Oxbow Advisors

Oxbow Advisors as of Dec. 31, 2012

Portfolio Holdings for Oxbow Advisors

Oxbow Advisors holds 171 positions in its portfolio as reported in the December 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Kinder Morgan Energy Partners 7.4 $37M 458k 79.79
iShares Barclays 20+ Yr Treas.Bond (TLT) 6.1 $30M 249k 121.18
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 5.5 $27M 2.3M 11.74
Kinder Morgan Management 4.0 $20M 261k 75.46
Goodyear Tire Rubr Pfd 5.875% p 3.8 $19M 393k 47.06
Ares Capital Corporation (ARCC) 3.4 $17M 956k 17.50
Kinder Morgan (KMI) 2.9 $14M 407k 35.33
Teekay Lng Partners 2.9 $14M 374k 37.78
Telstra Corporation 2.9 $14M 618k 22.75
Hartford Financial Services (HIG) 2.6 $13M 562k 22.44
Exxon Mobil Corporation (XOM) 2.3 $12M 133k 86.55
Vodafone 2.2 $11M 431k 25.19
Westpac Banking Corporation 2.2 $11M 77k 137.91
GAMCO Natural Resources, Gold & Income Trust (GNT) 1.9 $9.3M 680k 13.66
Kinder Morgan Inc/delaware Wts 1.9 $9.2M 2.4M 3.78
Eagle Rock Energy Partners,L.P 1.8 $8.8M 1.0M 8.65
San Juan Basin Royalty Trust (SJT) 1.7 $8.5M 638k 13.41
Alpine Total Dynamic Dividend Fund 1.5 $7.6M 1.9M 4.03
PennantPark Investment (PNNT) 1.5 $7.3M 667k 10.99
Enbridge Energy Partners 1.5 $7.2M 257k 27.90
General Electric Company 1.2 $5.9M 282k 20.99
Xl Group 1.1 $5.6M 224k 25.06
Advent Claymore Convertible Sec & Inc (AVK) 1.1 $5.5M 344k 16.12
Rydex S&P Equal Weight ETF 1.1 $5.5M 103k 53.32
EMC Corporation 1.0 $5.1M 200k 25.30
Microsoft Corporation (MSFT) 1.0 $5.0M 186k 26.71
Boeing Company (BA) 1.0 $4.9M 66k 75.36
Merck & Co (MRK) 1.0 $5.0M 122k 40.94
Intel Corporation (INTC) 1.0 $4.9M 236k 20.62
Dell 1.0 $4.8M 474k 10.14
Enterprise Products Partners (EPD) 0.9 $4.7M 94k 50.08
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.9 $4.5M 228k 19.55
Plains All American Pipeline (PAA) 0.9 $4.3M 96k 45.23
Enbridge Energy Management 0.9 $4.2M 146k 28.89
AllianceBernstein Income Fund 0.9 $4.2M 524k 8.10
Wal-Mart Stores (WMT) 0.8 $4.2M 61k 68.23
Ford Motor Company (F) 0.8 $4.0M 309k 12.95
Nokia Corporation (NOK) 0.8 $3.8M 957k 3.95
LSI Corporation 0.7 $3.5M 495k 7.07
Clough Global Allocation Fun (GLV) 0.7 $3.2M 235k 13.70
At&t (T) 0.7 $3.2M 95k 33.71
Alcoa 0.6 $3.1M 361k 8.68
Ventas (VTR) 0.6 $3.0M 46k 64.71
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.6 $2.9M 231k 12.50
Leggett & Platt (LEG) 0.6 $2.8M 103k 27.22
Micron Technology (MU) 0.6 $2.7M 427k 6.34
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.6 $2.7M 280k 9.65
Calamos Convertible & Hi Income Fund (CHY) 0.6 $2.7M 222k 12.15
Tellabs 0.5 $2.5M 1.1M 2.28
Southwest Airlines (LUV) 0.5 $2.4M 235k 10.24
iShares Dow Jones Select Dividend (DVY) 0.5 $2.4M 42k 57.23
AGIC Convertible & Income Fund 0.5 $2.4M 280k 8.69
Oneok Partners 0.4 $2.1M 39k 53.99
Calamos Strategic Total Return Fund (CSQ) 0.4 $2.1M 218k 9.81
Johnson & Johnson (JNJ) 0.4 $2.1M 30k 70.11
