60 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.9 | $11M | 285k | 36.79 | |
| Caterpillar (CAT) | 0.9 | $10M | 112k | 90.60 | |
| Silver Standard Res | 0.9 | $10M | 734k | 13.82 | |
| Agrium | 0.9 | $10M | 149k | 67.11 | |
| Mechel OAO | 0.9 | $9.9M | 1.2M | 8.50 | |
| Teck Resources Ltd cl b (TECK) | 0.9 | $9.9M | 281k | 35.19 | |
| Invesco Van Kampen Senior Income Trust (VVR) | 0.9 | $9.8M | 2.3M | 4.28 | |
| McDermott International | 0.8 | $9.3M | 811k | 11.51 | |
| Albemarle Corporation (ALB) | 0.8 | $9.3M | 180k | 51.51 | |
| American Strategic Income Portfolio III | 0.8 | $9.2M | 1.4M | 6.52 | |
| Mosaic (MOS) | 0.8 | $9.2M | 182k | 50.43 | |
| Pyxis Credit Strategies Fund taxable cef | 0.8 | $9.2M | 1.5M | 6.18 | |
| Noble Corporation Com Stk | 0.8 | $8.8M | 291k | 30.22 | |
| E.I. du Pont de Nemours & Company | 0.8 | $8.7M | 191k | 45.78 | |
| Occidental Petroleum Corporation (OXY) | 0.8 | $8.7M | 92k | 93.70 | |
| iShares FTSE NAREIT Mort. Plus Capp | 0.8 | $8.7M | 684k | 12.66 | |
| Joy Global | 0.8 | $8.6M | 115k | 74.97 | |
| Gazprom OAO | 0.8 | $8.6M | 804k | 10.68 | |
| Dow Chemical Company | 0.7 | $8.4M | 292k | 28.76 | |
| Nabors Industries | 0.7 | $8.4M | 483k | 17.34 | |
| Industries N shs - a - (LYB) | 0.7 | $8.2M | 253k | 32.49 | |
| Kinross Gold Corp (KGC) | 0.7 | $8.2M | 715k | 11.40 | |
| Neuberger Berman Real Estate Sec (NRO) | 0.7 | $8.0M | 2.1M | 3.75 | |
| Barrick Gold Corp (GOLD) | 0.7 | $7.6M | 169k | 45.25 | |
| Apache Corporation | 0.7 | $7.7M | 85k | 90.58 | |
| Global X Fds glb x braz con | 0.7 | $7.5M | 498k | 15.08 | |
| Cameron International Corporation | 0.7 | $7.5M | 152k | 49.19 | |
| Hess (HES) | 0.7 | $7.4M | 130k | 56.80 | |
| Global X China Financials ETF | 0.7 | $7.4M | 711k | 10.39 | |
| Foster Wheeler Ltd Com Stk | 0.6 | $7.2M | 377k | 19.14 | |
| New Gold Inc Cda (NGD) | 0.6 | $7.3M | 721k | 10.08 | |
| Naspers | 0.6 | $7.1M | 163k | 43.50 | |
| CONSOL Energy | 0.6 | $7.0M | 191k | 36.70 | |
| Dryships/drys | 0.6 | $6.9M | 3.4M | 2.00 | |
| Southwestern Energy Company (SWN) | 0.6 | $6.9M | 216k | 31.94 | |
| Devon Energy Corporation (DVN) | 0.6 | $6.6M | 107k | 62.00 | |
| Agic Equity & Conv Income | 0.6 | $6.5M | 419k | 15.60 | |
| Eaton Vance Senior Income Trust (EVF) | 0.6 | $6.3M | 966k | 6.53 | |
| American Select Portfolio | 0.6 | $6.2M | 621k | 10.00 | |
| American Strategic Income Portf. Inc II | 0.6 | $6.2M | 775k | 8.06 | |
| Sociedad Quimica y Minera (SQM) | 0.5 | $6.1M | 114k | 53.85 | |
| ING Prime Rate Trust | 0.5 | $6.1M | 1.2M | 5.10 | |
| Invesco Van Kampen Dyn Cr Opp Fund | 0.5 | $6.1M | 582k | 10.57 | |
| Walter Energy | 0.5 | $5.9M | 98k | 60.56 | |
| Lukoil | 0.5 | $6.0M | 113k | 53.20 | |
| Cbre Clarion Global Real Estat re (IGR) | 0.5 | $6.0M | 882k | 6.84 | |
| Great Basin Gold Ltdcom Stk | 0.5 | $5.9M | 6.4M | 0.91 | |
| Ultra Petroleum | 0.5 | $5.5M | 186k | 29.63 | |
| Banco Santander-Chile (BSAC) | 0.5 | $5.5M | 73k | 75.70 | |
| Anhui Conch Cem Co Ltd equs (AHCHY) | 0.5 | $5.3M | 362k | 14.60 | |
