Newgate Capital Management as of Sept. 30, 2012
Portfolio Holdings for Newgate Capital Management
Newgate Capital Management holds 204 positions in its portfolio as reported in the September 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| iShares MSCI South Korea Index Fund (EWY) | 3.1 | $37M | 620k | 59.13 | |
| America Movil Sab De Cv spon adr l | 2.7 | $32M | 1.3M | 25.43 | |
| Baidu (BIDU) | 2.7 | $32M | 272k | 116.89 | |
| HDFC Bank (HDB) | 2.5 | $29M | 775k | 37.58 | |
| Yamana Gold | 2.4 | $28M | 1.5M | 19.11 | |
| Las Vegas Sands (LVS) | 2.3 | $27M | 592k | 46.37 | |
| Taiwan Semiconductor Mfg (TSM) | 2.3 | $27M | 1.7M | 15.82 | |
| Lukoil | 2.2 | $26M | 427k | 61.54 | |
| ICICI Bank (IBN) | 2.1 | $25M | 632k | 40.14 | |
| Banco Itau Holding Financeira (ITUB) | 2.1 | $25M | 1.6M | 15.28 | |
| China Constr Bank Ard F Un (CICHY) | 2.1 | $25M | 1.8M | 13.75 | |
| Vale (VALE) | 1.9 | $23M | 1.3M | 17.90 | |
| KB Financial (KB) | 1.9 | $22M | 620k | 35.29 | |
| Cnooc | 1.8 | $22M | 106k | 202.73 | |
| Naspers | 1.7 | $20M | 328k | 62.09 | |
| Compania de Minas Buenaventura SA (BVN) | 1.5 | $18M | 465k | 38.96 | |
| Silver Standard Res | 1.5 | $18M | 1.1M | 16.03 | |
| Turkiye Garanti Bankasi (TKGBY) | 1.5 | $17M | 4.0M | 4.33 | |
| Infosys Technologies (INFY) | 1.4 | $17M | 350k | 48.54 | |
| Freeport-McMoRan Copper & Gold (FCX) | 1.4 | $17M | 417k | 39.58 | |
| Siliconware Precision Industries | 1.4 | $16M | 2.9M | 5.51 | |
| Southern Copper Corporation (SCCO) | 1.4 | $16M | 464k | 34.36 | |
| Credicorp (BAP) | 1.3 | $15M | 123k | 125.28 | |
| National-Oilwell Var | 1.3 | $15M | 188k | 80.11 | |
| Banco Bradesco SA (BBD) | 1.3 | $15M | 940k | 16.07 | |
| Gazprom OAO | 1.2 | $15M | 1.5M | 10.09 | |
| Telefonica Brasil Sa | 1.2 | $15M | 676k | 21.74 | |
| Antofagasta (ANFGY) | 1.2 | $14M | 353k | 40.56 | |
| Advanced Semiconductor Engineering | 1.1 | $13M | 3.4M | 3.73 | |
| Kinross Gold Corp (KGC) | 1.1 | $13M | 1.2M | 10.21 | |
| Petroleo Brasileiro SA (PBR.A) | 1.0 | $12M | 550k | 22.07 | |
| Tata Motors | 1.0 | $12M | 466k | 25.68 | |
| Noril'skiy nikel' GMK OAO | 1.0 | $12M | 753k | 15.81 | |
| Cliffs Natural Resources | 1.0 | $12M | 302k | 39.13 | |
| Petroleo Brasileiro SA (PBR) | 1.0 | $12M | 508k | 22.93 | |
| Anhui Conch Cem Co Ltd equs (AHCHY) | 1.0 | $12M | 744k | 15.55 | |
| New Gold Inc Cda (NGD) | 1.0 | $11M | 936k | 12.22 | |
| Nexpoint Credit Strategies | 0.9 | $11M | 1.6M | 6.91 | |
| Mobile TeleSystems OJSC | 0.9 | $11M | 634k | 17.52 | |
| Shinhan Financial (SHG) | 0.9 | $11M | 327k | 33.57 | |
