Nikko Asset Management Americas

Nikko Asset Management Americas as of Sept. 30, 2017

Portfolio Holdings for Nikko Asset Management Americas

Nikko Asset Management Americas holds 334 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
BHP Billiton 3.2 $65M 1.8M 35.45
Amazon (AMZN) 2.5 $51M 53k 961.36
Square Inc cl a (SQ) 2.5 $50M 1.7M 28.81
Monsanto Company 2.4 $50M 417k 119.82
Rio Tinto (RIO) 2.4 $49M 1.0M 47.19
Tree (TREE) 2.1 $44M 180k 244.45
Alibaba Group Holding (BABA) 2.1 $44M 252k 172.71
Exxon Mobil Corporation (XOM) 2.0 $41M 498k 81.98
Paypal Holdings (PYPL) 1.9 $40M 621k 64.03
Royal Dutch Shell 1.8 $37M 615k 60.58
Total (TTE) 1.8 $37M 697k 53.52
Apple (AAPL) 1.8 $36M 235k 154.12
athenahealth 1.7 $35M 283k 124.36
Schlumberger (SLB) 1.7 $34M 494k 69.76
NVIDIA Corporation (NVDA) 1.6 $34M 189k 178.77
Lendingclub 1.6 $32M 5.3M 6.09
Halliburton Company (HAL) 1.6 $32M 693k 46.03
International Paper Company (IP) 1.5 $31M 544k 56.82
BP (BP) 1.4 $29M 754k 38.43
Dowdupont 1.2 $26M 371k 69.23
Chevron Corporation (CVX) 1.2 $25M 213k 117.50
Barrick Gold Corp (GOLD) 1.2 $24M 1.5M 16.05
MercadoLibre (MELI) 1.2 $24M 94k 258.93
Anadarko Petroleum Corporation 1.2 $24M 488k 48.85
Freeport-McMoRan Copper & Gold (FCX) 1.2 $24M 1.7M 14.04
Intuit (INTU) 1.2 $24M 168k 142.14
Weyerhaeuser Company (WY) 1.2 $24M 698k 34.03
Guidewire Software (GWRE) 1.1 $23M 290k 77.86
Nasdaq Omx (NDAQ) 1.1 $22M 288k 77.57
International Business Machines (IBM) 1.1 $22M 151k 145.08
Fiserv (FI) 1.1 $22M 167k 128.96
Agrium 1.0 $20M 190k 107.21
Suncor Energy (SU) 1.0 $20M 578k 35.12
HDFC Bank (HDB) 0.9 $19M 199k 96.37
Potash Corp. Of Saskatchewan I 0.9 $19M 986k 19.24
Nucor Corporation (NUE) 0.9 $19M 334k 56.04
Transunion (TRU) 0.9 $19M 396k 47.26
Occidental Petroleum Corporation (OXY) 0.9 $18M 286k 64.21
Facebook Inc cl a (META) 0.9 $19M 108k 170.87
Red Hat 0.9 $18M 158k 110.86
salesforce (CRM) 0.9 $18M 189k 93.42
Jd (JD) 0.9 $18M 461k 38.20
Procter & Gamble Company (PG) 0.8 $17M 191k 90.98
Starbucks Corporation (SBUX) 0.8 $17M 316k 53.71
Baidu (BIDU) 0.8 $17M 69k 247.69
Hortonworks 0.8 $17M 986k 16.95
Archer Daniels Midland Company (ADM) 0.8 $16M 380k 42.51
Canadian Natural Resources (CNQ) 0.8 $16M 480k 33.68
Noble Energy 0.8 $16M 559k 28.36
stock (SPLK) 0.8 $16M 234k 66.43
At&t (T) 0.8 $15M 391k 39.17
Steel Dynamics (STLD) 0.7 $15M 425k 34.47
Visa (V) 0.7 $14M 133k 105.24
Oil States International (OIS) 0.7 $14M 532k 25.35
