Newgate Capital Management

Newgate Capital Management as of June 30, 2011

Portfolio Holdings for Newgate Capital Management

Newgate Capital Management holds 193 positions in its portfolio as reported in the June 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vale (VALE) 5.8 $119B 3.7M 31950.00
Banco Itau Holding Financeira (ITUB) 3.7 $75B 3.2M 23533.80
Ctrip.com International 2.7 $56B 1.3M 43080.00
Shinhan Financial (SHG) 2.5 $53B 548k 95950.00
Pos (PKX) 2.5 $52B 482k 108620.00
Yanzhou Coal Mining (YZCAY) 2.5 $52B 1.3M 38490.00
Mobile TeleSystems OJSC 2.5 $51B 2.7M 19020.00
Petroleo Brasileiro SA (PBR) 2.3 $47B 1.4M 33860.00
KB Financial (KB) 2.2 $45B 950k 47800.00
Infosys Technologies (INFY) 2.1 $44B 666k 65230.00
Lukoil 2.1 $43B 679k 63750.00
Petroleo Brasileiro SA (PBR.A) 2.1 $43B 1.4M 30680.00
Cosan Ltd shs a 1.9 $40B 3.2M 12290.00
Cnooc 1.9 $40B 168k 235930.00
ICICI Bank (IBN) 1.9 $38B 773k 49300.00
China Constr Bank Ard F Un (CICHY) 1.8 $36B 2.2M 16650.00
Las Vegas Sands (LVS) 1.7 $36B 850k 42210.00
Schlumberger (SLB) 1.6 $34B 393k 86400.00
Taiwan Semiconductor Mfg (TSM) 1.6 $33B 2.6M 12610.00
Gafisa SA 1.6 $32B 3.4M 9460.00
Mechel OAO 1.5 $30B 1.3M 23890.00
China Life Insurance Company 1.4 $28B 546k 51840.00
Banco Bradesco SA (BBD) 1.3 $27B 1.3M 20470.00
Gerdau SA (GGB) 1.3 $26B 2.5M 10520.00
America Movil Sab De Cv spon adr l 1.2 $25B 940k 26779.80
Cliffs Natural Resources 1.2 $25B 266k 92450.02
Baidu (BIDU) 1.1 $22B 157k 140130.00
Credicorp (BAP) 1.1 $22B 253k 86100.00
Gazprom OAO 1.0 $21B 1.4M 14550.00
Andersons (ANDE) 0.9 $19B 446k 42250.00
Teck Resources Ltd cl b (TECK) 0.9 $18B 360k 50740.00
MTN (MTNOY) 0.9 $18B 855k 21400.00
Great Basin Gold Ltdcom Stk 0.9 $18B 8.5M 2090.00
Teva Pharmaceutical Industries (TEVA) 0.8 $17B 362k 48220.00
Ping An Insurance (PNGAY) 0.8 $17B 834k 20680.00
Celanese Corporation (CE) 0.8 $17B 321k 53250.60
Naspers 0.8 $17B 298k 56600.00
Agrium 0.8 $16B 185k 87760.20
Albemarle Corporation (ALB) 0.8 $16B 234k 69200.00
Sinopec Shanghai Petrochemical 0.8 $16B 359k 44000.00
Potash Corp. Of Saskatchewan I 0.7 $15B 267k 56920.57
Ashland 0.7 $15B 237k 64620.00
Noble Corporation Com Stk 0.7 $15B 376k 39410.00
Caterpillar (CAT) 0.7 $15B 138k 106012.20
McDermott International 0.7 $15B 740k 19810.00
Freeport-McMoRan Copper & Gold (FCX) 0.7 $14B 274k 52655.56
Woori Finance Holdings 0.7 $15B 364k 39700.00
Dow Chemical Company 0.7 $14B 384k 36000.00
Tenaris (TS) 0.7 $14B 296k 45730.00
National-Oilwell Var 0.7 $14B 173k 78210.00
