No. as of Sept. 30, 2011
Portfolio Holdings for No.
No. holds 182 positions in its portfolio as reported in the September 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| iShares S&P 500 Index (IVV) | 17.0 | $521M | 460k | 1131.42 | |
| iShares Russell 2000 Index (IWM) | 6.3 | $194M | 3.0M | 64.30 | |
| Microsoft Corporation (MSFT) | 5.8 | $178M | 7.2M | 24.89 | |
| Caterpillar (CAT) | 2.9 | $89M | 1.2M | 73.84 | |
| PowerShares QQQ Trust, Series 1 | 2.8 | $85M | 1.6M | 52.49 | |
| Apple (AAPL) | 2.4 | $73M | 192k | 381.24 | |
| National Grid | 2.2 | $68M | 1.4M | 49.60 | |
| Goodyear Tire & Rubber Company (GT) | 1.9 | $59M | 5.8M | 10.09 | |
| Market Vectors Gold Miners ETF | 1.6 | $49M | 884k | 55.19 | |
| Ares Capital Corporation (ARCC) | 1.4 | $42M | 3.0M | 13.77 | |
| Hatteras Financial | 1.3 | $40M | 1.6M | 25.16 | |
| TransDigm Group Incorporated (TDG) | 1.3 | $39M | 472k | 81.67 | |
| Solar Cap (SLRC) | 1.1 | $35M | 1.8M | 20.13 | |
| International Business Machines (IBM) | 1.1 | $34M | 195k | 174.98 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 1.1 | $34M | 407k | 82.79 | |
| SPDR Gold Trust (GLD) | 1.1 | $33M | 209k | 158.07 | |
| 1.1 | $32M | 63k | 514.78 | ||
| National-Oilwell Var | 1.0 | $31M | 599k | 51.22 | |
| Citigroup (C) | 1.0 | $30M | 1.1M | 25.62 | |
| Energy Select Sector SPDR (XLE) | 0.9 | $29M | 500k | 58.51 | |
| Baker Hughes Incorporated | 0.9 | $28M | 614k | 46.15 | |
| American Electric Power Company (AEP) | 0.9 | $27M | 705k | 38.02 | |
| Hldgs (UAL) | 0.9 | $27M | 1.4M | 19.38 | |
| Rowan Companies | 0.8 | $26M | 860k | 30.19 | |
| Ens | 0.8 | $26M | 634k | 40.43 | |
| Liberty Media | 0.8 | $25M | 1.7M | 14.76 | |
| Golar Lng (GLNG) | 0.8 | $25M | 784k | 31.78 | |
| Oil Service HOLDRs | 0.8 | $25M | 240k | 103.11 | |
| Capstead Mortgage Corporation | 0.8 | $24M | 2.1M | 11.54 | |
| BP (BP) | 0.7 | $23M | 628k | 36.07 | |
| Apollo Investment | 0.7 | $22M | 2.9M | 7.52 | |
| Annaly Capital Management | 0.7 | $22M | 1.3M | 16.63 | |
| Sanofi-Aventis SA (SNY) | 0.7 | $22M | 667k | 32.80 | |
| Goldcorp | 0.7 | $21M | 463k | 45.64 | |
| InterOil Corporation | 0.7 | $21M | 436k | 48.74 | |
| Hornbeck Offshore Services | 0.7 | $21M | 839k | 24.91 | |
| Anadarko Petroleum Corporation | 0.7 | $21M | 325k | 63.05 | |
| Oneok (OKE) | 0.7 | $20M | 309k | 66.04 | |
| Sensata Technologies Hldg Bv | 0.7 | $20M | 771k | 26.46 | |
| PennantPark Investment (PNNT) | 0.7 | $20M | 2.3M | 8.92 | |
| Via | 0.6 | $19M | 491k | 38.74 | |
| Dominion Resources (D) | 0.6 | $19M | 369k | 50.77 | |
| PPL Corporation (PPL) | 0.6 | $19M | 656k | 28.54 | |