Intel Corporation (INTC) 0.7 $13M 351k 38.08
AngloGold Ashanti 0.7 $13M 1.4M 9.29
Cabot Oil & Gas Corporation (CTRA) 0.6 $13M 490k 26.75
Concho Resources 0.6 $13M 99k 131.72
Superior Energy Services 0.6 $13M 1.2M 10.68
Alphabet Inc Class C cs (GOOG) 0.6 $13M 14k 959.13
Charles Schwab Corporation (SCHW) 0.6 $13M 294k 43.74
Pioneer Natural Resources (PXD) 0.6 $13M 87k 147.54
Cme (CME) 0.6 $12M 91k 135.68
EOG Resources (EOG) 0.6 $13M 129k 96.74
EQT Corporation (EQT) 0.6 $12M 189k 65.24
Workday Inc cl a (WDAY) 0.6 $12M 117k 105.39
Pfizer (PFE) 0.6 $12M 336k 35.70
ConocoPhillips (COP) 0.6 $12M 236k 50.05
Hess (HES) 0.6 $12M 249k 46.89
Technipfmc (FTI) 0.6 $12M 412k 27.92
Mosaic (MOS) 0.5 $11M 512k 21.59
Qualcomm (QCOM) 0.5 $11M 207k 51.84
Goldcorp 0.5 $10M 803k 12.96
Domino's Pizza (DPZ) 0.5 $10M 51k 198.55
CBOE Holdings (CBOE) 0.5 $9.9M 92k 107.63
B2gold Corp (BTG) 0.5 $10M 3.6M 2.80
Msci (MSCI) 0.5 $9.8M 84k 116.90
Phillips 66 (PSX) 0.5 $9.8M 107k 91.61
Southern Copper Corporation (SCCO) 0.5 $9.3M 233k 39.76
McDonald's Corporation (MCD) 0.4 $8.6M 55k 156.68
Altria (MO) 0.4 $8.3M 132k 63.42
CF Industries Holdings (CF) 0.4 $8.2M 233k 35.16
Patterson-UTI Energy (PTEN) 0.4 $8.1M 385k 20.94
Src Energy 0.4 $7.9M 818k 9.67
Teck Resources Ltd cl b (TECK) 0.4 $7.7M 365k 21.11
Merck & Co (MRK) 0.4 $7.6M 118k 64.03
Oceaneering International (OII) 0.4 $7.5M 284k 26.27
Matador Resources (MTDR) 0.3 $7.2M 266k 27.15
Petroleo Brasileiro SA (PBR) 0.3 $6.9M 683k 10.04
Newmont Mining Corporation (NEM) 0.3 $6.9M 183k 37.51
Valero Energy Corporation (VLO) 0.3 $6.7M 88k 76.93
Cemex SAB de CV (CX) 0.3 $6.7M 742k 9.08
Cnooc 0.3 $6.1M 47k 129.71
Weatherford Intl Plc ord 0.3 $6.2M 1.3M 4.58
China Petroleum & Chemical 0.3 $5.8M 77k 75.76
RPC (RES) 0.3 $6.0M 241k 24.79
Bk Nova Cad (BNS) 0.3 $6.0M 93k 64.31
Microsoft Corporation (MSFT) 0.3 $5.7M 77k 74.49
PetroChina Company 0.3 $5.5M 86k 64.11
Cibc Cad (CM) 0.3 $5.5M 63k 87.53
Tahoe Resources 0.2 $5.1M 969k 5.27
Boeing Company (BA) 0.2 $4.9M 19k 254.22
Emerson Electric (EMR) 0.2 $5.0M 79k 62.84
Eldorado Gold Corp 0.2 $4.7M 2.1M 2.20
Kinder Morgan (KMI) 0.2 $4.8M 249k 19.18
Dril-Quip (DRQ) 0.2 $4.4M 100k 44.15
Israel Chemicals 0.2 $4.5M 1.0M 4.44
Eaton (ETN) 0.2 $4.5M 59k 76.79
Transcanada Corp 0.2 $4.3M 87k 49.42
Kimberly-Clark Corporation (KMB) 0.2 $4.1M 35k 117.69
Marathon Petroleum Corp (MPC) 0.2 $4.1M 74k 56.08
Rowan Companies 0.2 $4.1M 318k 12.85
Cummins (CMI) 0.2 $3.8M 23k 168.03
T. Rowe Price (TROW) 0.2 $3.8M 42k 90.65