| Noble Corporation Com Stk | 0.9 | $11M | 296k | 35.78 | |
| Yandex Nv-a (YNDX) | 0.9 | $11M | 441k | 24.15 | |
| Neuberger Berman Real Estate Sec (NRO) | 0.9 | $10M | 2.2M | 4.72 | |
| Ashland | 0.8 | $10M | 140k | 71.60 | |
| Eaton Vance Tax Managed Diversified Eq. (ETY) | 0.8 | $10M | 1.1M | 9.51 | |
| Industries N shs - a - (LYB) | 0.8 | $10M | 195k | 51.66 | |
| Invesco Van Kampen Senior Income Trust (VVR) | 0.8 | $10M | 2.0M | 5.01 | |
| Barrick Gold Corp (GOLD) | 0.8 | $9.9M | 237k | 41.76 | |
| Caterpillar (CAT) | 0.8 | $9.5M | 110k | 86.04 | |
| Apache Corporation | 0.8 | $9.1M | 105k | 86.47 | |
| Pos (PKX) | 0.8 | $8.8M | 108k | 81.54 | |
| Goldcorp | 0.8 | $8.9M | 194k | 45.85 | |
| Southwestern Energy Company (SWN) | 0.7 | $8.8M | 253k | 34.78 | |
| Albemarle Corporation (ALB) | 0.7 | $8.7M | 166k | 52.68 | |
| Cameron International Corporation | 0.7 | $8.7M | 155k | 56.07 | |
| American Strategic Income Portfolio III | 0.7 | $8.5M | 1.1M | 7.49 | |
| Teck Resources Ltd cl b (TECK) | 0.7 | $8.4M | 284k | 29.45 | |
| Foster Wheeler Ltd Com Stk | 0.7 | $8.0M | 335k | 23.96 | |
| BlackRock Global Opportunities Equity Tr (BOE) | 0.7 | $8.1M | 591k | 13.63 | |
| Nabors Industries | 0.7 | $7.9M | 562k | 14.03 | |
| Occidental Petroleum Corporation (OXY) | 0.7 | $7.7M | 89k | 86.06 | |
| McDermott International | 0.7 | $7.7M | 631k | 12.22 | |
| Anadarko Petroleum Corporation | 0.6 | $7.5M | 107k | 69.92 | |
| American Strategic Income Portf. Inc II | 0.6 | $7.4M | 822k | 9.00 | |
| Joy Global | 0.6 | $7.3M | 130k | 56.06 | |
| Transocean (RIG) | 0.6 | $7.4M | 164k | 44.89 | |
| Tim Participacoes Sa- | 0.6 | $7.4M | 384k | 19.22 | |
| Huntsman Corporation (HUN) | 0.6 | $7.2M | 484k | 14.93 | |
| Dr. Reddy's Laboratories (RDY) | 0.6 | $7.3M | 235k | 30.86 | |
| Silver Wheaton Corp | 0.6 | $7.3M | 183k | 39.71 | |
| CONSOL Energy | 0.6 | $7.1M | 238k | 30.05 | |
| Agrium | 0.6 | $7.0M | 68k | 103.46 | |
| CF Industries Holdings (CF) | 0.6 | $7.0M | 31k | 222.25 | |
| Reaves Utility Income Fund (UTG) | 0.6 | $6.7M | 266k | 25.28 | |
| Devon Energy Corporation (DVN) | 0.6 | $6.6M | 109k | 60.50 | |
| Eaton Vance Cali Muni Bnd Fnd (EVM) | 0.6 | $6.6M | 520k | 12.65 | |
| iShares FTSE NAREIT Mort. Plus Capp | 0.5 | $6.4M | 428k | 15.03 | |
| Nuveen Global Value Opportunities Fund | 0.5 | $6.3M | 423k | 15.00 | |
| Xstrata | 0.5 | $6.4M | 2.1M | 3.02 | |
| Powershares Senior Loan Portfo mf | 0.5 | $6.3M | 251k | 24.95 | |
| Newfield Exploration | 0.5 | $6.0M | 192k | 31.32 | |
