Nine Masts Capital

Nine Masts Capital as of June 30, 2018

Portfolio Holdings for Nine Masts Capital

Nine Masts Capital holds 210 positions in its portfolio as reported in the June 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
1,000% Sina 01.12.2018 note 16.6 $95M 94M 1.01
Baozun (BZUN) 6.3 $36M 83k 435.29
Nxp Semiconductors N V (NXPI) 5.8 $33M 306k 109.27
Taiwan Semiconductor Mfg (TSM) 4.1 $24M 647k 36.56
Spdr S&p 500 Etf (SPY) 4.0 $23M 85k 271.28
Ctrip.com Inter Ltd. conv 3.8 $22M 18M 1.22
Goodyear Tire & Rubber Company (GT) 3.5 $20M 132k 150.57
Estee Lauder Companies (EL) 2.7 $16M 16k 997.50
Alphabet Inc Class A cs (GOOGL) 2.4 $14M 12k 1129.22
MGM Resorts International. (MGM) 2.4 $14M 467k 29.03
Goldman Sachs (GS) 2.2 $13M 20k 649.23
NetEase (NTES) 2.1 $12M 49k 252.67
Sunlnd Onln Edu 25 Adr Rep Cl A Ord 2.1 $12M 1.3M 8.91
Xl 1.8 $10M 179k 55.95
Tata Motors 1.4 $8.3M 420k 19.73
Ishares Tr 0-5yr hi yl cp (SHYG) 1.3 $7.6M 164k 46.62
Jd (JD) 1.3 $7.3M 188k 38.95
iShares S&P US Pref Stock Idx Fnd (PFF) 1.2 $7.0M 186k 37.71
Baidu (BIDU) 1.1 $6.4M 26k 242.99
Qudian (QD) 1.0 $5.9M 666k 8.86
Shutterfly 1.0 $5.6M 22k 258.00
Spdr Short-term High Yield mf (SJNK) 1.0 $5.5M 203k 27.29
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.9 $5.3M 5.0M 1.05
Cornerstone Strategic Value (CLM) 0.9 $5.0M 354k 14.05
Mitsubishi UFJ Financial (MUFG) 0.8 $4.7M 821k 5.69
Dr. Reddy's Laboratories (RDY) 0.8 $4.4M 136k 32.39
PT Telekomunikasi Indonesia (TLK) 0.7 $4.2M 162k 26.17
KT Corporation (KT) 0.7 $4.1M 307k 13.28
Nuveen Insd Dividend Advantage (NVG) 0.7 $4.1M 279k 14.59
Booking Holdings (BKNG) 0.7 $4.0M 2.0k 2027.14
Advanced Semiconductor Engineering (ASX) 0.7 $3.7M 809k 4.60
Nomura Holdings (NMR) 0.6 $3.7M 760k 4.86
Tortoise Energy Infrastructure 0.6 $3.5M 132k 26.69
United Parcel Service (UPS) 0.6 $3.4M 32k 106.24
Infosys Technologies (INFY) 0.6 $3.4M 175k 19.43
Albemarle Corporation (ALB) 0.6 $3.3M 35k 94.33
Shopify Inc cl a (SHOP) 0.5 $3.0M 20k 145.89
Cornerstone Total Rtrn Fd In (CRF) 0.5 $2.9M 207k 13.99
Melco Crown Entertainment (MLCO) 0.5 $2.8M 100k 28.00
Cohen & Steers Quality Income Realty (RQI) 0.5 $2.8M 231k 12.02
Mylan Nv 0.5 $2.7M 76k 36.14
Snap Inc cl a (SNAP) 0.4 $2.4M 41k 58.64
Morgan Stanley China A Share Fund (CAF) 0.4 $2.4M 103k 23.08
LG Display (LPL) 0.4 $2.2M 274k 8.21
Tortoise MLP Fund 0.4 $2.2M 126k 17.07
Symantec Corporation 0.4 $2.1M 102k 20.65
Center Coast Mlp And Infrastructure unit 0.4 $2.1M 233k 8.89
Morgan Stanley (MS) 0.3 $2.0M 42k 47.40
Advanced Micro Devices (AMD) 0.3 $2.0M 3.7k 547.33
Pgx etf (PGX) 0.3 $2.0M 136k 14.56
Hess (HES) 0.3 $1.9M 3.6k 526.67
Under Armour (UAA) 0.3 $1.9M 2.5k 750.40
Blackrock Res & Commodities Strategy Tr (BCX) 0.3 $1.9M 204k 9.29