Global X Etf equity 0.4 $2.0M 91k 22.10
Energy Transfer Partners 0.4 $1.9M 43k 42.94
PowerShares QQQ Trust, Series 1 0.3 $1.7M 26k 65.14
Coca-Cola Company (KO) 0.3 $1.6M 45k 36.26
3M Company (MMM) 0.3 $1.6M 17k 92.85
Omega Healthcare Investors (OHI) 0.3 $1.6M 67k 23.85
Cisco Systems (CSCO) 0.3 $1.5M 77k 19.65
Jack Henry & Associates (JKHY) 0.3 $1.5M 38k 39.27
Bank Of America 8.2% Rep. 1/10 p 0.3 $1.5M 57k 25.60
Teva Pharmaceutical Industries (TEVA) 0.3 $1.4M 37k 37.35
Western Union Company (WU) 0.3 $1.3M 95k 13.61
Iron Mountain Incorporated 0.2 $1.2M 40k 31.06
St. Joe Company (JOE) 0.2 $1.2M 50k 23.09
Copano Energy 0.2 $1.2M 37k 31.64
iShares S&P SmallCap 600 Index (IJR) 0.2 $1.2M 15k 78.07
Cohen & Steers infrastucture Fund (UTF) 0.2 $1.2M 63k 18.75
Verizon Communications (VZ) 0.2 $1.1M 26k 43.29
Pfizer (PFE) 0.2 $1.0M 42k 25.07
Chart Industries (GTLS) 0.2 $1.0M 16k 66.69
Nuveen Real Estate Income Fund (JRS) 0.2 $1.0M 99k 10.48
PowerShrs CEF Income Cmpst Prtfl 0.2 $1.1M 42k 25.15
Spdr S&p 500 Etf (SPY) 0.2 $962k 6.8k 142.41
Texas Capital Bancshares (TCBI) 0.2 $986k 22k 44.82
Philip Morris International (PM) 0.2 $903k 11k 83.60
Nuveen Build Amer Bd Opptny 0.2 $902k 42k 21.67
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.2 $846k 8.0k 105.47
Hartford Finl Svcs Group Inc dep conv p 0.2 $785k 38k 20.65
Targa Resources Partners 0.2 $785k 21k 37.37
New America High Income Fund I 0.2 $785k 75k 10.46
Western Asst High Incm Opprtnty Fnd (HIO) 0.2 $771k 120k 6.44
Corning Incorporated (GLW) 0.1 $762k 60k 12.62
Bank of America Corporation (BAC) 0.1 $740k 64k 11.61
Arthur J. Gallagher & Co. (AJG) 0.1 $734k 21k 34.65
Bristol Myers Squibb (BMY) 0.1 $742k 23k 32.60
Chevron Corporation (CVX) 0.1 $704k 6.5k 108.14
GlaxoSmithKline 0.1 $694k 16k 43.46
PowerShares Preferred Portfolio 0.1 $687k 47k 14.67
Rydex Etf Trust equity 0.1 $702k 24k 29.16
Koninklijke Philips Electronics NV (PHG) 0.1 $621k 23k 26.56
International Business Machines (IBM) 0.1 $637k 3.3k 191.46
Peyto Expl & Dev (PEYUF) 0.1 $635k 27k 23.18
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $570k 4.4k 130.55
Vanguard Total Stock Market ETF (VTI) 0.1 $576k 7.9k 73.28
SPDR S&P International Dividend (DWX) 0.1 $591k 12k 48.09
ConocoPhillips (COP) 0.1 $549k 9.5k 58.03
WisdomTree Emerging Markets Eq (DEM) 0.1 $545k 9.5k 57.23
Dividend & Income Fund (BXSY) 0.1 $525k 39k 13.52
Federated Investors (FHI) 0.1 $495k 25k 20.23
Office Depot 0.1 $478k 146k 3.28
TC Pipelines 0.1 $509k 13k 40.40
Abbott Laboratories (ABT) 0.1 $454k 6.9k 65.47
SPDR S&P Dividend (SDY) 0.1 $461k 7.9k 58.14
Vanguard Small-Cap ETF (VB) 0.1 $441k 5.5k 80.92
Kimberly-Clark Corporation (KMB) 0.1 $391k 4.6k 84.32
Pepsi (PEP) 0.1 $394k 5.8k 68.40
Procter & Gamble Company (PG) 0.1 $387k 5.7k 67.93
Staples 0.1 $398k 35k 11.41
Eaton Vance Senior Floating Rate Fund (EFR) 0.1 $407k 26k 15.97
