Newgate Capital Management

Newgate Capital Management as of March 31, 2011

Portfolio Holdings for Newgate Capital Management

Newgate Capital Management holds 214 positions in its portfolio as reported in the March 2011 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Vale (VALE) 6.0 $139B 4.2M 33350.00
Pos (PKX) 3.8 $88B 767k 114290.00
Banco Itau Holding Financeira (ITUB) 3.4 $80B 3.3M 24050.00
Yanzhou Coal Mining (YZCAY) 3.2 $75B 2.1M 36270.00
Mobile TeleSystems OJSC 2.8 $65B 3.1M 21230.00
Ctrip.com International 2.6 $61B 1.5M 41490.00
Lukoil 2.3 $53B 747k 71390.00
Petroleo Brasileiro SA (PBR.A) 2.2 $51B 1.4M 35540.00
Cnooc 2.2 $51B 201k 253040.00
China Petroleum & Chemical 2.1 $49B 487k 100580.00
Petroleo Brasileiro SA (PBR) 2.1 $48B 1.2M 40430.00
Shinhan Financial (SHG) 2.0 $47B 522k 90570.00
KB Financial (KB) 2.0 $47B 902k 52170.00
America Movil Sab De Cv spon adr l 1.8 $42B 729k 58100.00
Melco Crown Entertainment (MLCO) 1.8 $42B 5.5M 7600.00
ICICI Bank (IBN) 1.7 $39B 787k 49830.00
Cosan Ltd shs a 1.7 $39B 3.0M 12900.00
Schlumberger (SLB) 1.6 $36B 386k 93260.00
Infosys Technologies (INFY) 1.5 $36B 499k 71700.00
China Constr Bank Ard F Un (CICHY) 1.5 $35B 1.9M 18860.00
Tenaris (TS) 1.5 $35B 706k 49460.00
Las Vegas Sands (LVS) 1.4 $33B 779k 42220.00
Gafisa SA 1.4 $32B 2.5M 12840.00
China Life Insurance Company 1.4 $32B 565k 56050.00
HDFC Bank (HDB) 1.3 $30B 179k 169940.00
Mechel OAO 1.3 $30B 957k 30790.00
Taiwan Semiconductor Mfg (TSM) 1.3 $29B 2.4M 12180.00
Vivo Participacoes SA 1.1 $27B 666k 40380.00
Cliffs Natural Resources 1.1 $27B 272k 98280.02
Gerdau SA (GGB) 1.1 $27B 2.1M 12500.00
Silver Standard Res 1.1 $25B 792k 31380.00
Credicorp (BAP) 1.1 $25B 234k 104930.00
Banco Bradesco SA (BBD) 1.0 $23B 1.1M 20750.00
Apache Corporation 1.0 $23B 176k 130919.70
Teva Pharmaceutical Industries (TEVA) 1.0 $23B 456k 50170.00
Andersons (ANDE) 0.9 $21B 432k 48720.00
Teck Resources Ltd cl b (TECK) 0.8 $20B 371k 53020.00
MTN (MTNOY) 0.8 $18B 886k 20300.00
Agrium 0.8 $18B 191k 92260.21
Noble Corporation Com Stk 0.8 $18B 387k 45620.00
Great Basin Gold Ltdcom Stk 0.8 $18B 6.7M 2640.00
Naspers 0.7 $17B 309k 54000.00
Potash Corp. Of Saskatchewan I 0.7 $16B 276k 58929.97
Dryships/drys 0.7 $16B 3.2M 4950.00
Caterpillar (CAT) 0.7 $16B 143k 111350.00
McDermott International 0.7 $16B 612k 25390.00
CF Industries Holdings (CF) 0.7 $15B 110k 136790.34
Occidental Petroleum Corporation (OXY) 0.6 $15B 144k 104489.75
Woori Finance Holdings 0.6 $15B 376k 39480.00
Hess (HES) 0.6 $15B 171k 85210.00
Southwestern Energy Company 0.6 $15B 344k 42970.00
Celanese Corporation (CE) 0.6 $15B 333k 44370.00
Ultra Petroleum 0.6 $14B 291k 49250.00
Total (TTE) 0.6 $14B 237k 60970.00
Albemarle Corporation (ALB) 0.6 $14B 242k 59770.00