| Owens-Illinois | 0.6 | $18M | 1.2M | 15.12 | |
| Northeast Utilities System | 0.6 | $18M | 541k | 33.65 | |
| Cameron International Corporation | 0.6 | $18M | 436k | 41.54 | |
| CBS Corporation | 0.6 | $18M | 864k | 20.38 | |
| Dresser-Rand | 0.5 | $17M | 406k | 40.53 | |
| Arrow Electronics (ARW) | 0.5 | $16M | 583k | 27.78 | |
| Liberty Media | 0.5 | $16M | 244k | 66.12 | |
| Nike (NKE) | 0.5 | $16M | 187k | 85.51 | |
| Royal Dutch Shell | 0.5 | $16M | 258k | 61.52 | |
| NiSource (NI) | 0.5 | $16M | 729k | 21.38 | |
| Xerox Corporation | 0.5 | $15M | 2.2M | 6.97 | |
| ViaSat (VSAT) | 0.5 | $15M | 459k | 33.31 | |
| Te Connectivity Ltd for | 0.5 | $15M | 524k | 28.14 | |
| Barrick Gold Corp (GOLD) | 0.5 | $14M | 306k | 46.65 | |
| Verisk Analytics (VRSK) | 0.5 | $14M | 415k | 34.77 | |
| iShares Silver Trust (SLV) | 0.5 | $15M | 500k | 28.91 | |
| DTE Energy Company (DTE) | 0.5 | $14M | 287k | 49.02 | |
| Directv | 0.5 | $14M | 328k | 42.26 | |
| CenterPoint Energy (CNP) | 0.5 | $14M | 703k | 19.62 | |
| Orient-exp Htls | 0.5 | $14M | 2.0M | 6.91 | |
| American Capital Agency | 0.5 | $14M | 505k | 27.10 | |
| Avnet (AVT) | 0.4 | $13M | 509k | 26.08 | |
| Agnico (AEM) | 0.4 | $13M | 219k | 59.52 | |
| Ingram Micro | 0.4 | $13M | 799k | 16.13 | |
| Halliburton Company (HAL) | 0.4 | $12M | 391k | 30.52 | |
| MGM Resorts International. (MGM) | 0.4 | $12M | 1.3M | 9.29 | |
| Cys Investments | 0.4 | $11M | 942k | 12.09 | |
| Wesco Aircraft Holdings | 0.4 | $11M | 1.0M | 10.93 | |
| Oil States International (OIS) | 0.3 | $11M | 207k | 50.92 | |
| Valassis Communications | 0.3 | $10M | 546k | 18.74 | |
| Visteon Corporation (VC) | 0.3 | $10M | 232k | 43.00 | |
| Focus Media Holding | 0.3 | $9.9M | 591k | 16.83 | |
| FirstEnergy (FE) | 0.3 | $9.2M | 206k | 44.91 | |
| Golub Capital BDC (GBDC) | 0.3 | $9.1M | 612k | 14.85 | |
| Solar Senior Capital | 0.3 | $9.1M | 639k | 14.29 | |
| Bank of America Corporation (BAC) | 0.3 | $8.9M | 1.5M | 6.12 | |
| Abbott Laboratories (ABT) | 0.3 | $9.0M | 176k | 51.14 | |
| Hanesbrands (HBI) | 0.3 | $8.7M | 347k | 25.01 | |
| Chunghwa Telecom Co Ltd - (CHT) | 0.3 | $8.7M | 265k | 33.00 | |
| Sina Corporation | 0.3 | $8.4M | 117k | 71.61 | |
| Occidental Petroleum Corporation (OXY) | 0.3 | $8.1M | 113k | 71.56 | |
| Schlumberger (SLB) | 0.3 | $8.0M | 133k | 59.73 | |
| General Electric Company | 0.2 | $7.6M | 500k | 15.22 | |
| Goodyear Tire Rubr Pfd 5.875% p | 0.2 | $7.8M | 200k | 38.86 | |
| CMS Energy Corporation (CMS) | 0.2 | $7.5M | 377k | 19.79 | |
| Newmont Mining Corporation (NEM) | 0.2 | $7.4M | 118k | 62.93 | |
| Seadrill | 0.2 | $7.5M | 271k | 27.53 | |