Rogers Communications -cl B (RCI) 0.2 $3.7M 71k 51.52
Seagate Technology Com Stk 0.2 $3.4M 102k 33.17
Maxim Integrated Products 0.2 $3.3M 68k 47.72
Philip Morris International (PM) 0.1 $2.6M 23k 111.03
Johnson & Johnson (JNJ) 0.1 $2.4M 18k 130.00
Celgene Corporation 0.1 $2.4M 17k 145.83
Progressive Corporation (PGR) 0.1 $2.2M 45k 48.42
American Tower Reit (AMT) 0.1 $2.1M 16k 136.71
Comcast Corporation (CMCSA) 0.1 $1.8M 46k 38.48
Estee Lauder Companies (EL) 0.1 $1.8M 17k 107.84
Summit Matls Inc cl a (SUM) 0.1 $1.7M 55k 32.04
Huntington Bancshares Incorporated (HBAN) 0.1 $1.7M 120k 13.96
JPMorgan Chase & Co. (JPM) 0.1 $1.6M 16k 95.51
ResMed (RMD) 0.1 $1.7M 22k 76.97
General Electric Company 0.1 $1.6M 65k 24.18
Paychex (PAYX) 0.1 $1.6M 26k 59.96
SVB Financial (SIVBQ) 0.1 $1.6M 8.3k 187.11
Laboratory Corp. of America Holdings (LH) 0.1 $1.7M 11k 150.97
Key (KEY) 0.1 $1.7M 90k 18.82
Walt Disney Company (DIS) 0.1 $1.4M 14k 98.60
UnitedHealth (UNH) 0.1 $1.3M 6.8k 195.88
Applied Materials (AMAT) 0.1 $1.4M 27k 52.08
Oracle Corporation (ORCL) 0.1 $1.5M 31k 48.37
Bank of America Corporation (BAC) 0.1 $1.1M 45k 25.34
Coca-Cola Company (KO) 0.1 $1.3M 29k 45.02
3M Company (MMM) 0.1 $1.3M 6.0k 209.83
Wells Fargo & Company (WFC) 0.1 $1.2M 23k 55.13
Cooper Companies (COO) 0.1 $1.3M 5.5k 237.09
Pepsi (PEP) 0.1 $1.3M 12k 111.44
Texas Instruments Incorporated (TXN) 0.1 $1.2M 14k 89.63
MasterCard Incorporated (MA) 0.1 $1.1M 7.9k 141.14
Home Depot (HD) 0.1 $1.0M 6.3k 163.49
LKQ Corporation (LKQ) 0.1 $1.1M 29k 35.99
General Mills (GIS) 0.1 $1.0M 20k 51.74
Wal-Mart Stores (WMT) 0.0 $824k 11k 78.11
Cisco Systems (CSCO) 0.0 $773k 23k 33.61
Illinois Tool Works (ITW) 0.0 $843k 5.7k 147.89
Hd Supply 0.0 $819k 23k 36.08
Time Warner 0.0 $534k 5.2k 102.48
Caterpillar (CAT) 0.0 $661k 5.3k 124.72
Union Pacific Corporation (UNP) 0.0 $580k 5.0k 116.00
Harris Corporation 0.0 $645k 4.9k 131.63
Verizon Communications (VZ) 0.0 $693k 14k 49.50
CVS Caremark Corporation (CVS) 0.0 $545k 6.7k 81.34
Amgen (AMGN) 0.0 $709k 3.8k 186.58
Honeywell International (HON) 0.0 $553k 3.9k 141.79
PG&E Corporation (PCG) 0.0 $565k 8.3k 68.07
priceline.com Incorporated 0.0 $549k 300.00 1830.00
Banco Bradesco SA (BBD) 0.0 $545k 49k 11.08
Simon Property (SPG) 0.0 $547k 3.4k 160.88
Abbvie (ABBV) 0.0 $693k 7.8k 88.85
Broad 0.0 $679k 2.8k 242.50
CMS Energy Corporation (CMS) 0.0 $491k 11k 46.32
BlackRock (BLK) 0.0 $402k 900.00 446.67
Bank of New York Mellon Corporation (BK) 0.0 $403k 7.6k 53.03