National-Oilwell Var 0.6 $14B 179k 79270.00
Sinopec Shanghai Petrochemical 0.6 $14B 297k 47620.00
Joy Global 0.6 $14B 141k 98810.00
E.I. du Pont de Nemours & Company 0.6 $14B 254k 54970.00
Foster Wheeler Ltd Com Stk 0.6 $14B 358k 37620.00
Gazprom OAO 0.6 $14B 838k 16170.00
Ashland 0.6 $13B 231k 57760.00
Walter Energy 0.6 $13B 95k 135430.00
Duff & Phelps Utility & Corp Bond Trust 0.6 $13B 1.2M 10990.00
CONSOL Energy 0.5 $13B 233k 53630.00
Dow Chemical Company 0.5 $12B 324k 37750.00
Ping An Insurance (PNGAY) 0.5 $12B 595k 20610.00
Patriot Coal Corp 0.5 $12B 464k 25830.00
Cameron International Corporation 0.5 $12B 208k 57100.00
IPATH MSCI India Index Etn 0.5 $11B 153k 72730.00
Mosaic Company 0.5 $11B 138k 78750.01
iShares FTSE NAREIT Mort. Plus Capp 0.5 $11B 690k 15180.00
Fomento Economico Mexicano SAB (FMX) 0.4 $10B 172k 58700.00
AllianceBernstein Income Fund 0.4 $10B 1.3M 7690.00
Blackrock Credit All Inc Trust III 0.4 $10B 959k 10530.00
Industries N shs - a - (LYB) 0.4 $10B 256k 39550.00
BlackRock Credit All Inc Trust II 0.4 $10B 1.0M 9830.00
Freeport-McMoRan Copper & Gold (FCX) 0.4 $9.3B 167k 55550.11
BlackRock Enhanced Government Fund (EGF) 0.4 $9.2B 593k 15510.00
Aberdeen Asia-Pacific Income Fund 0.4 $8.9B 1.3M 6930.00
Turkiye Garanti Bankasi (TKGBY) 0.4 $8.9B 1.9M 4630.00
Anglo Platinum (AGPPY) 0.4 $8.8B 515k 17030.00
Blackrock Muniassets Fund (MUA) 0.4 $8.6B 760k 11290.00
Neuberger Berman Real Estate Sec (NRO) 0.3 $7.7B 1.9M 4130.00
Xstrata 0.3 $7.7B 1.7M 4660.00
BlackRock Debt Strategies Fund 0.3 $7.4B 1.9M 3990.00
Repsol YPF (REPYY) 0.3 $6.9B 201k 34450.00
Companhia de Bebidas das Americas 0.3 $6.8B 239k 28310.00
General Maritime Corporation 0.3 $6.2B 3.0M 2050.00
ING Clarion Global Real Estate Income 0.3 $6.1B 742k 8210.00
Quadra FNX Mining (QUX) 0.3 $5.9B 425k 13980.00
FMC Technologies 0.2 $5.9B 126k 47240.00
NAVIOS MARITIME HOLDINGS INC Com Stk 0.2 $5.8B 1.0M 5700.00
American Select Portfolio 0.2 $5.7B 556k 10300.00
MFS Government Markets Income Trust (MGF) 0.2 $5.8B 899k 6400.00
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.2 $5.6B 510k 11000.00
Nuveen California Municipal Value Fund (NCA) 0.2 $4.9B 584k 8470.00
American Strategic Income Portf. Inc II 0.2 $4.6B 506k 9040.00
Hyperion Brookfield Total Return (HTR) 0.2 $4.2B 695k 6070.00
Nuveen Muni Value Fund (NUV) 0.2 $3.7B 411k 9040.00
Syngenta 0.1 $3.4B 53k 65170.00
Brasil Telecom SA 0.1 $3.4B 127k 27010.00
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $3.4B 380k 8950.00
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $3.3B 387k 8490.00
American Strategic Income Portfolio III 0.1 $3.1B 406k 7640.00
Citi 0.1 $2.6B 60k 44200.01
Nuveen Quality Pref. Inc. Fund II 0.1 $2.4B 292k 8280.00
Western Asset Municipal Hgh Incm Fnd (MHF) 0.1 $2.1B 293k 7230.00