| Golar Lng Partners Lp unit | 0.2 | $7.2M | 283k | 25.57 | |
| Medley Capital Corporation | 0.2 | $7.0M | 690k | 10.08 | |
| Forest Oil Corporation | 0.2 | $6.8M | 472k | 14.40 | |
| Edison International (EIX) | 0.2 | $6.7M | 175k | 38.25 | |
| Exxon Mobil Corporation (XOM) | 0.2 | $6.6M | 90k | 72.62 | |
| Liberty Media | 0.2 | $6.1M | 97k | 63.56 | |
| Companhia de Bebidas das Americas | 0.2 | $6.2M | 202k | 30.65 | |
| Chesapeake Energy Corporation | 0.2 | $6.1M | 240k | 25.55 | |
| Quicksilver Resources | 0.2 | $6.1M | 809k | 7.58 | |
| Starwood Property Trust (STWD) | 0.2 | $5.8M | 337k | 17.16 | |
| Basic Energy Services | 0.2 | $5.7M | 406k | 14.16 | |
| eBay (EBAY) | 0.2 | $5.6M | 190k | 29.49 | |
| Dynex Capital | 0.2 | $5.5M | 682k | 8.06 | |
| Coach | 0.2 | $5.2M | 101k | 51.83 | |
| LKQ Corporation (LKQ) | 0.2 | $5.1M | 213k | 24.16 | |
| Carrizo Oil & Gas | 0.2 | $5.4M | 249k | 21.55 | |
| Time Warner | 0.2 | $5.0M | 166k | 29.97 | |
| Canadian Natural Resources (CNQ) | 0.2 | $4.8M | 164k | 29.27 | |
| EOG Resources (EOG) | 0.2 | $4.9M | 68k | 71.01 | |
| Energy Xxi | 0.2 | $4.9M | 226k | 21.47 | |
| WABCO Holdings | 0.1 | $4.6M | 122k | 37.86 | |
| Kinross Gold Corp (KGC) | 0.1 | $4.7M | 314k | 14.90 | |
| McDermott International | 0.1 | $4.6M | 431k | 10.76 | |
| Apollo Commercial Real Est. Finance (ARI) | 0.1 | $4.6M | 347k | 13.17 | |
| Duke Energy Corporation | 0.1 | $4.2M | 209k | 19.99 | |
| Newfield Exploration | 0.1 | $4.1M | 105k | 39.69 | |
| Cenovus Energy (CVE) | 0.1 | $4.2M | 136k | 30.71 | |
| AMR Corporation | 0.1 | $4.4M | 1.5M | 2.96 | |
| Complete Production Services | 0.1 | $4.3M | 230k | 18.85 | |
| Kodiak Oil & Gas | 0.1 | $4.4M | 849k | 5.21 | |
| El Paso Corporation | 0.1 | $4.1M | 235k | 17.48 | |
| MFA Mortgage Investments | 0.1 | $3.9M | 562k | 7.02 | |
| GulfMark Offshore | 0.1 | $3.8M | 106k | 36.34 | |
| E Commerce China Dangdang | 0.1 | $3.8M | 778k | 4.94 | |
| SanDisk Corporation | 0.1 | $3.6M | 89k | 40.35 | |
| Dell | 0.1 | $3.3M | 231k | 14.15 | |
| NV Energy | 0.1 | $3.3M | 223k | 14.71 | |
| Genon Energy | 0.1 | $3.3M | 1.2M | 2.78 | |
| Banco Santander (BSBR) | 0.1 | $3.0M | 405k | 7.32 | |
| People's United Financial | 0.1 | $3.2M | 282k | 11.40 | |
| Gafisa SA | 0.1 | $2.9M | 505k | 5.77 | |
| PG&E Corporation (PCG) | 0.1 | $3.0M | 71k | 42.31 | |
| Valley National Ban (VLY) | 0.1 | $3.0M | 288k | 10.59 | |
| Graphic Packaging Holding Company (GPK) | 0.1 | $2.9M | 850k | 3.45 | |
| Strategic Hotels & Resorts | 0.1 | $2.6M | 605k | 4.31 | |
| THL Credit | 0.1 | $2.7M | 251k | 10.92 | |