Canadian Natl Ry (CNI) 0.0 $381k 4.6k 82.83
Eli Lilly & Co. (LLY) 0.0 $428k 5.0k 85.60
FirstEnergy (FE) 0.0 $361k 12k 30.85
Adobe Systems Incorporated (ADBE) 0.0 $328k 2.2k 149.09
Marsh & McLennan Companies (MMC) 0.0 $310k 3.7k 83.78
Gilead Sciences (GILD) 0.0 $486k 6.0k 81.00
Prudential Financial (PRU) 0.0 $319k 3.0k 106.33
Edison International (EIX) 0.0 $494k 6.4k 77.19
Rbc Cad (RY) 0.0 $333k 4.3k 77.44
American International (AIG) 0.0 $503k 8.2k 61.34
Duke Energy (DUK) 0.0 $336k 4.0k 84.00
Icon (ICLR) 0.0 $490k 4.3k 113.95
Ubs Group (UBS) 0.0 $328k 19k 17.08
Charter Communications Inc New Cl A cl a (CHTR) 0.0 $400k 1.1k 363.64
Hasbro (HAS) 0.0 $117k 1.2k 97.50
Cit 0.0 $128k 2.6k 49.23
Renaissance Re Holdings Ltd Cmn (RNR) 0.0 $122k 900.00 135.56
Western Union Company (WU) 0.0 $111k 5.8k 19.14
Discover Financial Services (DFS) 0.0 $135k 2.1k 64.29
Ameriprise Financial (AMP) 0.0 $134k 900.00 148.89
SEI Investments Company (SEIC) 0.0 $140k 2.3k 60.87
Suntrust Banks Inc $1.00 Par Cmn 0.0 $126k 2.1k 60.00
Affiliated Managers (AMG) 0.0 $114k 600.00 190.00
CSX Corporation (CSX) 0.0 $130k 2.4k 54.17
FedEx Corporation (FDX) 0.0 $135k 600.00 225.00
Republic Services (RSG) 0.0 $126k 1.9k 66.32
Abbott Laboratories (ABT) 0.0 $139k 2.6k 53.46
BioMarin Pharmaceutical (BMRN) 0.0 $121k 1.3k 93.08
Norfolk Southern (NSC) 0.0 $132k 1.0k 132.00
Ameren Corporation (AEE) 0.0 $133k 2.3k 57.83
United Parcel Service (UPS) 0.0 $132k 1.1k 120.00
Carnival Corporation (CCL) 0.0 $200k 3.1k 64.52
Citrix Systems 0.0 $123k 1.6k 76.88
Coach 0.0 $117k 2.9k 40.34
Edwards Lifesciences (EW) 0.0 $109k 1.0k 109.00
Franklin Resources (BEN) 0.0 $120k 2.7k 44.44
Hologic (HOLX) 0.0 $114k 3.1k 36.77
Leggett & Platt (LEG) 0.0 $119k 2.5k 47.60
NetApp (NTAP) 0.0 $123k 2.8k 43.93
Royal Caribbean Cruises (RCL) 0.0 $119k 1.0k 119.00
Snap-on Incorporated (SNA) 0.0 $119k 800.00 148.75
SYSCO Corporation (SYY) 0.0 $129k 2.4k 53.75
Travelers Companies (TRV) 0.0 $282k 2.3k 122.61
W.W. Grainger (GWW) 0.0 $126k 700.00 180.00
AFLAC Incorporated (AFL) 0.0 $155k 1.9k 81.58
Ross Stores (ROST) 0.0 $136k 2.1k 64.76
Verisign (VRSN) 0.0 $106k 1.0k 106.00
Akamai Technologies (AKAM) 0.0 $122k 2.5k 48.80
Comerica Incorporated (CMA) 0.0 $137k 1.8k 76.11
Western Digital (WDC) 0.0 $130k 1.5k 86.67
Las Vegas Sands (LVS) 0.0 $295k 4.6k 64.13
DaVita (DVA) 0.0 $113k 1.9k 59.47
Everest Re Group (EG) 0.0 $114k 500.00 228.00
Xilinx 0.0 $170k 2.4k 70.83