Autodesk (ADSK) 0.3 $1.9M 14k 131.11
Dollar Tree (DLTR) 0.3 $1.8M 22k 84.98
Moneygram International 0.3 $1.8M 262k 6.69
Costco Wholesale Corporation (COST) 0.3 $1.7M 8.1k 208.99
Bunge 0.3 $1.7M 24k 69.73
Chipotle Mexican Grill (CMG) 0.3 $1.7M 4.1k 431.28
Caterpillar (CAT) 0.3 $1.7M 12k 135.65
Nuveen Quality Pref. Inc. Fund II 0.3 $1.7M 190k 8.81
Sumitomo Mitsui Financial Grp (SMFG) 0.3 $1.6M 204k 7.77
Molson Coors Brewing Company (TAP) 0.3 $1.5M 1.7k 920.00
Nuveen Floating Rate Income Fund (JFR) 0.3 $1.5M 145k 10.45
REPCOM cla 0.3 $1.5M 15k 100.48
Bank of America Corporation (BAC) 0.2 $1.4M 13k 107.86
Nuveen Fltng Rte Incm Opp 0.2 $1.5M 140k 10.41
Expedia (EXPE) 0.2 $1.5M 1.7k 869.33
CSX Corporation (CSX) 0.2 $1.4M 22k 63.76
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.2 $1.4M 172k 7.95
Toyota Motor Corporation (TM) 0.2 $1.3M 10k 129.31
Eaton Vance Limited Duration Income Fund (EVV) 0.2 $1.3M 106k 12.58
BlackRock Credit All Inc Trust IV (BTZ) 0.2 $1.3M 108k 12.08
Washington Prime (WB) 0.2 $1.3M 432.00 3074.07
Invesco Qqq Trust Series 1 (QQQ) 0.2 $1.3M 2.7k 494.81
3M Company (MMM) 0.2 $1.3M 2.5k 490.91
BlackRock Floating Rate Income Strat. Fn (FRA) 0.2 $1.3M 93k 13.90
John Hancock Bank & Thrift Opportu. Fund (BTO) 0.2 $1.2M 32k 37.20
iRobot Corporation (IRBT) 0.2 $1.1M 14k 75.78
Zai Lab (ZLAB) 0.2 $1.0M 44k 23.25
United Microelectronics (UMC) 0.2 $954k 343k 2.78
Nuveen Multi-Strategy Income & Growth (JPC) 0.2 $962k 103k 9.33
stock 0.2 $955k 9.6k 99.12
Blackberry (BB) 0.2 $897k 93k 9.65
Nuveen Equity Premium and Growth Fund (SPXX) 0.1 $845k 51k 16.70
Momo 0.1 $848k 20k 43.52
Incyte Corporation (INCY) 0.1 $778k 12k 66.96
Eaton Vance Floating-Rate Income Trust (EFT) 0.1 $831k 57k 14.50
United States Steel Corporation (X) 0.1 $762k 22k 34.75
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $724k 51k 14.34
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.1 $748k 69k 10.86
58 Com Inc spon adr rep a 0.1 $760k 11k 69.35
Voya Prime Rate Trust sh ben int 0.1 $725k 144k 5.03
Ikang Healthcare Group- 0.1 $770k 38k 20.46
Fanhua Inc -ads american depository receipt (AIFU) 0.1 $756k 27k 28.51
Wells Fargo & Company (WFC) 0.1 $697k 3.4k 205.00
Clearbridge Energy M 0.1 $711k 50k 14.14
VIRTUS GLOBAL Multi-sec (VGI) 0.1 $670k 50k 13.37
Nuveen Global High (JGH) 0.1 $686k 44k 15.45
Blackrock Debt Strat (DSU) 0.1 $703k 63k 11.18
Sony Corporation (SONY) 0.1 $633k 12k 51.08
Valeant Pharmaceuticals Int 0.1 $635k 11k 58.00
Fiduciary/Claymore MLP Opportunity Fund 0.1 $610k 52k 11.66
Kayne Anderson Energy Total Return Fund 0.1 $636k 67k 9.45
Salient Midstream & M 0.1 $631k 63k 9.95
Ares Dynamic Cr Allocation (ARDC) 0.1 $619k 39k 16.08