| Helmerich & Payne (HP) | 0.1 | $2.4M | 59k | 40.60 | |
| Pep Boys - Manny, Moe & Jack | 0.1 | $2.5M | 253k | 9.87 | |
| Copa Holdings Sa-class A (CPA) | 0.1 | $2.5M | 41k | 61.26 | |
| First Niagara Financial | 0.1 | $2.6M | 283k | 9.15 | |
| MGIC Investment (MTG) | 0.1 | $2.1M | 1.1M | 1.87 | |
| Constellation Energy | 0.1 | $2.2M | 59k | 38.07 | |
| Msci (MSCI) | 0.1 | $2.3M | 75k | 30.33 | |
| Sohu | 0.1 | $2.3M | 48k | 48.20 | |
| Eldorado Gold Corp | 0.1 | $2.3M | 132k | 17.29 | |
| LifePoint Hospitals | 0.1 | $1.8M | 49k | 36.64 | |
| Regal Entertainment | 0.1 | $1.7M | 145k | 11.74 | |
| Scientific Games (LNW) | 0.1 | $1.8M | 250k | 7.12 | |
| NetEase (NTES) | 0.1 | $1.8M | 48k | 38.16 | |
| Pantry | 0.1 | $1.8M | 151k | 12.13 | |
| Host Hotels & Resorts (HST) | 0.1 | $1.5M | 137k | 10.94 | |
| KT Corporation (KT) | 0.1 | $1.4M | 97k | 14.78 | |
| PowerShares DB US Dollar Index Bullish | 0.1 | $1.5M | 69k | 22.30 | |
| Global X China Consumer ETF (CHIQ) | 0.1 | $1.6M | 124k | 12.69 | |
| Pennantpark Floating Rate Capi (PFLT) | 0.1 | $1.6M | 150k | 10.55 | |
| Gerdau SA (GGB) | 0.0 | $1.2M | 167k | 7.13 | |
| Chevron Corporation (CVX) | 0.0 | $1.1M | 12k | 92.48 | |
| Tenet Healthcare Corporation | 0.0 | $1.1M | 267k | 4.13 | |
| Health Management Associates | 0.0 | $1.3M | 185k | 6.92 | |
| Entergy Corporation (ETR) | 0.0 | $1.1M | 17k | 66.29 | |
| Alliant Energy Corporation (LNT) | 0.0 | $1.3M | 33k | 38.67 | |
| Homeaway | 0.0 | $1.3M | 38k | 33.62 | |
| Radian (RDN) | 0.0 | $908k | 415k | 2.19 | |
| Brigham Exploration Company | 0.0 | $1.0M | 40k | 25.26 | |
| Denbury Resources | 0.0 | $776k | 68k | 11.50 | |
| Harbin Electric | 0.0 | $872k | 42k | 20.65 | |
| Babcock & Wilcox | 0.0 | $1.0M | 53k | 19.55 | |
| ProShares Short QQQ | 0.0 | $770k | 23k | 34.07 | |
| Qihoo 360 Technologies Co Lt | 0.0 | $978k | 60k | 16.34 | |
| Apache Corporation | 0.0 | $650k | 8.1k | 80.25 | |
| Continental Resources | 0.0 | $469k | 9.7k | 48.35 | |
| FMC Technologies | 0.0 | $541k | 14k | 37.57 | |
| Fidelity National Financial | 0.0 | $607k | 40k | 15.18 | |
| Deere & Company (DE) | 0.0 | $555k | 8.6k | 64.53 | |
| Murphy Oil Corporation (MUR) | 0.0 | $490k | 11k | 44.14 | |
| SandRidge Energy | 0.0 | $552k | 99k | 5.56 | |
| Patterson-UTI Energy (PTEN) | 0.0 | $473k | 27k | 17.33 | |
| Home Inns & Hotels Management | 0.0 | $551k | 21k | 25.78 | |
| State Street Corporation (STT) | 0.0 | $421k | 13k | 32.14 | |
| Spdr S&p 500 Etf (SPY) | 0.0 | $215k | 1.9k | 113.16 | |
| CARBO Ceramics | 0.0 | $410k | 4.0k | 102.50 | |
| Market Vectors Junior Gold Miners ETF | 0.0 | $315k | 11k | 28.12 |