Tyson Foods (TSN) 0.0 $127k 1.8k 70.56
Eastman Chemical Company (EMN) 0.0 $127k 1.4k 90.71
Campbell Soup Company (CPB) 0.0 $108k 2.3k 46.96
Kroger (KR) 0.0 $110k 5.5k 20.00
Thermo Fisher Scientific (TMO) 0.0 $132k 700.00 188.57
McKesson Corporation (MCK) 0.0 $108k 700.00 154.29
American Financial (AFG) 0.0 $124k 1.2k 103.33
Allstate Corporation (ALL) 0.0 $248k 2.7k 91.85
Capital One Financial (COF) 0.0 $135k 1.6k 84.38
CIGNA Corporation 0.0 $112k 600.00 186.67
Deere & Company (DE) 0.0 $201k 1.6k 125.62
Parker-Hannifin Corporation (PH) 0.0 $140k 800.00 175.00
Target Corporation (TGT) 0.0 $130k 2.2k 59.09
Encana Corp 0.0 $149k 13k 11.73
Ca 0.0 $127k 3.8k 33.42
Biogen Idec (BIIB) 0.0 $282k 900.00 313.33
Ford Motor Company (F) 0.0 $129k 11k 11.94
Danaher Corporation (DHR) 0.0 $129k 1.5k 86.00
Williams Companies (WMB) 0.0 $123k 4.1k 30.00
TJX Companies (TJX) 0.0 $118k 1.6k 73.75
Southern Company (SO) 0.0 $192k 3.9k 49.23
Lowe's Companies (LOW) 0.0 $152k 1.9k 80.00
SL Green Realty 0.0 $132k 1.3k 101.54
Kellogg Company (K) 0.0 $112k 1.8k 62.22
Discovery Communications 0.0 $111k 5.5k 20.18
Omni (OMC) 0.0 $111k 1.5k 74.00
Dr Pepper Snapple 0.0 $115k 1.3k 88.46
ConAgra Foods (CAG) 0.0 $128k 3.8k 33.68
Alliance Data Systems Corporation (BFH) 0.0 $111k 500.00 222.00
Axis Capital Holdings (AXS) 0.0 $109k 1.9k 57.37
Robert Half International (RHI) 0.0 $141k 2.8k 50.36
J.M. Smucker Company (SJM) 0.0 $136k 1.3k 104.62
Constellation Brands (STZ) 0.0 $140k 700.00 200.00
Micron Technology (MU) 0.0 $130k 3.3k 39.39
Juniper Networks (JNPR) 0.0 $120k 4.3k 27.91
Invesco (IVZ) 0.0 $137k 3.9k 35.13
Wyndham Worldwide Corporation 0.0 $126k 1.2k 105.00
Eaton Vance 0.0 $128k 2.6k 49.23
Celanese Corporation (CE) 0.0 $125k 1.2k 104.17
Enbridge (ENB) 0.0 $125k 3.0k 41.67
Humana (HUM) 0.0 $292k 1.2k 243.33
Marvell Technology Group 0.0 $140k 7.8k 17.95
Lam Research Corporation (LRCX) 0.0 $148k 800.00 185.00
Group Cgi Cad Cl A 0.0 $156k 3.0k 52.00
Hormel Foods Corporation (HRL) 0.0 $129k 4.0k 32.25
Ingersoll-rand Co Ltd-cl A 0.0 $214k 2.4k 89.17
Southwest Airlines (LUV) 0.0 $123k 2.2k 55.91
BorgWarner (BWA) 0.0 $133k 2.6k 51.15
Centene Corporation (CNC) 0.0 $135k 1.4k 96.43
KLA-Tencor Corporation (KLAC) 0.0 $127k 1.2k 105.83
Skyworks Solutions (SWKS) 0.0 $112k 1.1k 101.82
Church & Dwight (CHD) 0.0 $116k 2.4k 48.33
F5 Networks (FFIV) 0.0 $121k 1.0k 121.00
Tor Dom Bk Cad (TD) 0.0 $129k 2.3k 56.09
Bank Of Montreal Cadcom (BMO) 0.0 $129k 1.7k 75.88