Square Inc cl a (SQ) 0.1 $621k 10k 61.65
Lowe's Companies (LOW) 0.1 $547k 5.7k 95.64
Pioneer Floating Rate Trust (PHD) 0.1 $549k 49k 11.18
First Trust/Four Corners SFRI Fund II (FCT) 0.1 $554k 43k 12.85
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $554k 130k 4.28
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.1 $599k 45k 13.37
Duff & Phelps Select Energy Mlp Fund Inc closed end fund - equity 0.1 $593k 107k 5.55
Foot Locker (FL) 0.1 $504k 9.6k 52.71
Putnam Premier Income Trust (PPT) 0.1 $543k 104k 5.23
Nuveen Real Estate Income Fund (JRS) 0.1 $489k 49k 10.00
Nuveen Nj Div Advantage Mun (NXJ) 0.1 $538k 41k 13.06
Nike (NKE) 0.1 $438k 5.5k 79.64
Acuity Brands (AYI) 0.1 $485k 4.2k 115.82
PIMCO Corporate Opportunity Fund (PTY) 0.1 $432k 25k 17.49
Nuveen Real (JRI) 0.1 $438k 27k 16.16
Tekla Life Sciences sh ben int (HQL) 0.1 $456k 24k 18.78
SK Tele 0.1 $418k 18k 23.22
Crocs (CROX) 0.1 $394k 22k 17.59
Teva Pharmaceutical Industries (TEVA) 0.1 $424k 1.6k 265.00
Skechers USA (SKX) 0.1 $402k 13k 30.00
Reaves Utility Income Fund (UTG) 0.1 $413k 14k 28.88
Michael Kors Holdings 0.1 $400k 6.0k 66.67
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.1 $414k 16k 26.20
Vaneck Vectors Etf Tr fallen angel hg (ANGL) 0.1 $385k 13k 28.67
Micron Technology (MU) 0.1 $344k 6.6k 52.42
Invesco Van Kampen Dyn Cr Opp Fund 0.1 $363k 31k 11.63
Western Asset Managed Municipals Fnd (MMU) 0.1 $349k 28k 12.69
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $360k 63k 5.74
John Hancock Tax-Advantage Dvd Incom (HTD) 0.1 $276k 12k 23.39
BlackRock Core Bond Trust (BHK) 0.1 $277k 22k 12.76
Te Connectivity Ltd for 0.1 $300k 3.3k 90.11
Nuveen Preferred And equity (JPI) 0.1 $275k 12k 23.11
First Trust New Opportunities 0.1 $307k 30k 10.37
Procter & Gamble Company (PG) 0.0 $253k 1.6k 158.18
Seagate Technology Com Stk 0.0 $215k 3.8k 56.25
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.0 $246k 500.00 492.00
Tri-Continental Corporation (TY) 0.0 $213k 8.0k 26.53
AllianceBernstein Global Hgh Incm (AWF) 0.0 $242k 21k 11.52
Cohen & Steers Total Return Real (RFI) 0.0 $243k 19k 12.59
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $252k 20k 12.48
Macquarie Global Infr Total Rtrn Fnd 0.0 $203k 9.0k 22.56
Kayne Anderson Mdstm Energy 0.0 $243k 19k 12.93
Duff & Phelps Global (DPG) 0.0 $220k 15k 14.38
Nuveen Intermediate 0.0 $248k 20k 12.46
L Brands 0.0 $256k 2.0k 128.00
Blackrock Science & (BST) 0.0 $212k 6.3k 33.65
Pgim Global Short Duration H (GHY) 0.0 $221k 16k 13.64
Fluor Corporation (FLR) 0.0 $189k 3.9k 48.93
Eaton Vance Enhanced Equity Incm. Fd. II (EOS) 0.0 $162k 9.6k 16.88
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $185k 15k 12.09
Boulder Growth & Income Fund (STEW) 0.0 $179k 17k 10.29