Patriot Coal Corp 0.7 $13B 599k 22260.00
Apache Corporation 0.6 $13B 106k 123242.33
E.I. du Pont de Nemours & Company 0.6 $13B 246k 54050.00
Total (TTE) 0.6 $13B 227k 57840.00
Tencent Holdings Ltd - (TCEHY) 0.6 $13B 479k 27400.00
Joy Global 0.6 $13B 136k 95240.00
Dryships/drys 0.6 $13B 3.1M 4190.00
Silver Standard Res 0.6 $13B 481k 26690.00
Duff & Phelps Utility & Corp Bond Trust 0.6 $13B 1.1M 11261.50
Hess (HES) 0.6 $12B 166k 74760.00
Industries N shs - a - (LYB) 0.6 $12B 319k 38520.00
iShares FTSE NAREIT Mort. Plus Capp 0.6 $12B 838k 14729.90
Melco Crown Entertainment (MLCO) 0.6 $12B 940k 12770.00
Southwestern Energy Company 0.6 $12B 276k 42880.00
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.6 $12B 1.1M 10920.00
Occidental Petroleum Corporation (OXY) 0.6 $11B 109k 104039.67
Foster Wheeler Ltd Com Stk 0.6 $11B 375k 30380.00
Ultra Petroleum 0.5 $11B 245k 45800.00
Walter Energy 0.5 $11B 97k 115800.00
CONSOL Energy 0.5 $11B 225k 48480.00
China Shenhua-un (CSUAY) 0.5 $11B 226k 48100.00
Blackrock Credit All Inc Trust III 0.5 $11B 982k 10786.60
Pt Utd Tractors Tbk Adrf Unspo (PUTKY) 0.5 $11B 181k 58680.00
Cameron International Corporation 0.5 $10B 200k 50290.00
Mosaic (MOS) 0.5 $9.9B 147k 67682.61
FMC Technologies 0.5 $9.4B 210k 44790.00
Fomento Economico Mexicano SAB (FMX) 0.5 $9.2B 139k 66490.00
CF Industries Holdings (CF) 0.4 $9.0B 64k 141670.63
BlackRock Credit All Inc Trust II 0.4 $8.9B 886k 10097.30
Neuberger Berman Real Estate Sec (NRO) 0.4 $8.9B 2.1M 4280.50
BlackRock Enhanced Government Fund (EGF) 0.4 $8.6B 555k 15440.60
Keppel Corporation (KPELY) 0.4 $8.7B 492k 17706.21
Turkiye Garanti Bankasi (TKGBY) 0.4 $8.5B 1.9M 4600.00
Antofagasta (ANFGY) 0.4 $8.4B 189k 44650.00
NAVIOS MARITIME HOLDINGS INC Com Stk 0.4 $8.0B 1.5M 5150.00
IPATH MSCI India Index Etn 0.4 $8.0B 114k 70090.00
Blackrock Muniassets Fund (MUA) 0.4 $8.0B 685k 11688.51
HDFC Bank (HDB) 0.3 $7.2B 205k 35278.00
American Strategic Income Portf. Inc II 0.3 $7.1B 783k 9050.30
Agic Equity & Conv Income 0.3 $6.9B 372k 18430.00
Xstrata 0.3 $6.8B 1.5M 4400.00
American Select Portfolio 0.3 $6.5B 615k 10637.80
American Strategic Income Portfolio III 0.3 $6.3B 811k 7778.70
Straits Asia Res Ltd-uns 0.3 $6.4B 132k 49000.00
Westlake Chemical Corporation (WLK) 0.3 $6.1B 118k 51900.00
Silver Wheaton Corp 0.3 $5.8B 174k 33000.00
Quadra FNX Mining (QUX) 0.3 $5.8B 392k 14840.00
MFS Government Markets Income Trust (MGF) 0.3 $5.8B 862k 6757.60
Telecomunicacoes de Sao Paulo SA 0.3 $5.5B 186k 29700.00