| Forest Oil Corporation | 0.5 | $5.8M | 681k | 8.45 | |
| Newmont Mining Corporation (NEM) | 0.5 | $5.8M | 104k | 56.01 | |
| Celanese Corporation (CE) | 0.5 | $5.8M | 152k | 37.91 | |
| C&j Energy Services | 0.5 | $5.8M | 290k | 19.90 | |
| BRF Brasil Foods SA (BRFS) | 0.4 | $4.8M | 279k | 17.30 | |
| Walter Energy | 0.4 | $4.8M | 147k | 32.46 | |
| India Fund (IFN) | 0.4 | $4.5M | 193k | 23.24 | |
| Continental Resources | 0.4 | $4.5M | 58k | 76.91 | |
| Mosaic (MOS) | 0.3 | $4.2M | 72k | 57.61 | |
| AGCO Corporation (AGCO) | 0.3 | $4.0M | 85k | 47.49 | |
| Pioneer Natural Resources (PXD) | 0.3 | $4.0M | 38k | 104.41 | |
| Seadrill | 0.3 | $4.1M | 104k | 39.22 | |
| Peabody Energy Corporation | 0.3 | $3.5M | 158k | 22.29 | |
| Plains Exploration & Production Company | 0.3 | $3.6M | 95k | 37.47 | |
| ADVENT CLAY GBL CONV SEC INC COM Bene Inter | 0.3 | $3.6M | 529k | 6.73 | |
| Aurico Gold | 0.3 | $3.5M | 504k | 6.99 | |
| Nuveen Munpl Markt Opp Fund | 0.3 | $3.4M | 226k | 14.99 | |
| PowerShares Insured Nati Muni Bond | 0.3 | $3.3M | 128k | 25.75 | |
| Global High Income Fund | 0.2 | $3.0M | 228k | 13.17 | |
| Nuveen Insured Quality Muncipal Fund | 0.2 | $2.8M | 180k | 15.41 | |
| Nuveen Premier Insd Mun Inco | 0.2 | $2.4M | 147k | 15.95 | |
| Duff & Phelps Global (DPG) | 0.2 | $2.3M | 123k | 18.34 | |
| Nuveen Municipal Advantage Fund | 0.2 | $1.9M | 118k | 15.67 | |
| Golar Lng (GLNG) | 0.1 | $1.7M | 45k | 38.59 | |
| Market Vectors Long Municipal Index | 0.1 | $1.5M | 75k | 20.27 | |
| Apple (AAPL) | 0.1 | $1.1M | 1.7k | 667.07 | |
| Coeur d'Alene Mines Corporation (CDE) | 0.1 | $919k | 32k | 28.82 | |
| Nuveen Insd Dividend Advantage (NVG) | 0.1 | $945k | 59k | 15.92 | |
| Nuveen New York Qty Inc Munpl Fnd (NUN) | 0.1 | $722k | 46k | 15.67 | |
| Nuveen Insured Municipal Opp. Fund | 0.1 | $555k | 36k | 15.62 | |
| BlackRock Enhanced Dividend Achievers Tr (BDJ) | 0.1 | $638k | 84k | 7.56 | |
| Nuveen Premier Mun Income | 0.0 | $309k | 20k | 15.47 | |
| Delaware Enhanced Glbl. Div. & Inc. Fund | 0.0 | $371k | 33k | 11.26 | |
| Invesco Insured Municipal Income Trust (IIM) | 0.0 | $385k | 23k | 16.71 | |
| Bank of America Corporation (BAC) | 0.0 | $230k | 26k | 8.84 | |
| Blackstone | 0.0 | $229k | 16k | 14.26 | |
| F5 Networks (FFIV) | 0.0 | $235k | 2.3k | 104.44 | |
| Nuveen New York Invst. Qlty. Mun. Fund (NQN) | 0.0 | $274k | 18k | 15.63 | |
| Citigroup (C) | 0.0 | $231k | 7.1k | 32.68 | |
| Halliburton Company (HAL) | 0.0 | $114k | 3.4k | 33.75 | |
| Qualcomm (QCOM) | 0.0 | $119k | 1.9k | 62.63 | |