Western Asset Mrtg Defined Oppn Fund (DMO) 0.0 $152k 6.6k 23.03
Nuveen Energy Mlp Total Return etf 0.0 $162k 15k 10.73
Apollo Tactical Income Fd In (AIF) 0.0 $162k 10k 15.58
Apache Corporation 0.0 $119k 458.00 259.62
Kroger (KR) 0.0 $125k 4.4k 28.51
Clorox Company (CLX) 0.0 $87k 637.00 135.74
Templeton Global Income Fund 0.0 $95k 16k 6.13
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $109k 7.6k 14.34
John Hancock Preferred Income Fund (HPI) 0.0 $89k 4.1k 21.71
PIMCO Corporate Income Fund (PCN) 0.0 $88k 5.0k 17.60
Templeton Emerging Markets (EMF) 0.0 $94k 6.4k 14.69
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.0 $120k 8.8k 13.64
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $94k 7.1k 13.24
Apollo Sr Floating Rate Fd I (AFT) 0.0 $103k 6.3k 16.35
First Trust Energy Income & Gr 0.0 $117k 5.1k 22.94
Doubleline Opportunistic Cr (DBL) 0.0 $98k 4.7k 20.85
Allianzgi Conv & Income Fd I 0.0 $137k 23k 6.04
Neuberger Berman Mlp Income (NML) 0.0 $98k 11k 8.75
Nuveen Dow 30 Dyn Overwrite (DIAX) 0.0 $87k 4.7k 18.51
Arconic 0.0 $88k 5.1k 17.03
Corning Incorporated (GLW) 0.0 $76k 564.00 134.75
athenahealth 0.0 $69k 104.00 666.67
British American Tobac (BTI) 0.0 $75k 1.3k 55.56
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $75k 4.9k 15.31
Pimco Municipal Income Fund (PMF) 0.0 $72k 5.5k 13.09
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $72k 5.8k 12.41
Neuberger Berman Real Estate Sec (NRO) 0.0 $68k 13k 5.15
Wells Fargo Adv Inc Opport Fund (EAD) 0.0 $73k 9.1k 8.02
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.0 $73k 13k 5.57
Columbia Seligm Prem Tech Gr (STK) 0.0 $69k 3.2k 21.56
Blackrock Util & Infrastrctu (BUI) 0.0 $60k 3.0k 20.00
Allianzgi Conv & Inc Fd taxable cef 0.0 $75k 11k 6.94
Clearbridge Amern Energ M 0.0 $62k 8.2k 7.56
First Tr Dynamic Europe Eqt 0.0 $79k 4.9k 16.12
Hewlett Packard Enterprise (HPE) 0.0 $42k 2.9k 14.60
First Tr Sr Floating Rate 20 0.0 $79k 8.5k 9.29
Petroleo Brasileiro SA (PBR.A) 0.0 $0 1.8M 0.00
FedEx Corporation (FDX) 0.0 $11k 300.00 36.67
Boeing Company (BA) 0.0 $18k 60.00 300.00
Weight Watchers International 0.0 $20k 206.00 97.35
Altria (MO) 0.0 $12k 32.00 375.00
Anadarko Petroleum Corporation 0.0 $12k 16.00 750.00
Sina Corporation 0.0 $7.0k 11.00 636.36
F5 Networks (FFIV) 0.0 $0 27.00 0.00
Dreyfus Strategic Municipal Bond Fund 0.0 $1.0k 100.00 10.00
Royce Value Trust (RVT) 0.0 $6.0k 400.00 15.00
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $11k 1.2k 9.17
Clearbridge Energy Mlp Opp F 0.0 $25k 2.3k 10.87
Daqo New Energy Corp- (DQ) 0.0 $0 0 0.00
Nielsen Hldgs Plc Shs Eur 0.0 $26k 300.00 86.67
Xerox 0.0 $6.0k 1.0k 6.00
Ntg- right 0.0 $0 91k 0.00
Pgim Short Duration High Yie (ISD) 0.0 $3.0k 200.00 15.00