General Maritime Corporation 0.2 $5.0B 3.7M 1350.00
Nuveen California Municipal Value Fund (NCA) 0.2 $4.8B 543k 8792.60
Pacific Rub Energy 0.2 $4.1B 153k 26810.00
Companhia de Bebidas das Americas 0.2 $3.9B 116k 33489.80
Brasil Telecom SA 0.2 $3.4B 120k 28660.00
James River Coal Company 0.1 $2.9B 137k 20820.00
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $2.9B 313k 9140.00
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.1 $2.9B 193k 15300.50
Nuveen Insured Premium Incm. Mun. Fnd II 0.1 $2.9B 236k 12179.00
MFS Multimarket Income Trust (MMT) 0.1 $2.6B 388k 6786.50
RMK Strategic Income Fund 0.1 $2.3B 410k 5645.41
Nuveen Premium Income Muni Fund 2 0.1 $2.1B 154k 13493.70
Nuveen New York Invst. Qlty. Mun. Fund (NQN) 0.1 $1.8B 129k 14032.60
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $1.5B 137k 10620.00
Invesco Municipal Inc Opp Trust II (OIB) 0.1 $1.2B 174k 7021.40
Nuveen New York Perf. Plus Muni Fund 0.1 $951M 66k 14437.30
Nuveen Insd Dividend Advantage (NVG) 0.0 $835M 61k 13781.89
Western Asset Municipal Hgh Incm Fnd (MHF) 0.0 $748M 102k 7362.90
Apple (AAPL) 0.0 $560M 1.7k 335670.07
Brasil Telecom Sa 0.0 $602M 56k 10780.01
Nuveen Premier Mun Income 0.0 $700M 53k 13315.10
Itau Unibanco-prf 0.0 $577M 25k 23533.80
Nuveen Muni Value Fund (NUV) 0.0 $472M 51k 9221.60
Nuveen New York Qty Inc Munpl Fnd (NUN) 0.0 $329M 23k 14159.51
SK Tele 0.0 $157M 8.4k 18700.02
Goldman Sachs (GS) 0.0 $208M 1.6k 133090.27
Bank of America Corporation (BAC) 0.0 $256M 23k 10959.98
Exxon Mobil Corporation (XOM) 0.0 $165M 2.0k 81380.25
Companhia Energetica Minas Gerais (CIG) 0.0 $215M 10k 20640.02
National Bank of Greece 0.0 $106M 74k 1430.00
AllianceBernstein Income Fund 0.0 $182M 23k 7850.07
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.0 $192M 4.4k 43659.98
Chunghwa Telecom Co Ltd - (CHT) 0.0 $243M 7.3k 33152.97
Citigroup (C) 0.0 $248M 6.0k 41627.75
China Petroleum & Chemical 0.0 $12M 119.00 101436.97
Companhia Siderurgica Nacional (SID) 0.0 $3.2M 259.00 12459.46
HSBC Holdings (HSBC) 0.0 $17M 333.00 49618.62
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $59M 1.4k 42950.11
iShares MSCI Emerging Markets Indx (EEM) 0.0 $89M 1.9k 47600.11
Daimler Ag reg (MBGAF) 0.0 $14M 179.00 75357.54
Credit Suisse Group 0.0 $8.4M 216.00 39018.52
Honda Motor (HMC) 0.0 $14M 353.00 38609.07
Barclays (BCS) 0.0 $15M 885.00 16430.51
Henkel Kgaa (HENKY) 0.0 $14M 245.00 57371.43
Methanex Corp (MEOH) 0.0 $20M 624.00 31379.81
Toyota Motor Corporation (TM) 0.0 $32M 383.00 82420.37