Scripps Networks Interactive 0.0 $155k 1.8k 86.11
Manulife Finl Corp (MFC) 0.0 $164k 8.1k 20.32
LogMeIn 0.0 $118k 1.1k 109.87
Nxp Semiconductors N V (NXPI) 0.0 $158k 1.4k 112.86
Fortinet (FTNT) 0.0 $115k 3.2k 35.94
Industries N shs - a - (LYB) 0.0 $139k 1.4k 99.29
General Motors Company (GM) 0.0 $133k 3.3k 40.30
Vermilion Energy (VET) 0.0 $149k 4.2k 35.48
Telus Ord (TU) 0.0 $130k 3.6k 36.11
Hca Holdings (HCA) 0.0 $119k 1.5k 79.33
Hollyfrontier Corp 0.0 $133k 3.7k 35.95
Expedia (EXPE) 0.0 $115k 800.00 143.75
Express Scripts Holding 0.0 $127k 2.0k 63.50
Vantiv Inc Cl A 0.0 $141k 2.0k 70.50
Norwegian Cruise Line Hldgs (NCLH) 0.0 $114k 2.1k 54.29
Metropcs Communications (TMUS) 0.0 $117k 1.9k 61.58
Twenty-first Century Fox 0.0 $127k 4.8k 26.46
Sirius Xm Holdings (SIRI) 0.0 $124k 23k 5.51
American Airls (AAL) 0.0 $128k 2.7k 47.41
Pentair cs (PNR) 0.0 $129k 1.9k 67.89
Sabre (SABR) 0.0 $107k 5.9k 18.14
Cdk Global Inc equities 0.0 $126k 2.0k 63.00
Citizens Financial (CFG) 0.0 $129k 3.4k 37.94
Synchrony Financial (SYF) 0.0 $130k 4.2k 30.95
Walgreen Boots Alliance (WBA) 0.0 $154k 2.0k 77.00
Restaurant Brands Intl Inc Com equity / large cap (QSR) 0.0 $121k 1.9k 63.68
Medtronic (MDT) 0.0 $163k 2.1k 77.62
Hp (HPQ) 0.0 $144k 7.2k 20.00
Livanova Plc Ord (LIVN) 0.0 $154k 2.2k 70.00
Hewlett Packard Enterprise (HPE) 0.0 $132k 9.0k 14.67
First Data 0.0 $139k 7.7k 18.05
Ferrari Nv Ord (RACE) 0.0 $232k 2.1k 110.48
S&p Global (SPGI) 0.0 $125k 800.00 156.25
Johnson Controls International Plc equity (JCI) 0.0 $129k 3.2k 40.31
Plains Gp Holdings Lp-cl A (PAGP) 0.0 $105k 4.8k 21.88
Ggp 0.0 $104k 5.0k 20.80
Xerox 0.0 $127k 3.8k 33.42
Devon Energy Corporation (DVN) 0.0 $99k 2.7k 36.67
Waste Management (WM) 0.0 $86k 1.1k 78.18
Shaw Communications Inc cl b conv 0.0 $94k 4.1k 22.93
Microchip Technology (MCHP) 0.0 $90k 1.0k 90.00
United Rentals (URI) 0.0 $83k 600.00 138.33
Universal Health Services (UHS) 0.0 $78k 700.00 111.43
Imperial Oil (IMO) 0.0 $89k 2.8k 31.79
Manpower (MAN) 0.0 $94k 800.00 117.50
Methanex Corp (MEOH) 0.0 $90k 1.8k 50.00
Paccar (PCAR) 0.0 $87k 1.2k 72.50
Delta Air Lines (DAL) 0.0 $87k 1.8k 48.33
SYNNEX Corporation (SNX) 0.0 $101k 800.00 126.25
VMware 0.0 $98k 900.00 108.89
Hldgs (UAL) 0.0 $97k 1.6k 60.62
Pembina Pipeline Corp (PBA) 0.0 $91k 2.6k 35.00
Ingredion Incorporated (INGR) 0.0 $84k 700.00 120.00
Conduent Incorporate (CNDT) 0.0 $89k 5.7k 15.72
Bioverativ Inc Com equity 0.0 $88k 1.6k 56.77
Andeavor 0.0 $93k 900.00 103.33