| Great Basin Gold Ltdcom Stk | 0.0 | $122k | 1.4M | 0.09 | |
| Vanguard Emerging Markets ETF (VWO) | 0.0 | $82k | 2.0k | 41.50 | |
| iShares S&P NA Nat. Re. Sc. Idx (IGE) | 0.0 | $76k | 1.9k | 39.42 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.0 | $16k | 470.00 | 34.04 | |
| Microsoft Corporation (MSFT) | 0.0 | $7.0k | 249.00 | 28.11 | |
| BlackRock (BLK) | 0.0 | $3.0k | 16.00 | 187.50 | |
| PNC Financial Services (PNC) | 0.0 | $6.0k | 89.00 | 67.42 | |
| Bank of New York Mellon Corporation (BK) | 0.0 | $3.0k | 121.00 | 24.79 | |
| People's United Financial | 0.0 | $7.0k | 607.00 | 11.53 | |
| Exxon Mobil Corporation (XOM) | 0.0 | $9.0k | 97.00 | 92.78 | |
| McDonald's Corporation (MCD) | 0.0 | $5.0k | 58.00 | 86.21 | |
| Daimler Ag reg (MBGAF) | 0.0 | $3.0k | 67.00 | 44.78 | |
| Johnson & Johnson (JNJ) | 0.0 | $6.0k | 80.00 | 75.00 | |
| Teva Pharmaceutical Industries (TEVA) | 0.0 | $8.0k | 183.00 | 43.72 | |
| SYSCO Corporation (SYY) | 0.0 | $3.0k | 91.00 | 32.97 | |
| Wells Fargo & Company (WFC) | 0.0 | $6.0k | 164.00 | 36.59 | |
| Molson Coors Brewing Company (TAP) | 0.0 | $6.0k | 133.00 | 45.11 | |
| AstraZeneca (AZN) | 0.0 | $9.0k | 179.00 | 50.28 | |
| Koninklijke Philips Electronics NV (PHG) | 0.0 | $7.0k | 318.00 | 22.01 | |
| CVS Caremark Corporation (CVS) | 0.0 | $5.0k | 113.00 | 44.25 | |
| Altria (MO) | 0.0 | $7.0k | 202.00 | 34.65 | |
| Credit Suisse Group | 0.0 | $4.0k | 209.00 | 19.14 | |
| Philip Morris International (PM) | 0.0 | $3.0k | 32.00 | 93.75 | |
| Procter & Gamble Company (PG) | 0.0 | $4.0k | 63.00 | 63.49 | |
| Rio Tinto (RIO) | 0.0 | $3.0k | 58.00 | 51.72 | |
| Royal Dutch Shell | 0.0 | $13k | 192.00 | 67.71 | |
| Schlumberger (SLB) | 0.0 | $8.0k | 112.00 | 71.43 | |
| American Electric Power Company (AEP) | 0.0 | $6.0k | 130.00 | 46.15 | |
| Statoil ASA | 0.0 | $6.0k | 224.00 | 26.79 | |
| Exelon Corporation (EXC) | 0.0 | $3.0k | 72.00 | 41.67 | |
| Total (TTE) | 0.0 | $8.0k | 155.00 | 51.61 | |
| Barclays (BCS) | 0.0 | $7.0k | 485.00 | 14.43 | |
| Henkel Kgaa (HENKY) | 0.0 | $5.0k | 79.00 | 63.29 | |
| Kellogg Company (K) | 0.0 | $5.0k | 106.00 | 47.17 | |
| PPL Corporation (PPL) | 0.0 | $5.0k | 188.00 | 26.60 | |
| Toyota Motor Corporation (TM) | 0.0 | $7.0k | 93.00 | 75.27 | |
| H.J. Heinz Company | 0.0 | $9.0k | 152.00 | 59.21 | |
| Lorillard | 0.0 | $5.0k | 42.00 | 119.05 | |
| BHP Billiton (BHP) | 0.0 | $5.0k | 73.00 | 68.49 | |
| Deutsche Bank Ag-registered (DB) | 0.0 | $2.0k | 59.00 | 33.90 | |
| El Paso Pipeline Partners | 0.0 | $6.0k | 154.00 | 38.96 | |