Energy Select Sector SPDR (XLE) 0.0 $5.0M 67.00 75343.28
Mizuho Financial (MFG) 0.0 $6.2M 1.9k 3279.92
Deutsche Bank Ag-registered (DB) 0.0 $13M 216.00 59240.74
Kubota Corporation (KUBTY) 0.0 $17M 375.00 44520.00
Nomura Holdings (NMR) 0.0 $9.6M 2.0k 4929.82
Banco Santander (SAN) 0.0 $16M 1.4k 11347.89
Abb (ABBNY) 0.0 $13M 506.00 25950.59
United States Steel Corporation (X) 0.0 $71M 1.5k 46039.84
Bancolombia (CIB) 0.0 $5.2M 78.00 66730.77
Lloyds TSB (LYG) 0.0 $4.5M 1.4k 3120.06
Nidec Corporation (NJDCY) 0.0 $21M 908.00 23360.13
Sasol (SSL) 0.0 $36M 686.00 52890.67
Siemens (SIEGY) 0.0 $31M 224.00 137531.25
CGG Veritas 0.0 $16M 447.00 36579.42
Basf Se (BASFY) 0.0 $32M 327.00 98061.16
iShares MSCI Brazil Index (EWZ) 0.0 $27M 374.00 73350.27
Market Vector Russia ETF Trust 0.0 $29M 739.00 38539.92
iShares MSCI South Korea Index Fund (EWY) 0.0 $17M 259.00 65000.00
iShares MSCI South Africa Index (EZA) 0.0 $52M 730.00 71069.86
Aberdeen Asia-Pacific Income Fund 0.0 $9.2M 1.3k 7297.38
Eaton Vance Municipal Income Trust (EVN) 0.0 $1.5M 127.00 12023.62
Sumitomo Mitsui Financial Grp (SMFG) 0.0 $1.6M 262.00 6148.85
SPDR Barclays Capital High Yield B 0.0 $14M 355.00 39718.31
ING Prime Rate Trust 0.0 $7.5M 1.2k 6105.26
BlackRock Debt Strategies Fund 0.0 $12M 2.9k 4223.24
iShares MSCI Israel Capped Inv Mar ETF (EIS) 0.0 $9.1M 166.00 54771.08
Nuveen Quality Pref. Inc. Fund II 0.0 $8.7M 1.0k 8335.56
Pimco Municipal Income Fund II (PML) 0.0 $7.5M 718.00 10465.18
SPDR S&P Metals and Mining (XME) 0.0 $5.6M 81.00 69370.37
Eaton Vance Municipal Bond Fund (EIM) 0.0 $2.5M 205.00 12219.51
Hyperion Brookfield Total Return (HTR) 0.0 $6.1M 995.00 6093.47
Nuveen Municipal Advantage Fund 0.0 $2.6M 185.00 13940.54
PIMCO Strategic Global Government Fund (RCS) 0.0 $4.6M 405.00 11370.37
PowerShares Insured Nati Muni Bond 0.0 $2.4M 106.00 23094.34
SPDR Nuveen Barclays Capital Municpl Bnd 0.0 $2.5M 112.00 22508.93
BNP Paribas SA (BNPQY) 0.0 $12M 310.00 38651.61
Linde 0.0 $13M 763.00 17550.46
Technip 0.0 $18M 681.00 26850.22
Bayerische Motoren Werke A- 0.0 $17M 499.00 33050.10
Komatsu (KMTUY) 0.0 $27M 844.00 31400.47
Fanuc Ltd-unpons (FANUY) 0.0 $8.5M 304.00 28000.00
Sandvik AB (SDVKY) 0.0 $12M 693.00 17539.68
Man Se Unsp- 0.0 $14M 1.1k 13289.55
Invesco Quality Muni Inv Trust (IQT) 0.0 $12M 907.00 12858.88
Nuveen California Quality Inc' Mun. Fund 0.0 $1.5M 106.00 14066.04
Nuveen Mtg opportunity term (JLS) 0.0 $4.1M 170.00 24247.06
K+s Ag- (KPLUY) 0.0 $6.3M 163.00 38840.49
Sumitomo Chemical Co-uns (SOMMY) 0.0 $7.8M 316.00 24819.62