RMK Strategic Income Fund 0.1 $2.0B 371k 5310.00
Noble Corp Com chf4.75 0.1 $1.5B 33k 45619.99
ING Prime Rate Trust 0.1 $1.4B 226k 6020.00
Nuveen New York Invst. Qlty. Mun. Fund (NQN) 0.1 $1.1B 87k 13189.99
Foster Wheeler 0.1 $1.1B 30k 37620.01
Nuveen Insured Premium Incm. Mun. Fnd II 0.0 $1.0B 87k 11740.01
Eaton Vance Natl Mun Opport (EOT) 0.0 $1.0B 56k 18629.99
Lyondellbasell Industries Nv 0.0 $864M 22k 39550.00
Baidu (BIDU) 0.0 $659M 4.8k 137810.00
Brasil Telecom Sa 0.0 $638M 59k 10740.00
Itau Unibanco-prf 0.0 $589M 25k 24050.00
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $383M 8.5k 44910.02
Apple (AAPL) 0.0 $581M 1.7k 348507.50
Nuveen Dividend Advantage Municipal Fd 2 0.0 $360M 28k 13053.79
SK Tele 0.0 $158M 8.4k 18810.01
Goldman Sachs (GS) 0.0 $248M 1.6k 158599.87
Bank of America Corporation (BAC) 0.0 $311M 23k 13329.99
Companhia Energetica Minas Gerais (CIG) 0.0 $340M 18k 19269.98
National Bank of Greece 0.0 $131M 74k 1770.00
iShares MSCI South Korea Index Fund (EWY) 0.0 $207M 3.2k 64350.12
Vanguard Emerging Markets ETF (VWO) 0.0 $190M 3.9k 48950.06
iShares MSCI South Africa Index (EZA) 0.0 $184M 2.5k 72929.98
Nuveen Insd Dividend Advantage (NVG) 0.0 $196M 15k 13379.90
Chunghwa Telecom Co Ltd - (CHT) 0.0 $288M 9.2k 31159.97
Invesco Municipal Inc Opp Trust II (OIB) 0.0 $245M 37k 6579.99
Invesco Quality Muni Inv Trust (IQT) 0.0 $191M 16k 12060.02
Vimpel 0.0 $54M 3.8k 14120.05
Companhia Siderurgica Nacional (SID) 0.0 $5.4M 326.00 16659.51
Grupo Televisa (TV) 0.0 $40M 1.6k 24530.21
Compania de Minas Buenaventura SA (BVN) 0.0 $40M 922.00 42969.63
China Mobile 0.0 $106M 2.3k 46250.22
HSBC Holdings (HSBC) 0.0 $17M 333.00 51798.80
Turkcell Iletisim Hizmetleri A.S. (TKC) 0.0 $46M 3.1k 15030.01
Devon Energy Corporation (DVN) 0.0 $2.5M 27.00 91777.78
Daimler Ag reg (MBGAF) 0.0 $13M 179.00 70787.71
Philippine Long Distance Telephone 0.0 $21M 394.00 53500.00
Morgan Stanley India Investment Fund (IIF) 0.0 $41M 1.7k 24080.19
Gold Fields (GFI) 0.0 $10M 588.00 17459.18
Newfield Exploration 0.0 $6.2M 81.00 76012.35
AngloGold Ashanti 0.0 $26M 550.00 47950.91
Credit Suisse Group 0.0 $9.2M 216.00 42578.70
Honda Motor (HMC) 0.0 $8.8M 234.00 37508.55
Rio Tinto (RIO) 0.0 $1.1M 15.00 71133.33
Mitsubishi UFJ Financial (MUFG) 0.0 $13M 2.9k 4599.86
Barclays (BCS) 0.0 $16M 885.00 18140.11
Henkel Kgaa (HENKY) 0.0 $13M 245.00 52502.04
PetroChina Company 0.0 $37M 241.00 152248.96
Chesapeake Energy Corporation 0.0 $939k 28.00 33535.71
Toyota Motor Corporation (TM) 0.0 $31M 383.00 80250.65
Alpha Natural Resources 0.0 $5.0M 84.00 59369.05
Banco Santander-Chile (BSAC) 0.0 $81M 936.00 86750.00
Mizuho Financial (MFG) 0.0 $13M 3.8k 3319.98
Siliconware Precision Industries 0.0 $27M 4.4k 6039.99
Deutsche Bank Ag-registered (DB) 0.0 $13M 216.00 59069.44