| Kubota Corporation (KUBTY) | 0.0 | $3.0k | 50.00 | 60.00 | |
| South Jersey Industries | 0.0 | $8.0k | 159.00 | 50.31 | |
| Woori Finance Holdings | 0.0 | $8.0k | 280.00 | 28.57 | |
| Abb (ABBNY) | 0.0 | $5.0k | 248.00 | 20.16 | |
| Alliance Resource Partners (ARLP) | 0.0 | $3.0k | 43.00 | 69.77 | |
| ARM Holdings | 0.0 | $5.0k | 192.00 | 26.04 | |
| Allianz SE | 0.0 | $3.0k | 226.00 | 13.27 | |
| Nissan Motor (NSANY) | 0.0 | $2.0k | 127.00 | 15.75 | |
| United Microelectronics (UMC) | 0.0 | $20k | 9.9k | 2.03 | |
| Yanzhou Coal Mining (YZCAY) | 0.0 | $7.0k | 468.00 | 14.96 | |
| Anglo American | 0.0 | $5.0k | 329.00 | 15.20 | |
| Nidec Corporation (NJDCY) | 0.0 | $6.0k | 347.00 | 17.29 | |
| Nippon Telegraph & Telephone (NTTYY) | 0.0 | $9.0k | 359.00 | 25.07 | |
| Siemens (SIEGY) | 0.0 | $14k | 136.00 | 102.94 | |
| Bank Of Montreal Cadcom (BMO) | 0.0 | $3.0k | 47.00 | 63.83 | |
| CGG Veritas | 0.0 | $8.0k | 235.00 | 34.04 | |
| Basf Se (BASFY) | 0.0 | $5.0k | 61.00 | 81.97 | |
| iShares MSCI Brazil Index (EWZ) | 0.0 | $7.0k | 138.00 | 50.72 | |
| Market Vector Russia ETF Trust | 0.0 | $14k | 490.00 | 28.57 | |
| Cobalt Intl Energy | 0.0 | $38k | 1.7k | 22.21 | |
| Alerian Mlp Etf | 0.0 | $23k | 1.4k | 16.41 | |
| American Select Portfolio | 0.0 | $5.0k | 413.00 | 12.11 | |
| Cohen & Steers infrastucture Fund (UTF) | 0.0 | $6.0k | 317.00 | 18.93 | |
| Global X China Industrials ETF | 0.0 | $19k | 1.9k | 10.10 | |
| ING Prime Rate Trust | 0.0 | $13k | 2.1k | 6.18 | |
| Eaton Vance Senior Income Trust (EVF) | 0.0 | $7.0k | 914.00 | 7.66 | |
| Invesco Van Kampen Dyn Cr Opp Fund | 0.0 | $7.0k | 552.00 | 12.68 | |
| Agic Equity & Conv Income | 0.0 | $16k | 939.00 | 17.04 | |
| PowerShares Dynamic Utilities | 0.0 | $6.0k | 313.00 | 19.17 | |
| Technip | 0.0 | $6.0k | 217.00 | 27.65 | |
| Bayerische Motoren Werke A- | 0.0 | $7.0k | 268.00 | 26.12 | |
| Komatsu (KMTUY) | 0.0 | $2.0k | 112.00 | 17.86 | |
| LVMH Moet Hennessy Louis Vuitton SA (LVMUY) | 0.0 | $7.0k | 230.00 | 30.43 | |
| Sandvik AB (SDVKY) | 0.0 | $5.0k | 392.00 | 12.76 | |
| Volkswagen | 0.0 | $6.0k | 192.00 | 31.25 | |
| SPDR Wells Fargo Prfd Stk ETF (PSK) | 0.0 | $8.0k | 171.00 | 46.78 | |
| Cbre Clarion Global Real Estat re (IGR) | 0.0 | $3.0k | 340.00 | 8.82 | |
| Ega Emerging Global Shs Tr india consumer | 0.0 | $3.0k | 152.00 | 19.74 | |
| Ishares Tr int pfd stk | 0.0 | $7.0k | 263.00 | 26.62 | |
| Rowan Companies | 0.0 | $8.0k | 231.00 | 34.63 | |
| Ensco Plc Shs Class A | 0.0 | $6.0k | 114.00 | 52.63 |