| Pos (PKX) | 0.5 | $5.2M | 64k | 82.11 | |
| Peabody Energy Corporation | 0.5 | $5.1M | 153k | 33.11 | |
| Antofagasta (ANFGY) | 0.4 | $4.9M | 130k | 37.42 | |
| IPATH MSCI India Index Etn | 0.4 | $4.3M | 93k | 46.62 | |
| BlackRock Enhanced Government Fund (EGF) | 0.4 | $4.3M | 281k | 15.25 | |
| Turkiye Garanti Bankasi (TKGBY) | 0.4 | $4.2M | 1.4M | 3.11 | |
| Silver Wheaton Corp | 0.3 | $4.0M | 138k | 28.96 | |
| Andersons (ANDE) | 0.3 | $3.8M | 88k | 43.66 | |
| Anglo American | 0.3 | $3.9M | 213k | 18.15 | |
| Weatherford International Lt reg | 0.3 | $3.8M | 259k | 14.64 | |
| Blackrock Credit All Inc Trust III | 0.3 | $3.9M | 367k | 10.54 | |
| Patriot Coal Corp | 0.3 | $3.7M | 436k | 8.47 | |
| Blackrock Muniyield Insured Fund (MYI) | 0.3 | $3.7M | 264k | 14.14 | |
| ICICI Bank (IBN) | 0.3 | $3.4M | 130k | 26.43 | |
| Xstrata | 0.3 | $3.3M | 1.1M | 2.96 | |
| Nuveen Mun High Inc Oppty | 0.3 | $3.1M | 275k | 11.44 | |
| Putnam Premier Income Trust (PPT) | 0.3 | $3.0M | 587k | 5.19 | |
| MTN (MTNOY) | 0.2 | $2.7M | 153k | 17.70 | |
| Invesco Municipal Inc Opp Trust II (OIB) | 0.2 | $2.6M | 344k | 7.43 | |
| Telefonica Brasil Sa | 0.2 | $2.6M | 95k | 27.33 | |
| Blackrock Muniassets Fund (MUA) | 0.2 | $2.1M | 171k | 12.53 | |
| Blackrock Muni Intermediate Drtn Fnd (MUI) | 0.2 | $2.0M | 131k | 15.32 | |
| Nuveen Div. Advantage Muni. Fund (NAD) | 0.2 | $1.9M | 129k | 14.56 | |
| Quadra FNX Mining (QUX) | 0.2 | $1.9M | 128k | 14.85 | |
| Goldcorp | 0.1 | $1.7M | 39k | 44.25 | |
| Compania de Minas Buenaventura SA (BVN) | 0.1 | $1.6M | 42k | 38.33 | |
| Nuveen Dividend Advantage Municipal Fd 2 | 0.1 | $1.6M | 106k | 14.76 | |
| iShares S&P Natl AMTFr Mncpl Bd (MUB) | 0.1 | $1.4M | 13k | 108.24 | |
| PowerShares Insured Nati Muni Bond | 0.1 | $1.4M | 59k | 24.45 | |
| Morgan Stanley Emerging Markets Debt (MSD) | 0.1 | $1.3M | 129k | 10.41 | |
| iShares Lehman Aggregate Bond (AGG) | 0.1 | $1.2M | 11k | 110.22 | |
| Brasil Telecom SA | 0.1 | $1.1M | 61k | 17.79 | |
| Newmont Mining Corporation (NEM) | 0.1 | $851k | 14k | 60.04 | |
| Coeur d'Alene Mines Corporation (CDE) | 0.1 | $745k | 31k | 24.14 | |
| Nuveen California Municipal Value Fund (NCA) | 0.1 | $845k | 89k | 9.51 | |
| Putnam Municipal Opportunities Trust (PMO) | 0.1 | $769k | 63k | 12.27 | |
| Apple (AAPL) | 0.1 | $675k | 1.7k | 404.92 | |
| Credicorp (BAP) | 0.1 | $647k | 5.9k | 109.46 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.0 | $240k | 6.3k | 37.88 | |
| Brasil Telecom Sa | 0.0 | $177k | 29k | 6.18 | |
| Nuveen Mtg opportunity term (JLS) | 0.0 | $264k | 13k | 20.34 | |
| Goldman Sachs (GS) | 0.0 | $141k | 1.6k | 90.27 | |
| Bank of America Corporation (BAC) | 0.0 | $130k | 23k | 5.57 | |
| Potash Corp. Of Saskatchewan I | 0.0 | $123k | 3.0k | 41.32 | |
| United States Steel Corporation (X) | 0.0 | $88k | 3.3k | 26.52 | |
| Nuveen New York Perf. Plus Muni Fund | 0.0 | $108k | 7.0k | 15.38 | |
| Citigroup (C) | 0.0 | $157k | 6.0k | 26.37 | |
| Ens | 0.0 | $9.0k | 194.00 | 46.39 | |