Kubota Corporation (KUBTY) 0.0 $18M 375.00 47109.33
Nomura Holdings (NMR) 0.0 $10M 2.0k 5199.80
Pride International 0.0 $4.0M 93.00 42946.24
Sterlite Industries India 0.0 $14M 908.00 15440.53
Banco Santander (SAN) 0.0 $12M 1.0k 11710.33
Tata Motors 0.0 $49M 1.8k 27790.16
Abb (ABBNY) 0.0 $19M 765.00 24189.54
Homex Development 0.0 $16M 574.00 27250.87
World Fuel Services Corporation (WKC) 0.0 $2.6M 64.00 40609.38
Anglo American 0.0 $60M 2.3k 25819.99
Bancolombia (CIB) 0.0 $17M 276.00 62659.42
Huaneng Power International 0.0 $26M 1.1k 23490.16
Lloyds TSB (LYG) 0.0 $5.3M 1.4k 3700.21
Nidec Corporation (NJDCY) 0.0 $20M 908.00 21629.96
Sasol (SSL) 0.0 $93M 1.6k 57950.09
Southern Copper Corporation (SCCO) 0.0 $43M 1.1k 40270.17
Siemens (SIEGY) 0.0 $32M 236.00 137338.98
iShares MSCI Hong Kong Index Fund (EWH) 0.0 $22M 1.2k 18929.91
CGG Veritas 0.0 $13M 355.00 36188.73
Basf Se (BASFY) 0.0 $29M 339.00 86799.41
iShares MSCI Taiwan Index 0.0 $40M 2.7k 14862.44
iShares MSCI Turkey Index Fund (TUR) 0.0 $49M 774.00 63839.79
Eaton Vance Municipal Income Trust (EVN) 0.0 $3.0M 254.00 11740.16
Korea (KF) 0.0 $9.7M 200.00 48300.00
iShares MSCI Singapore Index Fund 0.0 $19M 1.4k 13669.72
Sumitomo Mitsui Financial Grp (SMFG) 0.0 $1.6M 262.00 6251.91
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $1.8M 282.00 6361.70
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.0 $6.3M 135.00 46851.85
SPDR Barclays Capital High Yield B 0.0 $61M 1.5k 40509.96
iShares MSCI Israel Capped Inv Mar ETF (EIS) 0.0 $3.5M 59.00 59067.80
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $9.9M 1.9k 5129.80
Pimco Municipal Income Fund II (PML) 0.0 $15M 1.4k 10100.28
Blackrock Muniyield Quality Fund II (MQT) 0.0 $225k 20.00 11250.00
Eaton Vance Municipal Bond Fund (EIM) 0.0 $4.7M 410.00 11400.00
Nuveen Municipal Advantage Fund 0.0 $4.9M 370.00 13151.35
PIMCO Strategic Global Government Fund (RCS) 0.0 $10M 900.00 11070.00
PowerShares Insured Nati Muni Bond 0.0 $4.7M 212.00 22231.13
SPDR Nuveen Barclays Capital Municpl Bnd 0.0 $4.9M 223.00 21991.03
BNP Paribas SA (BNPQY) 0.0 $11M 310.00 36670.97
Linde 0.0 $12M 763.00 15969.86
Technip 0.0 $20M 760.00 26550.00
Bayerische Motoren Werke A- 0.0 $14M 499.00 27849.70
Komatsu (KMTUY) 0.0 $22M 650.00 34000.00
Fanuc Ltd-unpons (FANUY) 0.0 $7.6M 304.00 25098.68
Sandvik AB (SDVKY) 0.0 $13M 693.00 18900.43
Man Se Unsp- 0.0 $14M 1.1k 12449.58
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $390k 32.00 12187.50
Nuveen California Quality Inc' Mun. Fund 0.0 $2.7M 212.00 12910.38
Nuveen Mtg opportunity term (JLS) 0.0 $18M 718.00 24870.47
K+s Ag- (KPLUY) 0.0 $6.2M 163.00 38079.75
Alliancebernstein Inc Fund 0.0 $91M 12k 7689.96
Sumitomo Chemical Co-uns (SOMMY) 0.0 $6.0M 243.00 24748.97