Nuveen Equity Premium Opportunity Fund 0.1 $405k 34k 12.07
SPDR Barclays Capital High Yield B 0.1 $370k 9.1k 40.66
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $396k 41k 9.72
ProShares UltraShort Euro (EUO) 0.1 $382k 20k 19.01
Wells Fargo & Company (WFC) 0.1 $334k 9.8k 34.20
General Mills (GIS) 0.1 $343k 8.5k 40.45
Prosperity Bancshares (PB) 0.1 $337k 8.0k 42.03
Calamos Conv. Opptys. & Income Fund (CHI) 0.1 $354k 30k 11.93
Kayne Anderson MLP Investment (KYN) 0.1 $330k 11k 29.44
Nuveen Insured Municipal Opp. Fund 0.1 $336k 22k 15.32
Clough Global Equity Fund closed-end fund (GLQ) 0.1 $346k 27k 12.99
Caterpillar (CAT) 0.1 $275k 3.1k 89.58
United Parcel Service (UPS) 0.1 $277k 3.8k 73.67
ConAgra Foods (CAG) 0.1 $297k 10k 29.48
NuStar Energy 0.1 $280k 6.6k 42.46
Bank Of America Corporation warrant 0.1 $277k 51k 5.41
Vanguard Mid-Cap ETF (VO) 0.1 $313k 3.8k 82.37
John Hancock Preferred Income Fund (HPI) 0.1 $303k 14k 21.90
Nuveen Quality Income Municipal Fund 0.1 $289k 19k 15.25
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.1 $288k 5.2k 55.38
MGIC Investment (MTG) 0.1 $239k 90k 2.66
International Paper Company (IP) 0.1 $249k 6.3k 39.79
Altria (MO) 0.1 $251k 8.0k 31.47
Rush Enterprises (RUSHA) 0.1 $267k 13k 20.70
Nicholas-applegate Conv. Incom 0.1 $257k 33k 7.91
Nuveen Premium Income Municipal Fund 0.1 $252k 17k 14.97
Blackrock Strategic Bond Trust 0.1 $238k 16k 14.61
Susser Petroleum Partners 0.1 $245k 9.8k 25.13
Yum! Brands (YUM) 0.0 $206k 3.1k 66.32
Halliburton Company (HAL) 0.0 $214k 6.2k 34.77
Oracle Corporation (ORCL) 0.0 $217k 6.5k 33.36
Symmetri 0.0 $208k 36k 5.78
Navios Maritime Partners 0.0 $221k 18k 12.28
Zix Corporation 0.0 $198k 71k 2.79
Hartford Finl Svcs Wt Exp 0626 wt 0.0 $193k 14k 13.45
Nuveen Premier Mun Income 0.0 $221k 15k 14.89
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $219k 16k 13.70
Nuveen Insured Premium Incm. Mun. Fnd II 0.0 $192k 13k 14.30
BlackRock MuniYield Insured Investment 0.0 $207k 13k 15.72
iCAD 0.0 $171k 36k 4.78
Aberdeen Asia-Pacific Income Fund 0.0 $166k 21k 7.74
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $142k 15k 9.39
Gabelli Dividend & Income Trust (GDV) 0.0 $168k 10k 16.15
ING Asia Pacific High Divid Eq Inco Fund 0.0 $167k 11k 15.73
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $135k 26k 5.18
Wells Fargo Advantage Utils (ERH) 0.0 $146k 13k 11.19
Regions Financial Corporation (RF) 0.0 $75k 11k 7.18
Hugoton Royalty Trust (HGTXU) 0.0 $76k 10k 7.29
Stealthgas (GASS) 0.0 $96k 12k 7.95
BlackRock Income Trust 0.0 $115k 16k 7.35
Liberty All-Star Equity Fund (USA) 0.0 $82k 17k 4.79
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $118k 17k 7.16
Roundy's 0.0 $111k 25k 4.44
Towerstream Corporation 0.0 $59k 18k 3.24
Crocotta Energy 0.0 $60k 20k 3.00
Generex Biotechnology Corporation 0.0 $0 10k 0.00
Commerce Financial Corp ****re 0.0 $0 20k 0.00
Tootie Pie Company (TOOT) 0.0 $4.0k 17k 0.23