| HSBC Holdings (HSBC) | 0.0 | $13k | 348.00 | 37.36 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.0 | $41k | 1.2k | 34.45 | |
| Daimler Ag reg (MBGAF) | 0.0 | $13k | 291.00 | 44.67 | |
| FMC Technologies | 0.0 | $4.0k | 86.00 | 46.51 | |
| Koninklijke Philips Electronics NV (PHG) | 0.0 | $5.0k | 229.00 | 21.83 | |
| Credit Suisse Group | 0.0 | $5.0k | 216.00 | 23.15 | |
| Honda Motor (HMC) | 0.0 | $11k | 353.00 | 31.16 | |
| Rio Tinto (RIO) | 0.0 | $8.0k | 161.00 | 49.69 | |
| Telefonica (TEF) | 0.0 | $13k | 751.00 | 17.31 | |
| Total (TTE) | 0.0 | $9.0k | 167.00 | 53.89 | |
| Barclays (BCS) | 0.0 | $11k | 990.00 | 11.11 | |
| Henkel Kgaa (HENKY) | 0.0 | $12k | 245.00 | 48.98 | |
| Toyota Motor Corporation (TM) | 0.0 | $25k | 383.00 | 65.27 | |
| Energy Select Sector SPDR (XLE) | 0.0 | $3.0k | 48.00 | 62.50 | |
| General Maritime Corporation | 0.0 | $26k | 2.6M | 0.01 | |
| Deutsche Bank Ag-registered (DB) | 0.0 | $5.0k | 121.00 | 41.32 | |
| Kubota Corporation (KUBTY) | 0.0 | $17k | 401.00 | 42.39 | |
| Banco Santander (SAN) | 0.0 | $9.0k | 1.3k | 7.19 | |
| Woori Finance Holdings | 0.0 | $999.960000 | 52.00 | 19.23 | |
| Abb (ABBNY) | 0.0 | $10k | 506.00 | 19.76 | |
| Nidec Corporation (NJDCY) | 0.0 | $15k | 708.00 | 21.19 | |
| Sasol (SSL) | 0.0 | $32k | 671.00 | 47.69 | |
| Westlake Chemical Corporation (WLK) | 0.0 | $48k | 1.2k | 39.83 | |
| Siemens (SIEGY) | 0.0 | $24k | 251.00 | 95.62 | |
| CGG Veritas | 0.0 | $11k | 479.00 | 22.96 | |
| Basf Se (BASFY) | 0.0 | $23k | 327.00 | 70.34 | |
| iShares MSCI Brazil Index (EWZ) | 0.0 | $16k | 285.00 | 56.14 | |
| Market Vector Russia ETF Trust | 0.0 | $10k | 366.00 | 27.32 | |
| iShares MSCI South Korea Index Fund (EWY) | 0.0 | $14k | 261.00 | 53.64 | |
| Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) | 0.0 | $4.0k | 465.00 | 8.60 | |
| iShares MSCI South Africa Index (EZA) | 0.0 | $13k | 212.00 | 61.32 | |
| BlackRock Credit All Inc Trust II | 0.0 | $10k | 1.0k | 9.60 | |
| SPDR S&P Metals and Mining (XME) | 0.0 | $4.0k | 74.00 | 54.05 | |
| MFS Multimarket Income Trust (MMT) | 0.0 | $999.900000 | 110.00 | 9.09 | |
| Duff & Phelps Utility & Corp Bond Trust | 0.0 | $19k | 1.6k | 12.05 | |
| Wells Fargo Adv Multi-Sector Inco Fund (ERC) | 0.0 | $5.0k | 345.00 | 14.49 | |
| BNP Paribas SA (BNPQY) | 0.0 | $4.0k | 222.00 | 18.02 | |
| Linde | 0.0 | $11k | 763.00 | 14.42 | |
| Technip | 0.0 | $16k | 681.00 | 23.49 | |
| Bayerische Motoren Werke A- | 0.0 | $15k | 679.00 | 22.09 | |
| Komatsu (KMTUY) | 0.0 | $21k | 873.00 | 24.05 | |
| LVMH Moet Hennessy Louis Vuitton SA (LVMUY) | 0.0 | $9.0k | 312.00 | 28.85 | |
| Fanuc Ltd-unpons (FANUY) | 0.0 | $5.0k | 210.00 | 23.81 | |
| Sandvik AB (SDVKY) | 0.0 | $10k | 800.00 | 12.50 | |
| Sharp Corporation | 0.0 | $4.0k | 498.00 | 8.03 | |
| Man Se Unsp- | 0.0 | $10k | 1.2k | 8.54 | |
| MFS Government Markets Income Trust (MGF) | 0.0 | $9.0k | 1.3k | 7.13 | |
| RMK Strategic Income Fund | 0.0 | $3.0k | 460.00 | 6.52 | |
| National Bank Greece S A | 0.0 | $29k | 15k | 1.96 |
